-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LnZSddRp8hya5hQZ90u5gZBH0yAc8E4KYhVHf15+HNSGh7hYaWSM/swwzITOulu2 es41OsKttNu4/Tvj4Ud1dA== 0000950137-99-001578.txt : 19990514 0000950137-99-001578.hdr.sgml : 19990514 ACCESSION NUMBER: 0000950137-99-001578 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000938206 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363196026 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04207 FILM NUMBER: 99619242 BUSINESS ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3125873800 MAIL ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 13F-HR 1 13F HOLDINGS REPORT 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 1999 ------------------- Check here if Amendment [ ]; Amendment Number: -------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Driehaus Capital Management, Inc. ------------------------------------------------- Address: 25 East Erie Street ------------------------------------------------- Chicago, Illinois 60611 ------------------------------------------------- ------------------------------------------------- Form 13F File Number: 28- 3580 ------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mary H. Weiss ------------------------------------------------- Title: Vice President ------------------------------------------------- Phone: (312) 587-3800 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ Mary H. Weiss Chicago, Illinois May 13, 1999 - ----------------------- -------------------------------- ----------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 2 [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE 3 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NOT APPLICABLE ------------------ Form 13F Information Table Entry Total: 246 ------------------ Form 13F Information Table Value Total: $ 1833814 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 4
Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") =================================================================================================================================== Item 6: Item 5: Investment Discretion Shares ==================================== Item 1: Item 2: Item 3: Item 4: or Name of Issuer Title of Class CUSIP Fair Market Principal (b) Shared (c) Number Value Amount (a)Sole -As Defined Shared - in Instr. V Other =================================================================================================================================== 24/7 MEDIA INC Common 90131410 2590 50299 X ACTV Inc. Common 00088E10 1211 106500 X AO Tatneft - Sponsored ADR ADR 03737P30 73 26700 X ASM Lithography Holding NV ADR N0705911 4769 105971 X Abercrombie & Fitch Co. - Cl. A Common 00289620 10858 117700 X Abovenet Communications Common 00374310 1616 12347 X Adelphia Communications - Cl. A Common 00684810 8084 128324 X Advance Paradigm Inc. Common 00749110 3662 57959 X Advanced Aerodynamics & Str. - A Common 00750B10 254 71407 X Advanced Fibre Communication Common 00754A10 745 77700 X Advanced Health Corp Common 00756H10 358 121946 X Advanced Radio Telecom Corp. Common 00754U10 1048 91130 X Advantage Learning Sys. Inc. Common 00757K10 3049 98148 X America Online Inc. Common 02364J10 3764 25608 X American Eagle Outfitters Common 02553E10 9294 129650 X Ancor Communications Inc. Common 03332K10 164 26223 X Andrx Corp. Common 03455110 6369 69891 X Anesta Corp Common 03460310 531 23516 X AnswerThink Consulting Group Common 03691610 11716 418440 X Applied Science & Technology Common 03823610 142 11267 X Argosy Gaming Company Common 04022810 595 111995 X Arkansas Best Corp. Common 04079010 88 12981 X Arkansas Freightways Corp. Common 02629V10 172 13362 X At Home Corp. - Ser. A Common 04591910 31497 199984 X Auspex Systems Inc. Common 05211610 865 80950 X Bebe Stores Inc Common 07557110 1535 37435 X ================================================================================================ (SEC USE ONLY) ================================================================================================ Item 8: Voting Authority (Shares) ===================================== Item 7: Managers See Instr. V (a) Sole (b) Shared (c) None ================================================================================================ 24/7 MEDIA INC 2677 47622 ACTV Inc. 6832 99668 AO Tatneft - Sponsored ADR 12000 14700 ASM Lithography Holding NV 87405 18566 Abercrombie & Fitch Co. - Cl. A 74882 42818 Abovenet Communications 1693 10654 Adelphia Communications - Cl. A 87654 40670 Advance Paradigm Inc. 29692 28267 Advanced Aerodynamics & Str. - A 30770 40637 Advanced Fibre Communication 0 77700 Advanced Health Corp 5132 116814 Advanced Radio Telecom Corp. 5794 85336 Advantage Learning Sys. Inc. 15454 82694 America Online Inc. 18822 6786 American Eagle Outfitters 95641 34009 Ancor Communications Inc. 1518 24705 Andrx Corp. 27294 42597 Anesta Corp 1523 21993 AnswerThink Consulting Group 181773 236667 Applied Science & Technology 0 11267 Argosy Gaming Company 3208 108787 Arkansas Best Corp. 0 12981 Arkansas Freightways Corp. 0 13362 At Home Corp. - Ser. A 156736 43248 Auspex Systems Inc. 12003 68947 Bebe Stores Inc 2372 35063
5 Best Buy Company Inc. Common 08651610 12787 245900 X Biogen Inc. Common 09059710 4006 35046 X Biomatrix Inc Common 09060P10 27060 346924 X Biovail Corp Common 09067K10 11550 300000 X Boston Life Sciences Inc Common 10084340 136 18922 X Bowlin Out Adv & Travel Common 10259510 210 30000 X Broadcom Corp. - Cl. A Common 11132010 26902 436547 X Broadvision Inc Common 11141210 7183 120223 X Business Objects S. A. Sp ADR ADR 12328X10 19694 663386 X C3 Inc./N C Common 22942P10 121 11279 X CMG Information Services Inc. Common 12575010 81687 446226 X CNET Inc. Common 12594510 42725 463767 X CSG Systems Intl. Inc. Common 12634910 12514 317310 X Cablevision Systems - Cl. A Common 12686C10 14934 201464 X Capital One Financial Corp. Common 14040H10 8298 54955 X Cellular Comm. of Puerto Rico Common 15116N10 619 22933 X Check Point Software Tech. Common M2246510 18137 421783 X Checkfree Holdings Corp. Common 16281610 23605 554602 X Chico's Fas Inc. Common 16861510 932 43363 X Childrens Place Retail Common 16890510 635 23580 X Cinar Corp Inc. - Cl. B Sub Vtg. ADR 17190530 3128 136000 X Circus Circus Enterprises Inc. Common 17290910 211 11994 X Clarify Inc. Common 18049210 9949 372784 X Closure Medical Corporation Common 18909310 5723 150609 X Coinstar Inc. Common 19259P30 1725 106991 X Colt Telecom Group - Spons. ADR ADR 19687710 11750 163614 X Computer Network Tech. Corp. Common 20492510 287 17795 X Comverse Technology Inc. Common 20586240 3307 38909 X Conexant Systems Common 20714210 4153 150000 X CoreComm Limited Common G2422R10 967 26303 X Creative Computers Inc Common 22527E10 506 16811 X Cree Research Inc. Common 22544710 8930 190257 X DII Group Inc. Common 23294910 13660 467013 X Descartes Systems Group Inc. ADR 24990610 875 113811 X Digital River Inc. Common 25388B10 714 17859 X
Best Buy Company Inc. 181014 64886 Biogen Inc. 25882 9164 Biomatrix Inc 160985 185939 Biovail Corp 300000 0 Boston Life Sciences Inc 0 18922 Bowlin Out Adv & Travel 0 30000 Broadcom Corp. - Cl. A 329255 107292 Broadvision Inc 88644 31579 Business Objects S. A. Sp ADR 461476 201910 C3 Inc./N C 0 11279 CMG Information Services Inc. 267963 178263 CNET Inc. 332134 131633 CSG Systems Intl. Inc. 234390 82920 Cablevision Systems - Cl. A 148243 53221 Capital One Financial Corp. 40527 14428 Cellular Comm. of Puerto Rico 1473 21460 Check Point Software Tech. 357863 63920 Checkfree Holdings Corp. 349850 204752 Chico's Fas Inc. 2746 40617 Childrens Place Retail 11837 11743 Cinar Corp Inc. - Cl. B Sub Vtg. 125000 11000 Circus Circus Enterprises Inc. 0 11994 Clarify Inc. 180731 192053 Closure Medical Corporation 70639 79970 Coinstar Inc. 4851 102140 Colt Telecom Group - Spons. ADR 134581 29033 Computer Network Tech. Corp. 0 17795 Comverse Technology Inc. 28723 10186 Conexant Systems 110818 39182 CoreComm Limited 1708 24595 Creative Computers Inc 1060 15751 Cree Research Inc. 93825 96432 DII Group Inc. 234310 232703 Descartes Systems Group Inc. 113811 0 Digital River Inc. 978 16881
6 Digitran Systems Inc. Common 25389810 77 223200 X Display Technologies Inc Common 25469V10 1330 256346 X DoubleClick Inc. Common 25860930 15826 86927 X E. Spire Communications Inc. Common 26915310 302 21929 X Earthweb Inc. Common 27032C10 601 10959 X Eidos Plc Adr ADR 28248510 11801 363816 X Elan Corp. PLC - Spons. ADR ADR 28413120 20632 295800 X Electro Scientific Inds. Inc. Common 28522910 472 10150 X Electronics For Imaging Common 28608210 2833 72641 X Emcore Corp Common 29084610 188 13346 X Emeritus Corp. Common 29100510 130 12953 X Emmis Broadcasting Cl A Common 29152510 3858 77160 X Emulex Corp. Common 29247520 12789 387534 X Enzon Inc. Common 29390410 1689 114491 X Equant N V - NY Reg Shr Common 29440910 10803 143560 X Euroweb Intl Corp Common 29880110 46 21856 X Excalibur Technologies Corp. Common 30065120 192 14725 X Express Scripts Inc. - Cl. A Common 30218210 15974 185881 X Factory 2 U Stores Common 30307210 916 78775 X Faxsav Inc Common 31210L10 305 39643 X Finet Holdings Corp Common 31792230 1367 278572 X Flextronics Intl Ltd Common Y2573F10 9719 190574 X Forum Retirement Prtrs. - LP Common 34985110 97 17000 X Forward Air Corp Common 34985310 192 14606 X Four Kids Entertainment Inc. Common 35086510 427 14911 X Frontier Airlines Inc Common 35906510 514 52020 X Fundtech Ltd. ADR M4709510 527 17500 X GST Telecommunications Inc. ADR 36194210 4255 389000 X Gemstar Intl Common G3788V10 29797 395969 X Genesis Microchip Inc. Common 37193310 10746 452456 X Gentner Communications Corp Common 37245J10 66 21150 X Geotel Communications Common 37365610 825 17979 X Gilat Satellite Networks ADR M5147410 8528 142129 X Gilead Sciences Inc. Common 37555810 13953 306668 X Gilman And Ciocia Common 37590810 401 32069 X
Digitran Systems Inc. 0 223200 Display Technologies Inc 18282 238064 DoubleClick Inc. 64132 22795 E. Spire Communications Inc. 0 21929 Earthweb Inc. 321 10638 Eidos Plc Adr 187699 176117 Elan Corp. PLC - Spons. ADR 243545 52255 Electro Scientific Inds. Inc. 0 10150 Electronics For Imaging 53282 19359 Emcore Corp 0 13346 Emeritus Corp. 0 12953 Emmis Broadcasting Cl A 39594 37566 Emulex Corp. 163286 224248 Enzon Inc. 7278 107213 Equant N V - NY Reg Shr 117239 26321 Euroweb Intl Corp 0 21856 Excalibur Technologies Corp. 0 14725 Express Scripts Inc. - Cl. A 137160 48721 Factory 2 U Stores 28102 50673 Faxsav Inc 0 39643 Finet Holdings Corp 93849 184723 Flextronics Intl Ltd 140610 49964 Forum Retirement Prtrs. - LP 0 17000 Forward Air Corp 0 14606 Four Kids Entertainment Inc. 0 14911 Frontier Airlines Inc 0 52020 Fundtech Ltd. 1122 16378 GST Telecommunications Inc. 389000 0 Gemstar Intl 230009 165960 Genesis Microchip Inc. 430036 22420 Gentner Communications Corp 0 21150 Geotel Communications 8540 9439 Gilat Satellite Networks 116961 25168 Gilead Sciences Inc. 226322 80346 Gilman And Ciocia 0 32069
7 Gliatech Inc Common 37929C10 238 10301 X Global Datatel Inc Common 37934G10 60 10000 X Global Industries Common 37933610 218 21550 X Globix Corporation Common 37957F10 970 26000 X Grupo Radio Centro Ads ADR 40049C10 165 30000 X Grupo Televisa SA - Spons GDR GDR 40049J20 19032 606613 X HIE Inc Common 40419W10 852 189306 X Harmonic Lightwaves Inc. Common 41316010 21602 781986 X Hi/FN Inc. Common 42835810 1056 28167 X IDEC Pharmaceuticals Corp. Common 44937010 9447 183876 X Immunex Corp. Common 45252810 15994 192124 X Information Res Eng Common 45675F30 1014 64897 X Infoseek Corp Common 45678M10 5057 68337 X Insignia Solutions PLC ADR ADR 45766J10 104 15973 X Intermedia Communications Common 45880110 283 10623 X Intermost Corp Common 45881R10 963 110000 X International Ntwk Svcs Common 46005310 9703 138732 X Intuit Inc Common 46120210 5382 52898 X Ivax Corp. Common 46582310 213 18033 X JAKKS Pacific Inc. Common 47012E10 466 25177 X Javelin Systems Inc Common 47189610 161 13266 X K-Swiss Inc. - Cl. A Common 48268610 1490 59000 X King Pharmaceuticals Common 49558210 520 18723 X Knight/trimark Grp Cl A Common 49906710 42853 639596 X Kushner-Locke Co. Common 50133740 822 53000 X Lamar Advertising Co Common 51281510 509 15000 X Laser Vision Centers Inc. Common 51807H10 3244 85100 X Lason Inc Common 51808R10 1581 28115 X Liposome Company Inc. Common 53631010 181 13450 X Macrochem Corp Common 55590310 842 89844 X Macromedia Inc. Common 55610010 10671 235490 X Macrovision Corp Common 55590410 880 23792 X Mays (J.W.) Inc. Common 57847310 76 10909 X MedImmune Inc. Common 58469910 30556 516251 X Mercury Interactive Corp Common 58940510 7774 218231 X
Gliatech Inc 645 9656 Global Datatel Inc 0 10000 Global Industries 0 21550 Globix Corporation 1668 24332 Grupo Radio Centro Ads 0 30000 Grupo Televisa SA - Spons GDR 516918 89695 HIE Inc 36145 153161 Harmonic Lightwaves Inc. 385057 396929 Hi/FN Inc. 1798 26369 IDEC Pharmaceuticals Corp. 135675 48201 Immunex Corp. 141726 50398 Information Res Eng 3797 61100 Infoseek Corp 50465 17872 Insignia Solutions PLC ADR 0 15973 Intermedia Communications 0 10623 Intermost Corp 3847 106153 International Ntwk Svcs 102403 36329 Intuit Inc 38971 13927 Ivax Corp. 0 18033 JAKKS Pacific Inc. 0 25177 Javelin Systems Inc 0 13266 K-Swiss Inc. - Cl. A 11783 47217 King Pharmaceuticals 1184 17539 Knight/trimark Grp Cl A 480500 159096 Kushner-Locke Co. 3401 49599 Lamar Advertising Co 0 15000 Laser Vision Centers Inc. 14663 70437 Lason Inc 28115 0 Liposome Company Inc. 6928 6522 Macrochem Corp 19220 70624 Macromedia Inc. 173607 61883 Macrovision Corp 2115 21677 Mays (J.W.) Inc. 0 10909 MedImmune Inc. 355328 160923 Mercury Interactive Corp 160904 57327
8 Metro One Telecomm Inc Common 59163F10 400 28053 X MetroNet Communications Cp. - B ADR 59169Y10 18109 329256 X Metromedia Fiber Network Common 59168910 23912 461502 X Metromedia International Group, Inc. Common 59169510 902 185000 X Micromuse, Inc. Common 59509410 14653 318549 X Microwave Power Devices Common 59517M10 554 69268 X Mindspring Enterprises Common 60268310 2446 28423 X Minimed Inc Common 60365K10 14848 146108 X Mips Technologies Inc Common 60456710 22051 361499 X Monmouth REIT - Cl. A Common 60972010 616 114000 X Montana Power Co. Common 61208510 21668 294554 X Mysoftware Co Common 62863310 206 11763 X NTL Incorporated Common 62940710 12853 157951 X Nanogen Inc. Common 63007510 210 21774 X Navarre Corp Common 63920810 206 14811 X Net Bank Inc Common 64093310 8738 128497 X NetGravity Inc. Common 64111410 670 16200 X Network Appliance Corp Common 64120L10 3015 59556 X Network Solutions Common 64121Q10 27495 259996 X Networking Products Common 55308N10 273 17080 X New Discovery Publishing Co Common 64377210 105 15000 X New Era Of Networks Inc Common 64431210 25000 369003 X Newhall Land & Farming Co. - LP Common 65142610 369 15448 X Nice Systems Limited - Spons ADR ADR 65365610 15866 537835 X Nokia Corp Spons ADR A ADR 65490220 24818 159346 X Novell Inc Common 67000610 30028 1192182 X Nstor Technologies Inc Common 67018N10 170 80209 X Obie Media Corp Common 67439110 2621 162569 X Omega Research Inc Common 68211E10 1087 101694 X Omniamerica Inc. Common 68211J10 641 22115 X Onhealth Network Common 68272W10 2227 163418 X Open Text Corp ADR 68371510 18574 589647 X Optical Coating Laboratory Common 68382910 4786 99718 X Osteotech Inc. Common 68858210 11119 323463 X Outdoor Systems Inc Common 69005710 5542 184722 X
Metro One Telecomm Inc 14450 13603 MetroNet Communications Cp. - B 274590 54666 Metromedia Fiber Network 339895 121607 Metromedia International Group, Inc. 0 185000 Micromuse, Inc. 162668 155881 Microwave Power Devices 2754 66514 Mindspring Enterprises 20161 8262 Minimed Inc 107722 38386 Mips Technologies Inc 178038 183461 Monmouth REIT - Cl. A 0 114000 Montana Power Co. 217639 76915 Mysoftware Co 0 11763 NTL Incorporated 130983 26968 Nanogen Inc. 0 21774 Navarre Corp 7629 7182 Net Bank Inc 52050 76447 NetGravity Inc. 1027 15173 Network Appliance Corp 0 59556 Network Solutions 162505 97491 Networking Products 0 17080 New Discovery Publishing Co 0 15000 New Era Of Networks Inc 268790 100213 Newhall Land & Farming Co. - LP 0 15448 Nice Systems Limited - Spons ADR 442176 95659 Nokia Corp Spons ADR A 130982 28364 Novell Inc 921866 270316 Nstor Technologies Inc 29641 50568 Obie Media Corp 0 162569 Omega Research Inc 19955 81739 Omniamerica Inc. 0 22115 Onhealth Network 29844 133574 Open Text Corp 462851 126796 Optical Coating Laboratory 51150 48568 Osteotech Inc. 161928 161536 Outdoor Systems Inc 102473 82249
9 PLD Telekom Inc Common 69340T10 117 30090 X PMC - Sierra Inc. Common 69344F10 6322 88801 X Patterson Energy Inc Common 70341410 103 18450 X Peapod Inc Common 70471810 328 30000 X Pegasus Systems Inc Common 70590610 803 20138 X Pepsi Bottling Group Inc. Common 71340910 5422 250000 X Perclose Inc. Common 71361C10 2286 73758 X Peregrine Systems Inc Common 71366Q10 849 25252 X Pharmaceutical Prod Dev Common 71712410 3083 91844 X Point Of Sale Limited Common M7945W10 274 27253 X Power Integrations Inc Common 73927610 2142 67469 X Powerwave Tech Inc Common 73936310 17491 616436 X Providian Corp Common 74406A10 17421 158370 X Qlogic Corp Common 74727710 15935 237391 X Qualcomm Inc. Common 74752510 5964 47954 X Quiksilver Inc. Common 74838C10 1543 36515 X RF Micro Devices Inc Common 74994110 69903 730535 X Railamerica Inc Common 75075310 171 19498 X Rational Software Corp Common 75409P20 3632 135469 X Remec Inc Common 75954310 563 26955 X Research in Motion Inc ADR 76097510 752 71635 X Resmed Inc Common 76115210 321 11366 X Restoration Hardware Inc. Common 76098110 248 11276 X Revenue Properties Co., Ltd. Common 76138940 178 100000 X Rock Financial Corp. Common 77215010 450 24981 X Rocky Mountain Internet Inc. Common 77472010 176 13541 X S F X Entertainment Cl A Common 78417810 8042 124568 X SDL Inc. Common 78407610 19318 212874 X SOFTWORKS INC Common 83404P10 837 58727 X Safeguard Scientifics Inc. Common 78644910 21000 311105 X Sandisk Corp Common 80004C10 268 10127 X Schwab (Charles) Corp. Common 80851310 16035 166812 X Security First Technologies Common 81427910 1701 23147 X Sepracor Inc. Common 81731510 29694 264532 X Softnet Systems Common 83396410 431 11776 X
PLD Telekom Inc 30090 0 PMC - Sierra Inc. 65486 23315 Patterson Energy Inc 0 18450 Peapod Inc 0 30000 Pegasus Systems Inc 1290 18848 Pepsi Bottling Group Inc. 250000 0 Perclose Inc. 32038 41720 Peregrine Systems Inc 1620 23632 Pharmaceutical Prod Dev 47090 44754 Point Of Sale Limited 0 27253 Power Integrations Inc 1315 66154 Powerwave Tech Inc 303102 313334 Providian Corp 126530 31840 Qlogic Corp 127403 109988 Qualcomm Inc. 35356 12598 Quiksilver Inc. 2319 34196 RF Micro Devices Inc 435808 294727 Railamerica Inc 0 19498 Rational Software Corp 100002 35467 Remec Inc 1701 25254 Research in Motion Inc 3850 67785 Resmed Inc 721 10645 Restoration Hardware Inc. 0 11276 Revenue Properties Co., Ltd. 0 100000 Rock Financial Corp. 12868 12113 Rocky Mountain Internet Inc. 0 13541 S F X Entertainment Cl A 91784 32784 SDL Inc. 129314 83560 SOFTWORKS INC 3767 54960 Safeguard Scientifics Inc. 229571 81534 Sandisk Corp 0 10127 Schwab (Charles) Corp. 123101 43711 Security First Technologies 1482 21665 Sepracor Inc. 166152 98380 Softnet Systems 0 11776
10 Station Casinos Inc Common 85768910 164 12843 X Summit Technology Inc. Common 86627E10 294 26682 X Sunglass Hut Inc. Common 86736F10 206 19641 X SurModics Inc. Common 86887310 379 27100 X TLC The Laser Center Common 87293410 12642 392762 X TSI Intl Software Ltd Common 87287910 10307 211156 X TTI Team Telecom Intl Ltd ADR M8825810 104 12750 X Taco Cabana Inc Cl A Common 87342510 217 24626 X Taiwan Semiconductor ADR ADR 87403910 16164 684205 X Techne Corp. Common 87837710 1061 36733 X Tele Sudeste Celular Particip ADR 87925210 6583 325100 X Telebanc Financial Corp Common 87925R10 9268 116207 X Telecom Brasileiras Ads ADR 87928730 31048 385097 X Telesp Celular Participacoes - ADR ADR 87952L10 8572 409397 X Terayon Communication Sy Common 88077510 1102 27545 X The Presley Companies - Cl. A Common 74103010 18 28289 X Tmp Worldwide Inc Common 87294110 23168 357455 X Tommy Hilfiger Corp Common G8915Z10 9562 138824 X Tweeter Home Entertnment Common 90116710 419 13005 X U S Web Corporation Common 91732710 27945 677452 X Unify Corp Common 90474310 1525 101683 X Uniphase Corp Common 90914910 20287 176214 X United Intl Holdings Inc Common 91073410 11653 267876 X VISX Inc. Common 92844S10 96556 897678 X Valuevision Intl Cl A Common 92047K10 1000 81187 X Vantive Corp Common 92209110 194 16073 X Ventana Medical Sys Inc Common 92276H10 386 17255 X Veritas Software Corp Common 92343610 13860 171642 X Verity Inc Common 92343C10 7114 212357 X Viatel Inc Common 92552920 18798 659578 X Visual Networks Inc. Common 92844410 1241 33199 X Vitafort International Corp. Common 92846730 51 100000 X Vitesse Semiconductor Corp. Common 92849710 6187 122207 X Vitro S.A. - Sponsored ADR ADR 92850230 76 13000 X Vodafone Group PLC - Spons. ADR ADR 92857T10 19698 104915 X
Station Casinos Inc 0 12843 Summit Technology Inc. 0 26682 Sunglass Hut Inc. 0 19641 SurModics Inc. 10749 16351 TLC The Laser Center 192429 200333 TSI Intl Software Ltd 102062 109094 TTI Team Telecom Intl Ltd 12750 0 Taco Cabana Inc Cl A 0 24626 Taiwan Semiconductor ADR 549305 134900 Techne Corp. 2330 34403 Tele Sudeste Celular Particip 266580 58520 Telebanc Financial Corp 46710 69497 Telecom Brasileiras Ads 325956 59141 Telesp Celular Participacoes - ADR 336341 73056 Terayon Communication Sy 1619 25926 The Presley Companies - Cl. A 0 28289 Tmp Worldwide Inc 196582 160873 Tommy Hilfiger Corp 102506 36318 Tweeter Home Entertnment 808 12197 U S Web Corporation 534054 143398 Unify Corp 3648 98035 Uniphase Corp 129956 46258 United Intl Holdings Inc 197787 70089 VISX Inc. 545966 351712 Valuevision Intl Cl A 5091 76096 Vantive Corp 0 16073 Ventana Medical Sys Inc 0 17255 Veritas Software Corp 126666 44976 Verity Inc 97053 115304 Viatel Inc 342007 317571 Visual Networks Inc. 5965 27234 Vitafort International Corp. 0 100000 Vitesse Semiconductor Corp. 89990 32217 Vitro S.A. - Sponsored ADR 13000 0 Vodafone Group PLC - Spons. ADR 85379 19536
11 Wal-Mart Stores Inc. Common 93114210 4563 49500 X Western Wireless Corp. - Cl. A Common 95988E20 22188 612093 X Westower Corp. Common 96121E10 3270 116516 X Wiztec Solutions Ltd. ADR M9810510 873 48649 X Xeikon NV - ADR ADR 98400310 4488 163932 X Yahoo! Inc. Common 98433210 2835 16836 X Zoll Medical Corp. Common 98992210 229 20838 X Zomax Optical Media Inc. Common 98992910 1877 93255 X Zonagen Inc. Common 98975L10 2637 122659 X Zoran Corp. Common 98975F10 600 36624 X Grand Total: 1833814 37716536
Wal-Mart Stores Inc. 0 49500 Western Wireless Corp. - Cl. A 451859 160234 Westower Corp. 5161 111355 Wiztec Solutions Ltd. 22718 25931 Xeikon NV - ADR 134424 29508 Yahoo! Inc. 12339 4497 Zoll Medical Corp. 0 20838 Zomax Optical Media Inc. 4893 88362 Zonagen Inc. 62953 59706 Zoran Corp. 1916 34708 GRAND TOTAL: 22266502 15450034
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