-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OMDdgQlIin4BGTUsHX/Vib6Fn+/eSg5Kfww/ERse8gnA6hAHMuANu5s6rV4QfIlz 8O6eyox59tXqCpj4iGn6mA== 0001167129-02-000009.txt : 20020515 0001167129-02-000009.hdr.sgml : 20020515 20020515170557 ACCESSION NUMBER: 0001167129-02-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUNRISE PARTNERS LLC /CT CENTRAL INDEX KEY: 0001103882 IRS NUMBER: 061374252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05431 FILM NUMBER: 02653565 BUSINESS ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 BUSINESS PHONE: 2038628000 MAIL ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 13F-HR 1 sun13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31,2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sunrise Partners LLC Address: Two American Lane Greenwich, CT 06836-2571 13F File Number: 028-05431 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Randall U. Tam Title: Vice President, Dawn General Partner Corp., Manager Phone: 203-861-3288 Signature, Place and Date of Signing: Randall U. Tam Greenwich, Connecticut MAY 15,2002 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 668 Form 13F Information Table Value Total: $2,113,441 List of Other Included Managers: No. 13F File Number Name 01 28-3106 Paloma Securities L.L.C. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AOL TIME WARNER INC COM 00184A105 863 36474 SH SOLE 36474 ASYST TECH 5.75% 7/3/08 SDBCV 04648XAB3 7980 5750000 PRN SOLE 5750000 AT&T CANADA INC CL B DEP RCPTS COM 00207Q202 5386 200000 SH SOLE 200000 AMERICAN WATER WORKS INC COM 030411102 3634 83086 SH SOLE 83086 BROOKS AUTOMATION INC COM 11434A100 659 14510 SH SOLE 14510 BROOKS AUTO 4.75% 6/1/08 SDBCV 11434AAB6 1420 1480000 PRN SOLE 1480000 CHINA YUCHAI INTL LTD COM G21082105 1049 1220200 SH SOLE 1220200 GOLDCORP INC COM 380956409 1134 65000 SH SOLE 65000 GENERAL MOTORS 5.25% 3/6/32 B SDBCV 370442733 16358 600000 SH SOLE 600000 ICN PHARMA 6.50% 7/15/08 SDBCV 448924AM2 33675 30000000 PRN SOLE 30000000 JDS UNIPHASE CORP COM 46612J101 637 108200 SH SOLE 108200 LTX CORP CV 4.25% 8/15/06 SDBCV 502392AE3 1566 1345000 PRN SOLE 1345000 MASCO CORP CV 0% 7/20/31 SDBCV 574599AW6 4198 10000000 PRN SOLE 10000000 MITSUBISHI BK CV 3.00%11/30/02 SDBCV 55262XAA2 4988 5000000 PRN SOLE 5000000 MERRILL LYNCH CV 0% 5/23/31 SDBCV 590188A65 5113 10000000 PRN SOLE 10000000 MAGNA CV 4.875% 2/15/5 SDBCV 559222AG9 937 892000 PRN SOLE 892000 NISOURCE INC COM 65473P105 1857 80900 SH SOLE 80900 NORTEL CV 4.25% 9/1/08 SDBCV 656568AB8 2628 3650000 PRN SOLE 3650000 NEWS CORP LTD - 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