-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C2610Xic9hLLcF23akomla4a5M2lhYYnV6iff0aloBUwIDhXq81AUoyr0t7q3+ML T1dxmbGjM5Tj6h9lmS49IQ== 0000950137-01-502979.txt : 20021127 0000950137-01-502979.hdr.sgml : 20021127 20010813171047 ACCESSION NUMBER: 0000950137-01-502979 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000938206 IRS NUMBER: 363196026 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04207 FILM NUMBER: 01707401 BUSINESS ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3125873800 MAIL ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 13F-HR 1 c64329e13f-hr.txt FORM 13F - HOLDING REPORT 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 --------------------- Check here if Amendment [ ]; Amendment Number: -------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Driehaus Capital Management, Inc. ------------------------------------------------- Address: 25 East Erie Street ------------------------------------------------- Chicago, Illinois 60611 ------------------------------------------------- ------------------------------------------------- Form 13F File Number: 28- 3580 ------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mary H. Weiss ------------------------------------------------- Title: Vice President ------------------------------------------------- Phone: (312) 587-3800 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ MARY H. WEISS Chicago, Illinois August 13, 2001 - ----------------------- -------------------------------- ------------------ Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NOT APPLICABLE ------------------ Form 13F Information Table Entry Total: 350 ------------------ Form 13F Information Table Value Total: $ 2,231,066 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 3
Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") - ----------------------------------------------------------------------------------------------------------------------------------- ITEM 6: ITEM 5: INVESTMENT DISCRETION SHARES ------------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: OR NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET PRINCIPAL (B) SHARED (C) ITEM 7: NUMBER VALUE AMOUNT (A)SOLE -AS DEFINED SHARED - MANAGERS IN INSTR. V OTHER SEE INSTR. V - ------------------------------------------------------------------------------------------------------------------------------------ 1-800-Flowers.com Common 68243Q10 2351 158446 X A.C.L.N. Limited ADR M0176410 963 30900 X AMC Entertainment Inc. Common 00166910 5168 397550 X AO Tatneft - Sponsored ADR ADR 03737P30 351 33100 X ASM Lithography Holding NV ADR N0705911 6855 308100 X Abercrombie & Fitch Co. - Cl. A Common 00289620 13483 302996 X Abraxas Petroleum Corp (nev) Common 00383010 1328 420324 X Acclaim Entertainment Inc. Common 00432520 9232 1891717 X Acres Gaming Inc. Common 00493610 630 126998 X Action Performance Cos. Inc. Common 00493310 18733 749326 X Activision Inc. Common 00493020 26299 670042 X AdvancePCS Common 00790K10 20755 324047 X Advanta Corp - Cl. B Common 00794220 2790 199683 X Alliance Gaming Corp. Common 01859P60 7575 192883 X Alliance Resource Partners Common 01877R10 323 14195 X Allied Waste Industries Inc. Common 01958930 836 44764 X Alloy Online Inc. Common 01985510 3081 215292 X AmSurg Corp. - Cl. A Common 03232P10 705 23849 X AmeriCredit Corp. Common 03060R10 17560 338024 X America Movil-series L ADR 02364W10 24373 1168410 X American Healthcorp Inc. Common 02649V10 9990 259358 X American Home Mtg Holdings Common 02660M10 406 34064 X American Italian Pasta Common 02707010 5832 125691 X Ameristar Casinos Inc. Common 03070Q10 931 58200 X Andrx Corp. Common 03455310 4415 57336 X Ansoft Corp. Common 03638410 253 14872 X Anthracite Capital Inc Common 03702310 2833 256362 X Apollo Group Inc. - Cl. A Common 03760410 13051 307442 X Argosy Gaming Company Common 04022810 6743 242908 X Array Biopharma Inc Common 04269X10 260 28597 X AsiaInfo Holdings Inc ADR 04518A10 365 18460 X Astrazeneca Plc Spons Adr ADR 04635310 16208 346700 X AstroPower Inc. Common 04644A10 1922 36854 X Atrix Labs Inc. Common 04962L10 2326 98153 X Autonation Inc Common 05329W10 16097 1387662 X B J S Wholesale Club Inc Common 05548J10 12707 238591 X Barnes & Noble Inc Common 06777410 24987 634998 X -------------------------------- (SEC USE ONLY) - ----------------------------------------------------------------------------- ITEM 8: VOTING AUTHORITY (SHARES) ITEM 1: -------------------------------- NAME OF ISSUER (A) SOLE (B) SHARED (C) NONE - ------------------------------------------------------------------------------ 1-800-Flowers.com 80586 0 77860 A.C.L.N. Limited 24975 0 5925 AMC Entertainment Inc. 229171 0 168379 AO Tatneft - Sponsored ADR 14400 0 18700 ASM Lithography Holding NV 258479 0 49621 Abercrombie & Fitch Co. - Cl. A 243784 0 59212 Abraxas Petroleum Corp (nev) 82888 0 337436 Acclaim Entertainment Inc. 933606 0 958111 Acres Gaming Inc. 72118 0 54880 Action Performance Cos. Inc. 363145 0 386181 Activision Inc. 374097 0 295945 AdvancePCS 251796 0 72251 Advanta Corp - Cl. B 115213 0 84470 Alliance Gaming Corp. 108856 0 84027 Alliance Resource Partners 0 0 14195 Allied Waste Industries Inc. 5042 0 39722 Alloy Online Inc. 40262 0 175030 AmSurg Corp. - Cl. A 619 0 23230 AmeriCredit Corp. 282547 0 55477 America Movil-series L 1006050 0 162360 American Healthcorp Inc. 43981 0 215377 American Home Mtg Holdings 0 0 34064 American Italian Pasta 61999 0 63692 Ameristar Casinos Inc. 4821 0 53379 Andrx Corp. 47932 0 9404 Ansoft Corp. 0 0 14872 Anthracite Capital Inc 148180 0 108182 Apollo Group Inc. - Cl. A 256596 0 50846 Argosy Gaming Company 143578 0 99330 Array Biopharma Inc 0 0 28597 AsiaInfo Holdings Inc 18460 0 0 Astrazeneca Plc Spons Adr 282497 0 64203 AstroPower Inc. 21796 0 15058 Atrix Labs Inc. 56912 0 41241 Autonation Inc 1100781 0 286881 B J S Wholesale Club Inc 198991 0 39600 Barnes & Noble Inc 515639 0 119359
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Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") - ----------------------------------------------------------------------------------------------------------------------------------- ITEM 6: ITEM 5: INVESTMENT DISCRETION SHARES ------------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: OR NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET PRINCIPAL (B) SHARED (C) ITEM 7: NUMBER VALUE AMOUNT (A)SOLE -AS DEFINED SHARED - MANAGERS IN INSTR. V OTHER SEE INSTR. V - ------------------------------------------------------------------------------------------------------------------------------------ Barr Laboratories Inc. Common 06830610 3394 48208 X Barrick Gold Corp. ADR 06790110 15538 1025590 X Bed Bath & Beyond Inc. Common 07589610 19173 614526 X Bergen Brunswig Corp. - Cl. A Common 08373910 608 31646 X Best Buy Company Inc. Common 08651610 17526 275920 X Beverly Enterprises Inc. Common 08785130 2543 237704 X Bio Reference Labs Inc. Common 09057G60 54 14000 X Bio-Vascular Inc. Common 09092310 1376 208500 X Bioanalytical Systems Common 09058M10 430 48048 X Biolase Tech Inc Common 09091110 652 128901 X Biomet Inc. Common 09061310 12202 253895 X Block H & R Inc. Common 09367110 8419 130420 X Blockbuster Inc -class A Common 09367910 13917 762553 X Borders Group Inc Common 09970910 685 30589 X Borland Software Corporation Common 09984910 19752 1266129 X Bradley Pharmaceuticals - Cl. A Common 10457610 145 28164 X Brocade Communications Systems Common 11162110 6620 150479 X CDW Computer Centers Inc. Common 12512910 7198 181261 X CIMA Labs Inc. Common 17179610 15081 192117 X CMG Information Services Inc. Common 12575010 387 129000 X CSX Corp. Common 12640810 407 11240 X Cabot Microelectronics Corp. Common 12709P10 8806 142034 X Cameco Corp. ADR 13321L10 599 28800 X CardioDynamics Intl. Corp. Common 14159710 1074 200000 X Career Education Corp. Common 14166510 17059 284786 X Caremark RX Inc Common 14170510 17699 1075923 X Catapult Communications Corp. Common 14901610 6239 277295 X Cendant Corporation Common 15131310 21398 1097323 X Centra Software Inc Common 15234X10 1828 107571 X Cephalon Inc. Common 15670810 6753 95794 X Champion Enterprises Inc. Common 15849610 3291 289222 X Chicago Bridge & Iron-ny Shr Common 16725010 600 17736 X Chico's FAS Inc. Common 16861510 23985 806216 X Christopher & Banks Corp. Common 17104610 9363 287219 X Circuit City Carmax Common 17273730 5707 357581 X Cirrus Logic Inc. Common 17275510 7348 319070 X Citrix Systems Inc. Common 17737610 806 23100 X Clayton Homes Inc. Common 18419010 824 52395 X Coinstar Inc. Common 19259P30 3498 157197 X Columbia Sportswear Co. Common 19851610 21198 415731 X Computer Associates Intl. Inc. Common 20491210 607 16853 X Concord EFS Inc. Common 20619710 8449 162450 X Conseco Inc. Common 20846410 283 20418 X Copart Inc. Common 21720410 16856 576277 X Corvas International Inc. Common 22100510 294 25000 X Cosine Communications Common 22122210 170 75959 X ----------------------------------- (SEC USE ONLY) - ----------------------------------------------------------------------------- ITEM 8: VOTING AUTHORITY (SHARES) ITEM 1: ----------------------------------- NAME OF ISSUER (A) SOLE (B) SHARED (C) NONE - ------------------------------------------------------------------------------ Barr Laboratories Inc. 40098 0 8110 Barrick Gold Corp. 838720 0 186870 Bed Bath & Beyond Inc. 513222 0 101304 Bergen Brunswig Corp. - Cl. A 3554 0 28092 Best Buy Company Inc. 230623 0 45297 Beverly Enterprises Inc. 137484 0 100220 Bio Reference Labs Inc. 0 0 14000 Bio-Vascular Inc. 0 0 208500 Bioanalytical Systems 0 0 48048 Biolase Tech Inc 0 0 128901 Biomet Inc. 212286 0 41609 Block H & R Inc. 99963 0 30457 Blockbuster Inc -class A 636524 0 126029 Borders Group Inc 3333 0 27256 Borland Software Corporation 747288 0 518841 Bradley Pharmaceuticals - Cl. A 0 0 28164 Brocade Communications Systems 125797 0 24682 CDW Computer Centers Inc. 151521 0 29740 CIMA Labs Inc. 113499 0 78618 CMG Information Services Inc. 0 0 129000 CSX Corp. 1272 0 9968 Cabot Microelectronics Corp. 118721 0 23313 Cameco Corp. 3226 0 25574 CardioDynamics Intl. Corp. 0 0 200000 Career Education Corp. 170249 0 114537 Caremark RX Inc 898182 0 177741 Catapult Communications Corp. 135754 0 141541 Cendant Corporation 882766 0 214557 Centra Software Inc 3041 0 104530 Cephalon Inc. 79888 0 15906 Champion Enterprises Inc. 166941 0 122281 Chicago Bridge & Iron-ny Shr 1437 0 16299 Chico's FAS Inc. 567999 0 238217 Christopher & Banks Corp. 171458 0 115761 Circuit City Carmax 183427 0 174154 Cirrus Logic Inc. 266690 0 52380 Citrix Systems Inc. 2592 0 20508 Clayton Homes Inc. 5899 0 46496 Coinstar Inc. 90965 0 66232 Columbia Sportswear Co. 248287 0 167445 Computer Associates Intl. Inc. 1892 0 14961 Concord EFS Inc. 135806 0 26644 Conseco Inc. 2192 0 18226 Copart Inc. 481834 0 94443 Corvas International Inc. 1904 0 23096 Cosine Communications 0 0 75959
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Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") - ----------------------------------------------------------------------------------------------------------------------------------- ITEM 6: ITEM 5: INVESTMENT DISCRETION SHARES ------------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: OR NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET PRINCIPAL (B) SHARED (C) ITEM 7: NUMBER VALUE AMOUNT (A)SOLE -AS DEFINED SHARED - MANAGERS IN INSTR. V OTHER SEE INSTR. V - ------------------------------------------------------------------------------------------------------------------------------------ Cosine Communications-Restricted Common 22122210 25 11259 X Covance Inc. Common 22281610 1985 87618 X CryoLife Inc. Common 22890310 900 22000 X Cryptologic Inc. Common 22890610 10733 470965 X Cumulus Media Inc. - Cl. A Common 23108210 2996 220648 X Cytyc Corporation Common 23294610 15944 691731 X D & K Healthcare Resources Common 23286110 5840 158480 X DRS Technologies Inc. Common 23330X10 240 10433 X Daktronics Inc. Common 23426410 666 43255 X Damon Corp Common 25439410 214 21422 X Davita Inc Common 23918K10 4107 202039 X Diagnostic Products Corp. Common 25245010 1440 43362 X Digitran Systems Inc. Common 25389810 15 373200 X Dillards Inc. - Cl. A Common 25406710 250 16384 X Direct Focus Common 25493110 13329 280620 X Doctor Reddys Lab Adr ADR 25613520 3669 197800 X Duramed Pharmaceuticals Inc. Common 26635410 1680 93909 X ESC Medical Systems Inc. ADR M4086810 38554 1336361 X Earthlink Inc Common 27032110 8265 586171 X Ebay Inc. Common 27864210 15717 229485 X Edge Petroleum Common 27986210 210 35879 X Education Mgmt Corp Common 28139T10 3974 99217 X Efunds Corporation Common 28224R10 8343 448530 X Elan Corp. PLC - Spons. ADR ADR 28413120 22430 367700 X Electronic Arts Inc. Common 28551210 11245 194207 X Electronics Boutique Hldgs Common 28604510 2174 68470 X Electronics For Imaging Common 28608210 2674 90646 X Embotelladora Andina - ADR A ADR 29081P20 170 12600 X Embraer Aircraft Corp ADR 29081M10 15317 392230 X Emcore Corp Common 29084610 364 11837 X Expedia Inc -CL A Common 30212510 39422 845959 X Extreme Networks Inc Common 30226D10 628 21300 X Exult Inc Common 30228410 4069 238669 X F. Y. I. Inc. Common 30271210 5981 145872 X FTD.COM Inc Common 30265F10 1321 186527 X FTI Consulting Inc. Common 30294110 1613 74004 X Federal Agric Mtg Corp Cl C Common 31314830 3845 120246 X Fei Co Common 30241L10 3167 77242 X Fischer Imaging Corp Common 33771910 123 21268 X Fleming Companies Inc Common 33913010 8777 245868 X Flir Systems Inc Common 30244510 5722 228599 X Fox Entertainment Common 35138T10 7315 262196 X Fred's Inc. Common 35610810 592 23000 X Frontier Oil Corp. Common 35914P10 146 11000 X Gametech Intl Inc Common 36466D10 163 29512 X Genesis Microchip Inc. Common 37193310 21699 600262 X ----------------------------------- (SEC USE ONLY) - ----------------------------------------------------------------------------- ITEM 8: VOTING AUTHORITY (SHARES) ITEM 1: ----------------------------------- NAME OF ISSUER (A) SOLE (B) SHARED (C) NONE - ------------------------------------------------------------------------------ Cosine Communications-Restricted 0 0 11259 Covance Inc. 32036 0 55582 CryoLife Inc. 1897 0 20103 Cryptologic Inc. 214353 0 256612 Cumulus Media Inc. - Cl. A 127977 0 92671 Cytyc Corporation 573982 0 117749 D & K Healthcare Resources 28714 0 129766 DRS Technologies Inc. 0 0 10433 Daktronics Inc. 0 0 43255 Damon Corp 1959 0 19463 Davita Inc 100211 0 101828 Diagnostic Products Corp. 25546 0 17816 Digitran Systems Inc. 150000 0 223200 Dillards Inc. - Cl. A 2405 0 13979 Direct Focus 148980 0 131640 Doctor Reddys Lab Adr 145183 0 52617 Duramed Pharmaceuticals Inc. 17241 0 76668 ESC Medical Systems Inc. 876865 0 459496 Earthlink Inc 467371 0 118800 Ebay Inc. 191611 0 37874 Edge Petroleum 14649 0 21230 Education Mgmt Corp 59134 0 40083 Efunds Corporation 264756 0 183774 Elan Corp. PLC - Spons. ADR 302500 0 65200 Electronic Arts Inc. 162343 0 31864 Electronics Boutique Hldgs 32430 0 36040 Electronics For Imaging 39226 0 51420 Embotelladora Andina - ADR A 12600 0 0 Embraer Aircraft Corp 337100 0 55130 Emcore Corp 1332 0 10505 Expedia Inc -CL A 575082 0 270877 Extreme Networks Inc 2389 0 18911 Exult Inc 140521 0 98148 F. Y. I. Inc. 85991 0 59881 FTD.COM Inc 0 0 186527 FTI Consulting Inc. 42211 0 31793 Federal Agric Mtg Corp Cl C 27001 0 93245 Fei Co 29523 0 47719 Fischer Imaging Corp 0 0 21268 Fleming Companies Inc 144966 0 100902 Flir Systems Inc 128991 0 99608 Fox Entertainment 219196 0 43000 Fred's Inc. 1903 0 21097 Frontier Oil Corp. 985 0 10015 Gametech Intl Inc 0 0 29512 Genesis Microchip Inc. 285944 0 314318
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Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") - ----------------------------------------------------------------------------------------------------------------------------------- ITEM 6: ITEM 5: INVESTMENT DISCRETION SHARES ------------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: OR NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET PRINCIPAL (B) SHARED (C) ITEM 7: NUMBER VALUE AMOUNT (A)SOLE -AS DEFINED SHARED - MANAGERS IN INSTR. V OTHER SEE INSTR. V - ------------------------------------------------------------------------------------------------------------------------------------ Genta Inc. Common 37245M20 1138 85000 X Genus Inc. Common 37246110 1610 335403 X Genzyme Corp. - Genl. Division Common 37291710 11349 186050 X Gilead Sciences Inc. Common 37555810 6678 114765 X Global Datatel Inc Common 37934G10 0 10000 X Global Industries Common 37933610 421 33800 X GoTo.com, Inc. Common 38348T10 23161 1190772 X Group 1Automotive inc. Common 39890510 4650 157087 X Grupo Aeroportuario Sur-ADR ADR 40051E20 264 14100 X Grupo Televisa SA - Spons GDR ADR 40049J20 27347 683510 X Guitar Center Inc. Common 40204010 486 23000 X Gulf Canada Resources Ltd. - Ord. Common 40218L30 81 10000 X Headwaters Inc Common 42210P10 4748 296742 X Helen of Troy Ltd. Common G4388N10 275 31153 X Henry Schein Inc. Common 80640710 3938 98305 X Hollywood Entertainment Corp. Common 43614110 4439 524752 X HomeBase Inc. Common 43738E10 2147 622359 X Hotel Reservations Inc. cl A Common 44145110 8801 189153 X Hydril Company Common 44877410 2383 104671 X I T T Educational Svcs Common 45068B10 1531 34015 X I-MANY Inc. Common 44973Q10 654 48475 X ICON PLC. - Sponsored ADR ADR 45103T10 694 23000 X ICU Medical Inc. Common 44930G10 1398 33878 X IDEC Pharmaceuticals Corp. Common 44937010 18500 273312 X IMPCO Technologies Inc. Common 45255W10 460 13000 X IMS Health Inc Common 44993410 13486 473208 X Ikon Office Solutions Common 45171310 3740 381597 X Integra Lifesciences Cp Common 45798520 2385 110156 X Intercept group Common 45845L10 3942 103724 X Internet Capital Group Common 46059C10 20 10000 X Interneuron Pharmaceuticals Common 46057310 586 69000 X Intersil Holdings Co. Common 46069S10 7317 201018 X Intl. Game Technology Common 45990210 21142 336928 X Intrado Inc Common 46117A10 2822 164355 X Intuitive Surgical Inc Common 46120E10 5431 402030 X Istar Financial Inc. Common 45031U10 873 30952 X Itron Inc Common 46574110 5301 279455 X Ivax Corp. Common 46582310 24187 620170 X JAKKS Pacific Inc. Common 47012E10 1560 83436 X KCS Energy Inc. Common 48243420 1384 209736 X KLA-Tencor Corporation Common 48248010 9392 160628 X Kendle International Inc Common 48880L10 253 12640 X Key Energy Group Common 49291410 324 29861 X King Pharmaceuticals Inc Common 49558210 13808 256899 X Kohls Corp. Common 50025510 14245 227084 X Kos Pharmaceuticals Inc. Common 50064810 6271 158762 X -------------------------------------- (SEC USE ONLY) - ------------------------------------------------------------------------------ ITEM 8: VOTING AUTHORITY (SHARES) ITEM 1: -------------------------------------- NAME OF ISSUER (A) SOLE (B) SHARED (C) NONE - ------------------------------------------------------------------------------ Genta Inc. 7111 0 77889 Genus Inc. 188290 0 147113 Genzyme Corp. - Genl. Division 155279 0 30771 Gilead Sciences Inc. 95691 0 19074 Global Datatel Inc 0 0 10000 Global Industries 4000 0 29800 GoTo.com, Inc. 696497 0 494275 Group 1Automotive inc. 77521 0 79566 Grupo Aeroportuario Sur-ADR 14100 0 0 Grupo Televisa SA - Spons GDR 587310 0 96200 Guitar Center Inc. 1904 0 21096 Gulf Canada Resources Ltd. - Ord. 0 0 10000 Headwaters Inc 132745 0 163997 Helen of Troy Ltd. 0 0 31153 Henry Schein Inc. 48676 0 49629 Hollywood Entertainment Corp. 235722 0 289030 HomeBase Inc. 308069 0 314290 Hotel Reservations Inc. cl A 157702 0 31451 Hydril Company 59066 0 45605 I T T Educational Svcs 2846 0 31169 I-MANY Inc. 17151 0 31324 ICON PLC. - Sponsored ADR 1904 0 21096 ICU Medical Inc. 19924 0 13954 IDEC Pharmaceuticals Corp. 228324 0 44988 IMPCO Technologies Inc. 961 0 12039 IMS Health Inc 395633 0 77575 Ikon Office Solutions 221151 0 160446 Integra Lifesciences Cp 33871 0 76285 Intercept group 17556 0 86168 Internet Capital Group 0 0 10000 Interneuron Pharmaceuticals 5710 0 63290 Intersil Holdings Co. 155007 0 46011 Intl. Game Technology 281052 0 55876 Intrado Inc 49781 0 114574 Intuitive Surgical Inc 132259 0 269771 Istar Financial Inc. 3490 0 27462 Itron Inc 98938 0 180517 Ivax Corp. 517958 0 102213 JAKKS Pacific Inc. 6834 0 76602 KCS Energy Inc. 116604 0 93132 KLA-Tencor Corporation 134233 0 26395 Kendle International Inc 0 0 12640 Key Energy Group 3361 0 26500 King Pharmaceuticals Inc 214526 0 42373 Kohls Corp. 189824 0 37260 Kos Pharmaceuticals Inc. 27347 0 131415
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Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") - ----------------------------------------------------------------------------------------------------------------------------------- ITEM 6: ITEM 5: INVESTMENT DISCRETION SHARES ------------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: OR NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET PRINCIPAL (B) SHARED (C) ITEM 7: NUMBER VALUE AMOUNT (A)SOLE -AS DEFINED SHARED - MANAGERS IN INSTR. V OTHER SEE INSTR. V - ------------------------------------------------------------------------------------------------------------------------------------ Krispy Kreme Doughnuts Inc Common 50101410 51371 1284274 X Lendingtree Inc. Common 52602Q10 261 40920 X Lincare Holdings Inc. Common 53279110 13223 440624 X Lukoil Holding - Spons ADR ADR 67786210 14907 310790 X Luminent Common 55027R10 126 30000 X M T R Gaming Group Common 55376910 1926 142703 X MSC.software Corporation Common 55353110 188 10009 X Macrovision Corp Common 55590410 1636 23890 X Magellan Health Services Common 55907910 3000 234409 X Magna International Inc. - Cl. A ADR 55922240 7665 124648 X Manor Care Inc Common 56405510 19380 610401 X Martek Biosciences Corp Common 57290110 764 26812 X Martin Marietta Materials Common 57328410 746 15077 X Mcafee.com Corporation Common 57906210 3109 253161 X Mcdata Corporation-a Common 58003120 334 19003 X Med Design Corp Common 58392610 743 24650 X Medical Action Ind. Inc. Common 58449L10 302 36258 X Metro One Telecomm Inc Common 59163F10 2164 50030 X Microsemi Corp. Common 59513710 33895 477401 X Microtune Inc Common 59514P10 2024 92007 X Midway Games Inc Common 59814810 13237 715497 X Mikohn Gaming Corp Common 59862K10 76 10000 X Mim Corp Common 55304410 2446 407680 X Mirant Corp Common 60467510 7964 231513 X Mitchell Energy & Development Common 60659220 8905 192537 X Mohawk Industries Common 60819010 798 22664 X Movie Gallery Inc Common 62458110 3654 201968 X Multimedia Games, Inc. Common 62545310 4051 182475 X Myriad Genetics Common 62855J10 5636 89015 X NVIDIA Common 67066G10 20502 221049 X Nanometrics Inc. Common 63007710 481 17513 X National Oilwell Inc Common 63707110 4201 156757 X Nationwide Health Properties Inc. Common 63862010 2736 135444 X Navigant Consulting Co Common 63935N10 1736 211649 X Navigant Intl Inc Common 63935R10 692 49402 X Net Bank Inc Common 64093310 842 74500 X Network Associates Inc Common 64093810 571 45900 X New Plan Excel Realty Trust Inc. Common 64805310 623 40724 X Norfolk Southern Corp Common 65584410 391 18900 X Numerical Technologies Inc Common 67053T10 4127 196521 X Oak Technology Inc Common 67180210 1717 162108 X Obie Media Corp Common 67439110 946 134000 X Ocular Sciences Inc Common 67574410 810 31909 X Ocwen Financial Corp Common 67574610 2323 226630 X Oil States International Common 67802610 138 14985 X Omnicare Inc. Common 68190410 667 33009 X ------------------------------------ (SEC USE ONLY) - ------------------------------------------------------------------------------ ITEM 8: VOTING AUTHORITY (SHARES) ITEM 1: ------------------------------------ NAME OF ISSUER (A) SOLE (B) SHARED (C) NONE - ------------------------------------------------------------------------------ Krispy Kreme Doughnuts Inc 786588 0 497686 Lendingtree Inc. 0 0 40920 Lincare Holdings Inc. 367712 0 72912 Lukoil Holding - Spons ADR 265190 0 45600 Luminent 0 0 30000 M T R Gaming Group 0 0 142703 MSC.software Corporation 0 0 10009 Macrovision Corp 19972 0 3918 Magellan Health Services 106688 0 127721 Magna International Inc. - Cl. A 104197 0 20451 Manor Care Inc 464614 0 145787 Martek Biosciences Corp 0 0 26812 Martin Marietta Materials 1693 0 13384 Mcafee.com Corporation 146864 0 106297 Mcdata Corporation-a 2131 0 16872 Med Design Corp 1775 0 22875 Medical Action Ind. Inc. 0 0 36258 Metro One Telecomm Inc 4232 0 45798 Microsemi Corp. 264542 0 212859 Microtune Inc 54766 0 37241 Midway Games Inc 372355 0 343142 Mikohn Gaming Corp 0 0 10000 Mim Corp 223694 0 183986 Mirant Corp 193815 0 37698 Mitchell Energy & Development 161016 0 31521 Mohawk Industries 2546 0 20118 Movie Gallery Inc 0 0 201968 Multimedia Games, Inc. 0 0 182475 Myriad Genetics 74414 0 14601 NVIDIA 184821 0 36228 Nanometrics Inc. 1393 0 16120 National Oilwell Inc 131072 0 25685 Nationwide Health Properties Inc. 78846 0 56598 Navigant Consulting Co 118658 0 92991 Navigant Intl Inc 34726 0 14676 Net Bank Inc 0 0 74500 Network Associates Inc 5114 0 40786 New Plan Excel Realty Trust Inc. 4596 0 36128 Norfolk Southern Corp 2112 0 16788 Numerical Technologies Inc 76760 0 119761 Oak Technology Inc 94009 0 68099 Obie Media Corp 0 0 134000 Ocular Sciences Inc 1885 0 30024 Ocwen Financial Corp 131177 0 95453 Oil States International 1381 0 13604 Omnicare Inc. 3711 0 29298
8
Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") - ----------------------------------------------------------------------------------------------------------------------------------- ITEM 6: ITEM 5: INVESTMENT DISCRETION SHARES ------------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: OR NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET PRINCIPAL (B) SHARED (C) ITEM 7: NUMBER VALUE AMOUNT (A)SOLE -AS DEFINED SHARED - MANAGERS IN INSTR. V OTHER SEE INSTR. V - ------------------------------------------------------------------------------------------------------------------------------------ Option Care Inc. Common 68394810 1502 98821 X Panamerican Beverages A ADR P7482310 250 12300 X Panera Bread Company Common 69840W10 1678 53137 X Parexel Intl Corp Common 69946210 1268 65000 X Pec Solutions Inc. Common 70510710 236 10700 X Pediatrix Medical Common 70532410 878 26436 X Penn Natl Gaming Inc Common 70756910 1225 48210 X Penney (J.C.) Co. Common 70816010 936 35492 X Pepsi-Gemex S.A. - Spn GDR ADR 71343510 376 62300 X Perot Systems Corp. Common 71426510 840 46400 X Petroquest Energy Inc. Common 71674810 2959 422771 X Pets Mart Inc. Common 71676810 1792 254133 X Pharmaceutical Prod Dev Common 71712410 13317 436495 X Pharmaceutical Resources, Inc. Common 71712510 9202 299851 X Planar Systems Inc Common 72690010 276 10642 X Plato Learning Common 72764Y10 1938 62630 X Pohang Iron & Steel Adr ADR 73045010 17256 875040 X Possis Medical Inc. Common 73740710 400 33157 X Precise Software Solutions ADR M4145010 771 25100 X Priceline.com Inc Common 74150310 1280 141394 X Private Bancorp Inc Common 74296210 2101 129562 X Profit Recovery Grp Intl Common 74316810 2730 238245 X Protein Design Labs Inc. ADR 74369L10 4053 46713 X Quadramed Corp Common 74730W10 1609 338840 X Quaker Fabric Corp Common 74739910 178 17402 X Quest Diagnostics Inc. Common 74834L10 4310 57588 X Quintiles Transnational Common 74876710 849 33636 X R M H Teleservices Inc Common 74993810 2389 185019 X RF Micro Devices Inc Common 74994110 6292 233306 X Racing Champions Corp Common 75006910 146 28162 X Radio One Inc. Common 75040P10 585 25450 X Radware Ltd ADR M8187310 298 16495 X Railamerica Inc Common 75075310 210 18425 X Recoton Corp. Common 75626810 1430 82537 X RehabCare Group Inc. Common 75914810 1077 22353 X Remington Oil & Gas Corp. Common 75959430 887 46706 X Renaissance Learning Inc Common 75968L10 27304 539710 X Republic Services Cl A Common 76075910 15648 788309 X Resources Connection Inc Common 76122Q10 501 19387 X Retek Inc Common 76128Q10 22968 479102 X Rite Aid Corp. Common 76775410 437 48550 X Riverdeep Group Spons Adr ADR 76870Q10 1674 59800 X Riverstone Networks Inc Common 76932010 6190 311199 X Royal Dutch Petro. - NY Shares ADR 78025780 28215 484205 X Royce Low-priced Stock-Inv Common 78090580 1060 91241 X SFBC International Inc Common 78412110 358 12350 X ------------------------------------ (SEC USE ONLY) - ------------------------------------------------------------------------------ ITEM 8: VOTING AUTHORITY (SHARES) ITEM 1: ------------------------------------ NAME OF ISSUER (A) SOLE (B) SHARED (C) NONE - ------------------------------------------------------------------------------ Option Care Inc. 0 0 98821 Panamerican Beverages A 12300 0 0 Panera Bread Company 18410 0 34727 Parexel Intl Corp 5200 0 59800 Pec Solutions Inc. 7521 0 3179 Pediatrix Medical 2396 0 24040 Penn Natl Gaming Inc 1428 0 46782 Penney (J.C.) Co. 4009 0 31483 Pepsi-Gemex S.A. - Spn GDR 62300 0 0 Perot Systems Corp. 5194 0 41206 Petroquest Energy Inc. 0 0 422771 Pets Mart Inc. 147562 0 106571 Pharmaceutical Prod Dev 287010 0 149485 Pharmaceutical Resources, Inc. 158961 0 140890 Planar Systems Inc 939 0 9703 Plato Learning 952 0 61678 Pohang Iron & Steel Adr 752723 0 122317 Possis Medical Inc. 0 0 33157 Precise Software Solutions 25100 0 0 Priceline.com Inc 82421 0 58973 Private Bancorp Inc 0 0 129562 Profit Recovery Grp Intl 138381 0 99864 Protein Design Labs Inc. 39057 0 7656 Quadramed Corp 196755 0 142085 Quaker Fabric Corp 0 0 17402 Quest Diagnostics Inc. 47935 0 9653 Quintiles Transnational 3714 0 29922 R M H Teleservices Inc 94935 0 90084 RF Micro Devices Inc 194950 0 38356 Racing Champions Corp 0 0 28162 Radio One Inc. 2769 0 22681 Radware Ltd 16495 0 0 Railamerica Inc 0 0 18425 Recoton Corp. 47878 0 34659 RehabCare Group Inc. 1894 0 20459 Remington Oil & Gas Corp. 1513 0 45193 Renaissance Learning Inc 316940 0 222770 Republic Services Cl A 659149 0 129160 Resources Connection Inc 11492 0 7895 Retek Inc 358342 0 120760 Rite Aid Corp. 5816 0 42734 Riverdeep Group Spons Adr 29171 0 30629 Riverstone Networks Inc 163265 0 147934 Royal Dutch Petro. - NY Shares 394905 0 89300 Royce Low-priced Stock-Inv 0 0 91241 SFBC International Inc 0 0 12350
9
Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") - ----------------------------------------------------------------------------------------------------------------------------------- ITEM 6: ITEM 5: INVESTMENT DISCRETION SHARES ------------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: OR NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET PRINCIPAL (B) SHARED (C) ITEM 7: NUMBER VALUE AMOUNT (A)SOLE -AS DEFINED SHARED - MANAGERS IN INSTR. V OTHER SEE INSTR. V - ------------------------------------------------------------------------------------------------------------------------------------ SICOR INC Common 82584610 29660 1283964 X SRI/Surgical Express Inc. Common 78464W10 3121 102643 X Salix Pharm Common G7777010 6817 276532 X School Specialty Inc Common 80786310 1137 44000 X Secure Computing Corp Internet Sec Com Common 81370510 1086 69136 X Serena Software Inc. Common 81749210 1677 46150 X Serologicals Corp Common 81752310 3004 140787 X Service Corp. International Common 81756510 701 110277 X Shuffle Master Inc Common 82554910 895 42601 X Sigma-Aldrich Common 82655210 9117 236081 X Simplex Solutions Inc. Common 82885410 356 15000 X Skechers USA Inc - Cl A Common 83056610 1493 51086 X SkillSoft Corporation Common 83066P10 6119 178658 X Sonic Automotive Inc. Common 83545G10 5711 299031 X Sonic Wall Common 83547010 504 20010 X Sonus Network Common 83591610 6310 270132 X Sorrento Networks Corp Common 83586Q10 2294 191514 X Sovereign Bancorp Inc Common 84590510 908 69823 X Specialty Laboratories Common 84749R10 25923 684886 X Spinnaker Exploration Co Common 84855W10 1692 42438 X Stericycle Inc Common 85891210 7304 155560 X Stewart Enterprises Inc. - Cl. A Common 86037010 2872 393367 X Strayer Education Inc Common 86323610 862 17685 X Sunguard Data Systems inc Common 86736310 9203 306678 X Superior Energy Services Inc Common 86815710 144 18183 X SurModics Inc. Common 86887310 618 10506 X Surebeam Corp. Common 86866R10 14378 839829 X Swift Energy Co. Common 87073810 2848 94528 X Sykes Enterprises Common 87123710 1871 170115 X Sylvan Learning Systems Inc. Common 87139910 4257 175193 X THQ Inc Common 87244340 39701 665791 X TRC Cos. Inc. Common 87262510 853 21243 X TTI Team Telecom Intl Ltd ADR M8825810 1037 53325 X Taiwan Semiconductor ADR ADR 87403910 26713 1758570 X Take-two Interactv Sftwr Common 87405410 2307 124344 X Talx Corp Common 87491810 8330 208515 X Taro Pharmaceutical Indus. ADR M8737E10 53898 615553 X Tele Nordeste Cel Partic-ADR ADR 87924W10 349 10700 X Telefonos de Mexico - Sp. ADR L ADR 87940378 25991 740700 X Teva Pharmaceutical - Sp. ADR ADR 88162420 47509 762590 X The 3DO Co. Common 88553W10 5411 743219 X Thoratec Labs Inc Common 88517530 544 35000 X Ticketmaster Online Common 88633P20 4133 279245 X Titanium Metals Corporation Common 88833910 388 38834 X Toys R Us Inc. Common 89233510 492 19867 X Transkaryotic Therapies Common 89373510 3586 121781 X ----------------------------------- (SEC USE ONLY) - ------------------------------------------------------------------------------ ITEM 8: VOTING AUTHORITY (SHARES) ITEM 1: ----------------------------------- NAME OF ISSUER (A) SOLE (B) SHARED (C) NONE - ------------------------------------------------------------------------------ SICOR INC 918838 0 365126 SRI/Surgical Express Inc. 49129 0 53514 Salix Pharm 70028 0 206504 School Specialty Inc 3806 0 40194 Secure Computing Corp Internet Sec Com 40865 0 28271 Serena Software Inc. 27489 0 18661 Serologicals Corp 67476 0 73311 Service Corp. International 12085 0 98192 Shuffle Master Inc 2205 0 40396 Sigma-Aldrich 197339 0 38742 Simplex Solutions Inc. 1413 0 13587 Skechers USA Inc - Cl A 29867 0 21219 SkillSoft Corporation 46349 0 132309 Sonic Automotive Inc. 140685 0 158346 Sonic Wall 0 0 20010 Sonus Network 216598 0 53534 Sorrento Networks Corp 105517 0 85997 Sovereign Bancorp Inc 7600 0 62223 Specialty Laboratories 349007 0 335879 Spinnaker Exploration Co 24982 0 17456 Stericycle Inc 91853 0 63707 Stewart Enterprises Inc. - Cl. A 227884 0 165483 Strayer Education Inc 1632 0 16053 Sunguard Data Systems inc 256434 0 50244 Superior Energy Services Inc 10562 0 7621 SurModics Inc. 816 0 9690 Surebeam Corp. 349715 0 490114 Swift Energy Co. 44043 0 50485 Sykes Enterprises 98751 0 71364 Sylvan Learning Systems Inc. 103618 0 71575 THQ Inc 400450 0 265341 TRC Cos. Inc. 12290 0 8953 TTI Team Telecom Intl Ltd 49825 0 3500 Taiwan Semiconductor ADR 1491882 0 266687 Take-two Interactv Sftwr 4829 0 119515 Talx Corp 31990 0 176525 Taro Pharmaceutical Indus. 394323 0 221230 Tele Nordeste Cel Partic-ADR 10700 0 0 Telefonos de Mexico - Sp. ADR L 637650 0 103050 Teva Pharmaceutical - Sp. ADR 651860 0 110730 The 3DO Co. 389374 0 353845 Thoratec Labs Inc 2856 0 32144 Ticketmaster Online 232649 0 46596 Titanium Metals Corporation 3520 0 35314 Toys R Us Inc. 2239 0 17628 Transkaryotic Therapies 70641 0 51140
10
Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") - ----------------------------------------------------------------------------------------------------------------------------------- ITEM 6: ITEM 5: INVESTMENT DISCRETION SHARES ------------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: OR NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET PRINCIPAL (B) SHARED (C) ITEM 7: NUMBER VALUE AMOUNT (A)SOLE -AS DEFINED SHARED - MANAGERS IN INSTR. V OTHER SEE INSTR. V - ------------------------------------------------------------------------------------------------------------------------------------ Tricon Global Restaurants Common 89595310 499 11367 X Trikon Technologies Inc Common 89618740 140 10000 X Tripath Imaging Inc. Common 89694210 1774 178983 X Triton Energy Ltd. ADR G9075110 3016 92090 X Tweeter Home Entertnment Common 90116710 10833 306879 X Tyco International Ltd. ADR 90212410 23081 423500 X URS Corp. Common 90323610 1070 39644 X UTStarcom Inc Common 91807610 13836 593827 X Ultra Petroleum Corp Common 90391410 1724 359162 X Unified Energy - GDR ADR 90468820 346 30320 X Unisource Energy Corp. Hld. Co. Common 90920510 2576 112147 X United Auto Group Inc Common 90944010 613 35000 X United Rentals Inc Common 91136310 6810 262420 X University of Phoenix Online Common 03760420 3806 89558 X UnumProvident Corp. Common 91529Y10 716 22300 X Urocor Inc Common 91727P10 321 20500 X Vans Inc. Common 92193010 595 25329 X Varian Medical Systems Inc. Common 92220P10 41390 578884 X Ventas Inc Common 92276F10 27147 2479191 X Ventiv Health Inc Common 92279310 633 30662 X Vesta Insurance Group Common 92539110 4165 380377 X Vidamed Inc Common 92653010 3769 623025 X Vitafort International Corp. Common 92846730 3 100000 X Vitech ADR 92848910 61 142950 X Vulcan Materials Co. Common 92916010 12098 225074 X Vysis Inc. Common 92896110 462 18320 X WMS Industries Inc. Common 92929710 13702 425939 X Wal-Mart Stores Inc. Common 93114210 4763 97600 X Waste Management Inc. Common 94106L10 748 24259 X Webex Communications Inc. Common 94767L10 14122 529693 X Websense, Inc. Common 94768410 440 22000 X Westwood One Inc. Common 96181510 13427 364368 X Willbros Group Inc. Common 96919910 1779 136844 X Williams-Sonoma Inc. Common 96990410 15162 390582 X Wilson Greatbatch Tech Inc. Common 97223210 4350 150012 X Women First Healthcare Inc Common 97815010 506 56841 X XCare.net, Inc. Common 98388Y10 9313 689815 X TOTAL 2231066 ------------------------------------- (SEC USE ONLY) - ------------------------------------------------------------------------------ ITEM 8: VOTING AUTHORITY (SHARES) ITEM 1: ------------------------------------- NAME OF ISSUER (A) SOLE (B) SHARED (C) NONE - ------------------------------------------------------------------------------ Tricon Global Restaurants 1276 0 10091 Trikon Technologies Inc 10000 0 0 Tripath Imaging Inc. 103857 0 75126 Triton Energy Ltd. 54788 0 37302 Tweeter Home Entertnment 182205 0 124674 Tyco International Ltd. 360900 0 62600 URS Corp. 3448 0 36196 UTStarcom Inc 483538 0 110289 Ultra Petroleum Corp 0 0 359162 Unified Energy - GDR 30320 0 0 Unisource Energy Corp. Hld. Co. 65209 0 46938 United Auto Group Inc 2856 0 32144 United Rentals Inc 218845 0 43575 University of Phoenix Online 55991 0 33567 UnumProvident Corp. 2496 0 19804 Urocor Inc 0 0 20500 Vans Inc. 2381 0 22948 Varian Medical Systems Inc. 483793 0 95091 Ventas Inc 1300538 0 1178653 Ventiv Health Inc 2890 0 27772 Vesta Insurance Group 195473 0 184904 Vidamed Inc 318620 0 304405 Vitafort International Corp. 0 0 100000 Vitech 0 0 142950 Vulcan Materials Co. 188140 0 36934 Vysis Inc. 0 0 18320 WMS Industries Inc. 241726 0 184213 Wal-Mart Stores Inc. 0 0 97600 Waste Management Inc. 2659 0 21600 Webex Communications Inc. 280640 0 249053 Websense, Inc. 1890 0 20110 Westwood One Inc. 288925 0 75443 Willbros Group Inc. 77058 0 59786 Williams-Sonoma Inc. 310472 0 80110 Wilson Greatbatch Tech Inc. 38136 0 111876 Women First Healthcare Inc 0 0 56841 XCare.net, Inc. 252999 0 436816 TOTAL
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