-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FXYvARSiIephk5fRP1/LHLUlMe04MYBKIPx2CscK3Mf7lEBA7KiXW1WtYn3ffJzu FTzezFPVDUX87Q+b4aEEoQ== /in/edgar/work/0000950137-00-004828/0000950137-00-004828.txt : 20001115 0000950137-00-004828.hdr.sgml : 20001115 ACCESSION NUMBER: 0000950137-00-004828 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000938206 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 363196026 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04207 FILM NUMBER: 763438 BUSINESS ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3125873800 MAIL ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 13F-HR 1 c58452e13f-hr.txt FORM 13F - HOLDING REPORT 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2000 --------------------- Check here if Amendment [ ]; Amendment Number: -------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Driehaus Capital Management, Inc. ------------------------------------------------- Address: 25 East Erie Street ------------------------------------------------- Chicago, Illinois 60611 ------------------------------------------------- ------------------------------------------------- Form 13F File Number: 28- 3580 ------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mary H. Weiss ------------------------------------------------- Title: Vice President ------------------------------------------------- Phone: (312) 587-3800 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ M. H. WEISS Chicago, Illinois November 14, 2000 - ----------------------- -------------------------------- ------------------ Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NOT APPLICABLE ------------------ Form 13F Information Table Entry Total: 295 ------------------ Form 13F Information Table Value Total: $ 4075077 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 3
Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") - ------------------------------------------------------------------------------------------------------------------------------- ITEM 6: ITEM 5: INVESTMENT DISCRETION SHARES ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: OR NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET PRINCIPAL (B) SHARED (C) ITEM 7: NUMBER VALUE AMOUNT (A)SOLE -AS DEFINED SHARED- MANAGERS IN INSTR.V OTHER SEE INSTR.V - ------------------------------------------------------------------------------------------------------------------------------- 1-800 Contacts Inc. Common 68197710 1186 24717 X ACT Manufacturing Inc. Common 00097310 10570 200372 X AES Corporation Common 00130H10 40322 588502 X AO Tatneft - Sponsored ADR ADR 03737P30 776 78050 X ARIBA Common 04033V10 63278 441684 X ASI Solutions Inc. Common 00206F10 379 20330 X ATS Medical Inc. Common 00208310 280 18607 X Accredo Health Inc Common 00437V10 1222 25000 X Acterna Corp Common 00503U10 21350 702886 X Active Power Inc Common 00504W10 27718 447068 X Actrade Financial Tech Common 00507P10 976 32453 X Adept Technology Inc. Common 00685410 3944 75033 X Administaff Inc. Common 00709410 19167 253198 X Adobe Systems Inc. Common 00724F10 30137 194120 X Advanced Fibre Communication Common 00754A10 1867 49300 X Advanced Power Technology Inc Common 00761E10 11247 339531 X Advantage Learning Sys. Inc. Common 00757K10 2234 63720 X Aeroflex Inc. Common 00776810 5791 119099 X Alpha Technologies Group Inc. Common 02078110 371 24707 X Alza Corp. Common 02261510 37363 431938 X AmeriSource Health Corp - Cl. A Common 03071P10 19608 417192 X Ameripath Inc Common 03071D10 2161 149047 X Amtech Systems Inc. Common 03233250 3096 206369 X Anaren Microwave Inc. Common 03274410 4949 36488 X Anchor Gaming Common 03303710 4327 54381 X Apollo Group Inc. - Cl. A Common 03760410 1385 34743 X Applied Films Corp. Common 03819710 1143 42147 X Applied Innovation Inc. Common 03791610 748 48227 X Applied Micro Circuits Corp. Common 03822W10 24855 120034 X Arena Pharmaceuticals Common 04004710 1475 34304 X Artesyn Technologies Inc. Common 04312710 31953 1097114 X Ault Inc. Common 05150310 83 10000 X Avanex Corp. Common 05348W10 1981 18396 X
--------------------------- (SEC USE ONLY) - ---------------------------------------------------------------- ITEM 8: VOTING AUTHORITY (SHARES) --------------------------- ITEM 1: NAME OF ISSUER (A)SOLE (B)SHARED (C)NONE - ---------------------------------------------------------------- 1-800 Contacts Inc. 8583 0 16134 ACT Manufacturing Inc. 113940 0 86432 AES Corporation 459003 0 129499 AO Tatneft - Sponsored ADR 65050 0 13000 ARIBA 344565 0 97119 ASI Solutions Inc. 0 0 20330 ATS Medical Inc. 0 0 18607 Accredo Health Inc 1695 0 23305 Acterna Corp 547373 0 155513 Active Power Inc 346382 0 100686 Actrade Financial Tech 8998 0 23455 Adept Technology Inc. 2099 0 72934 Administaff Inc. 144503 0 108695 Adobe Systems Inc. 151327 0 42793 Advanced Fibre Communication 0 0 49300 Advanced Power Technology Inc 114818 0 224713 Advantage Learning Sys. Inc. 17630 0 46090 Aeroflex Inc. 68118 0 50981 Alpha Technologies Group Inc. 0 0 24707 Alza Corp. 337382 0 94556 AmeriSource Health Corp - Cl. A 324644 0 92548 Ameripath Inc 52400 0 96647 Amtech Systems Inc. 53687 0 152682 Anaren Microwave Inc. 9877 0 26611 Anchor Gaming 22339 0 32042 Apollo Group Inc. - Cl. A 25719 0 9024 Applied Films Corp. 0 0 42147 Applied Innovation Inc. 3264 0 44963 Applied Micro Circuits Corp. 93377 0 26657 Arena Pharmaceuticals 21613 0 12691 Artesyn Technologies Inc. 628311 0 468803 Ault Inc. 0 0 10000 Avanex Corp. 7486 0 10910
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Axsys Technologies Inc. Common 05461510 1850 51123 X BE Aerospace Inc. Common 07330210 2129 132002 X Bell Microproducts Inc Common 07813710 596 19064 X Benchmark Electronics Common 08160H10 9899 190367 X Biosite Diagnostic Inc Common 09094510 8300 208158 X Biosource Intl Inc Common 09066H10 6266 202136 X Biovail Corporation ADR 09067J10 80708 991043 X BreezeCom Ltd. ADR M2038510 3076 93379 X Bright Horizons Family Solutions Common 10919510 854 33396 X Brocade Communicatons Systems Common 11162110 57664 244338 X Broken Hill Prop. - Spons. ADR ADR 11216960 4613 225000 X Brown (Tom) Inc. Common 11566020 430 17536 X Brush Wellman Inc. Common 11742110 973 45000 X Business Objects S. A. Sp ADR ADR 12328X10 9125 80706 X C&D Technologies Inc. Common 12466110 22519 396816 X C-MAC Industries Inc. ADR 12592010 7360 128000 X CE Franklin Ltd. Common 12515110 274 39210 X CIMA Labs Inc. Common 17179610 1477 28374 X CacheFlow Inc Common 12694610 53751 375884 X Calpine Corporation Common 13134710 58921 563839 X Caminus Corp Common 13376610 1383 34800 X Capital One Financial Corp. Common 14040H10 32365 461947 X Capstone Turbine Corp Common 14067D10 62093 896657 X CardioDynamics Intl. Corp. Common 14159710 1558 298588 X CardioDynamics Intl. Corp. Common 14159710 1044 200000 X Career Education Corp. Common 14166510 5867 131848 X Caremark RX Inc Common 14170510 3432 305103 X Carreker Corporation Common 14443310 3549 182000 X Catapult Communications Corp. Common 14901610 5675 304697 X Celeritek Inc. Common 15092610 1508 40021 X Celestica Inc. ADR 15101Q10 52945 764550 X Celgene Corp. Common 15102010 17717 297772 X Cell Therapeutics Inc. Common 15093410 4524 67843 X Check Point Software Tech. ADR M2246510 61531 390675 X Chico's Fas Inc. Common 16861510 22223 653617 X Childrens Place Retail Common 16890510 6606 256557 X China Unicom Limited - ADR ADR 16945R10 16145 740186 X Christopher & Banks Corp. Common 17104610 3494 89887 X Cia Parananese Ener. - Sp. ADR P ADR 20441B40 251 28270 X
Axsys Technologies Inc. 13384 0 37739 BE Aerospace Inc. 56933 0 75069 Bell Microproducts Inc 0 0 19064 Benchmark Electronics 107951 0 82416 Biosite Diagnostic Inc 104830 0 103328 Biosource Intl Inc 72466 0 129670 Biovail Corporation 867031 0 124012 BreezeCom Ltd. 52965 0 40414 Bright Horizons Family Solutions 2257 0 31139 Brocade Communicatons Systems 190349 0 53989 Broken Hill Prop. - Spons. ADR 206003 0 18997 Brown (Tom) Inc. 1178 0 16358 Brush Wellman Inc. 3051 0 41949 Business Objects S. A. Sp ADR 73957 0 6749 C&D Technologies Inc. 204342 0 192474 C-MAC Industries Inc. 124442 0 3558 CE Franklin Ltd. 0 0 39210 CIMA Labs Inc. 1919 0 26455 CacheFlow Inc 292165 0 83719 Calpine Corporation 445794 0 118045 Caminus Corp 21743 0 13057 Capital One Financial Corp. 360336 0 101611 Capstone Turbine Corp 623715 0 272942 CardioDynamics Intl. Corp. 0 0 298588 CardioDynamics Intl. Corp. 0 0 200000 Career Education Corp. 59110 0 72738 Caremark RX Inc 128660 0 176443 Carreker Corporation 69726 0 112274 Catapult Communications Corp. 141337 0 163360 Celeritek Inc. 17298 0 22723 Celestica Inc. 697680 0 66870 Celgene Corp. 173806 0 123966 Cell Therapeutics Inc. 29297 0 38546 Check Point Software Tech. 343587 0 47088 Chico's Fas Inc. 332411 0 321206 Childrens Place Retail 145509 0 111048 China Unicom Limited - ADR 679645 0 60541 Christopher & Banks Corp. 18108 0 71779 Cia Parananese Ener. - Sp. ADR P 28270 0 0
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Ciena Corporation Common 17177910 51402 418539 X Cirrus Logic Inc. Common 17275510 16198 401799 X Cisco Systems Inc. Common 17275R10 1890 34202 X Clayton Williams Energy Inc. Common 96949010 1902 46963 X Cobalt Networks Inc Common 19074R10 897 15496 X Columbia Sportswear Co. Common 19851610 2566 55929 X Commerce One Inc Common 20069310 96865 1233953 X Community Health Systems Inc Common 20366810 1760 54781 X Compucredit Common 20478N10 6149 109628 X Comstock Resources Inc. Common 20576820 1216 106911 X Concord Camera Corp. Common 20615610 2557 99783 X Corinthian Colleges Inc Common 21886810 6817 115539 X Corning Inc. Common 21935010 64168 215328 X Corvas International Inc. Common 22100510 1087 46762 X Cosine Communications Common 22122210 861 15500 X Coventry Health Care Inc. Common 22286210 2310 152746 X Cree Inc. Common 22544710 35661 306760 X Cross Timbers Oil Co. Common 22757310 15750 820828 X Cutter & Buck Inc. Common 23221710 311 25000 X CyberOptics Corp. Common 23251710 776 42394 X DDI Corporation /CA Common 23316210 14014 316693 X Datum Inc. Common 23820810 381 14669 X Descartes Systems Group Inc. ADR 24990610 65306 1319316 X Diagnostic Products Corp. Common 25245010 4075 76161 X Dianon Systems Inc. Common 25282610 2442 61248 X Digital Lightwave Inc. Common 25385510 912 12559 X Digital Power Corp Common 25386210 1828 275919 X Digitran Systems Inc. Common 25389810 12 373200 X Direct Focus Common 25493110 1390 34956 X Dynegy Inc Common 26816Q10 22876 400553 X ESC Medical Systems Inc. ADR M4086810 1533 81775 X Education Mgmt Corp Common 28139T10 484 17952 X Elan Corp. PLC - Spons. ADR ADR 28413120 24154 441164 X Elantec Semiconductor Common 28415510 33137 332622 X Electric Fuel Corp Common 28487110 122 11300 X Emcor Group Inc. Common 29084Q10 434 16705 X Emulex Corp. Common 29247520 13446 109764 X Exabyte Corporation Common 30061510 2800 248862 X Exar Corp. Common 30064510 4411 36454 X
Ciena Corporation 326444 0 92095 Cirrus Logic Inc. 312629 0 89170 Cisco Systems Inc. 0 0 34202 Clayton Williams Energy Inc. 764 0 46199 Cobalt Networks Inc 0 0 15496 Columbia Sportswear Co. 34678 0 21251 Commerce One Inc 961460 0 272493 Community Health Systems Inc 35252 0 19529 Compucredit 84408 0 25220 Comstock Resources Inc. 0 0 106911 Concord Camera Corp. 56842 0 42941 Corinthian Colleges Inc 37193 0 78346 Corning Inc. 168233 0 47095 Corvas International Inc. 3170 0 43592 Cosine Communications 12982 0 2518 Coventry Health Care Inc. 64497 0 88249 Cree Inc. 196674 0 110086 Cross Timbers Oil Co. 469548 0 351280 Cutter & Buck Inc. 0 0 25000 CyberOptics Corp. 1558 0 40836 DDI Corporation /CA 180975 0 135718 Datum Inc. 0 0 14669 Descartes Systems Group Inc. 953546 0 365770 Diagnostic Products Corp. 29023 0 47138 Dianon Systems Inc. 1919 0 59329 Digital Lightwave Inc. 11837 0 722 Digital Power Corp 66516 0 209403 Digitran Systems Inc. 150000 0 223200 Direct Focus 22120 0 12836 Dynegy Inc 312251 0 88953 ESC Medical Systems Inc. 34407 0 47368 Education Mgmt Corp 1012 0 16940 Elan Corp. PLC - Spons. ADR 404237 0 36927 Elantec Semiconductor 148796 0 183826 Electric Fuel Corp 11300 0 0 Emcor Group Inc. 1128 0 15577 Emulex Corp. 0 0 109764 Exabyte Corporation 90117 0 158745 Exar Corp. 2414 0 34040
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Exfo Electro-Optical Inc ADR 30204310 19035 436956 X Extended Stay America Inc. Common 30224P10 27487 2074471 X Extended Systems Inc. Common 30197310 954 17758 X Extreme Networks Inc Common 30226D10 47700 416590 X Fargo Electronics Common 30744P10 1638 264784 X Fibercore Inc Common 31563B10 342 50651 X Finisar Corp Common 31787A10 2899 59933 X Fiserv Inc. Common 33773810 8200 136946 X Flextronics Intl Ltd ADR Y2573F10 66456 809202 X Forrester Research Inc Common 34656310 10453 163975 X Frontier Airlines Inc Common 35906510 611 31455 X Gemstar Intl Common 36866W10 4678 53659 X Genesco Inc. Common 37153210 1272 75079 X Gildan Activewear Cl A ADR 37591610 998 29898 X Global Datatel Inc Common 37934G10 37 10000 X Grant Prideco Inc Common 38821G10 10865 495261 X Grey Wolf Common 39788810 3699 643293 X Grupo Televisa SA - Spons GDR ADR 40049J20 29040 503402 X Gulf Indonesia Resources ADR 40228410 854 78500 X Gulf Island Fabrication Common 40230710 382 21660 X HEI Inc. Common 40416010 1028 50295 X HS Resources Inc. Common 40429710 1106 32894 X Hall Kinion & Associates Inc. Common 40606910 13101 460685 X Heidrick & Struggles Int'l. Common 42281910 2145 41743 X Herley Industries Inc. Common 42739810 490 21600 X Hexcel Corp. Common 42829110 1446 108089 X Homestore.com Common 43785210 45387 970840 X Horizon Offshore Inc. Common 44043J10 1509 85612 X Hotel Reservations Inc. cl A Common 44145110 1148 31349 X Hybrid Networks Inc. Common 44860K10 3482 187574 X Hytek Microsystems Inc. Common 44918010 1172 89283 X I T T Educational Svcs Common 45068B10 2679 98748 X I-MANY Inc. Common 44973Q10 638 32000 X IXYS Corp. Common 46600W10 2881 110266 X Impath Inc Common 45255G10 54114 857255 X Intermagnetics Gen Corp Common 45877110 533 20000 X Intl. Rectifier Corp. Common 46025410 30261 599218 X Intranet Solutions Inc Common 46093930 2000 40000 X Inverness Medical Technology Common 46126810 2744 142551 X
Exfo Electro-Optical Inc 398172 0 38784 Extended Stay America Inc. 1165665 0 908806 Extended Systems Inc. 7662 0 10096 Extreme Networks Inc 323208 0 93382 Fargo Electronics 114008 0 150776 Fibercore Inc 0 0 50651 Finisar Corp 24215 0 35718 Fiserv Inc. 107031 0 29915 Flextronics Intl Ltd 664329 0 144873 Forrester Research Inc 88222 0 75753 Frontier Airlines Inc 2121 0 29334 Gemstar Intl 0 0 53659 Genesco Inc. 5029 0 70050 Gildan Activewear Cl A 0 0 29898 Global Datatel Inc 0 0 10000 Grant Prideco Inc 387151 0 108110 Grey Wolf 185619 0 457674 Grupo Televisa SA - Spons GDR 465551 0 37851 Gulf Indonesia Resources 78500 0 0 Gulf Island Fabrication 0 0 21660 HEI Inc. 3713 0 46582 HS Resources Inc. 0 0 32894 Hall Kinion & Associates Inc. 253111 0 207574 Heidrick & Struggles Int'l. 0 0 41743 Herley Industries Inc. 0 0 21600 Hexcel Corp. 46573 0 61516 Homestore.com 738125 0 232715 Horizon Offshore Inc. 0 0 85612 Hotel Reservations Inc. cl A 0 0 31349 Hybrid Networks Inc. 55047 0 132527 Hytek Microsystems Inc. 0 0 89283 I T T Educational Svcs 42858 0 55890 I-MANY Inc. 2035 0 29965 IXYS Corp. 17942 0 92324 Impath Inc 419393 0 437862 Intermagnetics Gen Corp 1357 0 18643 Intl. Rectifier Corp. 440892 0 158326 Intranet Solutions Inc 22510 0 17490 Inverness Medical Technology 51655 0 90896
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Investors Finl Srvcs Common 46191510 24678 390939 X Iomega Corp. Common 46203010 72 14367 X J Jill Group Inc. Common 46618910 2845 220955 X Juniper Networks Inc. Common 48203R10 71626 327155 X KRISPY KREME Common 50101410 34440 411218 X Keithley Instruments Inc. Common 48758410 2725 38647 X Knightbridge Tankers Common G5299G10 1040 47555 X Komag Inc. Common 50045310 2224 555936 X Korea Electric Power Adr ADR 50063110 273 20900 X Lamar Advertising Co Common 51281510 568 15000 X Lanoptics Ltd Ord Shrs ADR M6706C10 1050 30000 X Learning Tree Intl Inc Common 52201510 20396 428265 X Lehman Bros Holdings Inc Common 52490810 3349 22532 X Lifepoint Hospitals Inc Common 53219L10 885 24941 X Lightpath Tech Inc Common 53225710 1731 36444 X London Pacific Group Ltd ADR 54207310 1500 75473 X Lukoil Holding - Spons ADR ADR 67786210 24616 427369 X M T R Gaming Group Common 55376910 2572 316528 X M-Wave Inc Common 55403410 1606 61624 X MCDATA CORPORATION Common 58003110 10959 89180 X Macrovision Corp Common 55590410 78245 965988 X Magnetek Inc. Common 55942410 319 30000 X Manor Care Inc Common 56405510 1757 112000 X Matec Corp. Common 57666810 231 15000 X Meade Instruments Corp Common 58306210 2128 105436 X Mechanical Technology Inc Common 58353810 1134 104900 X MedImmune Inc. Common 58469910 40053 518491 X Mercury Interactive Corp Common 58940510 88216 562779 X Merix Corp Common 59004910 13287 205014 X Methanex Corp. ADR 59151K10 16641 3287185 X Microsemi Corp. Common 59513710 5241 137462 X Mid Atlantic Medical Services Common 59523C10 2393 158246 X Millenium Pharmaceutic Common 59990210 18180 124468 X Mission West Properties Common 60520310 1866 134481 X Mobile Telesystems - Sp ADR ADR 60740910 332 13100 X N P S Pharmaceuticals Common 62936P10 1187 20982 X NS Group Inc. Common 62891610 1367 68848 X Nabors Industries Inc. Common 62956810 34438 657211 X Natural Microsystems Cp Common 63888210 66546 1236994 X
Investors Finl Srvcs 223293 0 167646 Iomega Corp. 0 0 14367 J Jill Group Inc. 85446 0 135509 Juniper Networks Inc. 254882 0 72273 KRISPY KREME 170120 0 241098 Keithley Instruments Inc. 2608 0 36039 Knightbridge Tankers 0 0 47555 Komag Inc. 239887 0 316049 Korea Electric Power Adr 20900 0 0 Lamar Advertising Co 0 0 15000 Lanoptics Ltd Ord Shrs 0 0 30000 Learning Tree Intl Inc 238334 0 189931 Lehman Bros Holdings Inc 17177 0 5355 Lifepoint Hospitals Inc 14204 0 10737 Lightpath Tech Inc 2459 0 33985 London Pacific Group Ltd 32625 0 42848 Lukoil Holding - Spons ADR 403750 0 23619 M T R Gaming Group 119087 0 197441 M-Wave Inc 0 0 61624 MCDATA CORPORATION 68930 0 20250 Macrovision Corp 606076 0 359912 Magnetek Inc. 2035 0 27965 Manor Care Inc 48337 0 63663 Matec Corp. 0 0 15000 Meade Instruments Corp 36644 0 68792 Mechanical Technology Inc 45266 0 59634 MedImmune Inc. 405081 0 113410 Mercury Interactive Corp 439392 0 123387 Merix Corp 74751 0 130263 Methanex Corp. 1852351 0 1434834 Microsemi Corp. 33607 0 103855 Mid Atlantic Medical Services 68360 0 89886 Millenium Pharmaceutic 97277 0 27191 Mission West Properties 0 0 134481 Mobile Telesystems - Sp ADR 13100 0 0 N P S Pharmaceuticals 1419 0 19563 NS Group Inc. 29791 0 39057 Nabors Industries Inc. 512712 0 144499 Natural Microsystems Cp 859947 0 377047
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NetIQ Corp Common 64115P10 11121 169301 X Network Appliance Corp Common 64120L10 26424 207448 X Newport Corp. Common 65182410 142882 896129 X News Corp Ltd-Adr ADR 65248770 18036 321721 X Nice Systems Limited - Spons ADR ADR 65365610 43706 607031 X Nordic Amer Tanker Ship ADR G6577310 3014 139388 X Nortel Networks Corp ADR 65656810 26310 441721 X Noven Pharmaceuticals Common 67000910 25266 591010 X Nu Horizons Electronics Inc. Common 66990810 398 14298 X Nui Corp Common 62943010 604 20000 X Nur Macroprinters Ltd ADR M7516510 574 42900 X OMI Corp. - New Common Y6476W10 18183 2171148 X Oak Technology Inc Common 67180210 45760 1671613 X Oakley Inc. Common 67366210 32429 1846502 X Onyx Pharmaceutical Common 68339910 1105 44879 X Orbotech Ltd. ADR M7525310 854 15621 X Orthodontic Centers of America Common 68750P10 24862 746313 X Overseas Shipholding Group Common 69036810 1361 49705 X PECO Energy Co. Common 69330410 24056 397102 X PMC - Sierra Inc. Common 69344F10 58736 272875 X Panamerican Beverages A ADR P7482310 337 19800 X Panera Bread Company Common 69840W10 5405 258932 X Park Electrochemical Corp. Common 70041620 6491 116700 X Parker Drilling Co. Common 70108110 85 12150 X Patina Oil & Gas Corp Common 70322410 938 46906 X Patterson Energy Inc Common 70341410 1430 41586 X Peco II Common 70522110 6576 140480 X Pediatrix Medical Common 70532410 2234 173521 X Pemstar Inc Common 70655210 7082 359741 X Pennaco Energy Common 70804610 2489 143274 X Pericom Semiconductor Common 71383110 3269 87034 X Perkinelmer Inc. Common 71404610 13047 125000 X Petrochina Co Ltd - ADR ADR 71646E10 296 15000 X Philips Electronics NV - NY Shares ADR 50047230 492 11576 X Phone.Com Common 71920Q10 14521 127800 X Physiometrix Inc Common 71892810 673 30403 X Plato Learning Common 72764Y10 8111 393568 X Power One Inc Common 73930810 111655 1845058 X Prima Energy Corp. Common 74190120 3539 66466 X
NetIQ Corp 131618 0 37683 Network Appliance Corp 58142 0 149306 Newport Corp. 577746 0 319383 News Corp Ltd-Adr 300583 0 21138 Nice Systems Limited - Spons ADR 554771 0 52260 Nordic Amer Tanker Ship 0 0 139388 Nortel Networks Corp 403159 0 38562 Noven Pharmaceuticals 338000 0 253010 Nu Horizons Electronics Inc. 0 0 14298 Nui Corp 1356 0 18644 Nur Macroprinters Ltd 37900 0 5000 OMI Corp. - New 1081708 0 1089440 Oak Technology Inc 953990 0 717623 Oakley Inc. 1031734 0 814768 Onyx Pharmaceutical 3040 0 41839 Orbotech Ltd. 13671 0 1951 Orthodontic Centers of America 425096 0 321217 Overseas Shipholding Group 3349 0 46356 PECO Energy Co. 310429 0 86673 PMC - Sierra Inc. 224435 0 48440 Panamerican Beverages A 19800 0 0 Panera Bread Company 115527 0 143405 Park Electrochemical Corp. 42894 0 73806 Parker Drilling Co. 0 0 12150 Patina Oil & Gas Corp 20334 0 26572 Patterson Energy Inc 17050 0 24536 Peco II 69309 0 71171 Pediatrix Medical 74701 0 98820 Pemstar Inc 205495 0 154246 Pennaco Energy 92030 0 51244 Pericom Semiconductor 5728 0 81306 Perkinelmer Inc. 97686 0 27314 Petrochina Co Ltd - ADR 15000 0 0 Philips Electronics NV - NY Shares 10488 0 1088 Phone.Com 99495 0 28305 Physiometrix Inc 0 0 30403 Plato Learning 182977 0 210591 Power One Inc 1244825 0 600233 Prima Energy Corp. 25577 0 40889
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Private Bancorp Inc Common 74296210 1977 143162 X Professional Detailing Inc. Common 74312N10 1486 26071 X Protein Design Labs Inc. ADR 74369L10 24345 202036 X PurchasePro.com, Inc. Common 74614410 116694 1327950 X QLT PhotoTherapeutics Inc. ADR 74692710 13810 194850 X Quest Diagnostics Inc. Common 74834L10 38674 336969 X R M H Teleservices Inc Common 74993810 569 35453 X Read-Rite Corp. Common 75524610 22056 1960527 X RehabCare Group Inc. Common 75914810 2624 61752 X Remec Inc Common 75954310 2333 79270 X Research in Motion Inc ADR 76097510 24567 249250 X Retek Inc Common 76128Q10 2759 52055 X SBS Technologies Inc. Common 78387P10 698 30000 X SEI Investments Company Common 78411710 10677 150908 X Santa Fe Intl Corp Com Common G7805C10 19351 430611 X Satcon Technology Corp Common 80389310 3316 92754 X Scansource Inc Common 80603710 1167 21861 X Scios Inc. Common 80890510 3025 291533 X Sepracor Inc. Common 81731510 12610 102781 X Serono SA ADR ADR 81752M10 2239 74000 X Shaw Group Inc Common 82028010 26852 380876 X Shire Pharmaceuticals Gr. - ADR ADR 82481R10 24899 482307 X Shuffle Master Inc Common 82554910 656 33768 X Silicon Valley Bankshares Common 82706410 7223 124028 X Skechers USA Inc - Cl A Common 83056610 983 65000 X Sonus Network Common 83591610 11813 93474 X Southern Energy Inc. Common 84281610 4758 151660 X Southern Peru Copper Corp Common 84361110 215 13900 X Spectrum Control Inc. Common 84761510 1065 66320 X Spinnaker Exploration Co Common 84855W10 30279 868202 X Standard Pacific Corp. Common 85375C10 1165 64727 X Stockeryale Inc Common 86126T20 815 20906 X Superior Energy Services Inc. Common 86815710 2372 225948 X Supertex Inc. Common 86853210 2882 57203 X Swift Energy Co. Common 87073810 37998 914244 X Syntellect Inc. Common 87161L10 486 54225 X T M B R/sharp Drilling Common 87257P10 142 10108 X TTI Team Telecom Intl Ltd ADR M8825810 534 26200 X Taro Pharmaceutical Indus. ADR M8737E10 425 23750 X
Private Bancorp Inc 0 0 143162 Professional Detailing Inc. 1763 0 24308 Protein Design Labs Inc. 157131 0 44905 PurchasePro.com, Inc. 914068 0 413882 QLT PhotoTherapeutics Inc. 167565 0 27285 Quest Diagnostics Inc. 255281 0 81688 R M H Teleservices Inc 0 0 35453 Read-Rite Corp. 1003430 0 957097 RehabCare Group Inc. 4024 0 57728 Remec Inc 33511 0 45759 Research in Motion Inc 215711 0 33539 Retek Inc 22448 0 29607 SBS Technologies Inc. 2034 0 27966 SEI Investments Company 117936 0 32972 Santa Fe Intl Corp Com 336598 0 94013 Satcon Technology Corp 28856 0 63898 Scansource Inc 1467 0 20394 Scios Inc. 138005 0 153528 Sepracor Inc. 80402 0 22379 Serono SA ADR 67815 0 6185 Shaw Group Inc 188402 0 192474 Shire Pharmaceuticals Gr. - ADR 442433 0 39874 Shuffle Master Inc 0 0 33768 Silicon Valley Bankshares 91033 0 32995 Skechers USA Inc - Cl A 39909 0 25091 Sonus Network 72901 0 20573 Southern Energy Inc. 124862 0 26798 Southern Peru Copper Corp 13900 0 0 Spectrum Control Inc. 0 0 66320 Spinnaker Exploration Co 470301 0 397901 Standard Pacific Corp. 4070 0 60657 Stockeryale Inc 0 0 20906 Superior Energy Services Inc. 56470 0 169478 Supertex Inc. 3867 0 53336 Swift Energy Co. 485599 0 428645 Syntellect Inc. 0 0 54225 T M B R/sharp Drilling 0 0 10108 TTI Team Telecom Intl Ltd 26200 0 0 Taro Pharmaceutical Indus. 23750 0 0
10
Teekay Shipping Co Common Y8564W10 34947 743551 X Tele Norte Leste Participacoes ADR 87924610 431 18839 X Teva Pharmaceutical - Sp. ADR ADR 88162420 42954 586902 X Transport. Maritima Mex. - Sp. ADR L Common 89386820 349 41000 X Triad Hospitals Inc Common 89579K10 26285 894823 X Trico Marine Services Common 89610610 2908 183170 X Trikon Technologies Inc Common 89618740 778 55086 X Triton Energy Ltd. Common G9075110 29722 762115 X Tubos De Acero De Mexico - Sp. ADR ADR 89859250 1333 79590 X Tut Systems inc Common 90110310 31500 364951 X U T I Energy Corp Common 90338710 11050 247617 X Ultimate Electronics Inc Common 90384910 1526 37101 X Unibanco Hldg S A - SponsADR ADR 90458E10 459 13900 X Unit Corp. Common 90921810 2425 161637 X Unitedhealth Group, Inc Common 91324P10 26467 268020 X Universal Health Services - B Common 91390310 16978 198288 X Varco International Inc. Common 92212210 1180 56709 X Veeco Instruments Inc Common 92241710 25119 236377 X Vertex Industries Inc. Common 92532210 2137 116700 X Vertex Pharmaceuticals Inc. Common 92532F10 52668 623287 X Vicor Corp. Common 92581510 4061 74850 X Vitafort International Corp. Common 92846730 8 100000 X Vitech ADR 92848910 1072 285750 X WMS Industries Inc. Common 92929710 1801 80062 X Wal-Mart Stores Inc. Common 93114210 4764 99000 X Waters Corp. Common 94184810 88444 993756 X White Electronic Design Common 96380110 1963 163557 X Xetel Corp. Common 98394210 1141 142622 X 4075077 79328546
Teekay Shipping Co 425207 0 318344 Tele Norte Leste Participacoes 18839 0 0 Teva Pharmaceutical - Sp. ADR 539694 0 47208 Transport. Maritima Mex. - Sp. ADR L 41000 0 0 Triad Hospitals Inc 568502 0 326321 Trico Marine Services 62774 0 120396 Trikon Technologies Inc 23762 0 31324 Triton Energy Ltd. 623124 0 138991 Tubos De Acero De Mexico - Sp. ADR 76590 0 3000 Tut Systems inc 199226 0 165725 U T I Energy Corp 141014 0 106603 Ultimate Electronics Inc 2369 0 34732 Unibanco Hldg S A - SponsADR 13900 0 0 Unit Corp. 41084 0 120553 Unitedhealth Group, Inc 209479 0 58541 Universal Health Services - B 154987 0 43301 Varco International Inc. 24685 0 32024 Veeco Instruments Inc 174162 0 62215 Vertex Industries Inc. 42955 0 73745 Vertex Pharmaceuticals Inc. 487074 0 136213 Vicor Corp. 17266 0 57584 Vitafort International Corp. 0 0 100000 Vitech 0 0 285750 WMS Industries Inc. 43772 0 36290 Wal-Mart Stores Inc. 0 0 99000 Waters Corp. 776577 0 217179 White Electronic Design 5428 0 158129 Xetel Corp. 0 0 142622 48079765 31250433
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