-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VwkqmKRlojJIvDN5snwV73NIHdr0C6NIKxt3cWd8slBCmTnS0+RdD13PB0C7e13p 2CNW5Nl2uus/f55A7ltdTQ== 0000927016-99-003397.txt : 20040402 0000927016-99-003397.hdr.sgml : 20040402 19991008150700 ACCESSION NUMBER: 0000927016-99-003397 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991008 DATE AS OF CHANGE: 20010604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LOOMIS SAYLES & CO L P CENTRAL INDEX KEY: 0000312348 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00398 FILM NUMBER: 99725401 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CTR STREET 2: LEGAL & COMPLIANCE, 27TH FLOOR CITY: BOSTON STATE: MA ZIP: 02111 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER STREET 2: 27TH FLOOR CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: LOOMIS SAYLES & CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 ------------------ Check here if Amendment __; Amendment Number: __ This Amendment (Check only one.): __is a restatement. __adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Loomis Sayles & Company, L.P. ----------------------------- Address: One Financial Center -------------------- Boston MA 02110-2660 -------------------- Form 13F File Number: 28-398 --- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Arnar Thorsteinsson ------------------- Title: Trading Compliance Manager -------------------------- Phone: (800) 343-2029, ext. 1195 ------------------------- Signature, Place, and Date of Signing: Boston MA October 8, 1999 - ------------------------------ --------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are - - reported in this report.) 13F NOTICE. (Check here if no holdings reported are in this report, and all - - holdings are reported by other reporting manager(s).) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this - - reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28- ____________ ______________________________ Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 6 - Form 13F Information Table Entry Total: 1,466 ----- Form 13F Information Table Value Total: $31,191,726 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-5952 MetLife New England Holdings, Inc. -- ---- ---------------------------------- 2. 28-3714 Metropolitan Life Insurance Company -- ---- ----------------------------------- 3. 28-6808 Nvest Companies, L.P. -- ---- --------------------- 4. 28-2436 Strategic Investment Partners, Inc. -- ---- ----------------------------------- 5. 28-2437 Strategic Investment Management -- ---- ------------------------------- 6. 28-2495 Strategic Investment Management, Int'l -- ---- --------------------------------------
FILE NO. 28-398 PG 1 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- DAIMLERCHRYSLER AG COMMON D1668R123 6,266 90,237 X 123 42,677 47,560 VIVENDI (EX-DEN DES EAUX) COMMON F43281116 234 3,314 X 123 3,314 ACE LTD COMMON G0070K103 82,580 4,875,448 X 123 2,824,850 3,400 2,047,198 ANNUITY & LIFE RE (HLDGS) COMMON G03910109 14,721 591,790 X 123 428,990 51,300 111,500 GLOBAL CROSSING LTD COMMON G3921A100 299 11,275 X 123 11,275 HELEN OF TROY LTD COMMON G4388N106 17 1,800 X 123 1,800 LORAL SPACE & COMMUNICATIONS COMMON G56462107 2,494 145,119 X 123 91,669 53,450 SANTA FE INTERNATIONAL CORP COMMON G7805C108 16,030 743,400 X 123 630,500 9,300 103,600 TOMMY HILFIGGER CORP COMMON G8915Z102 1,705 60,500 X 123 60,500 TRANSOCEAN OFFSHORE INC COMMON G90076103 50,350 1,644,075 X 123 1,239,875 2,000 402,200 XOMA LTD COMMON G9825R107 10 3,500 X 123 3,500 XL CAPITAL LTD - A COMMON G98255105 99 2,200 X 123 2,200 INTERNET GOLD -GOLDEN LINES COMMON M56595107 90 10,700 X 123 10,700 ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 4,352 96,720 X 123 55,900 40,820 TEEKAY SHIPPING CORP COMMON V89564104 47 3,000 X 123 3,000 FLEXTRONICS INTL LTD COMMON Y2573F102 349 6,000 X 123 6,000 AAR CORP COMMON 000361105 4,630 257,200 X 123 202,600 6,400 48,200 ADC TELECOMMUNICATIONS INC COMMON 000886101 21 500 X 123 500 AFLAC INC COMMON 001055102 303 7,228 X 123 5,200 2,028 AGCO CORP COMMON 001084102 1 100 X 123 100 AES CORPORATION COMMON 00130H105 16,018 271,496 X 123 195,100 11,100 65,296 AES CORP -WTS WTS 00130H113 2 22 X 123 22 AIM CONSTELLATION FUND COMMON 001413202 63 1,960 X 123 1,960 AIM BLUE CHIP FD CL A COMMON 001413871 62 1,437 X 123 1,437 AMFM INC COMMON 001693100 583 9,600 X 123 4,600 5,000 AMR CORP/DEL COMMON 001765106 21,402 392,700 X 123 327,800 17,500 47,400 A T & T CORP COMMON 001957109 116,123 2,669,501 X 123 1,704,879 22,950 941,672 AT&T -LIBERTY MEDIA GRP COMMON 001957208 1,052 28,200 X 123 28,200 APP FINANCE VI CVT CV BND 00202NAA3 1,130 96,876 X 123 80,730 16,146 APP FINANCE VII CVT 144A CV BND 00202PAA8 77,941 1,558,828 X 123 1,261,730 171,013 126,085 AT&T CANADA INC COMMON 00207Q202 63 1,000 X 123 1,000 AXA FINANCIAL COMMON 002451102 5,760 103,200 X 123 102,500 700 ABACUS DIRECT CORP COMMON 002553105 17,538 143,900 X 123 108,600 17,700 17,600 ABBOTT LABS COMMON 002824100 17,802 485,234 X 123 188,328 296,906 ABERCROMBIE & FITCH CO COMMON 002896207 75 2,192 X 123 2,192 ABGENIX INC COMMON 00339B107 13,912 355,000 X 123 279,250 26,150 49,600 ACCLAIM ENMNT INC COMMON 004325205 7,111 936,400 X 123 736,700 23,200 176,500 ACETO CORP COMMON 004446100 41 3,745 X 123 3,745 ACME COMMUNICATIONS COMMON 004631107 8,187 264,100 X 123 176,700 38,700 48,700 ACNIELSON CORP COMMON 004833109 13,272 585,000 X 123 458,100 11,100 115,800 ACTEL CORP COMMON 004934105 9,561 503,200 X 123 398,900 12,000 92,300 ACXIOM CORP COMMON 005125109 16 800 X 123 800 ADAPTEC INC COMMON 00651F108 89 2,245 X 123 2,245 ADVANTICA RESTAURANT GROUP COMMON 00758B109 26,579 8,769,028 X 123 7,694,089 764,762 310,177 ADVO INC COMMON 007585102 6,958 349,000 X 123 280,700 8,100 60,200 AEROFLEX INC COMMON 007768104 1,743 143,000 X 123 98,000 7,700 37,300 ADVANCED MICRO DEVICES COMMON 007903107 1,942 113,000 X 123 76,300 36,700 AEGON NV AMERICAN REG SHR COMMON 007924103 26 295 X 123 295 ADVANCED ENERGY INDS COMMON 007973100 17,657 571,900 X 123 442,400 51,300 78,200 ADVENT SOFTWARE INC COMMON 007974108 21,277 341,800 X 123 265,500 29,850 46,450 AETNA INC COMMON 008117103 1,636 33,213 X 123 17,663 15,550 AETNA REAL ESTATE ASSOC COMMON 008171100 12 1,136 X 123 1,136 AFFYMRTRIX INC COMMON 00826T108 128 1,300 X 123 1,300 AGRITOPE INC COMMON 00855D107 40 20,000 X 123 20,000 AIM VALUE FUND -CL B COMMON 008879728 42 971 X 123 971 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 2 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- AIM INTL EQUITY FUND COMMON 008882102 62 3,092 X 123 3,092 AIR PRODS & CHEM COMMON 009158106 2,464 84,243 X 123 23,143 61,100 AIRONET WIRELESS COMM COMMON 00943A107 3,182 151,500 X 123 102,800 7,900 40,800 AKZO NOBEL N V SPON ADR COMMON 010199305 9 200 X 123 200 ALABAMA NATL BANCORP/DEL COMMON 010317105 140 6,000 X 123 1,000 5,000 ALBEMARLE CORP COMMON 012653101 805 40,000 X 123 40,000 ALBERTO CULVER CO CL B COMMON 013068101 24 1,025 X 123 1,025 ALBERTSONS INC COMMON 013104104 945 23,875 X 123 2,875 21,000 ALCAN ALUMINUM LTD COMMON 013716105 1,388 44,400 X 123 28,500 15,900 ALCOA INC COMMON 013817101 35,112 565,750 X 123 346,350 500 218,900 ALCATEL ALSTHOM -SPONS ADR COMMON 013904305 373 13,444 X 123 4,887 8,557 ALKERMES INC COMMON 01642T108 12,073 419,000 X 123 325,400 38,800 54,800 ALLEGHENY TELEDYNE INC COMMON 017415100 454 26,900 X 123 21,700 5,200 ALLEGIANCE TELECOM COMMON 01747T102 95 1,800 X 123 1,800 ALLERGAN INC COMMON 018490102 66 600 X 123 600 ALLERGAN SPECIALTY THERAPEUTIC COMMON 018494104 30 X 123 30 ALLIANCE QUASAR FD -CL A COMMON 01877E107 11 478 X 123 478 ALLIANT ENERGY CORP COMMON 018802108 29 1,040 X 123 1,040 ALLIANT TECHSYSTEMS INC COMMON 018804104 9,177 132,400 X 123 105,200 3,100 24,100 ALLIED SIGNAL INC COMMON 019512102 21,975 366,634 X 123 305,720 10,000 50,914 ALLMERICA FINANCIAL CORP COMMON 019754100 1,337 28,063 X 123 20,500 7,563 ALLSTATE CORP COMMON 020002101 66,165 2,653,188 X 123 1,441,756 2,600 1,208,832 ALLTEL CORP COMMON 020039103 411 5,837 X 123 5,837 ALLTRISTA CORP COMMON 020040101 14 547 X 123 547 ALTERA CORP COMMON 021441100 434 10,000 X 123 10,000 ALTERRA HEALTHCARE CORP COMMON 02146C104 2,771 312,200 X 123 229,200 12,700 70,300 AMERICA ONLINE INC COMMON 02364J104 1,627 15,632 X 123 9,052 6,580 AMERICAN FDS -BALANCE FD COMMON 024071102 29 1,883 X 123 1,883 AMERICAN ELEC PWR COMMON 025537101 47 1,373 X 123 1,373 AMERICAN EXPRESS COMMON 025816109 82,443 610,686 X 123 315,404 500 294,782 AMERICAN FREIGHTWAYS CORP COMMON 02629V108 15 800 X 123 800 AMERICAN GEN CORP COMMON 026351106 3,151 49,825 X 123 49,825 AMERICAN GREETINGS COMMON 026375105 56 2,165 X 123 1,365 800 AMERICAN HOME PRODUCTS COMMON 026609107 10,870 261,934 X 123 127,630 9,400 124,904 AMERICAN INTL GRP COMMON 026874107 91,128 1,048,191 X 123 459,343 4,125 584,723 AMERICAN MGMT SYSTEM COMMON 027352103 4,491 175,050 X 123 96,350 78,700 AMERICAN MUTUAL FUNDS COMMON 027681105 59 2,029 X 123 2,029 AMERICAN STATES WATER CO COMMON 029899101 8,560 258,400 X 123 207,200 6,100 45,100 AMERICAN XTAL TECH INC COMMON 030514103 4,579 214,200 X 123 169,500 4,800 39,900 AMERIKING INC COMMON 03071G102 28 1,750 X 123 1,750 AMERISOURCE HEALTH CORP COMMON 03071P102 5,225 220,580 X 123 148,000 72,580 AMERUS LIFE HOLDINGS -A COMMON 030732101 5,765 272,100 X 123 214,700 6,700 50,700 AMERITECH CORP COMMON 030954101 292,477 4,381,678 X 123 2,694,902 30,500 1,656,276 AMETEK INC COMMON 031100100 8 400 X 123 400 AMGEN INC COMMON 031162100 8,199 100,600 X 123 400 100,200 AMSOUTH BANCORP COMMON 032165102 3,916 167,075 X 123 102,875 64,200 ANADARKO PETE CORP COMMON 032511107 37,030 1,211,580 X 123 485,000 726,580 ANALOG DEVICES COMMON 032654105 1,343 26,200 X 123 16,900 9,300 ANDERSONS INC COMMON 034164103 1,626 185,800 X 123 126,600 10,100 49,100 ANHEUSER BUSCH COMMON 035229103 53,953 770,067 X 123 508,440 800 260,827 ANICOM INC COMMON 035250109 21 4,000 X 123 4,000 ANIXTER INTL COMMON 035290105 82 3,530 X 123 3,530 ANNTAYLOR STORES CORP COMMON 036115103 12,373 302,700 X 123 240,300 21,700 40,700 ATHRACITE CAPITAL INC COMMON 037023108 6,066 882,300 X 123 703,100 19,300 159,900 APARTMENT INVESTMENT & MGMT COMMON 03748R101 8 200 X 123 200 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 3 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- APPLE COMPUTER COMMON 037833100 9,689 153,030 X 123 132,125 20,905 APPLIED GRAPHICS TECH COMMON 037937109 9 1,000 X 123 1,000 APPLIED MICRO CIRCUITS CORP COMMON 03822W109 6,561 115,100 X 123 67,500 47,600 APPLIED MATERIALS COMMON 038222105 40,150 516,816 X 123 182,416 4,700 329,700 APTARGROUP INC COMMON 038336103 32 1,200 X 123 1,200 ARCH CHEMICALS INC COMMON 03937R102 5 325 X 123 325 ARCHSTONE COMMUNITIES TRUST COMMON 039581103 134 6,800 X 123 6,800 ARCTIC CAT INC COMMON 039670104 173 18,100 X 123 18,100 ARIBA INC COMMON 04033V104 145 1,000 X 123 1,000 ARKANSAS BEST CVT PFD 5.75% A CV PFD 040790206 67,464 1,606,293 X 123 1,371,089 134,620 100,584 ARMSTRONG WORLD COMMON 042476101 47 1,050 X 123 800 250 ARROW ELECTRONICS INC COMMON 042735100 5 300 X 123 300 ASIA PULP & PAPER -SP ADR COMMON 04516V100 617 105,000 X 123 63,400 41,600 ASPECT TELECOM CVT SUB DEBS CV BND 045237AE4 2,321 91,482 X 123 74,711 12,415 4,356 ASPECT TELECOMMUNICATIONS COMMON 045237104 68 4,000 X 123 4,000 ASPEN TECHNOLOGY INC COMMON 045327103 1,532 157,100 X 123 108,500 8,300 40,300 ASSOCIATED BANC CORP COMMON 045487105 5,051 139,576 X 123 126,925 12,651 ASSOCIATED ESTATES REALTY CP COMMON 045604105 6,878 748,600 X 123 503,700 65,500 179,400 AT HOME CORP -A COMMON 045919107 7 X 123 7 ASSOCIATES FIRST CAPITAL COMMON 046008108 23,740 659,451 X 123 357,321 302,130 ASTORIA FINANCIAL CORP COMMON 046265104 9 300 X 123 300 ATHABASCA OIL SANDS TRUST COMMON 046903100 16 1,000 X 123 1,000 ATLANTIC RICHFIELD COMMON 048825103 4,065 45,862 X 123 29,830 3,500 12,532 ATMEL CORP COMMON 049513104 2,746 81,200 X 123 61,900 1,000 18,300 ATWOOD OCEANICS INC COMMON 050095108 17,396 569,200 X 123 435,800 59,900 73,500 AUTOLIV INC COMMON 052800109 279 7,427 X 123 2,044 5,383 AUTOMATIC DATA PROC COMMON 053015103 5,659 126,819 X 123 25,361 101,458 AUTONATION INC COMMON 05329W102 15 1,200 X 123 1,200 AUTOZONE INC COMMON 053332102 4,529 161,400 X 123 104,200 57,200 AVALONBAY COMMUNITIES COMMON 053484101 5,061 149,400 X 123 105,500 5,500 38,400 AVERY DENNISON CORP COMMON 053611109 53 1,000 X 123 1,000 AVON PRODS COMMON 054303102 672 27,100 X 123 11,600 15,500 AVTEAM INC CL A COMMON 054527205 10 1,500 X 123 1,500 BJ'S WHOLESALE CLUB INC COMMON 05548J106 140 4,740 X 123 4,740 BJ SERVICES CO COMMON 055482103 530 16,650 X 123 9,500 7,150 B P AMOCO PLC -SP ADR COMMON 055622104 81,243 733,151 X 123 386,129 3,246 343,776 BMC SOFTWARE INC COMMON 055921100 97 1,350 X 123 800 550 BAKER HUGHES INC CVT NTS CV BND 057224AH0 309,379 4,267,300 X 123 4,097,401 169,899 BAKER HUGHES INC COMMON 057224107 24,753 853,550 X 123 476,900 376,650 BAKER (J) INC COMMON 057232100 1,682 213,600 X 123 147,400 11,400 54,800 BALL CORPORATION COMMON 058498106 242 5,500 X 123 5,500 BANCO SANTANDER PUERTO RICO COMMON 059646109 1,930 113,500 X 123 84,500 29,000 BANK OF AMERICA CORP COMMON 060505104 23,605 423,874 X 123 180,390 243,484 BANK OF NEW YORK COMMON 064057102 23,849 713,234 X 123 626,814 4,000 82,420 BANK ONE CORP COMMON 06423A103 51,627 1,482,992 X 123 885,578 1,800 595,614 BANKBOSTON CORP COMMON 06605R106 2,187 50,410 X 123 20,350 30,060 BANTA CORP COMMON 066821109 672 30,100 X 123 17,850 12,250 BARD C R COMMON 067383109 241 5,125 X 123 2,225 2,900 BARRICK GOLD CORP COMMON 067901108 1,631 75,000 X 123 46,900 28,100 BARRETT RESOURCES CORP COMMON 068480201 19 525 X 123 525 BASIN EXPLORATION COMMON 070107107 36 1,500 X 123 1,500 BASSET FURNITURE INDS COMMON 070203104 37 1,950 X 123 1,950 BAXTER INTL INC COMMON 071813109 228 3,780 X 123 3,780 BE AEROSPACE INC COMMON 073302101 16 1,300 X 123 1,300 BEA SYSTEMS INC COMMON 073325102 240 6,800 X 123 6,800 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 4 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- BEAR STEARNS COMPANIES COMMON 073902108 58,456 1,520,776 X 123 848,968 1,700 670,108 BEAR STEARNS SM CAP VALUE -A COMMON 073921306 20 993 X 123 993 BECKMAN COULTER INC COMMON 075811109 7,680 170,200 X 123 138,800 3,600 27,800 BELL ATLANTIC CORP COMMON 077853109 21,402 317,950 X 123 237,803 6,700 73,447 BELL ATLANTIC FINL EURO CVT CV BND 0778599A6 195,937 1,951,268 X 123 1,826,643 124,625 BELL ATLANTIC FINL EURO CVT CV BND 0778599B4 1,439,124 13,762,961 X 123 13,189,050 573,911 BELL SPORTS CORP CVT SUB DEBS CV BND 077903AA0 12,039 148,632 X 123 122,037 22,842 3,753 BELLSOUTH CORP COMMON 079860102 244,608 5,435,736 X 123 3,178,636 29,440 2,227,660 BELLWEATHER EXPLORATION COMMON 079895207 19 3,000 X 123 3,000 BEN & JERRYS HOMEMADE CL A COMMON 081465106 2 100 X 123 100 BERKSHIRE HATHAWAY INC CL A COMMON 084670108 5,610 102 X 123 102 BERKSHIRE HATHAWAY INC CL B COMMON 084670207 2,220 1,196 X 123 77 1,119 BERKSHIRE REALTY COMPANY COMMON 084710102 10,769 897,400 X 123 654,000 47,400 196,000 BESTFOODS COMMON 08658U101 1,587 32,672 X 123 12,868 4,000 15,804 BETHLEHEM STEEL CORP COMMON 087509105 6,747 914,800 X 123 662,500 11,700 240,600 BETHLEHEM STEEL CVT PFD 144A CV PFD 087509501 151,807 4,202,259 X 123 3,620,406 420,752 161,101 BEVERLY ENTERPRISES INC COMMON 087851309 2,681 630,900 X 123 489,700 15,500 125,700 BIOGEN INC COMMON 090597105 44,013 558,450 X 123 304,450 800 253,200 BIOMATRIX INC COMMON 09060P102 57 2,530 X 123 2,530 BIOMARIN PHARMACEUTICAL COMMON 09061G101 5,492 316,100 X 123 241,400 33,100 41,600 BIOMUNE SYSTEMS INC COMMON 09061T608 20 X 123 20 BIOMET INC COMMON 090613100 17,217 654,306 X 123 457,650 800 195,856 BIOVAIL CORP INTL COMMON 09067K106 5,049 99,490 X 123 79,325 2,100 18,065 BLACK & DECKER CORP COMMON 091797100 107,718 2,357,682 X 123 1,546,303 26,300 785,079 BLACK HILLS CORP COMMON 092113109 45 1,950 X 123 1,950 H & R BLOCK INC COMMON 093671105 48 1,100 X 123 400 700 BOEING CO COMMON 097023105 10,154 238,228 X 123 164,200 12,900 61,128 BOISE CASCADE CORP COMMON 097383103 237 6,500 X 123 1,500 5,000 BONE CARE INTL COMMON 098072101 3 300 X 123 300 BORDERS GROUP INC COMMON 099709107 806 54,900 X 123 13,000 41,900 BORG WARNER AUTOMOTIVE INC COMMON 099724106 705 16,400 X 123 13,300 3,100 BOSTON CHICKEN SUB CVT DEBS CV BND 100578AA1 2,270 2,269,887 X 1235 1,914,746 214,343 140,798 BOSTON CHICKEN SUB DEB CONV CV BND 100578AB9 144 383,933 X 12356 328,476 38,393 17,064 BOSTON CHICKEN CVT SUB DEBS CV BND 100578AC7 513 513,428 X 123 474,103 37,453 1,872 BOSTON PROPERTIES INC COMMON 101121101 6 200 X 123 200 BOSTON SCIENTIFIC CORP COMMON 101137107 307 12,400 X 123 12,400 BOWATER INC COMMON 102183100 21 400 X 123 400 BRADLESS INC WTS WTS 104499116 1,593 196,029 X 123 174,011 17,210 4,808 BRADY CORP CL A COMMON 104674106 96 3,000 X 123 3,000 BRANDYWINE RLTY TRUST COMMON 105368203 12,332 758,900 X 123 584,000 16,700 158,200 BRIGGS & STRATTON COMMON 109043109 157 2,687 X 123 325 2,362 BRISTOL-MYERS SQUIBB CO COMMON 110122108 217,047 3,215,509 X 123 1,748,604 13,900 1,453,005 BRITISH TELECOM PLC -SP ADR COMMON 111021408 274 1,770 X 123 1,000 770 BROADBAND TECH SUB CONV NTS CV BND 111309AC4 95,016 2,159,451 X 1235 1,810,609 212,753 136,089 BROADCOM CORP CL A COMMON 111320107 262 2,400 X 123 2,400 BROCADE COMMUNICATIONS COMMON 111621108 147 700 X 123 700 BUILDERS TRANSPORT SUB CVT CV BND 120084AA6 32 256,016 X 123 185,320 22,540 48,156 BUILDERS TRANSPORT SUB DEB CV CV BND 120084AB4 30 242,167 X 123 182,565 54,304 5,298 BURLINGTON COAT FACTORY WRHS COMMON 121579106 13,949 706,300 X 123 562,800 15,900 127,600 BURLINGTON INDS INC COMMON 121693105 5,942 1,320,400 X 123 1,039,900 22,500 258,000 BURLINGTON NORTHN SANTA FE COMMON 12189T104 4,898 178,105 X 123 133,250 44,855 BURLINGTON RESOURCES INC COMMON 122014103 117 3,197 X 123 3,197 BURNS INTL SERVICES COMMON 122374101 5,026 311,700 X 123 244,900 9,500 57,300 CBS CORPORATION COMMON 12490K107 41,879 905,490 X 123 417,265 12,600 475,625 C-CUBE MICROSYSTEMS INC COMMON 125015107 12,667 291,200 X 123 219,800 3,700 67,700 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 5 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- CEC ENTERTAINMENT INC COMMON 125137109 14,125 393,740 X 123 302,990 10,050 80,700 CGM CAP DEV FD COMMON 125322107 556 24,340 X 123 300 24,040 CGM REALTY FUND COMMON 125325407 190 16,684 X 123 16,684 C.H. ROBINSON WORLDWIDE COMMON 12541W100 7 200 X 123 200 CIGNA CORP COMMON 125509109 29 375 X 123 375 C.I.T. GROUP INC COMMON 125577106 49,569 2,410,585 X 123 1,400,745 2,100 1,007,740 CK WITCO CORP COMMON 12562C108 15,821 1,063,610 X 123 538,755 3,300 521,555 CMGI INC COMMON 125750109 410 4,000 X 123 4,000 CML GRP CVT EURO 144A CV BND 125820AB6 40 316,044 X 123 285,177 28,938 1,929 CMS ENERGY CORP COMMON 125896100 11,735 345,775 X 123 191,150 154,625 CNA SURETY CORP COMMON 12612L108 8,582 653,900 X 123 524,800 15,200 113,900 CNF TRANSPORTATION INC COMMON 12612W104 42,386 1,137,875 X 123 881,225 17,400 239,250 CSX CORP COMMON 126408103 455 10,749 X 123 6,000 4,000 749 CUNO INC COMMON 126583103 7,704 387,600 X 123 300,300 10,700 76,600 CVS CORP COMMON 126650100 44,085 1,080,170 X 123 374,000 10,500 695,670 CABLETRON SYS COMMON 126920107 86 5,500 X 123 5,500 CABLE DESIGN TECHNOLOGIES COMMON 126924109 175 7,670 X 123 7,670 CABOT OIL & GAS -CL A COMMON 127097103 10 600 X 123 600 CADENCE DESIGN SYS INC COMMON 127387108 4,859 363,300 X 123 311,700 51,600 CALDWELL & ORKIN MKT OPP FD COMMON 128819307 146 6,912 X 123 6,912 CALPINE CORP COMMON 131347106 264 3,100 X 123 3,100 CAMBREX CORP COMMON 132011107 5,105 193,100 X 123 136,800 9,500 46,800 CAMDEN PPTY TR 9% CVT PFD A CV PFD 133131201 867 35,958 X 123 30,953 5,005 CAMPBELL SOUP COMMON 134429109 39 1,000 X 123 1,000 CANADIAN NATL RAILWAY CO COMMON 136375102 1,499 49,448 X 123 32,440 17,008 CAPITAL AUTOMOTIVE REIT COMMON 139733109 11,483 927,900 X 123 738,300 21,000 168,600 CAPITAL ONE FINL CORP COMMON 14040H105 1,757 45,061 X 123 41,461 3,600 CAPITAL SENIOR LIVING CORP COMMON 140475104 4,051 535,600 X 123 431,100 13,300 91,200 CAPROCK COMMUNICATIONS COMMON 140667106 10,907 469,100 X 123 359,600 45,950 63,550 CAPSTEAD MTG CORP COMMON 14067E100 37 9,500 X 123 9,500 CARAUSTAR INDS INC COMMON 140909102 403 15,800 X 123 13,300 2,500 CARDINAL HEALTH INC COMMON 14149Y108 12,769 234,288 X 123 147,475 500 86,313 CAREMATRIX CORP COMMON 141706101 12 2,300 X 123 2,300 CARLISLE COS INC COMMON 142339100 7,418 187,800 X 123 149,900 4,400 33,500 CARNIVAL CORP CL A COMMON 143658102 35,046 805,652 X 123 461,392 344,260 CAROLINA FIRST CORP COMMON 143877108 95 4,800 X 123 4,800 CAROLINA PWR & LGT COMMON 144141108 38 1,087 X 123 1,087 CARPENTER TECHNOLOGY CORP COMMON 144285103 4 150 X 123 150 CARRAMERICA REALTY COMMON 144418100 10 450 X 123 450 CARTER WALLACE INC COMMON 146285101 5 306 X 123 306 CARTER WALLACE INC CL B COMMON 146285200 5 300 X 123 300 CASEYS GENERAL STORES INC COMMON 147528103 2,787 207,900 X 123 133,000 10,100 64,800 CATERPILLAR INC COMMON 149123101 71,968 1,312,968 X 123 760,480 1,200 551,288 CENDANT CORP COMMON 151313103 653 36,782 X 123 36,782 CENDANT CORP CVT PFD 7.5% CV PFD 151313301 9 311 X 123 311 CENTEX CORP COMMON 152312104 44 1,500 X 123 1,500 CENTOCOR CVT SUB NTS CV BND 152342AE1 28,787 219,747 X 123 167,982 28,420 23,345 CENTOCOR INC COMMON 152342101 325 5,551 X 123 5,551 CENTRAL & SOUTH WEST CORP COMMON 152357109 52 2,450 X 123 600 1,850 CENTURY SOUTH BANKS COMMON 156683104 131 5,700 X 123 1,350 4,350 CENTURYTEL INC COMMON 156700106 1,298 31,950 X 123 18,675 13,275 CERIDIAN CORP COMMON 15677T106 7 300 X 123 300 CHARTER ONE FIN INC COMMON 160903100 3,519 152,159 X 123 124,906 27,253 CHARMING SHOPPES COMMON 161133103 2,729 532,400 X 123 421,300 12,100 99,000 CHASE MANHATTAN CORP COMMON 16161A108 146,367 1,941,855 X 123 1,142,509 7,900 791,446 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 6 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- CHEESECAKE FACTORY (THE) COMMON 163072101 14 500 X 123 500 CHEMED CORP COMMON 163596109 30 1,000 X 123 1,000 CHESAPEAKE CORP COMMON 165159104 8,897 294,100 X 123 233,600 5,000 55,500 CHESAPEAKE ENERGY CORP COMMON 165167107 10,919 2,817,920 X 123 2,415,470 150,225 252,225 CHESAPEAKE ENERGY CVT PFD 7% CV PFD 165167305 133,087 4,032,953 X 123 3,535,849 7,194 489,910 CHEVRON CORP COMMON 166751107 6,588 74,227 X 123 37,173 2,000 35,054 CHICO'S FAS INC COMMON 168615102 105 3,865 X 123 3,865 CHIRON CORP CVT SUB NTS 144A CV BND 170040AB5 20,659 198,886 X 123 184,117 14,769 CHITTENDEN CORP COMMON 170228100 4,295 150,700 X 123 114,000 4,300 32,400 CHOICEPOINT INC COMMON 170388102 13 200 X 123 200 CHUBB CORP COMMON 171232101 5,276 106,327 X 123 74,350 31,977 CIENA CORP COMMON 171779101 902 24,700 X 123 2,600 22,100 CINCINNATI BELL INC COMMON 171870108 235 12,100 X 123 1,100 11,000 CINCINNATI FINANCIAL CORP COMMON 172062101 56 1,500 X 123 1,500 CINERGY CORP COMMON 172474108 8 300 X 123 300 CIRCUIT CITY STORES-CIRCUIT GP COMMON 172737108 4,645 110,100 X 123 91,000 19,100 CISCO SYSTEMS INC COMMON 17275R102 135,813 1,980,844 X 123 828,639 10,900 1,141,305 CIRRUS LOGIC 144A CVT SUB NTS CV BND 172755AA8 5,118 69,160 X 123 42,322 26,838 CIRRUS LOGIC CVT SUB NTS CV BND 172755AC4 216,585 2,926,819 X 123 2,569,663 310,705 46,451 CITADEL COMMUNICATIONS COMMON 172853202 15,336 449,400 X 123 348,900 40,600 59,900 CINTAS CORP COMMON 172908105 2,246 38,850 X 123 38,850 CITIGROUP INC COMMON 172967101 233,689 5,311,119 X 123 3,263,978 36,675 2,010,466 CITIZENS BANKING CORP MICH COMMON 174420109 200 7,651 X 123 11 7,640 CITRIX SYSTEMS INC COMMON 177376100 303 4,900 X 123 2,400 2,500 CITY INV CO LIQ TR UBI COMMON 177900107 15 12,000 X 123 12,000 CITY NATIONAL CORP COMMON 178566105 10,915 325,220 X 123 254,100 5,300 65,820 CLAIRE'S STORES INC COMMON 179584107 11 650 X 123 650 CLARIFY INC COMMON 180492100 22,747 452,105 X 123 345,205 47,050 59,850 CLAYTON HOMES INC COMMON 184190106 9 1,025 X 123 400 625 CLEAR CHANNEL COMMUNICATIONS COMMON 184502102 21,856 273,630 X 123 97,200 176,430 CLEARNET COMMUNICATIONS COMMON 184902104 89 4,950 X 123 4,950 CLOROX CO COMMON 189054109 4 100 X 123 100 COCA COLA COMMON 191216100 11,880 246,209 X 123 60,840 185,369 COEUR D'ALENE MINES SUB CVT CV BND 192108AB4 5,260 84,841 X 123 69,457 7,692 7,692 COLGATE-PALMOLIVE CO COMMON 194162103 3,573 78,108 X 123 17,058 61,050 COLONIAL BANCGROUP INC COMMON 195493309 7,969 712,300 X 123 562,600 9,800 139,900 COLUMBIA ENERGY GROUP COMMON 197648108 74,496 1,345,297 X 123 788,982 800 555,515 COLUMBIA HCA HEALTHCARE CORP COMMON 197677107 14 652 X 123 652 COMAIR HLDGS INC COMMON 199789108 9,089 544,637 X 123 435,200 11,200 98,237 COMCAST CORP CL A COMMON 200300101 1,515 42,000 X 123 11,900 30,100 COMCAST CORP CL A SPL COMMON 200300200 22,795 571,650 X 123 177,850 393,800 COMERICA INC COMMON 200340107 50,212 991,845 X 123 573,700 1,000 417,145 COMMERCE BANCORP INC N J COMMON 200519106 7,462 179,800 X 123 140,900 3,100 35,800 COMMERCE ONE INC COMMON 200693109 9,938 101,700 X 123 69,700 13,900 18,100 COMMERCIAL FEDERAL CORP COMMON 201647104 11,164 568,848 X 123 440,573 11,700 116,575 COMMUNITY FIRST BANKSHARES COMMON 203902101 4,931 292,200 X 123 229,800 8,200 54,200 COMPAQ COMPUTER COMMON 204493100 121,108 5,294,331 X 123 3,641,210 56,400 1,596,721 COMPLETE BUSINESS SOLUTIONS COMMON 20452F107 2,775 202,700 X 123 160,000 5,000 37,700 COMPUCOM SYSTEMS INC COMMON 204780100 4 1,000 X 123 1,000 COMPUTER ASSOC INT COMMON 204912109 6,661 108,977 X 123 66,954 42,023 COMPUSA INC COMMON 204932107 3,112 518,700 X 123 409,200 12,800 96,700 COMPUTER SCIENCE CORP COMMON 205363104 591 8,400 X 123 3,000 5,400 COMPUWARE CORP COMMON 205638109 104 4,000 X 123 4,000 COMVERSE TECHNOLOGY INC COMMON 205862402 241 2,560 X 123 1,060 1,500 CONAGRA INC COMMON 205887102 1,063 47,100 X 123 1,800 45,300 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 7 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- CONCENTRIC NETWORK CORP COMMON 20589R107 5,117 251,900 X 123 193,600 24,100 34,200 CONCORD EFS INC COMMON 206197105 29,581 1,434,250 X 123 556,500 877,750 CONECTIV INC COMMON 206829103 30 1,540 X 123 1,540 CONEXANT SYSTEMS INC COMMON 207142100 529 7,280 X 123 4,700 2,580 CONMED CORP COMMON 207410101 13,563 553,600 X 123 439,775 12,800 101,025 CONOCO INC CL A COMMON 208251306 107,859 3,886,805 X 123 2,237,115 3,100 1,646,590 CONOCO INC -CL B COMMON 208251405 21,530 786,489 X 123 495,001 291,488 CONSECO INC COMMON 208464107 3,925 206,600 X 123 191,900 14,700 CONSOLIDATED EDISON INC COMMON 209115104 1,163 28,015 X 123 11,405 16,610 CONSOLIDATED FREIGHTWAYS CORP COMMON 209232107 41 4,150 X 123 4,150 CONSOLIDATED NATURAL GAS COMMON 209615103 98,075 1,572,352 X 123 957,450 1,200 613,702 CONSOLIDATED PAPERS INC COMMON 209759109 3,827 142,400 X 123 127,600 14,800 CONSOLIDATED STORES CORP COMMON 210149100 12,444 564,030 X 123 439,500 124,530 CONSTELLATION ENERGY GROUP COMMON 210371100 189 6,737 X 123 6,737 CONTINENTAL AIRLINES -CL B COMMON 210795308 1,562 47,700 X 123 35,400 12,300 CONVERGYS CORP COMMON 212485106 81 4,100 X 123 400 3,700 COOPER CAMERON CORP COMMON 216640102 26,343 697,815 X 123 451,915 800 245,100 COOPER INDS INC COMMON 216669101 19 400 X 123 400 COOPER TIRE & RUBBER COMMON 216831107 181 10,250 X 123 10,250 COORS (ADOLPH) CL B COMMON 217016104 6,829 126,175 X 123 82,885 43,290 COR THERAPEUTICS COMMON 217753102 9,046 476,100 X 123 366,400 46,700 63,000 CORDANT TECHNOLOGIES INC COMMON 218412104 9,466 311,000 X 123 247,600 5,300 58,100 CORN PRODUCTS INTERNATIONAL COMMON 219023108 7,016 230,501 X 123 183,751 5,300 41,450 CORNING INC COMMON 219350105 2,784 40,609 X 123 7,500 33,109 CORTECH INC COMMON 22051J308 1 200 X 123 200 COST PLUS INC CALIFORNIA COMMON 221485105 26,709 550,700 X 123 415,050 59,300 76,350 COSTCO WHOLESALE CORP COMMON 22160K105 266 3,700 X 123 2,500 1,200 COUNTRYWIDE CREDIT IND INC COMMON 222372104 30,680 951,325 X 123 804,525 29,500 117,300 COVANCE INC COMMON 222816100 48 4,950 X 123 2,850 2,100 COX COMMUNICATIONS INC -CL A COMMON 224044107 167 4,000 X 123 4,000 COX RADIO INC -CL A COMMON 224051102 250 4,200 X 123 4,200 CRANE CO COMMON 224399105 9,851 439,050 X 123 324,600 114,450 CRAY RESEARCH SUB DEB CONV CV BND 225224AA2 21,355 350,079 X 12356 317,618 19,872 12,589 CREE RESEARCH INC COMMON 225447101 19,745 581,800 X 123 442,700 57,000 82,100 CROSS TIMBERS OIL CO COMMON 227573102 1,635 121,100 X 123 90,500 30,600 CROWN CORK & SEAL CO INC COMMON 228255105 735 30,300 X 123 18,200 12,100 CRYOLIFE INC COMMON 228903100 18 1,400 X 123 1,400 CUMULUS MEDIA INC -CL A COMMON 231082108 20,113 615,300 X 123 476,200 58,000 81,100 CYBERSOURCE CORP COMMON 23251J106 7,913 142,900 X 123 107,800 15,550 19,550 CYBERONICS COMMON 23251P102 10,646 595,600 X 123 457,100 59,700 78,800 CYPRESS SEMICONDUCTOR COMMON 232806109 1,745 81,150 X 123 56,800 24,350 CYPRUS AMAX MINERALS CO COMMON 232809103 26 1,342 X 123 1,342 CYTEC INDS COMMON 232820100 9,120 388,066 X 123 306,400 9,100 72,566 CYTOGEN CORP COMMON 232824102 58 28,800 X 123 28,800 CYTYC CORP COMMON 232946103 11,177 288,900 X 123 277,400 11,500 DII GROUP INC COMMON 232949107 3 80 X 123 80 DQE INC COMMON 23329J104 20,758 530,555 X 123 219,025 311,530 DTE ENERGY CO COMMON 233331107 69 1,900 X 123 1,500 400 DVI INC COMMON 233343102 4,822 294,500 X 123 233,900 7,000 53,600 DAILY MAIL & GENERAL TST NV COMMON 2338099A2 158 3,000 X 123 3,000 DAISYTEK INTL CORP COMMON 234053106 10,021 712,600 X 123 569,100 16,000 127,500 DALLAS SEMICONDUCTOR CORP COMMON 235204104 87 1,620 X 123 1,620 DAMARK INTL COMMON 235691102 12 1,200 X 123 1,200 DANA CORP COMMON 235811106 106,372 2,865,245 X 123 1,915,010 21,400 928,835 DANAHER CORP COMMON 235851102 19,112 362,739 X 123 143,778 218,961 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 8 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- DARDEN RESTAURANTS INC COMMON 237194105 227 11,600 X 123 4,300 7,300 DATA DIMENSIONS INC COMMON 237654207 2 1,480 X 123 1,480 DATA GENERAL CORP CVT SUB NTS CV BND 237688AG1 112,345 1,085,460 X 123 947,071 106,703 31,686 DAYTON HUDSON CORP COMMON 239753106 12,693 211,336 X 123 45,134 166,202 DEAN FOODS COMMON 242361103 8,726 200,300 X 123 134,700 65,600 DECORA INDS INC COMMON 243593308 2 300 X 123 300 DEERE & CO COMMON 244199105 17,682 457,035 X 123 284,765 172,270 DELAWARE GRP TAX FREE USA FD COMMON 245909106 45 4,202 X 123 4,202 DELHAIZE AMERICA INC COMMON 246688105 11 533 X 123 533 DELL COMPUTER CORP COMMON 247025109 52,575 1,257,395 X 123 553,800 703,595 DELPHI AUTOMOTIVE SYSTEMS COMMON 247126105 5,522 343,746 X 123 204,880 26,100 112,766 DELPHI FINL GROUP COMMON 247131105 1,082 35,844 X 123 26,522 9,322 DELTA & PINE LAND CO COMMON 247357106 21 800 X 123 800 DELUXE CORP COMMON 248019101 7,796 229,300 X 123 199,000 30,300 DENDRITE INTL COMMON 248239105 24,079 509,600 X 123 391,500 50,850 67,250 DENTSPLY INTERNATIONAL INC COMMON 249030107 5,617 246,900 X 123 192,300 4,700 49,900 DEVELOPERS DIVERS REALTY COMMON 251591103 8,349 596,370 X 123 370,120 6,450 219,800 DEVON ENERGY CORP COMMON 25179M103 2,568 61,980 X 123 45,900 16,080 DEXTER CORP COMMON 252165105 11,433 306,400 X 123 235,800 8,600 62,000 DIAL CORP COMMON 25247D101 125 4,900 X 123 4,900 DIAMOND OFFSHORE CVT SUB NTS CV BND 25271CAA0 44,864 427,781 X 123 411,732 16,049 DIAMOND OFFSHORE DRILLING COMMON 25271C102 784 23,500 X 123 14,500 9,000 DIAMOND TECH PARTNERS INC COMMON 252762109 13,763 306,700 X 123 239,100 32,800 34,800 DIEBOLD INC COMMON 253651103 6,135 265,300 X 123 209,200 4,200 51,900 DIGI INTERNATIONAL INC COMMON 253798102 66 6,067 X 123 6,067 DILLARDS INC CL A COMMON 254067101 11,504 566,350 X 123 239,850 326,500 THE WALT DISNEY CO COMMON 254687106 70,503 2,711,666 X 123 1,550,684 15,400 1,145,582 DITECH COMMUNICATIONS COMMON 25500M103 7,880 150,100 X 123 115,300 15,000 19,800 DIXIE GROUP INC CVT SUB DEBS CV BND 255519AA8 7,679 99,085 X 123 80,701 6,863 11,521 DOMINION RES BLACK WARRIOR COMMON 25746Q108 132 9,000 X 123 9,000 DOMINION RES INC VA COMMON 257470104 456 10,100 X 123 3,200 6,900 DLJDIRECT COMMON 257661504 21 1,370 X 123 1,370 DONNELLEY RR & SONS CO COMMON 257867101 1,074 37,208 X 123 4,500 32,708 DOUBLECLICK INC COMMON 258609304 155 1,300 X 123 1,300 DOVER CORP COMMON 260003108 3,062 74,908 X 123 34,300 40,608 DOW CHEMICAL COMMON 260543103 113,572 999,537 X 123 680,420 16,900 302,217 DOW JONES & CO INC COMMON 260561105 43 800 X 123 800 DRUGSTORE.COM INC COMMON 262241102 2,451 67,600 X 123 45,000 9,200 13,400 DUPONT E I COMMON 263534109 43,562 720,033 X 123 420,751 16,900 282,382 DUKE ENERGY CORP COMMON 264399106 299 5,431 X 123 2,600 2,831 DUN & BRADSTREET CORP COMMON 26483B106 30,580 1,023,610 X 123 660,060 1,300 362,250 DURA AUTOMOTIVE SYSTEMS COMMON 265903104 8 320 X 123 320 DURA PHARMACEUTICALS CVT NTS CV BND 26632SAA7 165,892 2,157,942 X 1236 1,840,362 250,139 67,441 DURA PHARMACEUTICALS INC COMMON 26632S109 3,287 235,800 X 123 185,700 5,800 44,300 ECI TELECOM LTD COMMON 268258100 4,240 171,725 X 123 169,625 2,100 EG&G INC COMMON 268457108 80 2,006 X 123 2,006 EMC CORP COMMON 268648102 119,291 1,671,321 X 123 838,645 9,600 823,076 ENSCO INTL INC COMMON 26874Q100 2,863 158,495 X 123 105,100 53,395 EOG RESOURCES INC COMMON 26875P101 30 1,400 X 123 1,400 E PIPHANY INC COMMON 26881V100 8,604 176,500 X 123 134,600 18,500 23,400 EVI INC CVT PFD 5% CV PFD 268939402 16,925 460,554 X 1236 443,367 17,187 E-TEK DYNAMICS INC COMMON 269240107 250 4,600 X 123 4,600 EARTHGRAINS CO COMMON 270319106 6,668 301,374 X 123 240,930 6,300 54,144 EASTERN UTILITIES ASSOCIATES COMMON 277173100 134 4,500 X 123 4,500 EASTMAN CHEMICAL CO COMMON 277432100 10 262 X 123 262 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 9 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- EASTMAN KODAK COMMON 277461109 17,362 229,584 X 123 170,359 8,000 51,225 EATON CORP COMMON 278058102 132,616 1,536,459 X 123 876,631 1,300 658,528 ECHELON CORP COMMON 27874N105 11 1,500 X 123 1,500 EDISON INTERNATIONAL COMMON 281020107 3,740 153,815 X 123 92,800 61,015 EDO CORP CVT SUB DEBS CV BND 281347AB0 81,927 1,011,445 X 12356 890,992 61,363 59,090 J D EDWARDS & CO COMMON 281667105 7,787 375,850 X 123 276,700 3,800 95,350 EINSTEIN/NOAH BAGEL CVT DEBS CV BND 282577AC9 98,297 1,890,335 X 123 1,622,102 194,116 74,117 EL PASO ENERGY CORP COMMON 283905107 2,569 63,826 X 123 47,194 16,632 ELAN CORP PLC SPONS ADR COMMON 284131208 582 17,326 X 123 17,326 ELECTRONIC DATA SYSTEMS CORP COMMON 285661104 21,689 409,700 X 123 358,200 10,500 41,000 EMERSON ELECTRIC CO COMMON 291011104 70,870 1,121,573 X 123 665,215 1,100 455,258 EMMIS BROADCASTING CORP COMMON 291525103 12,149 183,900 X 123 177,500 6,400 EMPRESAS ICA SOC SUB DEB CONV CV BND 292448AC1 151,496 2,567,723 X 1235 2,214,181 198,038 155,504 EMULEX CORP COMMON 292475209 28,261 329,100 X 123 255,100 29,600 44,400 ENDESA -SPONSORED ADR COMMON 29258N107 329 17,200 X 123 17,200 ENDOSONICS CORP COMMON 29264K105 7,523 885,000 X 123 704,900 20,800 159,300 ENERGY EAST CORP COMMON 29266M109 5,042 212,300 X 123 153,900 58,400 ENERGY FACTORS CVT DEBS CV BND 292667AB8 168 2,020 X 123 2,020 ENGAGE TECHNOLGIES INC COMMON 292827102 43 1,140 X 123 1,140 ENNIS BUSINESS FORMS COMMON 293389102 1,859 209,500 X 123 144,800 11,100 53,600 ENRON CORP COMMON 293561106 10,099 245,950 X 123 158,850 1,000 86,100 ENTERCOM COMMUNICATIONS CORP COMMON 293639100 11,794 327,600 X 123 258,200 26,600 42,800 ENTERGY CORP NEW COMMON 29364G103 127 4,400 X 123 1,400 3,000 ENTERTAINMENT PPTYS COMMON 29380T105 66 4,510 X 123 4,510 ENZON INC COMMON 293904108 6,765 221,800 X 123 169,400 22,800 29,600 EQUIFAX INC COMMON 294429105 285 10,150 X 123 600 9,550 EQUITY RESIDENTIAL PROPS TR COMMON 29476L107 4,153 98,000 X 123 60,800 37,200 EQUITY RES PROP CVT PFD G 7.25 CV PFD 29476L859 1,646 79,330 X 123 76,555 2,775 ETHYL CORP COMMON 297659104 581 150,000 X 123 150,000 ETOYS INC COMMON 297862104 160 2,400 X 123 2,400 COMPAGNIE DE SAINT-GOBAIN COMMON 2983XEUR7 131 700 X 123 700 NOKIA OYJ COMMON 29849EUR2 108 1,200 X 123 1,200 STORA ENSO OYJ -R SHS COMMON 29850EUR8 93 7,000 X 123 7,000 LOXLEY PUBLIC CO EURO CONV CV BND 2987009J6 101,059 3,742,942 X 1235 3,487,834 18,666 236,442 ADVANCE AGRO PUB EURO CONV CV BND 2987009L1 811,895 9,781,868 X 1236 8,130,971 965,488 685,409 BANPU PUBLIC CO EURO CONV CV BND 2987009M9 143,360 1,624,477 X 12356 1,476,138 18,410 129,929 TOTAL ACCESS COMMUN EURO CVT CV BND 2987009U1 105,585 1,085,703 X 123 949,991 88,094 47,618 SSANGYONG OIL REFNG SUB CONV CV BND 2987010A2 31,909 479,831 X 123 387,974 36,191 55,666 THERMO TERRATECH EURO CVT CV BND 2987010H7 85,256 1,014,957 X 123 967,789 47,168 SAMSUNG DISPLAY DEVICES CONV CV BND 2987010Z7 4,270 38,639 X 123 34,753 3,886 BURNS PHILP EURO CVT CV BND 2987020Q5 437,123 8,571,039 X 1236 8,074,999 39,161 456,879 SIAM COMMERCIAL BK EURO CONV CV BND 2987020R3 85,977 1,884,423 X 123 1,512,340 142,890 229,193 FEDERAL RLTY INVS TR CONV EURO CV BND 2987021Q4 326,851 3,756,911 X 123 3,618,023 138,888 FMC CORP EURO CONV CV BND 2987021Z4 161,907 1,882,637 X 123 1,882,637 MBI FINANCE LTD EURO CONV CV BND 2987022N0 16,866 209,513 X 123 209,513 CML GROUP CVT EURO CV BND 2987023T6 71 565,771 X 123 479,919 56,913 28,939 ROCKEFELLER CTR PPTYS EURO CV CV BND 2987023W9 1,957,322 23,163,570 X 123 19,604,284 3,305,956 253,330 SAPPI FINANCE EURO CONV CV BND 2987024I9 184,074 1,958,233 X 123 1,557,761 165,465 235,007 FLI CAPITAL C I REG EURO CVT CV BND 2987027A3 1,473,299 14,031,421 X 123 14,031,421 BANGKOK BANK PUB EURO CVT CV BND 2987027D7 575,170 12,369,240 X 1235 11,097,002 563,301 708,937 OGDEN CORP SUB DEB CONV EURO CV BND 298703018 70,889 819,527 X 1236 794,513 25,014 OGDEN CORP CVT SUB EURO CV BND 298703026 20,675 239,012 X 123 222,378 16,634 SIAM COMMERCIAL BANK FOR REG COMMON 2987038G7 162 197,000 X 123 197,000 SAMSUNG ELEC REGS EURO CVT SK CV BND 2987039B7 42,958 341,614 X 12356 286,528 38,538 16,548 THERMEDICS INC CVT COMP GUAR CV BND 2987042N6 4,533 67,155 X 123 56,448 10,707 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 10 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- PILTEL INTL HLDG CORP CVT CV BND 2987042X4 262,933 4,780,609 X 123 4,437,488 343,121 TELEKOM MALAYSIA EURO CVT CV BND 2987043F2 1,194,552 14,545,530 X 123 12,629,060 511,878 1,404,592 STB CAYMEN CAP EURO CVT CV BND 2987043P0 212 134,000 X 123 134,000 SSANGYONG OIL EURO CVT DEBS CV BND 2987043U9 8,143 72,789 X 123 72,789 APP FINANCE VII CVT REGS CV BND 2987043V7 153,390 3,067,803 X 1236 2,872,792 26,195 168,816 SIAM COMMERCIAL BK PFD 144A COMMON 298705138 397 443,000 X 123 150,000 150,000 143,000 SIAM COMMERCIAL BK WARRANTS WTS 298705146 127 443,000 X 123 150,000 150,000 143,000 SOFTBANK CORP COMMON 298705310 114 300 X 123 300 NEW WORLD DEVELOPMENT COMMON 298705328 61 28,000 X 123 28,000 DAH SING FINANCIAL COMMON 298705336 90 22,400 X 123 22,400 NATSTEEL ELECTRONICS LTD COMMON 298705351 75 20,000 X 123 20,000 PT INDAH KIAT PULP & PAPER COMMON 29871A136 4,221 11,823,000 X 123 3,169,000 8,654,000 TOTAL ACCESS COMMUNICATION COMMON 29871A151 986 516,000 X 123 256,000 260,000 SAKURA BANK LTD COMMON 29871A367 38 5,100 X 123 5,100 MATAV RT COMMON 29871A466 92 17,000 X 123 17,000 TENAGA NASIONAL BERHAD COMMON 29871A482 910 443,100 X 123 435,100 8,000 DATATEC LIMITED COMMON 29871A540 1,014 110,099 X 123 110,099 REGENT PACIFIC GROUP LTD COMMON 29871A557 30 150,000 X 123 150,000 SOGECABLE COMMON 29871A656 115 4,200 X 123 4,200 BILLITON PLC COMMON 29871A730 25 6,000 X 123 6,000 COLT TELECOM GROUP COMMON 29871A748 560 24,000 X 123 24,000 FUJITSU LTD COMMON 29871A755 94 3,000 X 123 3,000 ORIX CORP COMMON 29871A771 98 800 X 123 800 TALISMAN ENERGY INC COMMON 29871A789 78 2,600 X 123 2,600 PACIFIC CENTURY CYBERWORKS COMMON 29871A797 102 121,000 X 123 121,000 UNITED PAN-EUROPE COMM COMMON 29871EUR3 93 1,500 X 123 1,500 EVEREST REINSURANCE HLDGS INC COMMON 299808105 3,884 163,125 X 123 63,975 99,150 EXAR CORP COMMON 300645108 85 2,275 X 123 2,275 EXIDE CORP SR SUB CVT P/P 144A CV BND 302051AF4 113,433 1,947,342 X 1235 1,797,347 113,925 36,070 EXODUS COMMUNICATIONS INC COMMON 302088109 216 3,000 X 123 2,800 200 EXPEDITORS INTL WASH INC COMMON 302130109 263 8,200 X 123 8,200 EXPRESS SCRIPTS INC CL A COMMON 302182100 290 3,700 X 123 3,700 EXXON COMMON 302290101 276,203 3,634,255 X 123 2,264,545 30,300 1,339,410 FPA PARAMOUNT FUND COMMON 302546106 64 6,723 X 123 6,723 FPA PERENNIAL FUND COMMON 302548102 92 4,211 X 123 4,211 FPL GROUP INC COMMON 302571104 537 10,659 X 123 700 9,959 FAMILY DOLLAR STORES INC COMMON 307000109 203 9,600 X 123 5,600 4,000 FARMER BROS CO COMMON 307675108 17 100 X 123 100 FDX CORP COMMON 31304N107 2,254 57,990 X 123 22,800 5,400 29,790 FREDDIE MAC COMMON 313400301 50,533 971,795 X 123 696,727 9,400 265,668 FANNIE MAE COMMON 313586109 119,504 1,906,331 X 123 1,054,138 1,400 850,793 FEDERAL REALTY INVS TR COMMON 313747206 168 8,000 X 123 8,000 FEDERAL SIGNAL CORP COMMON 313855108 12,179 612,800 X 123 484,300 10,900 117,600 FEDERATED DEPT STORES COMMON 31410H101 105,071 2,405,040 X 123 1,398,280 2,100 1,004,660 FEDERATED INVESTORS INC CL B COMMON 314211103 15,742 912,600 X 123 720,500 18,400 173,700 FERRO CORP COMMON 315405100 7,579 355,600 X 123 281,700 8,300 65,600 FIDELITY SPART US EQ INDEX COMMON 315911206 306 6,711 X 123 6,711 FIDELITY SPART TOTAL MKT IDX COMMON 315911404 989 30,268 X 123 30,268 FIDELITY SPART MARKET INDEX COMMON 315912204 549 6,179 X 123 4,363 1,816 FIDELITY CONTRAFUND COMMON 316071109 17 290 X 123 290 FIDELITY REAL ESTATE INVST COMMON 316138205 182 12,398 X 123 12,398 FIDELTIY EQUITY INC II FD COMMON 316145101 46 1,550 X 123 1,550 FIDELITY SELECT TECH FD COMMON 316390202 18 177 X 123 177 FIELDCREST CANNON CVT SUB DEBS CV BND 316549AB0 23,665 353,206 X 123 295,695 49,038 8,473 FIFTH THIRD BANCORP COMMON 316773100 1,766 29,019 X 123 29,019 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 11 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- FILENET CORP COMMON 316869106 3,449 322,700 X 123 255,800 6,600 60,300 FINOVA GROUP INC COMMON 317928109 85,161 2,333,185 X 123 1,359,004 2,000 972,181 FIRST AMERICAN CORP TENN COMMON 318900107 196 4,496 X 123 4,496 FIRST DATA CORP COMMON 319963104 59,202 1,349,340 X 123 853,425 13,700 482,215 FIRST DEFIANCE FINL CORP COMMON 32006W106 40 3,450 X 123 3,450 FIRST NATL BANCORP ILL COMMON 320920101 1,089 13,440 X 123 13,440 FST HLTH GRP COMMON 320960107 6,121 272,800 X 123 217,800 6,000 49,000 FIRST SECURITY CORP DEL COMMON 336294103 309 13,000 X 123 13,000 FIRST STERLING BANKS COMMON 337094106 73 7,907 X 123 7,907 FIRST TENN NATL COR COMMON 337162101 1,386 49,292 X 123 14,600 34,692 FIRST UNION CORP COMMON 337358105 615 17,274 X 123 15,273 2,001 FIRST VIRGINIA BKS COMMON 337477103 118 2,700 X 123 450 2,250 FIRSTAR CORP COMMON 33763V109 12,518 488,497 X 123 87,700 400,797 FISERV INC COMMON 337738108 6,124 188,440 X 123 77,275 111,165 FIRSTMERIT CORP COMMON 337915102 7,866 310,000 X 123 266,800 43,200 FLEET FINL GROUP INC COMMON 338915101 200,097 5,463,399 X 123 3,486,599 35,300 1,941,500 FLORIDA PROGRESS CORP COMMON 341109106 51 1,100 X 123 600 500 FLUOR CORP COMMON 343861100 270 6,700 X 123 6,700 FOOTSTAR INC COMMON 344912100 52 1,468 X 123 1,468 FORD MOTOR COMPANY COMMON 345370100 2,844 56,590 X 123 7,200 49,390 FOREST LABS COMMON 345838106 253 6,000 X 123 4,000 2,000 FORT JAMES CORP COMMON 347471104 59 2,200 X 123 2,200 FOUNDATION HEALTH SYSTEMS CL A COMMON 350404109 4,438 470,200 X 123 363,800 7,900 98,500 FOUNDRY NETWORKS COMMON 35063R100 4,410 35,000 X 123 15,200 9,800 10,000 FOX ENTERTAINMENT GRP COMMON 35138T107 4 200 X 123 200 FRANCE GROWTH FUND COMMON 35177K108 3 225 X 123 225 FRANKLIN (AGE) HI INC CL I COMMON 353538101 2 966 X 123 966 FRANKLIN RESOURCES INC COMMON 354613101 66 2,150 X 123 800 1,350 FRANKLIN NATURAL RES FD COMMON 354713604 48 3,534 X 123 3,534 FRANKLIN SM CAP GROWTH FD COMMON 354713802 34 1,257 X 123 1,257 FRED'S INC COMMON 356108100 1,134 92,100 X 123 63,300 5,000 23,800 FRESENIUS MEDICAL CARE ADR COMMON 358029106 28 1,258 X 123 1,258 FRIEDMAN BILLINGS RAMSEY -A COMMON 358433100 24 3,500 X 123 1,500 2,000 FRISCO BAY INDS LTD COMMON 358751105 2 1,000 X 123 1,000 FULTON FIN CORP COMMON 360271100 10 508 X 123 508 FURNITURE BRANDS INTL INC COMMON 360921100 3,840 195,035 X 123 152,435 4,600 38,000 GTE CORP COMMON 362320103 249,182 3,241,390 X 123 2,032,432 24,500 1,184,458 GABELLI GLOBAL MUTIMEDIA TR COMMON 36239Q109 1 X 123 1 GABELLI EQUITY TRUST COMMON 362397101 19 X 123 19 GADZOOX NETWORKS INC COMMON 362555104 6,481 120,300 X 123 104,900 13,100 2,300 GALLAGHER A J COMMON 363576109 9,212 173,000 X 123 135,700 4,200 33,100 GANNETT CO COMMON 364730101 3,743 54,100 X 123 30,600 23,500 GAP INC COMMON 364760108 428 13,375 X 123 13,375 GARDNER DENVER INC COMMON 365558105 2,839 187,700 X 123 137,500 10,900 39,300 GARTNER GROUP INC CL B COMMON 366651206 198 11,890 X 123 1,667 10,223 GATEWAY INC COMMON 367626108 5,009 113,850 X 123 89,450 24,400 GAYLORD CONTAINER CORP CL A COMMON 368145108 1,820 255,400 X 123 175,000 14,300 66,100 GELTEX PHARMACEUTICALS COMMON 368538104 13 1,200 X 123 1,200 GENCORP INC COMMON 368682100 6,615 361,200 X 123 280,000 6,500 74,700 GENENTECH INC COMMON 368710406 205 1,400 X 123 1,400 GENERAL COMMUNICATIONS CL A COMMON 369385109 150 28,800 X 123 28,800 GENERAL DYNAMICS CORP COMMON 369550108 5,073 81,255 X 123 49,900 31,355 GENERAL ELECTRIC CO COMMON 369604103 143,812 1,212,961 X 123 554,513 13,012 645,436 GENERAL INSTRUMENT CORP COMMON 370120107 38 800 X 123 800 GENERAL MILLS INC COMMON 370334104 2,374 29,263 X 123 9,100 20,163 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 12 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- GENERAL MOTORS CORP COMMON 370442105 133,722 2,124,655 X 123 1,225,673 9,700 889,282 GEN MOTORS CL H COMMON 370442832 21,763 380,140 X 123 323,390 10,500 46,250 GENESCO INC COMMON 371532102 1,734 138,755 X 123 96,955 7,200 34,600 GENESYS TELECOM LABS COMMON 371931106 37,588 822,700 X 123 629,500 83,850 109,350 GENUINE PARTS COMMON 372460105 142 5,332 X 123 225 5,107 GENZYME CORP -GENL DIV COMMON 372917104 225 5,000 X 123 5,000 GENZYME CORP TISSUE REPAIR COMMON 372917401 60 X 123 60 GENZYME -MOLECULAR ONCOLOGY COMMON 372917500 1 216 X 123 216 GENZYME SURGICAL PRODUCTS COMMON 372917609 2 358 X 123 358 GEORGIA GULF CORP COMMON 373200203 92 5,200 X 123 5,200 GEORGIA PACIFIC GROUP COMMON 373298108 3,615 89,394 X 123 61,400 27,994 GA PAC TIMBER GRP COMMON 373298702 41,882 1,830,897 X 123 1,156,995 1,500 672,402 GIANT CEMENT HLD INC COMMON 374450104 9,772 426,000 X 123 340,200 9,900 75,900 GILLETTE CO COMMON 375766102 16,448 484,654 X 123 263,810 18,400 202,444 GLAXO WELLCOME PLC ADR COMMON 37733W105 1,492 28,700 X 123 11,900 16,800 GLOBAL INDUSTRIES LTD COMMON 379336100 7,286 896,785 X 123 705,485 22,200 169,100 GLOBAL MARINE INC COMMON 379352404 3,072 186,865 X 123 119,315 67,550 GLYCOMED INC SUB DEB CONV CV BND 380002AA3 76,481 968,108 X 1235 718,302 216,814 32,992 GOLDEN STATE BANCORP COMMON 381197102 3,925 218,800 X 123 148,500 70,300 GOLDMAN SACHS GROUP COMMON 38141G104 4,590 75,251 X 123 44,979 3,800 26,472 GOODRICH (B.F.) CO COMMON 382388106 17 575 X 123 575 GOVTS SECS INC FD GNMA F COMMON 383743598 2 48,169 X 123 48,169 GRACE W R & CO COMMON 38388F108 29,732 1,815,725 X 123 1,100,875 714,850 GRACO INC COMMON 384109104 3 87 X 123 87 GRADCO SYSTEMS INC COMMON 384111100 93 X 123 93 GRAINGER W W COMMON 384802104 356 7,400 X 123 2,000 5,400 GREAT ATLANTIC & PAC TEA COMMON 390064103 2,258 74,500 X 123 52,100 1,400 21,000 GREAT LAKES CHEMICAL COMMON 390568103 4,198 110,300 X 123 90,300 20,000 GREER STATE BANK SC COMMON 397505108 24 1,000 X 123 1,000 GROUP 1 SOFTWARE INC COMMON 39943Y103 24 X 123 24 GUIDANT CORP COMMON 401698105 44,918 837,634 X 123 310,194 4,100 523,340 GULF CANADA RES LTD -ORD COMMON 40218L305 52 12,500 X 123 12,500 GYMBOREE CORP COMMON 403777105 1,341 195,000 X 123 144,600 50,400 HMT TECH CVT SUB NTS CV BND 403917AD9 28,154 750,761 X 123 669,710 68,420 12,631 H & Q HEALTHCARE INVESTORS FD COMMON 404052102 375 22,986 X 123 22,986 HCC INSURANCE HLDGS COMMON 404132102 10,315 613,500 X 123 479,000 12,400 122,100 HRPT PROPERTIES TRUST COMMON 40426W101 117 10,400 X 123 10,000 400 HADCO CORP COMMON 404681108 10,211 236,100 X 123 184,400 5,800 45,900 HALLIBURTON CO COMMON 406216101 34,232 834,937 X 123 562,260 19,000 253,677 HAMILTON BANCORP INC COMMON 407013101 3,058 143,900 X 123 99,400 7,700 36,800 JOHN HANCOCK REGIONAL BK -B COMMON 409905205 74 1,625 X 123 1,625 HANNAFORD BROTHERS CO COMMON 410550107 9,136 129,700 X 123 101,700 2,900 25,100 HARBOR FEDERAL BANCORP COMMON 41151A108 9 660 X 123 660 HARCOURT GENERAL COMMON 41163G101 3,452 82,930 X 123 51,000 31,930 HARLAND (JOHN H) CO COMMON 412693103 4,922 253,200 X 123 174,700 13,400 65,100 HARLEY DAVIDSON COMMON 412822108 776 15,500 X 123 3,700 11,800 HARMAN INTERNATIONAL COMMON 413086109 12,270 291,700 X 123 229,400 7,100 55,200 HARMONIC INC COMMON 413160102 12,362 94,500 X 123 72,300 9,700 12,500 HARNISCHFEGER INDS COMMON 413345109 7 7,000 X 123 7,000 HARRAH'S ENTERTAINMENT INC COMMON 413619107 257 9,250 X 123 6,050 3,200 OAKMARK INTL FUND COMMON 413838202 456 32,656 X 123 32,656 HARRIS CORP COMMON 413875105 42,554 1,540,403 X 123 950,295 1,000 589,108 HARSCO CORP COMMON 415864107 5,630 203,800 X 123 155,100 3,200 45,500 HARTE-HANKS INC COMMON 416196103 9,201 365,300 X 123 290,300 8,500 66,500 HARTFORD FINANCIAL SVCS GRP COMMON 416515104 21,081 515,738 X 123 320,938 194,800 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 13 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- THE HARTFORD CAPITAL APPREC B COMMON 416645505 56 2,313 X 123 2,313 HASBRO INC COMMON 418056107 124,694 5,799,712 X 123 3,744,459 55,500 1,999,753 HEALTH CARE PPTYS INV COMMON 421915109 4,656 177,375 X 123 118,600 1,000 57,775 HEALTHSOUTH CVT SUB DEBS CV BND 421924AF8 175,469 2,278,815 X 12356 2,184,620 68,258 25,937 HEALTHSOUTH CORP COMMON 421924101 16,223 2,648,700 X 123 2,318,600 85,200 244,900 HEALTHCARE REALTY TRUST COMMON 421946104 13,818 736,943 X 123 581,205 15,577 140,161 HEINZ H J COMMON 423074103 181 4,200 X 123 300 3,900 HENRY (JACK) & ASSOCIATES COMMON 426281101 60 1,625 X 123 1,625 HERSHEY FOODS CORP COMMON 427866108 219 4,500 X 123 4,500 HEWLETT-PACKARD CO COMMON 428236103 12,276 135,270 X 123 66,495 4,800 63,975 HEXCEL SUB DEB CONV CV BND 428290AA8 37,991 542,726 X 123 469,161 67,544 6,021 HEXCEL CORP CVT SUB NTS CV BND 428291AA6 94,429 1,259,055 X 123 1,045,584 181,846 31,625 HI/FN INC COMMON 428358105 20,826 188,900 X 123 144,500 19,600 24,800 HIBERNIA CORP LA CL A COMMON 428656102 23 2,000 X 123 2,000 HILLENBRAND INDUSTRIES COMMON 431573104 53 2,000 X 123 800 1,200 HINES HORTICULTURE INC COMMON 433245107 6 600 X 123 600 HISPANIC BRODCASTING CO COMMON 43357B104 266 3,500 X 123 3,500 HOLLYWOOD PARK INC COMMON 436255103 7 475 X 123 475 HOLOGIC INC COMMON 436440101 4 870 X 123 870 HOME DEPOT INC COMMON 437076102 28,096 409,418 X 123 224,764 184,654 HOMESTORE.COM COMMON 437852106 113 2,700 X 123 2,700 HON INDUSTRIES COMMON 438092108 2,870 149,100 X 123 131,100 18,000 HONEYWELL COMMON 438506107 1,985 17,836 X 123 4,200 4,400 9,236 HOUGHTON MIFFLIN CO COMMON 441560109 49 1,200 X 123 1,200 HOUSEHOLD INTL INC COMMON 441815107 4,967 123,782 X 123 55,644 68,138 HUBBELL INC CL B COMMON 443510201 511 16,034 X 123 16,034 HUDSON UNITED BANCORP COMMON 444165104 15,178 492,600 X 123 386,300 10,600 95,700 HUMANA INC COMMON 444859102 10 1,500 X 123 1,500 HUMAN GENOME SCIENCES INC COMMON 444903108 140 1,900 X 123 1,900 HUNT (JB) TRANSPORT SVCS COMMON 445658107 12 900 X 123 900 HUNTINGTON BANCSHARES COMMON 446150104 1,838 69,177 X 123 40,797 28,380 HUSSMANN INTERNATIONAL INC COMMON 448110106 12,545 737,950 X 123 586,050 14,000 137,900 HUTCHINSON TECH COMMON 448407106 7,722 286,000 X 123 226,200 6,500 53,300 HVIDE CAPITAL TR 6.5% CVT PFD CV PFD 448513408 3,676 1,838,108 X 1235 1,659,814 130,059 48,235 ICN PHARMACEUTICALS INC COMMON 448924100 9 550 X 123 550 IBP INC COMMON 449223106 990 40,100 X 123 23,300 16,800 ICOS CORPORATION COMMON 449295104 7,015 237,800 X 123 175,300 23,400 39,100 IDEC PHARMACEUTICALS CORP COMMON 449370105 2,793 29,700 X 123 12,200 8,500 9,000 IMC GLOBAL INC COMMON 449669100 1,277 87,700 X 123 76,300 11,400 IMCO RECYCLING INC COMMON 449681105 3,564 237,600 X 123 171,800 11,300 54,500 IMS HEALTH INC COMMON 449934108 18,093 793,121 X 123 484,570 308,551 ITC DELTACOM INC COMMON 45031T104 22,369 813,400 X 123 608,000 66,900 138,500 ITI TECHNOLOGIES INC COMMON 450564109 3,292 109,500 X 123 75,700 5,800 28,000 ITLA CAPITAL CORP COMMON 450565106 52 3,500 X 123 3,500 ITT EDUCATIONAL SVCS COMMON 45068B109 7,082 363,200 X 123 287,400 8,800 67,000 IXC COMMUNICATIONS COMMON 450713102 4,466 113,250 X 123 72,300 40,950 ITT INDS INC COMMON 450911102 22 679 X 123 379 300 IDACORP INC COMMON 451107106 3,663 121,600 X 123 91,600 30,000 ILLINOIS TOOL WORKS INC COMMON 452308109 1,687 22,625 X 123 3,600 19,025 IMATION CORP COMMON 45245A107 24 770 X 123 29 741 IMMUNEX CORP COMMON 452528102 9 200 X 123 200 IMPERIAL BANCORP COMMON 452556103 955 44,920 X 123 36,320 8,600 IMPERIAL CREDIT INDUSTRIES COMMON 452729106 7,069 1,615,802 X 123 1,278,502 38,700 298,600 IMPERIAL OIL COMMON 453038408 1,220 58,600 X 123 37,400 21,200 INCO LTD CVT DEBS CV BND 453258AH8 13,480 143,789 X 12356 143,789 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 14 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- AMERICAN FDS -INCM FD AMER COMMON 453320103 29 1,712 X 123 1,712 INFORMIX CORP COMMON 456779107 8,547 1,076,700 X 123 853,400 22,400 200,900 INGERSOLL RAND CO COMMON 456866102 5,302 96,501 X 123 87,200 9,301 INFORMATION RESOURCES INC COMMON 456905108 8,184 739,800 X 123 591,500 16,100 132,200 INGRAM MICRO CVT DEBS CV BND 457153AB0 3,157 99,447 X 1235 89,751 6,867 2,829 INKTOMI CORP COMMON 457277101 1,536 12,800 X 123 12,800 INTEGRAL SYSTEMS INC/MD COMMON 45810H107 854 29,700 X 123 20,500 1,400 7,800 INTEGRATED DEVICE SUB CVT NTS CV BND 458118AA4 108,663 1,070,571 X 123 880,532 170,826 19,213 INTEGRATED PROCESS CVT SUB NTS CV BND 45812KAD0 4,615 64,102 X 123 64,102 INTEGRATED SYSTEMS INC COMMON 45812M104 1,867 183,300 X 123 128,000 10,200 45,100 INTEL CORP COMMON 458140100 209,383 2,817,585 X 123 1,406,543 9,800 1,401,242 INTER-TEL INC COMMON 458372109 8,396 473,000 X 123 377,800 9,500 85,700 INTERFACE INC COMMON 458665106 7 1,400 X 123 1,400 INTERFACE SYS INC COMMON 458667102 32 3,162 X 123 3,162 IBM CORP COMMON 459200101 146,834 1,213,504 X 123 690,328 6,800 516,376 INTL FLAV & FRAG COMMON 459506101 36 1,050 X 123 1,050 INTL MULTIFOODS CORP COMMON 460043102 15,831 688,300 X 123 545,800 15,200 127,300 INTERNATIONAL PAPER CO COMMON 460146103 228 4,739 X 123 1,403 3,336 INTL RECTIFIER CORP COMMON 460254105 8,958 587,400 X 123 465,500 13,500 108,400 INTERNET CAPITAL GRP COMMON 46059C106 8 90 X 123 90 INTERPUBLIC GROUP COS COMMON 460690100 68 1,648 X 123 1,648 INTEVAC INC CVT SUB NTS CV BND 461148AC2 28,953 556,793 X 123 463,703 48,485 44,605 INVACARE CORP COMMON 461203101 738 37,700 X 123 30,300 7,400 AMERICAN FDS IVEST CO OF AMER COMMON 461308108 1,086 33,945 X 123 33,945 IVEX PACKAGING CORP COMMON 465855104 2,504 250,400 X 123 174,700 10,800 64,900 MACKENZIE IVY INTL FD CL A COMMON 465903102 976 21,986 X 123 21,986 JDN REALTY CORP COMMON 465917102 15 750 X 123 750 JDS UNIPHASE CORP COMMON 46612J101 5,509 48,400 X 123 24,000 24,400 JABIL CIRCUIT INC COMMON 466313103 120 2,420 X 123 2,420 JACOBSON'S STORE SUB CONV DEB CV BND 469834AC9 12,322 186,699 X 12356 180,273 6,426 JANUS FUND COMMON 471023101 99 2,496 X 123 2,496 JANUS WORLDWIDE FUND COMMON 471023309 574 10,470 X 123 10,470 JANUS GLOBAL TECH FUND COMMON 471023663 103 5,752 X 123 5,752 JOHNSON & JOHNSON COMMON 478160104 12,267 133,515 X 123 32,650 4,600 96,265 JOHNSON CONTROLS COMMON 478366107 53 800 X 123 500 300 JONES APPAREL GRP INC COMMON 480074103 6,648 231,243 X 123 182,046 49,197 JOSTENS INC COMMON 481088102 10,769 563,100 X 123 445,000 10,100 108,000 JUNIPER NETWORKS INC COMMON 48203R104 237 1,300 X 123 1,300 KLA-TENCOR CORPORATION COMMON 482480100 228 3,500 X 123 3,500 K MART COMMON 482584109 253 21,650 X 123 3,300 18,350 KAISER ALUMINUM CORP COMMON 483007100 12 1,465 X 123 1,465 KAMAN CORP SUB DEB CONV CV BND 483548AC7 7,448 79,234 X 123 79,234 KANSAS CITY PWR & LT COMMON 485134100 5 200 X 123 200 KANSAS CITY SOUTHN INDS INC COMMON 485170104 279 6,000 X 123 6,000 KAYNE ANDERSON SM-MID CAP COMMON 486607203 44 2,938 X 123 2,938 KAYNE INTL RISING DVDS FD COMMON 486607302 97 5,616 X 123 5,616 KEANE INC COMMON 486665102 11 500 X 123 500 KELLOGG CO COMMON 487836108 19 500 X 123 500 KEMPER HIGH YIELD FD A COMMON 488411109 54 7,491 X 123 7,491 KEMPER INCOME & CAP PRES -A COMMON 488412107 47 5,838 X 123 5,838 KEMPER MUNI BOND FD -A COMMON 488419201 45 4,650 X 123 4,650 KEMPER TOTAL RETURN FD-A COMMON 488436106 31 2,856 X 123 2,856 KEMPER US GVT SECS FD -A COMMON 488438102 7 806 X 123 806 KENNAMETAL COMMON 489170100 26 1,000 X 123 1,000 KENNEDY WILSON INC COMMON 489399204 10 1,100 X 123 1,100 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 15 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- KENT ELECTRONIC SUB DEB CVT CV BND 490553AA2 156,273 1,917,456 X 1236 1,753,919 105,996 57,541 KERR MCGEE CORP COMMON 492386107 1,158 21,038 X 123 10,208 10,830 KEY ENERGY SVCS CVT SUB NTS CV BND 492914AF3 101,271 1,454,520 X 123 1,232,056 194,283 28,181 KEYCORP (NEW) COMMON 493267108 111,874 4,334,028 X 123 2,426,074 4,200 1,903,754 KEYSPAN CORP COMMON 49337W100 14 500 X 123 500 KILROY REALTY CORP COMMON 49427F108 22 1,045 X 123 1,045 KIMBERLY CLARK COMMON 494368103 154,087 2,921,089 X 123 1,810,390 33,300 1,077,399 KMART FIN CVT PFD 7.75% CV PFD 498778208 48 999 X 123 999 KNIGHT RIDDER INC COMMON 499040103 4,136 75,200 X 123 46,100 29,100 KNIGHT/TRIMARK GROUP -A COMMON 499067106 18 600 X 123 600 KOHLS CORP COMMON 500255104 10,410 157,424 X 123 80,804 3,600 73,020 PHILIPS ELECTRONICS NV COMMON 500472204 67,014 663,500 X 123 444,497 656 218,347 KOPIN CORP COMMON 500600101 7,850 282,900 X 123 271,100 11,800 KOS PHARMACEUTICALS INC COMMON 500648100 24 5,000 X 123 5,000 KROGER CO COMMON 501044101 110,988 5,030,485 X 123 3,086,449 22,600 1,921,436 KYRGOIL CORP COMMON 501932107 3 125,000 X 123 125,000 LSI LOGIC COMMON 502161102 142 2,740 X 123 2,740 LTX CORP SUB DEB CONV CV BND 502392AA1 28,363 378,168 X 123 225,001 130,556 22,611 LABOR READY INC COMMON 505401208 14 1,350 X 123 1,350 LADD FURNITURE INC COMMON 505739201 1,360 64,200 X 123 44,300 3,400 16,500 LAFARGE CORP COMMON 505862102 163 5,100 X 123 5,100 LAGUNA HILLS UTIL CO COMMON 507205102 43 2,000 X 123 2,000 LAM RESEARCH SUB DEB CONV CV BND 512807AC2 111,249 1,115,274 X 1236 1,029,818 60,684 24,772 LANDS' END COMMON 515086106 26 400 X 123 400 LASON INC COMMON 51808R107 312 7,000 X 123 7,000 LATIN AMERICA INVESTMENT FD COMMON 518279104 123 11,900 X 123 11,900 LATTICE SEMICONDUCTOR CORP COMMON 518415104 80 2,698 X 123 2,698 LEAP WIRELESS INTL INC COMMON 521863100 22 949 X 123 74 875 LEGGETT & PLATT INC COMMON 524660107 5,645 286,700 X 123 164,550 20,300 101,850 LEHMAN BROS HOLDING INC COMMON 524908100 2,662 45,600 X 123 28,000 17,600 LEXMARK INTL GRP INC CL A COMMON 529771107 67,337 836,490 X 123 435,700 600 400,190 LIBERTY ALL STAR EQUITY FD COMMON 530158104 48 4,121 X 123 4,121 LIBERTY FINANCIAL COS COMMON 530512102 4,925 224,500 X 123 173,400 5,700 45,400 LIBERTY PPTY TRUST COMMON 531172104 15,680 691,100 X 123 550,300 15,800 125,000 LIFEPOINT HOSPITALS INC COMMON 53219L109 34 X 123 34 LILLY ELI COMMON 532457108 14,776 230,200 X 123 83,473 6,160 140,567 LILLY INDUSTRIES INC COMMON 532491107 943 69,200 X 123 49,900 4,000 15,300 LIMITED INC COMMON 532716107 202 5,294 X 123 5,294 LINCARE HLDG COMMON 532791100 12,672 475,400 X 123 354,900 7,300 113,200 LINCOLN ELECTRIC HOLDINGS COMMON 533900106 194 9,300 X 123 8,500 800 LINCOLN NATL CORP COMMON 534187109 1,931 51,400 X 123 41,600 9,800 LINENS N THINGS INC COMMON 535679104 9,879 292,700 X 123 226,700 27,300 38,700 LITTON INDS INC COMMON 538021106 71,421 1,304,495 X 123 850,180 1,000 453,315 LIZ CLAIBORNE COMMON 539320101 12,233 394,600 X 123 306,000 7,100 81,500 LOCAL FINL CORP COMMON 539553107 5,821 629,300 X 123 475,800 20,600 132,900 LOCKHEED MARTIN CORP COMMON 539830109 31,675 969,000 X 123 820,550 29,900 118,550 LOEWS CORP CVT SUB NTS CV BND 540424AL2 381,955 4,467,313 X 123 4,222,606 244,707 LOEWS CORP COMMON 540424108 42 600 X 123 600 LOMAS FINL CORP COMMON 541535100 4,267 X 123 4,267 LONE STAR TECHNOLOGIES INC COMMON 542312103 14 700 X 123 700 LONGLEAF PARTNERS SM CAP FD COMMON 543069207 16 713 X 123 713 LONGVIEW FIBRE CO COMMON 543213102 249 20,000 X 123 20,000 LS GROWTH FUND I COMMON 543487102 3,773 337,816 X 123 45,820 291,996 LS CORE VALUE FUND I COMMON 543487201 29,290 1,770,887 X 123 138,194 1,632,693 LS SMALL CAP VALUE FUND I COMMON 543487300 70,169 4,049,005 X 123 2,245,644 1,803,361 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 16 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- LS INTL EQUITY FUND I COMMON 543487409 41,710 3,024,660 X 123 2,154,474 870,186 LS MID CAP VALUE FUND I COMMON 543487813 1,007 91,646 X 123 12,761 78,885 LS SMALL CAP GROWTH FUND I COMMON 543487854 9,931 593,634 X 123 364,110 229,524 LS CORE GROWTH FUND COMMON 543495402 21,870 1,625,997 X 123 1,625,997 LS SMALL CAP VALUE FD COMMON 543495881 37,896 4,031,502 X 123 4,031,502 LOUISIANA-PACIFIC CORP COMMON 546347105 1,763 112,800 X 123 81,100 31,700 LOWES COS COMMON 548661107 1,603 32,876 X 123 32,876 LUCENT TECHNOLOGIES INC COMMON 549463107 43,218 666,175 X 123 237,734 428,441 LUMINANT WORLDWIDE CORP COMMON 550260103 12,091 393,200 X 123 300,200 41,200 51,800 LUNAR CORP COMMON 550362107 2 300 X 123 300 MBIA INC COMMON 55262C100 56 1,200 X 123 1,200 MBNA CORP COMMON 55262L100 39 1,725 X 123 1,725 MITSUBISHI BK LTD - BOT CONV CV BND 55262XAA2 52,288 442,957 X 123 442,957 MB FINANCIAL CORP COMMON 55263D107 108 8,100 X 123 8,100 MCN ENERGY GROUP INC COMMON 55267J100 24,365 1,417,550 X 123 1,150,700 17,400 249,450 MDC COMMUNICATIONS COMMON 55267W309 73 7,000 X 123 7,000 MCI WORLDCOM INC COMMON 55268B106 130,461 1,815,114 X 123 981,579 3,900 829,635 MDU RESOURCES GROUP INC COMMON 552690109 177 7,875 X 123 7,875 MGIC INVT CORP WIS COMMON 552848103 686 14,360 X 123 14,360 M A R C INC COMMON 552914103 1 102 X 123 102 MACROMEDIA INC COMMON 556100105 17,813 435,800 X 123 335,200 42,700 57,900 MAGELLAN HEALTH SVCS COMMON 559079108 2,054 280,900 X 123 193,800 14,900 72,200 MAGNA INTL INC CL A COMMON 559222401 169 3,400 X 123 3,400 MAKER COMMUNICATIONS COMMON 560875106 2,157 91,800 X 123 76,000 15,800 MANDALAY RESORT GROUP COMMON 562567107 10 500 X 123 500 MANITOWOC COMPANY INC COMMON 563571108 4,846 142,000 X 123 142,000 MANOR CARE INC COMMON 564055101 24,723 1,438,400 X 123 1,193,800 54,500 190,100 MANPOWER INC COMMON 56418H100 10,421 357,802 X 123 270,700 7,000 80,102 MARCUS CORP COMMON 566330106 873 72,375 X 123 12,850 59,525 MARINE DRILLING CO INC COMMON 568240204 21,546 1,362,540 X 123 1,054,640 130,200 177,700 MARSH & MCLENNAN COMMON 571748102 2,475 36,133 X 123 4,399 31,734 MARSHALL & ILSLEY COMMON 571834100 3,512 61,546 X 123 31,000 1,000 29,546 MARRIOTT INTL -CL A COMMON 571903202 229 7,000 X 123 5,200 1,800 MARTIN MARIETTA MATERIALS COMMON 573284106 176 4,400 X 123 1,900 2,500 MASCO CORP COMMON 574599106 63,732 2,055,862 X 123 1,325,882 18,100 711,880 MASCOTECH INC SUB DEBS CVT CV BND 574670AB1 102,362 1,358,037 X 123 1,221,749 136,288 MASCOTECH INC COMMON 574670105 26 1,555 X 123 1,555 MATSUSHITA ELEC INDL LTD ADR COMMON 576879209 54 260 X 123 260 MATTEL INC COMMON 577081102 50 2,647 X 123 2,647 MAXIM INTEGRATED PRODUCTS COMMON 57772K101 240 3,800 X 123 3,800 MAXIM PHARMACEUTICALS INC COMMON 57772M107 10 1,200 X 123 1,200 MAXTOR CORP SUB DEB CONV CV BND 577729AA4 140,337 1,990,600 X 123 1,745,875 188,125 56,600 MAXWELL TECHNOLOGIES INC COMMON 577767106 5,221 397,800 X 123 312,400 10,600 74,800 MAY DEPT STORES COMMON 577778103 284 7,800 X 123 300 7,500 MAVERICK TUBE CORP COMMON 577914104 6,921 416,300 X 123 330,400 9,500 76,400 MCDERMOTT INTL COMMON 580037109 8 400 X 123 400 MCDONALDS CORP COMMON 580135101 102,811 2,377,144 X 123 1,265,470 44,300 1,067,374 MCGRAW HILL COS INC COMMON 580645109 56 1,164 X 123 900 264 MCKESSON HBOC INC COMMON 58155Q103 519 17,900 X 123 2,300 15,600 MEAD CORP COMMON 582834107 117 3,400 X 123 3,200 200 MEDCO RESEARCH INC COMMON 584059109 25 1,000 X 123 1,000 MEDIAONE GROUP INC COMMON 58440J104 60,428 884,574 X 123 512,074 900 371,600 COLUMBIA/HCA CVT SUB DEBS CV BND 584505AC5 34,880 405,576 X 123 331,852 67,892 5,832 MEDICIS PHARMACEUTICAL -CL A COMMON 584690309 13,728 481,700 X 123 376,900 10,100 94,700 MEDIMMUNE INC COMMON 584699102 4,604 46,200 X 123 29,500 16,700 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 17 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- MEDQUIST INC COMMON 584949101 22,210 664,200 X 123 517,400 59,000 87,800 MEDITRUST CORP - PAIRED STK COMMON 58501T306 9,774 1,149,933 X 123 891,652 82,000 176,281 MEDTRONIC INC COMMON 585055106 37,763 1,061,862 X 123 563,738 6,400 491,724 MELLON BANK CORP COMMON 585509102 813 24,180 X 123 18,180 6,000 MERCK & CO COMMON 589331107 112,800 1,740,388 X 123 1,039,834 12,000 688,554 MERCURY INTERACTIVE CORP COMMON 589405109 28,233 437,300 X 123 318,900 47,600 70,800 MERIDIAN DIAGNOSTICS COMMON 589602101 35 4,400 X 123 3,100 200 1,100 MERISTAR HOSPITALITY CORP COMMON 58984Y103 7,039 457,793 X 123 361,529 10,253 86,011 MERRILL LYNCH EUROFUND CL B COMMON 589922103 116 7,694 X 123 7,694 MERRILL LYNCH GLOBAL B COMMON 589939206 188 13,026 X 123 13,026 MERITOR AUTOMOTIVE INC COMMON 59000G100 1 66 X 123 66 MERRILL LYNCH & CO COMMON 590188108 27,597 409,606 X 123 151,400 258,206 MERRILL LYNCH HEALTHCARE FD COMMON 59019W104 3 500 X 123 500 MESA AIR GROUP INC COMMON 590479101 2,482 405,200 X 123 279,700 21,500 104,000 MERRILL LYNCH PACIFIC FUND-B COMMON 590906202 70 3,061 X 123 3,061 METAL MANAGEMENT INC COMMON 591097100 4 3,000 X 123 3,000 METALS USA INC COMMON 591324108 31 3,000 X 123 3,000 METAMOR WORLDWIDE INC COMMON 59133P100 3,916 220,600 X 123 188,600 32,000 METRIS COMPANIES INC COMMON 591598107 13,133 445,200 X 123 347,700 47,400 50,100 METROMEDIA FIBER NETWORK -A COMMON 591689104 1,453 59,300 X 123 59,300 METROWEST BANK/MASS COMMON 592668107 14 2,000 X 123 2,000 UNITED MEXICAN STS WTS WTS 593048119 2,269 30,000 X 1235 23,150 3,850 3,000 MICHAEL FOODS INC NEW COMMON 594079105 21,016 799,650 X 123 632,250 15,900 151,500 MICHAELS STORES INC COMMON 594087108 6,847 232,100 X 123 183,400 4,300 44,400 MICROSOFT CORP COMMON 594918104 84,633 934,519 X 123 405,843 11,700 516,976 MICROCHIP TECHNOLOGY INC COMMON 595017104 89 1,730 X 123 1,730 MIDAMERICAN ENERGY HLDGS COMMON 59562V107 30 1,000 X 123 1,000 MIDAS INC COMMON 595626102 7 348 X 123 116 232 MIDWEST EXPRESS HLDGS COMMON 597911106 177 6,750 X 123 6,750 MILACRON INC COMMON 598709103 8,604 484,750 X 123 385,350 11,300 88,100 MILLER (HERMAN) INC COMMON 600544100 973 40,700 X 123 32,900 7,800 MILLIPORE CORP COMMON 601073109 428 11,400 X 123 9,800 1,600 MINERALS TECHNOLOGIES INC COMMON 603158106 2,370 48,800 X 123 42,900 1,500 4,400 MINIMED INC COMMON 60365K108 7,487 76,200 X 123 37,500 23,600 15,100 MINNESOTA MNG & MFG COMMON 604059105 8,438 87,840 X 123 32,180 2,000 53,660 MIRAGE RESORTS INC COMMON 60462E104 35 2,500 X 123 2,500 MISSISSIPPI CHEMICAL CORP COMMON 605288208 27 3,800 X 123 3,800 MITCHAM INDS INC COMMON 606501104 14 2,800 X 123 2,800 MOBIL CORP COMMON 607059102 11,893 118,047 X 123 60,166 57,881 MODIS PROFESSIONAL SVCS COMMON 607830106 636 48,000 X 123 38,600 9,400 MOLEX INC CL A COMMON 608554200 547 16,881 X 123 1,550 15,331 MONSANTO CO COMMON 611662107 3,400 95,280 X 123 48,350 46,930 MONTANA POWER CO COMMON 612085100 226 7,424 X 123 7,400 24 MONY GROUP INC COMMON 615337102 20 683 X 123 683 MORAN ENERGY SUB DEB CONV CV BND 616457AC1 19,634 206,671 X 123 158,210 48,461 MORGAN JP & CO COMMON 616880100 23,017 201,465 X 123 171,900 5,200 24,365 MORGAN ST DEAN WITTER & CO COMMON 617446448 94,244 1,056,686 X 123 664,660 6,200 385,826 MORRISON MGMT SPECIALIST COMMON 618459101 7,520 334,216 X 123 230,250 17,800 86,166 MOTHERS WORK INC COMMON 619903107 14 1,763 X 123 1,704 59 MOTOROLA INC COMMON 620076109 27,734 315,160 X 123 131,675 183,485 MIT FD UNIT CTF SER 7 CALIF COMMON 626233134 2 15 X 123 15 MUTUAL RISK MGMT LTD COMMON 628351108 37 3,061 X 123 3,061 FRANKLIN MUTUAL DISCOVERY COMMON 628380842 31 1,664 X 123 1,664 MYLAN LABS COMMON 628530107 153 8,350 X 123 1,100 7,250 NABI INC SUB CONV NTS CV BND 628716AB8 168,343 2,065,554 X 123 1,751,412 169,642 144,500 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 18 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- NCO GROUP INC COMMON 628858102 22,311 474,700 X 123 364,200 47,800 62,700 NCR CORP COMMON 62886E108 2 68 X 123 68 NPC INTL COMMON 629360306 2,665 236,900 X 123 163,900 12,500 60,500 NABISCO GROUP HLDGS COMMON 62952P102 640 42,640 X 123 24,640 18,000 NABORS INDS INC COMMON 629568106 2,118 84,700 X 123 47,900 36,800 NALCO CHEM COMMON 629853102 116 2,300 X 123 2,300 NATIONAL AUTO CREDIT INC COMMON 632900106 4 4,637 X 123 4,637 NATIONAL CITY CORP COMMON 635405103 1,871 70,116 X 123 33,516 36,600 NATIONAL COMPUTER SYS INC COMMON 635519101 6,676 174,100 X 123 137,600 4,200 32,300 NATIONAL DATA CORP COMMON 635621105 5,320 204,600 X 123 161,400 5,000 38,200 NATIONAL HEALTH REALTY INC COMMON 635905102 5 500 X 123 500 NATIONAL HEALTHCARE CORP COMMON 635906100 4 500 X 123 500 NATIONAL HEALTH INVESTORS COMMON 63633D104 8 500 X 123 500 NATL SEMICONDUCTOR CVT SUB DEB CV BND 637640AB9 42,926 433,594 X 12356 400,870 29,218 3,506 NATIONAL SEMICONDUCTOR CORP COMMON 637640103 2,042 66,800 X 123 46,800 20,000 NATL SVC INDS COMMON 637657107 4,634 147,100 X 123 127,900 19,200 NATIONWIDE FINANCIAL SVCS COMMON 638612101 18 500 X 123 500 NAUTICA ENTERPRISES COMMON 639089101 29 1,800 X 123 1,400 400 NAVIGANT CONSULTING CORP COMMON 63935N107 7,355 158,600 X 123 125,000 3,900 29,700 NEIMAN MARCUS GRP COMMON 640204103 842 36,000 X 123 36,000 NEMATRON CORP COMMON 640441101 5 1,054 X 123 1,054 NETWORKS ASSOCIATES INC COMMON 640938106 215 11,249 X 123 1,249 10,000 NESTLE S ASPONS ADR FOR REG COMMON 641069406 19 200 X 123 200 NETWORK APPLIANCE INC COMMON 64120L104 394 5,500 X 123 5,500 NETWORK PLUS CORP COMMON 64122D506 14 1,000 X 123 1,000 NEW CENTURY ENERGIES INC COMMON 64352U103 80 2,401 X 123 2,401 AMERICAN FDS -NEW ECON FD COMMON 643822109 64 2,453 X 123 2,453 NEW ENGLAND ELEC SYS COMMON 644001109 87 1,672 X 123 1,672 NEW ENGLAND BALANCED FUND -Y COMMON 644036758 10,114 807,789 X 123 807,789 NEW ENGLAND GRWTH & INC FD COMMON 644037103 75 4,535 X 123 4,535 NEW GERMANY FUND COMMON 644465106 3 246 X 123 246 NEW JERSEY RESOURCES COMMON 646025106 6,520 163,000 X 123 124,300 5,100 33,600 NEWELL RUBBERMAID INC COMMON 651229106 45,691 1,599,650 X 123 814,315 1,100 784,235 NEWFIELD EXPLORATION CO COMMON 651290108 15,369 466,600 X 123 364,900 8,700 93,000 NEWMONT MNG COMMON 651639106 3,063 118,375 X 123 74,400 43,975 NEWPORT NEWS SHIPBUILDING COMMON 652228107 11,229 347,500 X 123 275,800 8,200 63,500 NEXTEL COMMUNICATIONS CL A COMMON 65332V103 604 8,900 X 123 8,900 NIAGRA MOHAWK HLDGS COMMON 653520106 7,721 496,120 X 123 408,900 87,220 NICHOLAS FUND COMMON 653735100 220 2,978 X 123 2,978 NICHOLAS LTD EDITION INC COMMON 653738104 1,686 80,078 X 123 80,078 NICHOLAS FUND II INC COMMON 653740100 669 21,030 X 123 21,030 NICHOLS RESEARCH CORP COMMON 653818104 3,295 123,750 X 123 97,600 3,100 23,050 NIELSEN MEDIA RESEARCH COMMON 653929307 4,867 130,866 X 123 102,833 3,100 24,933 99 CENTS ONLY STORES COMMON 65440K106 9,648 267,075 X 123 205,325 21,400 40,350 NOKIA CORP SPON ADR COMMON 654902204 440 4,900 X 123 3,900 1,000 NOBLE DRILLING COMMON 655042109 6,161 281,661 X 123 195,664 85,997 NORAM ENERGY CVT SUB DEBS CV BND 655419AC3 8,018 90,087 X 123 80,303 9,784 NORDSON CORP COMMON 655663102 319 6,500 X 123 6,500 NORFOLK SOUTHN CORP COMMON 655844108 1,323 53,998 X 123 35,348 4,000 14,650 NORTEL NETWORKS CORP COMMON 656569100 29,644 581,250 X 123 365,850 700 214,700 NORTHERN STATES POWER- MN COMMON 665772109 86 4,000 X 123 4,000 NORTHERN TR CORP COMMON 665859104 19,180 229,700 X 123 148,350 81,350 NORTHROP GRUMMAN CORP COMMON 666807102 81,420 1,280,930 X 123 739,995 800 540,135 NOVA CORP/GEORGIA COMMON 669784100 17,313 692,500 X 123 525,800 12,400 154,300 NSTAR COMMON 67019E107 9,606 247,900 X 123 197,200 5,900 44,800 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 19 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- NUEVO ENERGY CO COMMON 670509108 51 2,950 X 123 2,950 NVEST L.P. COMMON 67065F107 53 2,500 X 123 2,500 OEA INC COMMON 670826106 8 1,000 X 123 1,000 OGE ENERGY CORP COMMON 670837103 45 2,000 X 123 2,000 OM GROUP INC COMMON 670872100 11,605 302,400 X 123 241,200 7,100 54,100 NUVEEN MICH QUALITY INC MUNI COMMON 670979103 139 9,100 X 123 9,100 OCCIDENTAL PETE COMMON 674599105 231 10,000 X 123 10,000 OCULAR SCIENCES INC COMMON 675744106 19 1,000 X 123 1,000 OFFICEMAX INC COMMON 67622M108 101 17,300 X 123 17,300 OFFICE DEPOT COMMON 676220106 2,176 207,250 X 123 127,625 79,625 OGDEN CORP SUB DEB CVT CV BND 676346AC3 3,763 43,504 X 123 43,504 OGDEN CORP SUB DEB CONV EURO CV BND 676346AD1 1,884 21,783 X 123 21,783 OHIO CASUALTY CORP COMMON 677240103 1,395 82,696 X 123 82,696 OLIN CORP COMMON 680665205 3,536 259,500 X 123 178,400 13,900 67,200 OMNICARE CVT CV BND 681904AD0 72,487 1,115,179 X 12356 1,065,408 44,721 5,050 OMNICOM GROUP COMMON 681919106 69,659 879,669 X 123 449,750 6,500 423,419 OPPENHEIMER MAIN ST GR & INC COMMON 68380D801 49 1,175 X 123 1,175 OPTICAL COATING LAB COMMON 683829105 27,499 298,700 X 123 228,800 30,900 39,000 ORACLE CORP COMMON 68389X105 29,786 654,635 X 123 270,625 9,000 375,010 OPPENHEIMER GLOBAL FD CL A COMMON 683924104 23 457 X 123 457 ORBITAL SCIENCES CORP COMMON 685564106 7,837 447,855 X 123 357,300 8,000 82,555 ORGANOGENESISINC COMMON 685906109 30 4,000 X 123 4,000 ORTHODONTIC CENTERS OF AMER COMMON 68750P103 106 6,100 X 123 6,100 OSHKOSH B GOSH INC CL A COMMON 688222207 19 1,200 X 123 1,200 OUTBACK STEAKHOUSE INC COMMON 689899102 73 2,878 X 123 2,878 OWENS CORNING CAP LLC CVT PFD CV PFD 690733209 5,988 154,033 X 123 133,211 5,134 15,688 OWENS-ILLINOIS INC COMMON 690768403 63,711 3,215,635 X 123 1,945,705 2,500 1,267,430 OWENS-ILLINOIS 4.75% CVT PFD CV PFD 690768502 155 4,745 X 123 4,745 P-COM INC COMMON 693262107 9,556 1,365,100 X 123 1,072,200 33,000 259,900 PECO ENERGY CO COMMON 693304107 6,375 170,000 X 123 170,000 P G & E CORP COMMON 69331C108 61 2,350 X 123 2,200 150 PE CORP -PE BIOSYSTEMS COMMON 69332S102 28,618 396,100 X 123 120,600 275,500 P F CHANGS CHINA BISTRO INC COMMON 69333Y108 11 500 X 123 500 PIMCO ADVISORS HOLDINGS LP COMMON 69338P102 55 1,753 X 123 1,753 PIMCO HIGH YIELD FUND C COMMON 693390353 100 9,325 X 123 9,325 PMC -SIERRA INC COMMON 69344F106 3,589 38,800 X 123 37,300 1,500 THE PMI GROUP COMMON 69344M101 3,654 89,390 X 123 55,500 33,890 PNC BANK CORP COMMON 693475105 168,652 3,200,955 X 123 1,900,825 2,900 1,297,230 PP&L RESOURCES INC COMMON 693499105 27 1,000 X 123 1,000 PPG INDS COMMON 693506107 507 8,450 X 123 7,650 800 PRI AUTOMATION INC COMMON 69357H106 17,250 477,500 X 123 353,200 52,100 72,200 PACIFIC GULF PPTYS COMMON 694396102 8,167 409,600 X 123 325,200 9,300 75,100 PACIFIC SUNWEAR OF CALIF COMMON 694873100 27,001 963,250 X 123 746,550 89,050 127,650 PACIFICAMERICA MONEY CENTER COMMON 694935107 1,000 X 123 1,000 PACIFICORP (ORE) COMMON 695114108 229 11,400 X 123 2,400 9,000 PACKETEER INC COMMON 695210104 12,232 359,100 X 123 275,900 34,800 48,400 PAINE WEBBER GRP INC COMMON 695629105 5,745 158,475 X 123 119,325 39,150 PW EQUITY PTNRS LTD L COMMON 69574C104 12 1,000 X 123 1,000 PW EQUITY PTNRS LTD 2 COMMON 69574C203 14 57,000 X 123 7,000 50,000 PW EQUITY PTNRS 3 COMMON 69574C302 13 55 X 123 55 PAINEWEBBER GEODYNE ENERGY IIE COMMON 695923862 8 500 X 123 500 PW GEODYNE ENERGY PTNR 11C COMMON 695923888 13 750 X 123 750 PAIRGAIN TECH INC COMMON 695934109 17,510 1,373,300 X 123 1,074,500 29,000 269,800 PALL CORP COMMON 696429307 4,387 189,200 X 123 126,600 62,600 PANAMSAT CORP COMMON 697933109 3,986 110,350 X 123 67,900 42,450 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 20 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- PAPA JOHN'S INTL INC COMMON 698813102 310 7,515 X 123 2,515 5,000 PARK ELECTROCHEM CVT SUB NTS CV BND 700416AB6 66,259 691,996 X 123 592,326 81,893 17,777 PARK PLACE ENTERTAINMENT COMMON 700690100 156 12,500 X 123 12,500 PATINA OIL & GAS CORP COMMON 703224105 23 2,600 X 123 2,600 PATTERSON ENERGY INC COMMON 703414102 26,716 1,759,000 X 123 1,363,400 125,900 269,700 PAXSON COMMUNICATIONS COMMON 704231109 82 6,700 X 123 6,700 PAYCHEX INC COMMON 704326107 350 10,250 X 123 10,250 PENN TRAFFIC CO WTS WTS 707832119 59 58,874 X 123 58,874 PENN TRAFFIC CO COMMON 707832200 1,377 161,945 X 123 161,945 PENNEY J C CO INC COMMON 708160106 92 2,677 X 123 777 1,900 PENTAIR INC COMMON 709631105 13,771 343,210 X 123 267,800 6,700 68,710 PENTEGRA DENTAL GROUP COMMON 709637102 559 308,200 X 123 221,700 17,500 69,000 PEPSI BOTTLING GRP COMMON 713409100 8,315 487,300 X 123 385,600 101,700 PEPSICO INC COMMON 713448108 8,693 285,023 X 123 66,099 7,000 211,924 PER SE TECHNOLOGIES INC COMMON 713569200 4,935 1,435,300 X 123 1,121,800 36,200 277,300 PEREGRINE SYSTEMS COMMON 71366Q101 334 8,200 X 123 8,200 PETROLEUM GEO -SVCS -SP ADR COMMON 716597109 95 5,000 X 123 5,000 PHARMACYCLICS INC COMMON 716933106 14,719 360,100 X 123 279,900 31,950 48,250 PHARMACIA & UPJOHN INC COMMON 716941109 400 8,066 X 123 7,296 770 PFIZER INC COMMON 717081103 18,445 514,156 X 123 123,967 32,300 357,889 PHILADELPHIA SUBURBAN CORP COMMON 718009608 24 1,000 X 123 1,000 PHILIP MORRIS COS INC COMMON 718154107 108,300 3,167,774 X 123 2,120,580 5,800 1,041,394 PHILIPPINE LG DIST TEL CVT PFD CV PFD 718252703 11,918 287,176 X 123 205,126 31,004 51,046 PHILLIPS PETE COMMON 718507106 13,135 269,428 X 123 13,700 255,728 PHONE.COM INC COMMON 71920Q100 152 1,000 X 123 1,000 PHYCOR INC CVT SUB DEBS CV BND 71940FAB6 108,290 1,532,403 X 123 1,398,578 84,691 49,134 PHOTRONICS INC COMMON 719405102 3,927 175,000 X 123 141,200 3,900 29,900 PILGRIM MID CAP GROWTH FD C COMMON 72146E558 363 18,365 X 123 18,365 PILGRIM PRIME RATE TRUST COMMON 72146W103 10 1,000 X 123 1,000 PINNACLE HOLDINGS INC COMMON 72346N101 75 2,855 X 123 2,855 PINNACLE WEST CAPITAL CORP COMMON 723484101 4,175 114,763 X 123 65,100 49,663 PIONEER HI-BRED INT COMMON 723686101 516 13,000 X 123 2,000 11,000 PIONEER STD ELECTRS COMMON 723877106 130 9,003 X 123 9,003 PITNEY BOWES COMMON 724479100 914 15,000 X 123 100 14,900 PLACER DOME INC COMMON 725906101 31 2,100 X 123 2,100 PLAINS ALL AMER PIPELINE LP COMMON 726503105 13 700 X 123 700 PLAINS RESOURCES INC COMMON 726540503 9,017 504,450 X 123 394,850 13,100 96,500 POGO PRODUCING CO CVT SUB NTS CV BND 730448AE7 30,379 372,748 X 123 334,229 33,778 4,741 POGO PRODUCING CO COMMON 730448107 23 1,100 X 123 1,100 POLAROID CORP COMMON 731095105 4,328 166,478 X 123 130,600 3,900 31,978 POLYCOM INC COMMON 73172K104 381 8,000 X 123 8,000 PORTAL SOFTWARE COMMON 736126103 105 2,700 X 123 2,700 POST PROPERTIES INC COMMON 737464107 142 3,600 X 123 3,600 POTASH CORP OF SASKATCHEWAN COMMON 73755L107 3,099 60,025 X 123 36,300 23,725 POTOMAC ELEC PWR COMMON 737679100 204 8,000 X 123 8,000 POWER INTEGRATIONS INC COMMON 739276103 22,589 326,200 X 123 249,400 33,300 43,500 POWERWAVE TECHNOLOGIES INC COMMON 739363109 20,174 418,375 X 123 325,775 36,500 56,100 PRAXAIR INC COMMON 74005P104 85,410 1,856,746 X 123 1,175,296 1,800 679,650 PREPAID LEGAL SEVICES COMMON 740065107 128 3,240 X 123 3,240 PREMARK INTL COMMON 740459102 54,485 1,078,905 X 123 795,310 1,000 282,595 PREMIER FARNELL CONV PFD 5.4% CV PFD 74050U206 50 2,589 X 123 2,589 PREMISYS COMMUNICATIONS COMMON 740584107 10 1,200 X 123 1,200 PRENTISS PROPERTIES TRUST COMMON 740706106 777 35,000 X 123 17,000 18,000 PRIMEX TECHNOLOGIES INC COMMON 741597108 3,296 166,900 X 123 117,200 9,100 40,600 PRIDE INTL CVT SUB DEBS CV BND 741932AB3 28,113 834,522 X 123 641,890 177,597 15,035 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 21 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- PRINCIPAL PRES -PSE TECH 100 COMMON 74252B832 86 3,382 X 123 3,382 PRISON REALTY TRUST COMMON 74264N105 19 1,750 X 123 1,750 PRIORITY HEALTHCARE CORP -B COMMON 74264T102 77 2,507 X 123 2,507 PROCTER & GAMBLE COMMON 742718109 74,107 790,470 X 123 352,201 2,200 436,069 PROFIT RECOVERY GROUP INTL COMMON 743168106 36,447 816,750 X 123 630,325 78,650 107,775 PROGRESS SOFTWARE CORP COMMON 743312100 35 1,100 X 123 1,100 PROGRESSIVE CORP COMMON 743315103 49 600 X 123 600 PROTECTIVE LIFE CORP COMMON 743674103 9,361 322,800 X 123 253,600 6,200 63,000 PROVIDENT BANKSHARES CORP COMMON 743859100 13 630 X 123 630 PROVIDIAN FINANCIAL CORP COMMON 74406A102 1,176 14,851 X 123 10,851 4,000 PSINET INC COMMON 74437C101 68 1,900 X 123 1,900 PUBLIC SERVICE CO OF N C COMMON 744516105 7,260 236,100 X 123 182,700 5,300 48,100 PUB SVC ENTERPRISE GROUP INC COMMON 744573106 39 1,000 X 123 1,000 PUBLIC STORAGE INC COMMON 74460D109 20 800 X 123 500 300 PUTNAM AMERICAN GOVT FD CL A COMMON 74644B102 6 750 X 123 750 PUTNAM NEW OPPORTUNITIES -B COMMON 746916204 40 639 X 123 639 QLT PHOTOTHERAPEUTICS COMMON 746927102 283 3,700 X 123 3,700 PUTNAM INTL GROWTH FD -B COMMON 746932201 295 13,241 X 123 13,241 QRS CORP COMMON 74726X105 19,263 300,400 X 123 233,050 28,050 39,300 QLOGIC CORP COMMON 747277101 293 4,200 X 123 4,000 200 QUAKER OATS COMMON 747402105 1,454 23,500 X 123 10,900 4,000 8,600 QUALCOMM INC COMMON 747525103 1,660 8,775 X 123 1,800 6,975 QUANTUM CORP SUB CONV NTS CV BND 747906AC9 28,684 325,950 X 123 282,887 27,413 15,650 QUANTUM CORP -DLT & STORAGE COMMON 747906204 3,525 250,654 X 123 168,354 82,300 QUANTUM CORP-HARD DISK DRIVE COMMON 747906303 82 11,067 X 123 11,067 QUEENS CNTY BANCORP INC COMMON 748242104 28 1,000 X 123 1,000 QUEST DIAGNOSTICS INC COMMON 74834L100 73 2,809 X 123 1,810 999 QUESTAR CORP COMMON 748356102 120 6,600 X 123 6,600 R&B FALCON WTS 144A WTS 74912E119 3,245 14,750 X 123 13,250 1,250 250 QWEST COMMUNICATIONS INTL COMMON 749121109 18 600 X 123 200 400 R H DONNELLEY CORP COMMON 74955W307 18,219 978,200 X 123 779,400 17,600 181,200 RGS ENERGY GROUP COMMON 74956K104 9,510 388,150 X 123 301,800 6,700 79,650 RPM INC OHIO COMMON 749685103 84 6,863 X 123 6,863 RF MICRO DEVICES INC COMMON 749941100 302 6,600 X 123 6,600 RADIAN GROUP INC COMMON 750236101 8,828 205,600 X 123 160,800 4,000 40,800 RAMCO GERSHENSON PPTYS COMMON 751452202 12 789 X 123 789 RATIONAL SOFTWARE CORP COMMON 75409P202 83 2,840 X 123 2,840 RAYTHEON CO CL A COMMON 755111309 226 4,660 X 123 2,699 1,961 RAYTHEON CO CL B COMMON 755111408 105,045 2,116,767 X 123 1,215,765 8,000 893,002 READ-RITE CORP SUB NTS CVT CV BND 755246AA3 91,845 2,296,122 X 123 2,081,155 146,625 68,342 REALNETWORKS INC COMMON 75605L104 167 1,600 X 123 1,600 RED HAT INC COMMON 756577102 240 2,500 X 123 2,500 REEBOK INTL COMMON 758110100 21 2,000 X 123 2,000 REGAL BELOIT COMMON 758750103 5,634 271,500 X 123 222,300 6,400 42,800 REGAL COMMUNICATIONS CORP COMMON 758756308 4 7,000 X 123 7,000 REGENT COMM INC CVT PFD 7% C CV PFD 758865208 14 1,729 X 123 1,729 REGIONS FINANCIAL CORP COMMON 758940100 244 8,135 X 123 8,135 REINSURANCE GRP OF AMERICA COMMON 759351109 8,575 333,800 X 123 265,400 4,400 64,000 RELIANT ENERGY INC COMMON 75952J108 184 6,800 X 123 4,000 2,800 RELIASTAR FINANCIAL CORP COMMON 75952U103 63,322 1,904,420 X 123 1,112,470 1,700 790,250 REMEC INC COMMON 759543101 5,067 368,500 X 123 290,900 9,000 68,600 REMEDYTEMP INC CL A COMMON 759549108 19 1,300 X 123 1,300 REPSOL SA -SP ADR COMMON 76026T205 487 24,450 X 123 14,250 10,200 REPUBLIC BANCORP COMMON 760282103 41 3,562 X 123 3,562 REPUBLIC SERVICES INC CL A COMMON 760759100 492 45,200 X 123 34,700 10,500 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 22 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- RESMED INC COMMON 761152107 66 2,000 X 123 2,000 RESPIRONICS INC COMMON 761230101 6,043 732,500 X 123 568,900 18,000 145,600 REUTERS GROUP PLC SPONS ADR COMMON 76132M102 1,952 28,341 X 123 3,985 24,356 REX STORES CORP COMMON 761624105 12 400 X 123 400 REYNOLDS & REYNOLDS CO COMMON 761695105 144 7,045 X 123 7,045 REYNOLDS METALS COMMON 761763101 36 600 X 123 600 RJR TOBACCO HLDGS COMMON 76182K105 323 11,972 X 123 5,974 5,998 RHYTHMS NETCONNECTIONS INC COMMON 762430205 24 690 X 123 690 RICHARDSON ELEC SUB DEB CONV CV BND 763165AB3 76,017 962,246 X 123 695,217 255,440 11,589 RIGGS NATL CORP WASH D C COMMON 766570105 84 5,000 X 123 5,000 RITE AID COMMON 767754104 138 10,000 X 123 8,000 2,000 ROADWAY EXPRESS INC COMMON 769742107 4 175 X 123 175 ROCHESTER FUND MUNICIPAL COMMON 771362100 48 2,745 X 123 2,745 ROCKWELL INTL COMMON 773903109 334 6,360 X 123 1,200 5,160 ROGERS COMM INC CVT DEBS CV BND 775109AE1 358,458 4,551,848 X 12356 4,326,740 122,005 103,103 ROHM & HAAS COMMON 775371107 68,752 1,903,175 X 123 1,131,167 1,700 770,308 ROLLINS INC COMMON 775711104 62 4,000 X 123 4,000 ROSS STORES INC COMMON 778296103 849 42,200 X 123 34,000 8,200 ROWAN COS COMMON 779382100 21,759 1,338,987 X 123 445,037 893,950 ROYAL DUTCH PETRO -NY SHARES COMMON 780257804 22,009 372,635 X 123 212,880 159,755 RUBY TUESDAY INC COMMON 781182100 10,071 516,450 X 123 411,050 14,200 91,200 RYDER SYSTEM COMMON 783549108 22,225 1,090,775 X 123 904,575 29,600 156,600 SBC COMMUNICATIONS INC COMMON 78387G103 15,175 297,177 X 123 147,731 7,400 142,046 SCI SYSTEMS INC COMMON 783890106 15,240 342,950 X 123 257,100 5,600 80,250 SDL INC COMMON 784076101 21,543 282,300 X 123 206,650 36,050 39,600 SLM HOLDING CORP COMMON 78442A109 90 2,100 X 123 2,100 S & P 500 DEPOSITARY RCPT COMMON 78462F103 901 7,000 X 123 7,000 SPX CORP COMMON 784635104 8,077 89,000 X 123 69,600 1,700 17,700 S3 INC SUB DEB CONV CV BND 784849AC5 149,782 1,673,543 X 123 1,431,350 187,563 54,630 SAFEGUARD SCIENTIFIC COMMON 786449108 7 100 X 123 100 SAFETY-KLEEN CORP COMMON 78648R203 4,689 388,700 X 123 308,300 8,800 71,600 SAFEWAY INC COMMON 786514208 1,065 27,980 X 123 14,500 13,480 ST JUDE MEDICAL INC COMMON 790849103 3,036 96,369 X 123 59,200 37,169 ST MARY LAND & EXPL COMMON 792228108 26 1,000 X 123 1,000 ST PAUL BANCORP INC COMMON 792848103 928 40,550 X 123 9,900 30,650 ST PAUL COMPANIES COMMON 792860108 1,050 38,198 X 123 38,198 SAKS INCORPORATED COMMON 79377W108 3,300 217,300 X 123 181,200 36,100 SALOMON BROS FUND COMMON 795477108 34 1,802 X 123 1,802 SANMINA CORP COMMON 800907107 526 6,800 X 123 6,800 SAPPI LTD -SPONS ADR COMMON 803069202 13,319 143,210 X 123 58,025 1,000 84,185 SARA LEE COMMON 803111103 107,072 4,580,638 X 123 2,667,384 24,800 1,888,454 SAWTEK INC COMMON 805468105 26,800 765,700 X 123 598,200 66,400 101,100 SCHERING-PLOUGH COMMON 806605101 51,962 1,191,115 X 123 581,508 6,300 603,307 SCHLUMBERGER LTD COMMON 806857108 36,939 592,799 X 123 268,337 7,700 316,762 SCHOLASTIC CORP CVT 144A SUB CV BND 807066AA3 19,245 210,039 X 123 202,233 7,806 SCHOOL SPECIALTY INC COMMON 807863105 3,110 184,300 X 123 127,300 9,600 47,400 SCHULER HOMES SUB CONV DEB CV BND 808188AA4 122,133 1,507,819 X 123 1,262,058 188,502 57,259 SCHWAB CHARLES CORP COMMON 808513105 1,243 37,160 X 123 20,900 3,200 13,060 SCORE BOARD INC COMMON 809173206 2 X 123 2 SCOTTS COMPANY COMMON 810186106 5,208 150,400 X 123 119,000 3,600 27,800 SEALED AIR CORP COMMON 81211K100 64,518 1,257,340 X 123 712,360 19,700 525,280 SEALED AIR CORP CVT PFD A CV PFD 81211K209 210 4,140 X 123 963 3,177 SEARS ROEBUCK & CO COMMON 812387108 701 22,329 X 123 6,950 15,379 SECURITY FIRST TECHNOLOGIES COMMON 814279105 11,309 290,900 X 123 222,600 30,000 38,300 SECURITY NATIONAL CORP COMMON 814784104 904 15,068 X 123 15,068 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 23 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- SELIGMAN COMM & INFO FD COMMON 816333108 74 2,006 X 123 2,006 SENSORMATIC ELECTRONICS CORP COMMON 817265101 79 6,200 X 123 6,200 SERVICE CORP INTL COMMON 817565104 57 5,400 X 123 5,400 SERVICEMASTER COMPANY COMMON 81760N109 108 6,749 X 123 6,749 SHERWIN WILLIAMS COMMON 824348106 2,614 124,850 X 123 86,800 38,050 SHOPKO STORES INC COMMON 824911101 1,888 65,100 X 123 50,200 14,900 SHONEYS INC SUB DEB CONV ZERO CV BND 825039AC4 66,650 3,332,496 X 123 2,858,777 263,992 209,727 SHOPNOW.COM INC COMMON 82508R105 5,452 469,000 X 123 369,700 11,600 87,700 SIEBEL SYSTEMS INC COMMON 826170102 12,317 184,865 X 123 123,755 61,110 SIEMENS AG -SPONS ADR COMMON 826197402 49 600 X 123 600 SIENA HOLDINGS COMMON 826203101 1 407 X 123 407 SIGMA ALDRICH COMMON 826552101 25 800 X 123 800 SIG CORP INC COMMON 826912107 228 8,928 X 123 8,928 SILICON GRAPHICS CVT SR NTS CV BND 827056AC6 91,091 1,095,829 X 1235 1,000,522 73,239 22,068 SIMON PROPERTY GROUP INC COMMON 828806109 6,380 284,340 X 123 110,382 173,958 SIZELER PROP INV CVT SUB DEBS CV BND 830137AA3 52,559 571,297 X 1235 428,992 76,922 65,383 SMITH BARNEY LARGE CAP GROWTH COMMON 83181J816 86 4,235 X 123 4,235 SMITH A O CORP COMMON 831865209 10,336 341,700 X 123 276,600 6,950 58,150 SMITHKLINE BEECHAM -SP ADR COMMON 832378301 6,029 104,628 X 123 66,650 37,978 SMURFIT-STONE CONTAINER CORP COMMON 832727101 1,442 66,700 X 123 43,200 23,500 SODEXHO MARRIOTT SERVICES COMMON 833793102 2,812 165,400 X 123 136,700 28,700 SOFTNET SYSTEMS COMMON 833964109 15 600 X 123 600 SOGEN INTL FUND COMMON 834062101 37 1,439 X 123 1,439 SOLECTRON CORP COMMON 834182107 64,622 899,860 X 123 410,400 7,900 481,560 SOLUTIA INC COMMON 834376105 56,942 3,185,585 X 123 2,337,050 77,040 771,495 SONAT INC COMMON 835415100 79 2,000 X 123 1,000 1,000 SONIC CORP COMMON 835451105 700 23,000 X 123 22,500 500 SOUTH AFRICAN BREWER SP ADR COMMON 836216309 10 X 123 10 SOUTHDOWN INC COMMON 841297104 4,435 82,900 X 123 76,200 6,700 SOUTHEAST BANKING CORP COMMON 841338106 3 5,000 X 123 5,000 SOUTHERN CO COMMON 842587107 958 37,220 X 123 11,700 25,520 SOUTHTRUST CORP COMMON 844730101 3,412 95,100 X 123 59,050 36,050 SOUTHWEST AIRLINES COMMON 844741108 1,592 104,816 X 123 97,161 7,655 SPARTECH CORP COMMON 847220209 3,175 108,300 X 123 74,600 5,800 27,900 SPEEDWAY MOTORSPORTS INC COMMON 847788106 49 1,140 X 123 1,140 SPIEKER PROPERTIES INC COMMON 848497103 31 900 X 123 600 300 SPORTSLINE USA INC COMMON 848934105 10,823 366,100 X 123 280,100 37,750 48,250 SPRINGS INDS INC -A COMMON 851783100 5,569 164,100 X 123 130,300 3,600 30,200 SPRINT CORP (FON GROUP) COMMON 852061100 14,661 270,245 X 123 163,850 106,395 SPRINT CORP (PCS GROUP) COMMON 852061506 21,351 286,342 X 123 47,725 238,617 STANCORP FINANCIAL GROUP COMMON 852891100 12,966 579,500 X 123 456,900 11,700 110,900 STANLEY WORKS COMMON 854616109 257 10,216 X 123 5,216 5,000 STAPLES INC COMMON 855030102 3,816 174,930 X 123 78,200 9,750 86,980 STARBUCKS CORP COMMON 855244109 2,495 100,700 X 123 59,600 41,100 STATE STREET CORP COMMON 857477103 29 455 X 123 55 400 STATE STR INVT CORP COMMON 857483101 192 15,147 X 123 15,147 STATEN ISLAND BANCORP INC COMMON 857550107 15,515 824,700 X 123 651,200 43,500 130,000 STEARNS & LEHMAN INC COMMON 857890107 2 1,000 X 123 1,000 STERLING BANCSHARES INC/TX COMMON 858907108 2,763 241,600 X 123 166,800 12,800 62,000 STERIS CORP COMMON 859152100 29 2,100 X 123 2,100 STERLING COMMERCE INC COMMON 859205106 52 2,805 X 123 2,805 STERLING SOFTWARE INC COMMON 859547101 4,896 244,800 X 123 163,600 81,200 STEWART INFO SVCS COMMON 860372101 15 800 X 123 800 STMICROELECTRONICS NV COMMON 861012102 111 1,500 X 123 1,500 STONE ENERGY CORP COMMON 861642106 20,828 408,400 X 123 307,300 48,150 52,950 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 24 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- STRATTEC SECURITY CORP COMMON 863111100 13 378 X 123 378 STRYKER CORP COMMON 863667101 40,148 785,290 X 123 315,740 469,550 SUIZA FOODS CORP COMMON 865077101 15 400 X 123 400 SUMMIT BANK CORP COMMON 866013105 99 6,800 X 123 1,200 5,600 SUN COMMUNITIES INC COMMON 866674104 14,620 442,200 X 123 354,600 9,900 77,700 SUN MICROSYSTEMS COMMON 866810104 35,922 386,255 X 123 191,700 2,500 192,055 SUNGARD DATA SYSTEMS COMMON 867363103 28,274 1,074,525 X 123 782,400 21,200 270,925 SUNOCO INC COMMON 86764P109 186 6,800 X 123 1,000 5,800 SUNTRUST BANK COMMON 867914103 752 11,444 X 123 7,640 3,804 SUPERVALU INC COMMON 868536103 3,131 141,900 X 123 77,700 64,200 SYBASE INC COMMON 871130100 7 624 X 123 624 SYBRON INTL CORP COMMON 87114F106 232 8,645 X 123 3,245 5,400 SYMANTEC CORP COMMON 871503108 2,746 76,355 X 123 51,955 24,400 SYSCO CORP COMMON 871829107 1,893 54,000 X 123 32,000 22,000 TCF FINANCIAL CORP COMMON 872275102 1,143 40,000 X 123 40,000 TD WATERHOUSE GROUP COMMON 872362108 19 1,500 X 123 1,500 TECO ENERGY INC COMMON 872375100 425 20,120 X 123 10,320 9,800 TEPPCO PARTNERS L P COMMON 872384102 28 1,400 X 123 1,400 TJX COMPANIES INC COMMON 872540109 34,974 1,246,250 X 123 675,500 570,750 TPI ENTERPRISES SUB CONV DEB CV BND 872623AA1 76,415 1,528,305 X 123 1,295,870 142,027 90,408 TRW INC COMMON 872649108 90 1,800 X 123 200 1,600 THE LASER CENTER COMMON 872934104 9,200 373,600 X 123 287,700 36,600 49,300 TMP WORLDWIDE INC COMMON 872941109 77 1,265 X 123 1,265 TANDY CORP COMMON 875382103 43,069 833,240 X 123 287,000 546,240 TANKNOLOGY-NDE INTL INC COMMON 87583E101 1 2,000 X 123 2,000 TARRANT APPAREL GROUP COMMON 876289109 11 1,000 X 123 1,000 TECHNE CORP COMMON 878377100 5,578 177,800 X 123 110,900 3,100 63,800 TECUMSEH PRODUCTS CO COMMON 878895200 5,635 112,420 X 123 75,300 37,120 TEKELEC COMMON 879101103 7,487 542,000 X 123 429,000 12,400 100,600 TEKTRONIX INC COMMON 879131100 10,378 309,800 X 123 241,000 5,800 63,000 TELECOM NEW ZEALAND ADR COMMON 879278208 32 1,000 X 123 1,000 TELEBRAS SPON ADR COMMON 879287100 1,060 X 123 710 350 TELEBRAS -SPONS ADR PFD BLOCK COMMON 879287308 35 470 X 123 120 350 TELEFLEX INC COMMON 879369106 1,585 40,200 X 123 17,900 22,300 TELEFONOS DE MEXICO S A REP L COMMON 879403780 86 1,200 X 123 1,200 TELEPHONE DATA & SYSTEM COMMON 879433100 2,673 30,100 X 123 18,600 11,500 TELIGENT INC -CL A COMMON 87959Y103 104 2,100 X 123 2,100 TELLABS INC COMMON 879664100 908 15,950 X 123 3,550 12,400 TELXON CORP CVT SUB NTS CV BND 879700AC6 58,223 856,215 X 123 659,852 163,637 32,726 TELXON CORP COMMON 879700102 757 90,400 X 123 60,200 4,800 25,400 TEMPLE INLAND INC COMMON 879868107 65 1,058 X 123 1,058 TEMPLETON DEV MKTS TR CL I COMMON 88018W104 234 18,947 X 123 18,947 TEMPLETON EMERG MKTS INC FD COMMON 880192109 23 2,281 X 123 2,281 TEMPLETON FOREIGN FD COMMON 880196209 690 67,311 X 123 7,773 59,538 TENAGA NASIONAL BHD -SP ADR COMMON 880277108 404 49,225 X 123 49,225 TENET HEALTHCARE CVT SUB NTS CV BND 88033GAD2 40,163 513,269 X 1235 457,498 45,395 10,376 TENET HEALTHCARE CORP COMMON 88033G100 144,192 8,210,002 X 123 5,238,932 63,300 2,907,770 TENNECO INC NEW COMMON 88037E101 37,980 2,234,120 X 123 1,378,020 2,800 853,300 TERADYNE INC COMMON 880770102 1,283 36,400 X 123 24,300 12,100 TERAYON COMMUNICATIONS SYS COMMON 880775101 70 1,440 X 123 1,440 TETRA TECH INC COMMON 88162G103 7,134 427,500 X 123 341,750 9,875 75,875 TEXACO INC COMMON 881694103 106,485 1,686,887 X 123 979,603 2,000 705,284 TEXAS INSTRUMENTS COMMON 882508104 51,053 620,705 X 123 246,185 9,400 365,120 TEXAS PACIFIC LAND TRUST COMMON 882610108 23 500 X 123 500 TEXAS UTILITIES CO (HLDG) COMMON 882848104 94,755 2,539,454 X 123 1,431,945 2,300 1,105,209 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 25 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- TEXTRON INC COMMON 883203101 875 11,303 X 123 5,173 6,130 TEXTRON INC CVT PFD A CV PFD 883203200 707 2,107 X 123 2,107 THERAGENICS CORP COMMON 883375107 3,501 274,600 X 123 220,300 8,600 45,700 THERMO ELECTRON 144A CVT CV BND 883556AF9 391,556 4,586,310 X 123 4,415,282 171,028 THERMO ELECTRON CORP COMMON 883556102 164 12,200 X 123 12,200 THERMO INSTRUMENT 144A CVT DEB CV BND 883559AC0 80,824 934,376 X 1236 911,159 23,217 THERMO TERRATECH 144A SUB CVT CV BND 883598AA2 145,181 1,728,340 X 123 1,627,337 101,003 THERMEDICS INC CVT DEBS CV BND 883901AD2 252 3,148 X 123 3,148 THOMAS & BETTS COMMON 884315102 7,533 147,700 X 123 97,550 50,150 3DO COMPANY COMMON 88553W105 4,016 399,100 X 123 275,600 21,200 102,300 3COM CORP COMMON 885535104 3,078 107,050 X 123 80,400 26,650 TIDEWATER INC COMMON 886423102 12,135 475,900 X 123 404,700 7,000 64,200 TIFFANY & CO COMMON 886547108 432 7,200 X 123 4,800 2,400 TIME WARNER INC COMMON 887315109 141,700 2,332,508 X 123 1,284,275 6,150 1,042,083 TITAN INTL INC COMMON 88830M102 10 1,000 X 123 1,000 TIVO INC COMMON 888706108 195 6,500 X 123 4,700 1,800 TOO INC COMMON 890333107 14 756 X 123 756 TORCHMARK CORP COMMON 891027104 309 11,926 X 123 2,000 9,926 TOSCO CORP COMMON 891490302 315 12,475 X 123 4,000 8,475 TOTAL RENAL CARE HLDGS COMMON 89151A107 45 6,000 X 123 6,000 TOWER AUTOMOTIVE INC COMMON 891707101 6,865 346,500 X 123 283,800 4,700 58,000 TOYOTA MOTOR CORP UNSP ADR COMMON 892331307 29 457 X 123 457 TOYS R US COMMON 892335100 14 900 X 123 900 TRANS-INDUSTRIES INC COMMON 893239103 33 5,671 X 123 5,671 TRANSACTION NETWORK SERVICES COMMON 893414102 3,835 97,700 X 123 77,800 2,400 17,500 TRANSWITCH CORP COMMON 894065101 27,200 477,200 X 123 376,200 34,100 66,900 TREDEGAR CORP COMMON 894650100 1,539 72,000 X 123 72,000 TRI CONTL CORP COMMON 895436103 979 33,464 X 123 33,131 333 TRIAD HOSPITALS INC COMMON 89579K109 34 X 123 34 TRIGEN ENERGY CORP COMMON 895930105 2,785 121,400 X 123 81,300 6,100 34,000 TRICON GLOBAL RESTRAUNTS COMMON 895953107 72 1,760 X 123 240 1,520 TRIBUNE CO COMMON 896047107 43,774 879,874 X 123 2,000 877,874 TRIGON HEALTHCARE INC COMMON 89618L100 13,642 466,400 X 123 362,800 9,400 94,200 TRINITY INDS COMMON 896522109 1,050 34,000 X 123 27,300 6,700 TRINITECH GROUP PLC -SP ADR COMMON 896682101 118 9,000 X 123 9,000 TRUE NORTH COMMUNICATIONS COMMON 897844106 6,446 177,200 X 123 132,100 45,100 TRUSTMARK CORP COMMON 898402102 45 2,000 X 123 2,000 TUPPERWARE CORP COMMON 899896104 34 1,700 X 123 1,700 TYCO INTERNATIONAL LTD COMMON 902124106 130,432 1,263,265 X 123 624,123 5,171 633,971 UMB FINANCIAL CORP COMMON 902788108 4 100 X 123 100 USX-MARATHON GRP COM NEW COMMON 902905827 108,126 3,696,631 X 123 2,079,605 3,600 1,613,426 U S BANCORP COMMON 902973106 29,424 974,700 X 123 767,000 40,100 167,600 USAA INTERNATIONAL COMMON 903287308 738 34,824 X 123 34,824 USG CORP COMMON 903293405 52 1,100 X 123 1,100 U S FOODSERVICE COMMON 90331R101 9,139 507,700 X 123 402,500 12,500 92,700 ULTRAMAR DIAMOND SHAMROCK CORP COMMON 904000106 409 16,050 X 123 2,300 13,750 UNICAPITAL CORP COMMON 90459D108 4,602 1,443,400 X 123 1,141,800 33,900 267,700 UNILEVER PLC -SP ADR COMMON 904767704 137 3,571 X 123 3,571 UNILEVER NV -NY SHS COMMON 904784709 1,589 23,330 X 123 15,463 7,867 UNICOM CORP COMMON 904911104 97,804 2,647,800 X 123 1,556,170 2,600 1,089,030 UNION CARBIDE COMMON 905581104 802 14,120 X 123 6,900 7,220 UNION PACIFIC COMMON 907818108 139 2,891 X 123 2,291 600 UNION PACIFIC RESOURCES GRP COMMON 907834105 17 1,072 X 123 564 508 UNIONBANCAL CORPORATION COMMON 908906100 3,175 87,575 X 123 53,800 33,775 UNISYS CORP COMMON 909214108 42,291 937,200 X 123 770,650 35,200 131,350 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 26 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- UNITED HEALTHCARE CORP COMMON 910581107 88 1,800 X 123 1,800 UNITED RENTALS INC COMMON 911363109 33,914 1,559,270 X 123 1,352,820 46,500 159,950 U S AIRWAYS GROUP INC COMMON 911905107 105 3,981 X 123 3,981 U S WEST INC COMMON 91273H101 6,752 118,330 X 123 17,282 3,000 98,048 UNITED STATIONERS INC COMMON 913004107 6,217 291,700 X 123 230,400 7,100 54,200 UNITED TECHNOLOGIES COMMON 913017109 35,830 604,087 X 123 295,039 13,566 295,482 UNIVERSAL FOODS CORP COMMON 913538104 335 14,600 X 123 5,700 8,900 UNIVISION COMMUNICATIONS COMMON 914906102 301 3,700 X 123 3,700 UNOCAL CORP COMMON 915289102 5,061 136,550 X 123 93,350 43,200 UNOVA INC COMMON 91529B106 6,940 518,900 X 123 402,700 13,500 102,700 UNUMPROVIDENT CORP COMMON 91529Y106 20,774 705,672 X 123 604,408 30,000 71,264 UROMED CORP SUB CONV NTS CV BND 917274AC6 8,255 194,241 X 123 166,912 21,833 5,496 USWEB CORP COMMON 917327108 7,062 205,800 X 123 161,000 4,400 40,400 VALERO ENERGY CORP COMMON 91913Y100 8,609 447,200 X 123 349,400 9,000 88,800 VAN KAMPEN ASIAN GROWTH FD COMMON 921133708 20 1,845 X 123 1,845 VANGUARD WELLINGTON COMMON 921935102 57 1,957 X 123 1,957 VANGUARD WINDSOR II COMMON 922018205 466 16,412 X 123 15,840 572 VARIAN MEDICAL SYSTEMS COMMON 92220P105 9,485 433,600 X 123 341,600 10,600 81,400 VARIAN INC COMMON 922206107 133 7,500 X 123 7,500 VARIAN SEMICONDUCTOR COMMON 922207105 158 7,500 X 123 7,500 VASTAR RESOURCES INC COMMON 922380100 1,082 17,300 X 123 9,400 7,900 VEECO INSTRUMENTS INC COMMON 922417100 4,088 146,000 X 123 115,500 3,500 27,000 VANGUARD INDEX TR 500 PORT COMMON 922908108 344 2,903 X 123 873 2,030 VENTURE STORES INC COMMON 923275101 13 X 123 13 VERISIGN INC COMMON 92343E102 21,502 201,900 X 123 75,200 7,400 119,300 VERITAS SOFTWARE CORP COMMON 923436109 334 4,400 X 123 2,000 2,400 VERSATEL TELECOM INTL -ADR COMMON 925301103 5 500 X 123 500 VERTICALNET INC COMMON 92532L107 86 2,330 X 123 2,330 VIAD CORP COMMON 92552R109 81,032 2,746,847 X 123 1,943,320 41,200 762,327 VIGNETTE CORP COMMON 926734104 322 3,560 X 123 3,560 VIRAGEN INC COMMON 927638106 2 3,000 X 123 3,000 VISIO CORP COMMON 927914101 789 20,100 X 123 15,700 400 4,000 VISHAY INTERTECHNOLOGY INC COMMON 928298108 6,723 283,060 X 123 223,343 6,900 52,817 VISX INC COMMON 92844S105 206 2,600 X 123 2,600 VITESSE SEMICONDUCTOR CORP COMMON 928497106 307 3,600 X 123 3,600 VODAFONE AIRTOUCH PLC -SP ADR COMMON 92857T107 951 4,000 X 123 3,850 150 WPS RESOURCES CORP COMMON 92931B106 727 25,900 X 123 20,800 5,100 WABASH NATIONAL CORP COMMON 929566107 3,240 159,500 X 123 110,200 8,500 40,800 WACHOVIA CORP COMMON 929771103 712 9,060 X 123 1,500 7,560 WADDELL & REED FINL -A COMMON 930059100 13 564 X 123 564 WADDELL & REED FINL -B COMMON 930059209 52 2,430 X 123 2,430 WAL MART STORES COMMON 931142103 25,336 532,688 X 123 316,879 215,809 WALGREEN CO COMMON 931422109 5,490 216,367 X 123 145,610 70,757 WALLACE COMP SVCS COMMON 932270101 385 19,000 X 123 8,000 11,000 WARNACO GRP INC COMMON 934390105 177 9,700 X 123 4,700 5,000 WARNER LAMBERT COMMON 934488107 4,474 67,412 X 123 14,045 53,367 WASHINGTON FEDERAL INC COMMON 938824109 345 14,868 X 123 14,868 WASHINGTON GAS & LIGHT COMMON 938837101 7,310 269,500 X 123 210,900 5,500 53,100 WASHINGTON MUTUAL INC COMMON 939322103 31,176 1,065,856 X 123 888,796 32,900 144,160 AMERICAN FDS-WASH MUTUAL INV COMMON 939330106 591 18,296 X 123 18,296 WASHINGTON TRUST BANCORP COMMON 940610108 163 10,680 X 123 10,680 WASTE MANAGEMENT INC COMMON 94106L109 42,127 2,188,405 X 123 1,629,668 62,295 496,442 WAVE SYSTEMS CORP -A COMMON 943526103 11 1,000 X 123 1,000 WEATHERFORD INTL COMMON 947074100 188 5,888 X 123 2,755 3,133 WELLPOINT HEALTH NETWORKS COMMON 94973H108 275 4,825 X 123 1,400 3,425 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
FILE NO. 28-398 PG 27 FORM 13F NAME OF REPORTING MANAGER LOOMIS SAYLES & CO., INC 9/30/99 VOTING AUTHORITY (SHARES) ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST DISCRETION NAME OF ISSUER CLASS CUSIP MKT VAL SHARES A B C MANAGERS (A)SOLE (B)SHARED (C)NONE (000) --------- --------- --------- WELLS FARGO COMPANY COMMON 949746101 61,329 1,547,740 X 123 881,740 4,800 661,200 WENDYS INTL COMMON 950590109 3,281 123,800 X 123 105,700 18,100 WESTERN BANCORP COMMON 957683105 51 1,312 X 123 1,312 WESTERN DIGITAL 144A CVT CV BND 958102AF2 19,652 1,355,307 X 123 1,114,481 175,112 65,714 WESTERN DIGITAL CVT SUB DEBS CV BND 958102AH8 11,304 779,598 X 123 704,924 74,674 WESTERN GAS RES CONV PFD 5.25% CV PFD 958259301 4,587 132,716 X 12356 92,838 33,588 6,290 WESTERN WIRELESS CORP COMMON 95988E204 96 2,145 X 123 2,145 WESTWOOD ONE INC COMMON 961815107 5,808 128,710 X 123 43,610 51,000 34,100 WET SEAL INC CL A COMMON 961840105 2,958 178,600 X 123 143,400 3,800 31,400 WEYERHAEUSER CO COMMON 962166104 749 13,000 X 123 600 12,400 WHIRLPOOL CORP COMMON 963320106 3,353 51,335 X 123 31,600 19,735 WHITMAN CORP COMMON 96647R107 7,022 492,800 X 123 393,500 11,300 88,000 WHOLE FOODS MARKET INC COMMON 966837106 36 1,085 X 123 1,085 WILD OATS MARKETS COMMON 96808B107 10,594 268,200 X 123 187,800 42,900 37,500 WILLAMETTE INDS INC COMMON 969133107 55,753 1,292,825 X 123 745,355 1,200 546,270 WILLIAMS COS INC COMMON 969457100 372 9,888 X 123 8,289 1,599 WILLIAMS-SONOMA INC COMMON 969904101 49 1,000 X 123 1,000 WIND RIVER SYS CVT SUB NTS CV BND 973149AC1 23,539 255,166 X 123 221,917 27,063 6,186 WISCONSIN CENTRAL TRANS COMMON 976592105 4,461 325,900 X 123 257,200 7,700 61,000 WISCONSIN ENERGY CORP COMMON 976657106 26 1,125 X 123 1,125 WOLVERINE TUBE INC COMMON 978093102 3 200 X 123 200 WOODHEAD INDS INC COMMON 979438108 1,208 119,300 X 123 79,300 6,300 33,700 WORTHINGTON INDS COMMON 981811102 13,004 764,950 X 123 601,600 14,600 148,750 WRIGLEY W M JR COMMON 982526105 1,308 19,012 X 123 13,600 5,412 XILINX INC COMMON 983919101 262 4,000 X 123 4,000 XOMED SURGICAL PRODUCTS COMMON 98412V107 16,262 285,300 X 123 218,950 28,400 37,950 XEROX CORP COMMON 984121103 148,470 3,540,228 X 123 2,344,640 31,900 1,163,688 XYVISION SERIES B CVT PFD CV PFD 9841809D3 5 5,070 X 123 5,070 YAHOO! INC COMMON 984332106 69 386 X 123 386 YORK INTERNATIONAL CORP COMMON 986670107 812 22,600 X 123 18,500 4,100 YOUNG & RUBICAM INC COMMON 987425105 44 1,000 X 123 1,000 YOUNG BROADCASTING INC -A COMMON 987434107 8,993 171,700 X 123 132,450 16,250 23,000 ZALE CORP COMMON 988858106 43 1,130 X 123 1,000 130 ZANY BRAINY INC COMMON 98906Q101 2 200 X 123 200 ZENITH CORP SUB DEB CONV CV BND 989349AB1 25,026 1,472,096 X 123 1,182,592 198,560 90,944 ZIONS BANCORP COMMON 989701107 1,306 23,700 X 123 18,700 5,000 COLUMN TOTALS 31,191,726 INVESTMENT DISCRETION A = SOLE B = SHARED-AS DEFINED IN INSTR Y C = SHARED-OTHER
-----END PRIVACY-ENHANCED MESSAGE-----