-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EkZzHSwwckQNBJQSd14F47kpiaaUKvZ9u6vgo6Vt8QSBfq5wC3YDGd/gPFSPZEvW D9p2cKTQn/5UHxRCIezy2g== 0001103882-03-000008.txt : 20030214 0001103882-03-000008.hdr.sgml : 20030214 20030213174426 ACCESSION NUMBER: 0001103882-03-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030214 EFFECTIVENESS DATE: 20030214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUNRISE PARTNERS LLC /CT CENTRAL INDEX KEY: 0001103882 IRS NUMBER: 061374252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05431 FILM NUMBER: 03561307 BUSINESS ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 BUSINESS PHONE: 2038628000 MAIL ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 13F-HR 1 sun13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31,2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sunrise Partners Limited Partnership Address: Two American Lane Greenwich, CT 06836-2571 13F File Number: 028-05431 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Randall U. Tam Title: Vice President, Dawn General Partner Corp., Manager Phone: 203-861-3288 Signature, Place and Date of Signing: Randall U. Tam Greenwich, Connecticut FEBRUARY 13,2003 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 820 Form 13F Information Table Value Total: $2,157,773 List of Other Included Managers: No. 13F File Number Name 01 28-3106 Paloma Securities L.L.C. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERISOURCE CV 5% 12/1/07 SDBCV 03071PAD4 12180 9500000 PRN SOLE 9500000 AXCELIS TECH CV 4.25% 1/15/07 SDBCV 054540AB5 824 1050000 PRN SOLE 1050000 AFFILIATED COMP CV 3.5% 2/15/6 SDBCV 008190AF7 2076 1500000 PRN SOLE 1500000 AGNICO EAGLE CV 4.5% 2/15/12 SDBCV 008474AB4 28276 22205000 PRN SOLE 22205000 AGNICO-EAGLE MINES WT 11/14/07 RT 008474132 1575 300000 SH SOLE 300000 AGERE SYS CV 6.50% 12/15/09 SDBCV 00845VAA8 1650 2000000 PRN SOLE 2000000 AMERICAN INTL CV 0% 11/09/31 SDBCV 026874AP2 3241 5000000 PRN SOLE 5000000 AMERICAN INTERNATIONAL GROUP COM 026874107 6936 120000 SH CALL SOLE 0 AMERICAN GREET CV 7% 7/15/06 SDBCV 026375AJ4 23302 15750000 PRN SOLE 15750000 ADVANCED MICRO 4.5% 12/1/7 SDBCV 007903AF4 12573 11000000 PRN SOLE 11000000 AFFILIATED 0% 5/7/2021 SDBCV 008252AC2 22918 25500000 PRN SOLE 25500000 AMGEN INC CV 0% 3/1/32 SDBCV 031162AE0 16267 22000000 PRN SOLE 22000000 ANNTAYLOR CV .55% 6/18/19 SDBCV 036115AC7 9643 15500000 PRN SOLE 15500000 AOL TIME WARNER INC COM 00184A105 754 57525 SH SOLE 57525 ARROW ELEC CV 0% 2/21/21 SDBCV 042735AY6 224 500000 PRN SOLE 500000 ASYST TECH CV 5.75% 7/3/08 SDBCV 04648XAB3 4653 5762000 PRN SOLE 5762000 ANTHEM INC COM 03674B104 610 9700 SH SOLE 9700 ATMI CV 5.25% 11/15/06 SDBCV 00207RAC5 1721 1500000 PRN SOLE 1500000 ACTIVISION INC COM 004930202 1050 72000 SH SOLE 72000 AVIRON CV 5.25% 2/01/2008 SDBCV 053762AD2 823 825000 PRN SOLE 825000 AMERICAN WATER WORKS COM 030411102 4318 94945 SH SOLE 94945 ANIXTER INTL CV 0% 06/28/20 SDBCV 035290AC9 3083 10000000 PRN SOLE 10000000 BANK OF AMERICA CORP COM 060505104 1563 22500 SH CALL SOLE 0 BAXTER INTL CV 1.25% 6/1/21 SDBCV 071813AR0 2616 2625000 PRN SOLE 2625000 BAXTER INTL CVPF 7% 2006**PEPS SDBCV 071813406 1125 22500 SH SOLE 22500 BEST BUY CV 2.25% 1/15/22 SDBCV 086516AF8 423 500000 PRN SOLE 500000 BCE INC COM 05534B109 1240 68400 SH SOLE 68400 BRIGGS & STRATION CV 5% 5/15/6 SDBCV 109043AE9 3322 3000000 PRN SOLE 3000000 BJ SERVICES .3954% 4/24/22 SDBCV 055482AF0 1229 1500000 PRN SOLE 1500000 BROCADE COMM 2% 01/01/07 SDBCV 111621AB4 2335 3300000 PRN SOLE 3300000 CHUBB CORP 7.00% 2005**PEPS SDBCV 171232309 357 15000 SH SOLE 15000 CBRL GROUP CV 0% 4/30/32 SDBCV 12489VAB2 1285 2800000 PRN SOLE 2800000 CARNIVAL CORP CV 0% 10/24/21 SDBCV 143658AS1 4956 8500000 PRN SOLE 8500000 CARNIVAL CORP CV 2% 4/15/21 SDBCV 143658AN2 10536 10000000 PRN SOLE 10000000 CABOT MICROELECTRONICS CORP COM 12709P103 472 10000 SH PUT SOLE 0 COUNTRYWIDE CR CV 0% 2/8/31 SDBCV 222372AE4 5852 7225000 PRN SOLE 7225000 CENDANT CV 3.875% 11/27/11 SDBCV 151313AN3 1977 2000000 PRN SOLE 2000000 CEPHALON CV 2.50% 12/15/06 SDBCV 156708AE9 6960 7500000 PRN SOLE 7500000 CHIRON CORP CV 0% 6/12/31 SDBCV 170040AE9 869 1500000 PRN SOLE 1500000 CHARMING SHP 4.75% 6/1/12 SDBCV 161133AC7 948 1200000 PRN SOLE 1200000 CANADA LIFE FINANCIAL CORP COM 135113108 287 11200 SH SOLE 11200 CAPITAL ONE FINANCIAL CORP COM 14040H105 297 10000 SH SOLE 10000 CAPITAL ONE FINANCIAL CORP COM 14040H105 743 25000 SH PUT SOLE 0 COSTCO CV 0% 08/19/17 SDBCV 22160QAC6 873 1243000 PRN SOLE 1243000 CITRIX SYSTEMS CV 0% 3/22/19 SDBCV 177376AB6 808 1900000 PRN SOLE 1900000 CHINA YUCHAI INTL LTD COM G21082105 2788 1220200 SH SOLE 1220200 DOMINION RESOURCES INC/VA COM 25746U109 1048 19070 SH SOLE 19070 QUEST DIAG CV 1.75% 11/30/21 SDBCV 74834LAF7 2105 2000000 PRN SOLE 2000000 D.R. 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