-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FVQn1HmluJQWSMDqvbrOE5ZzjfbIQTUjlpLsuV5doi3tOadcDmw+gYn7FUy+UesI VN237Tnej6UMhq518/UGng== 0000919574-09-010453.txt : 20090515 0000919574-09-010453.hdr.sgml : 20090515 20090514181104 ACCESSION NUMBER: 0000919574-09-010453 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090514 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001000097 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04575 FILM NUMBER: 09828186 BUSINESS ADDRESS: STREET 1: 157 WEST 57TH STREET 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123330100 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 50 FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19960408 13F-HR 1 d993812_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Kingdon Capital Management, L.L.C. Address: 152 West 57th Street New York, New York 10019 13F File Number: 28-04575 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Walsh Title: Chief Financial Officer Phone: (212) 333-0100 Signature, Place and Date of Signing: /s/ William Walsh New York, New York May 15, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 199 Form 13F Information Table Value Total: $3,112,040 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 1 28-10584 Kingdon Associates 2 28-10583 M. Kingdon Offshore Ltd. 3 28-10842 Kingdon Family Partnership, L.P. FORM 13F INFORMATION TABLE Kingdon Capital Management, L.L.C. March 31, 2009
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1,000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------- ----- --------- ------- --- ---- ---------- -------- ---- ------ ---- O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 322 94,750 SHS SHARED-OTHER 1,2,3 94,750 0 0 ACACIA RESH CORP ACACIA TCH COM 003881307 7,671 1,894,004 SHS SHARED-OTHER 1,2,3 1,894,004 0 0 ACTIVISION BLIZZARD INC COM 00507V109 15,675 1,500,000 SHS SHARED-OTHER 1,2,3 1,500,000 0 0 A D C TELECOMMUNICATIONS COM NEW 000886309 892 204,642 SHS SHARED-OTHER 1,2,3 204,642 0 0 ADVANCED MICRO DEVICES INC COM 007903107 5,466 1,792,000 SHS SHARED-OTHER 1,2,3 1,792,000 0 0 AGNICO EAGLE MINES LTD COM 008474108 11,384 200,000 CALL SHARED-OTHER 1,2,3 200,000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1,209 62,546 SHS SHARED-OTHER 1,2,3 62,546 0 0 ALCOA INC COM 013817101 29,360 4,000,000 PUT SHARED-OTHER 1,2,3 4,000,000 0 0 AMGEN INC COM 031162100 29,712 600,000 CALL SHARED-OTHER 1,2,3 600,000 0 0 ANADIGICS INC COM 032515108 2,678 1,300,000 SHS SHARED-OTHER 1,2,3 1,300,000 0 0 ANALOG DEVICES INC COM 032654105 17,343 900,000 CALL SHARED-OTHER 1,2,3 900,000 0 0 APOLLO GROUP INC CL A 037604105 3,911 50,000 SHS SHARED-OTHER 1,2,3 50,000 0 0 APPLE INC COM 037833100 23,630 225,000 SHS SHARED-OTHER 1,2,3 225,000 0 0 APPLIED MATLS INC COM 038222105 6,438 600,000 SHS SHARED-OTHER 1,2,3 600,000 0 0 ART TECHNOLOGY GROUP INC COM 04289L107 3,825 1,500,000 SHS SHARED-OTHER 1,2,3 1,500,000 0 0 ATHENAHEALTH INC COM 04685W103 4,806 200,000 SHS SHARED-OTHER 1,2,3 200,000 0 0 ATHEROS COMMUNICATIONS INC COM 04743P108 2,198 150,000 SHS SHARED-OTHER 1,2,3 150,000 0 0 AU OPTRONICS CORP SPONSORED ADR 002255107 797 95,018 SHS SHARED-OTHER 1,2,3 95,018 0 0 AVNET INC COM 053807103 7,004 400,000 SHS SHARED-OTHER 1,2,3 400,000 0 0 BAIDU INC SPON ADR REP A 056752108 12,357 70,000 SHS SHARED-OTHER 1,2,3 70,000 0 0 BAKER HUGHES INC COM 057224107 6,195 217,000 SHS SHARED-OTHER 1,2,3 217,000 0 0 BANK OF AMERICA CORPORATION COM 060505104 10,230 1,500,000 SHS SHARED-OTHER 1,2,3 1,500,000 0 0 BANK OF AMERICA CORPORATION COM 060505104 30,690 4,500,000 PUT SHARED-OTHER 1,2,3 4,500,000 0 0 BARRICK GOLD CORP COM 067901108 5,674 175,000 SHS SHARED-OTHER 1,2,3 175,000 0 0 BB&T CORP COM 054937107 8,460 500,000 PUT SHARED-OTHER 1,2,3 500,000 0 0 BEST BUY INC COM 086516101 3,796 100,000 SHS SHARED-OTHER 1,2,3 100,000 0 0 BMC SOFTWARE INC COM 055921100 24,750 750,000 SHS SHARED-OTHER 1,2,3 750,000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,720 500,000 SHS SHARED-OTHER 1,2,3 500,000 0 0 CANADIAN SOLAR INC COM 136635109 1,196 200,000 CALL SHARED-OTHER 1,2,3 200,000 0 0 CANADIAN SOLAR INC COM 136635109 4,233 712,550 SHS SHARED-OTHER 1,2,3 712,550 0 0 CARNIVAL CORP PAIRED CTF 143658300 6,480 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 CAVIUM NETWORKS INC COM 14965A101 2,984 258,770 SHS SHARED-OTHER 1,2,3 258,770 0 0 CEPHALON INC COM 156708109 20,430 300,000 CALL SHARED-OTHER 1,2,3 300,000 0 0 CERAGON NETWORKS LTD ORD M22013102 514 121,405 SHS SHARED-OTHER 1,2,3 121,405 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 11,105 500,000 SHS SHARED-OTHER 1,2,3 500,000 0 0 CHURCH & DWIGHT INC COM 171340102 3,015 57,730 SHS SHARED-OTHER 1,2,3 57,730 0 0 CIENA CORP COM NEW 171779309 2,328 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 CIT GROUP INC COM 125581108 5,700 2,000,000 SHS SHARED-OTHER 1,2,3 2,000,000 0 0 CITIZENS REPUBLIC BANCORP IN COM 174420109 1,530 1,000,000 SHS SHARED-OTHER 1,2,3 1,000,000 0 0 CLEARWIRE CORP NEW CL A 18538Q105 1,542 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 CLOROX CO DEL COM 189054109 28,193 547,644 SHS SHARED-OTHER 1,2,3 547,644 0 0 CME GROUP INC COM 12572Q105 41,517 168,500 SHS SHARED-OTHER 1,2,3 168,500 0 0 COCA COLA CO COM 191216100 22,854 520,000 SHS SHARED-OTHER 1,2,3 520,000 0 0 COCA COLA ENTERPRISES INC COM 191219104 1,319 100,000 SHS SHARED-OTHER 1,2,3 100,000 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 12,676 610,000 SHS SHARED-OTHER 1,2,3 610,000 0 0 COLGATE PALMOLIVE CO COM 194162103 6,783 115,000 SHS SHARED-OTHER 1,2,3 115,000 0 0 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 9,510 715,000 CALL SHARED-OTHER 1,2,3 715,000 0 0 COOPER COS INC COM NEW 216648402 15,605 590,200 SHS SHARED-OTHER 1,2,3 590,200 0 0 COOPER COS INC COM NEW 216648402 21,152 800,000 CALL SHARED-OTHER 1,2,3 800,000 0 0 CREE INC COM 225447101 2,353 100,000 SHS SHARED-OTHER 1,2,3 100,000 0 0 CREE INC COM 225447101 9,412 400,000 CALL SHARED-OTHER 1,2,3 400,000 0 0 CROWN CASTLE INTL CORP COM 228227104 14,889 729,500 SHS SHARED-OTHER 1,2,3 729,500 0 0 CVS CAREMARK CORPORATION COM 126650100 8,322 302,721 SHS SHARED-OTHER 1,2,3 302,721 0 0 DELL INC COM 24702R101 7,560 800,000 SHS SHARED-OTHER 1,2,3 800,000 0 0 DEPOMED INC COM 249908104 3,632 1,539,054 SHS SHARED-OTHER 1,2,3 1,539,054 0 0 DEVRY INC DEL COM 251893103 4,577 95,000 SHS SHARED-OTHER 1,2,3 95,000 0 0 DIRECTV GROUP INC COM 25459L106 29,575 1,300,000 SHS SHARED-OTHER 1,2,3 1,300,000 0 0 DURECT CORP COM 266605104 6,400 2,883,000 SHS SHARED-OTHER 1,2,3 2,883,000 0 0 ELECTRONIC ARTS INC COM 285512109 45,475 2,500,000 CALL SHARED-OTHER 1,2,3 2,500,000 0 0 EMCORE CORP COM 290846104 3,630 4,852,041 SHS SHARED-OTHER 1,2,3 4,852,041 0 0 ENERGY CONVERSION DEVICES IN COM 292659109 7,950 600,000 SHS SHARED-OTHER 1,2,3 600,000 0 0 ENERGY CONVERSION DEVICES IN COM 292659109 4,645 350,000 CALL SHARED-OTHER 1,2,3 350,000 0 0 ENZON PHARMACEUTICALS INC COM 293904108 8,498 1,402,237 SHS SHARED-OTHER 1,2,3 1,402,237 0 0 EXPEDIA INC DEL COM 30212P105 2,718 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 3,544 950,000 SHS SHARED-OTHER 1,2,3 950,000 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 7,563 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 FORMFACTOR INC COM 346375108 1,802 100,000 CALL SHARED-OTHER 1,2,3 100,000 0 0 GENERAL ELECTRIC CO COM 369604103 40,440 4,000,000 PUT SHARED-OTHER 1,2,3 4,000,000 0 0 GENERAL MLS INC COM 370334104 1,307 26,200 SHS SHARED-OTHER 1,2,3 26,200 0 0 GENZYME CORP COM 372917104 53,451 900,000 CALL SHARED-OTHER 1,2,3 900,000 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 5,954 525,000 SHS SHARED-OTHER 1,2,3 525,000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 10,602 100,000 CALL SHARED-OTHER 1,2,3 100,000 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 4,092 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 1,023,000 75,000,000 CALL SHARED-OTHER 1,2,3 75,000,000 0 0 HAIN CELESTIAL GROUP INC COM 405217100 1,205 84,629 SHS SHARED-OTHER 1,2,3 84,629 0 0 HARLEY DAVIDSON INC COM 412822108 8,704 650,000 SHS SHARED-OTHER 1,2,3 650,000 0 0 HARRY WINSTON DIAMOND CORP COM 41587B100 380 131,845 SHS SHARED-OTHER 1,2,3 131,845 0 0 HEWITT ASSOCS INC COM 42822Q100 7,825 262,935 SHS SHARED-OTHER 1,2,3 262,935 0 0 HEWLETT PACKARD CO COM 428236103 6,412 200,000 CALL SHARED-OTHER 1,2,3 200,000 0 0 HOME PROPERTIES INC COM 437306103 9,195 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 IMMUNOGEN INC COM 45253H101 6,018 850,000 SHS SHARED-OTHER 1,2,3 850,000 0 0 INFINERA CORPORATION COM 45667G103 2,010 272,000 SHS SHARED-OTHER 1,2,3 272,000 0 0 INSPIRE PHARMACEUTICALS INC COM 457733103 12,090 3,000,000 SHS SHARED-OTHER 1,2,3 3,000,000 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 3,648 800,000 SHS SHARED-OTHER 1,2,3 800,000 0 0 INTEL CORP COM 458140100 18,036 1,200,000 SHS SHARED-OTHER 1,2,3 1,200,000 0 0 INTEL CORP COM 458140100 25,551 1,700,000 CALL SHARED-OTHER 1,2,3 1,700,000 0 0 INTERACTIVE BROKERS GROUP IN COM 45841N107 2,418 150,000 SHS SHARED-OTHER 1,2,3 150,000 0 0 INTERSIL CORP CL A 46069S109 3,100 270,000 SHS SHARED-OTHER 1,2,3 270,000 0 0 INTERSIL CORP CL A 46069S109 1,150 100,000 CALL SHARED-OTHER 1,2,3 100,000 0 0 INVESCO LTD SHS G491BT108 13,860 1,000,000 SHS SHARED-OTHER 1,2,3 1,000,000 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 3,718 1,100,000 SHS SHARED-OTHER 1,2,3 1,100,000 0 0 JANUS CAP GROUP INC COM 47102X105 3,325 500,000 SHS SHARED-OTHER 1,2,3 500,000 0 0 JDA SOFTWARE GROUP INC COM 46612K108 6,924 600,000 SHS SHARED-OTHER 1,2,3 600,000 0 0 JPMORGAN CHASE & CO COM 46625H100 33,225 1,250,000 SHS SHARED-OTHER 1,2,3 1,250,000 0 0 JPMORGAN CHASE & CO COM 46625H100 13,290 500,000 PUT SHARED-OTHER 1,2,3 500,000 0 0 KELLOGG CO COM 487836108 4,082 111,435 SHS SHARED-OTHER 1,2,3 111,435 0 0 KLA-TENCOR CORP COM 482480100 2,997 150,000 SHS SHARED-OTHER 1,2,3 150,000 0 0 KLA-TENCOR CORP COM 482480100 12,000 600,000 CALL SHARED-OTHER 1,2,3 600,000 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 2,044 200,000 SHS SHARED-OTHER 1,2,3 200,000 0 0 LAM RESEARCH CORP COM 512807108 7,966 350,000 SHS SHARED-OTHER 1,2,3 350,000 0 0 LAM RESEARCH CORP COM 512807108 9,108 400,000 CALL SHARED-OTHER 1,2,3 400,000 0 0 LAZARD LTD SHS A G54050102 2,946 100,200 SHS SHARED-OTHER 1,2,3 100,200 0 0 LEAP WIRELESS INTL INC COM NEW 521863308 2,615 75,000 SHS SHARED-OTHER 1,2,3 75,000 0 0 LIMELIGHT NETWORKS INC COM 53261M104 5,792 1,744,522 SHS SHARED-OTHER 1,2,3 1,744,522 0 0 LINCARE HLDGS INC COM 532791100 11,990 550,000 SHS SHARED-OTHER 1,2,3 550,000 0 0 LOWES COS INC COM 548661107 15,056 825,000 SHS SHARED-OTHER 1,2,3 825,000 0 0 LSI CORPORATION COM 502161102 3,952 1,300,000 SHS SHARED-OTHER 1,2,3 1,300,000 0 0 MACERICH CO COM 554382101 1,448 231,311 SHS SHARED-OTHER 1,2,3 231,311 0 0 MACROVISION SOLUTIONS CORP COM 55611C108 86,591 4,867,401 SHS SHARED-OTHER 1,2,3 4,867,401 0 0 MASIMO CORP COM 574795100 2,934 101,400 SHS SHARED-OTHER 1,2,3 101,400 0 0 MASTERCARD INC CL A 57636Q104 80,876 482,900 SHS SHARED-OTHER 1,2,3 482,900 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 4,620 350,000 SHS SHARED-OTHER 1,2,3 350,000 0 0 MAXWELL TECHNOLOGIES INC COM 577767106 7,474 1,080,000 SHS SHARED-OTHER 1,2,3 1,080,000 0 0 MCAFEE INC COM 579064106 16,750 500,000 PUT SHARED-OTHER 1,2,3 500,000 0 0 MEDIACOM COMMUNICATIONS CORP CL A 58446K105 951 235,300 SHS SHARED-OTHER 1,2,3 235,300 0 0 MEDIVATION INC COM 58501N101 16,360 895,966 SHS SHARED-OTHER 1,2,3 895,966 0 0 MEDTRONIC INC COM 585055106 14,735 500,000 SHS SHARED-OTHER 1,2,3 500,000 0 0 MEDTRONIC INC COM 585055106 32,417 1,100,000 CALL SHARED-OTHER 1,2,3 1,100,000 0 0 MEMC ELECTR MATLS INC COM 552715104 3,298 200,000 SHS SHARED-OTHER 1,2,3 200,000 0 0 METLIFE INC COM 59156R108 9,108 400,000 SHS SHARED-OTHER 1,2,3 400,000 0 0 METROPCS COMMUNICATIONS INC COM 591708102 13,237 775,000 SHS SHARED-OTHER 1,2,3 775,000 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 9,536 450,000 SHS SHARED-OTHER 1,2,3 450,000 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 4,238 200,000 CALL SHARED-OTHER 1,2,3 200,000 0 0 MICRON TECHNOLOGY INC COM 595112103 8,626 2,124,700 SHS SHARED-OTHER 1,2,3 2,124,700 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 3,890 130,000 SHS SHARED-OTHER 1,2,3 130,000 0 0 MYLAN INC COM 628530107 6,778 500,000 SHS SHARED-OTHER 1,2,3 500,000 0 0 NATIONAL SEMICONDUCTOR CORP COM 637640103 12,324 1,200,000 CALL SHARED-OTHER 1,2,3 1,200,000 0 0 NETAPP INC COM 64110D104 3,693 250,000 SHS SHARED-OTHER 1,2,3 250,000 0 0 NEUSTAR INC CL A 64126X201 22,152 1,322,492 SHS SHARED-OTHER 1,2,3 1,322,492 0 0 NEW GOLD INC CDA COM 644535106 940 500,000 SHS SHARED-OTHER 1,2,3 500,000 0 0 NII HLDGS INC CL B NEW 62913F201 23,625 1,575,000 SHS SHARED-OTHER 1,2,3 1,575,000 0 0 NOKIA CORP SPONSORED ADR 654902204 7,002 600,000 CALL SHARED-OTHER 1,2,3 600,000 0 0 NOVELLUS SYS INC COM 670008101 2,244 135,000 SHS SHARED-OTHER 1,2,3 135,000 0 0 OPNEXT INC COM 68375V105 1,183 700,000 SHS SHARED-OTHER 1,2,3 700,000 0 0 OPTIBASE LTD ORD M7524R108 463 425,200 SHS SHARED-OTHER 1,2,3 425,200 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 7,184 400,000 SHS SHARED-OTHER 1,2,3 400,000 0 0 PNC FINL SVCS GROUP INC COM 693475105 14,645 500,000 PUT SHARED-OTHER 1,2,3 500,000 0 0 POLARIS INDS INC COM 731068102 8,816 411,200 SHS SHARED-OTHER 1,2,3 411,200 0 0 POLYCOM INC COM 73172K104 6,156 400,000 CALL SHARED-OTHER 1,2,3 400,000 0 0 PONIARD PHARMACEUTICALS INC COM NEW 732449301 2,024 950,000 SHS SHARED-OTHER 1,2,3 950,000 0 0 PRICELINE COM INC COM NEW 741503403 4,218 53,555 SHS SHARED-OTHER 1,2,3 53,555 0 0 QUALCOMM INC COM 747525103 5,837 150,000 CALL SHARED-OTHER 1,2,3 150,000 0 0 QUEST SOFTWARE INC COM 74834T103 45,435 3,586,000 SHS SHARED-OTHER 1,2,3 3,586,000 0 0 RADWARE LTD ORD M81873107 1,162 200,000 SHS SHARED-OTHER 1,2,3 200,000 0 0 RAE SYS INC COM 75061P102 986 2,097,600 SHS SHARED-OTHER 1,2,3 2,097,600 0 0 RENESOLA LTD SPONS ADS 75971T103 3,571 892,824 SHS SHARED-OTHER 1,2,3 892,824 0 0 ROCKWOOD HLDGS INC COM 774415103 6,114 770,000 SHS SHARED-OTHER 1,2,3 770,000 0 0 RUBICON TECHNOLOGY INC COM 78112T107 248 46,789 SHS SHARED-OTHER 1,2,3 46,789 0 0 SPDR TR UNIT SER 1 78462F103 8,747 110,000 SHS SHARED-OTHER 1,2,3 110,000 0 0 SANDISK CORP COM 80004C101 3,155 250,000 SHS SHARED-OTHER 1,2,3 250,000 0 0 SANDISK CORP COM 80004C101 10,120 800,000 CALL SHARED-OTHER 1,2,3 800,000 0 0 SCHLUMBERGER LTD COM 806857108 7,027 173,000 SHS SHARED-OTHER 1,2,3 173,000 0 0 SEAGATE TECHNOLOGY SHS G7945J104 3,000 500,000 SHS SHARED-OTHER 1,2,3 500,000 0 0 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 33,660 1,800,000 CALL SHARED-OTHER 1,2,3 1,800,000 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 2,380 850,000 SHS SHARED-OTHER 1,2,3 850,000 0 0 SMITH MICRO SOFTWARE INC COM 832154108 2,803 536,000 SHS SHARED-OTHER 1,2,3 536,000 0 0 SMITHFIELD FOODS INC COM 832248108 2,437 257,600 SHS SHARED-OTHER 1,2,3 257,600 0 0 SOHU COM INC COM 83408W103 23,175 561,000 SHS SHARED-OTHER 1,2,3 561,000 0 0 SONOSITE INC COM 83568G104 5,367 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 9,028 100,000 SHS SHARED-OTHER 1,2,3 100,000 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 6,783 1,900,000 SHS SHARED-OTHER 1,2,3 1,900,000 0 0 ST JUDE MED INC COM 790849103 14,532 400,000 CALL SHARED-OTHER 1,2,3 400,000 0 0 ST JUDE MED INC COM 790849103 12,716 350,000 SHS SHARED-OTHER 1,2,3 350,000 0 0 STARENT NETWORKS CORP COM 85528P108 3,160 200,000 PUT SHARED-OTHER 1,2,3 200,000 0 0 STEC INC COM 784774101 8,085 1,100,000 SHS SHARED-OTHER 1,2,3 1,100,000 0 0 STRYKER CORP COM 863667101 3,404 100,000 SHS SHARED-OTHER 1,2,3 100,000 0 0 STRYKER CORP COM 863667101 42,550 1,250,000 CALL SHARED-OTHER 1,2,3 1,250,000 0 0 SUNPOWER CORP COM CL B 867652307 5,940 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 9,352 800,000 CALL SHARED-OTHER 1,2,3 800,000 0 0 SUNTRUST BKS INC COM 867914103 5,870 500,000 CALL SHARED-OTHER 1,2,3 500,000 0 0 SYMANTEC CORP COM 871503108 14,920 1,000,000 SHS SHARED-OTHER 1,2,3 1,000,000 0 0 SYNAPTICS INC COM 87157D109 4,014 150,000 PUT SHARED-OTHER 1,2,3 150,000 0 0 TERADYNE INC COM 880770102 4,380 1,000,000 CALL SHARED-OTHER 1,2,3 1,000,000 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 2,003 150,000 SHS SHARED-OTHER 1,2,3 150,000 0 0 TEXAS INSTRS INC COM 882508104 9,906 600,000 CALL SHARED-OTHER 1,2,3 600,000 0 0 TRAVELERS COMPANIES INC COM 89417E109 5,080 125,000 SHS SHARED-OTHER 1,2,3 125,000 0 0 TIVO INC COM 888706108 879 125,000 SHS SHARED-OTHER 1,2,3 125,000 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 738 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 TYSON FOODS INC CL A 902494103 2,723 290,000 SHS SHARED-OTHER 1,2,3 290,000 0 0 PROSHARES TR PSHS REAL ESTAT 74347R552 7,135 135,000 SHS SHARED-OTHER 1,2,3 135,000 0 0 ULTRATECH INC COM 904034105 5,208 417,338 SHS SHARED-OTHER 1,2,3 417,338 0 0 UNIFI INC COM 904677101 1,005 1,569,823 SHS SHARED-OTHER 1,2,3 1,569,823 0 0 UNITED STATES STL CORP NEW COM 912909108 57,051 2,700,000 PUT SHARED-OTHER 1,2,3 2,700,000 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 19,809 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 8,664 400,000 CALL SHARED-OTHER 1,2,3 400,000 0 0 VEECO INSTRS INC DEL COM 922417100 2,706 405,658 SHS SHARED-OTHER 1,2,3 405,658 0 0 VERIGY LTD SHS Y93691106 4,950 600,000 SHS SHARED-OTHER 1,2,3 600,000 0 0 VISION-SCIENCES INC DEL COM 927912105 1,881 1,492,508 SHS SHARED-OTHER 1,2,3 1,492,508 0 0 WAL MART STORES INC COM 931142103 22,143 425,000 SHS SHARED-OTHER 1,2,3 425,000 0 0 WEATHERFORD INTERNATIONAL LT REG H27013103 13,284 1,200,000 SHS SHARED-OTHER 1,2,3 1,200,000 0 0 WEBSENSE INC COM 947684106 19,800 1,650,000 SHS SHARED-OTHER 1,2,3 1,650,000 0 0 WELLS FARGO & CO NEW COM 949746101 30,616 2,150,000 PUT SHARED-OTHER 1,2,3 2,150,000 0 0 WESTERN DIGITAL CORP COM 958102105 6,769 350,000 CALL SHARED-OTHER 1,2,3 350,000 0 0 WYETH COM 983024100 17,216 400,000 SHS SHARED-OTHER 1,2,3 400,000 0 0 WYNN RESORTS LTD COM 983134107 4,766 238,520 SHS SHARED-OTHER 1,2,3 238,520 0 0 XILINX INC COM 983919101 3,832 200,000 CALL SHARED-OTHER 1,2,3 200,000 0 0 YAMANA GOLD INC COM 98462Y100 18,500 2,000,000 CALL SHARED-OTHER 1,2,3 2,000,000 0 0 ZHONE TECHNOLOGIES INC NEW COM 98950P108 100 523,255 SHS SHARED-OTHER 1,2,3 523,255 0 0 ZIMMER HLDGS INC COM 98956P102 21,900 600,000 CALL SHARED-OTHER 1,2,3 600,000 0 0
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