-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BCtYZki1+az5jy+6N3MBeMUGTEmxNUn8+UnKeGXmxOl+AEbCMdGMFRysl6CwIdZw izcvfAjGXMS57TSgkk/JpQ== 0001103882-02-000008.txt : 20021114 0001103882-02-000008.hdr.sgml : 20021114 20021114123920 ACCESSION NUMBER: 0001103882-02-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021114 EFFECTIVENESS DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUNRISE PARTNERS LLC /CT CENTRAL INDEX KEY: 0001103882 IRS NUMBER: 061374252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05431 FILM NUMBER: 02823289 BUSINESS ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 BUSINESS PHONE: 2038628000 MAIL ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 13F-HR 1 sun13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30,2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sunrise Partners Limited Partnership Address: Two American Lane Greenwich, CT 06836-2571 13F File Number: 028-05431 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Randall U. Tam Title: Vice President, Dawn General Partner Corp., Manager Phone: 203-861-3288 Signature, Place and Date of Signing: Randall U. Tam Greenwich, Connecticut NOVEMBER 13,2002 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 962 Form 13F Information Table Value Total: $1,833,381 List of Other Included Managers: No. 13F File Number Name 01 28-3106 Paloma Securities L.L.C. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AGILENT TECHNOLOGIES INC COM 00846U101 567 43440 SH SOLE 43440 AMERICAN GREET CV 7% 7/15/06 SDBCV 026375AJ4 2228 1500000 PRN SOLE 1500000 AFFILIATED 0% 5/7/2021 SDBCV 008252AC2 6842 8000000 PRN SOLE 8000000 AMGEN INC CV 0% 3/1/32 SDBCV 031162AE0 7061 10000000 PRN SOLE 10000000 ANNTAYLOR CV .55% 6/18/19 SDBCV 036115AC7 1837 3000000 PRN SOLE 3000000 AOL TIME WARNER INC COM 00184A105 506 43249 SH SOLE 43249 ASYST TECH CV 5.75% 7/3/08 SDBCV 04648XAB3 4026 5750000 PRN SOLE 5750000 ANTHEM INC COM 03674B104 622 9700 SH SOLE 9700 AT&T CANADA CL B RCPTS COM 00207Q202 11561 360500 SH SOLE 360500 BANK OF AMERICA CORP COM 060505104 1659 26000 SH CALL SOLE 0 BEST BUY CV 2.25% 1/15/22 SDBCV 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