-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ABFw54YWrrSPEOMovVDm/4/GbVzwAx+7kM8WFmcfwHKUb3F+A8D1r5PswoUFmO7A vTZXVODCXELxFNZZ9qRhpA== 0001080171-06-000007.txt : 20060515 0001080171-06-000007.hdr.sgml : 20060515 20060515133538 ACCESSION NUMBER: 0001080171-06-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060515 DATE AS OF CHANGE: 20060515 EFFECTIVENESS DATE: 20060515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARISTEIA CAPITAL LLC CENTRAL INDEX KEY: 0001080171 IRS NUMBER: 133953132 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07622 FILM NUMBER: 06839036 BUSINESS ADDRESS: STREET 1: 136 MADISON AVE STREET 2: 3RD FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-842-8900 MAIL ADDRESS: STREET 1: 136 MADISON AVE STREET 2: 3RD FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: ARISTEIA ADVISORS LLC DATE OF NAME CHANGE: 19990226 13F-HR 1 march2006submission.txt MARCH2006SUBMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: March 31, 2006 Institutional Investment Manager Filing this Report: Aristeia Capital, LLC 136 Madison Avenue, 3rd Floor New York, NY 10016 13F File Number: 28-7622 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert H. Lynch, Jr. Title: Managing Member Phone: (212) 842-8900 Signature, Place, and Date of Signing: Robert H. Lynch, Jr. New York, NY May 15, 2006 Report Type: 13F Holdings Report List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 101 Form 13F Information Table Value Total: $2201576 NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(X1000) /PRN AMOUNT SH/PRN PUT/CALL A D C TELECOMMUNICATIONS FRNT 6/1 000886AB7 5053 4500000 PRN ACTUANT CORP SDCV 2.000%11/1 00508XAB0 36000 22500000 PRN ADVANCED MEDICAL OPTICS INC NOTE 1.375% 7/0 00763MAJ7 24507 22500000 PRN AIRTRAN HLDGS INC NOTE 7.000% 7/0 00949PAB4 12288 6575000 PRN ALBANY INTL CORP CL A COM 012348108 2224 58400 SH ALLIANT TECHSYSTEMS INC NOTE 3.000% 8/1 018804AK0 23341 20000000 PRN AMYLIN PHARMACEUTICALS INC NOTE 2.500% 4/1 032346AD0 31481 20500000 PRN ANIXTER INTL INC NOTE 7/0 035290AG0 18138 25000000 PRN ANTIGENICS INC DEL NOTE 5.250% 2/0 037032AC3 3482 6310000 PRN APOGENT TECHNOLOGIES INC DBCV 12/1 03760AAK7 13007 10000000 PRN ARMOR HOLDINGS INC NOTE 2.000%11/0 042260AC3 19520 16000000 PRN ATHEROGENICS INC NOTE 4.500% 9/0 047439AB0 11148 8250000 PRN ATHEROGENICS INC NOTE 1.500% 2/0 047439AD6 21119 24000000 PRN AUTONATION INC COM 05329W102 4418 205000 SH CMS ENERGY CORP NOTE 2.875%12/0 125896AW0 27413 25500000 PRN CNET NETWORKS INC NOTE 0.750% 4/1 12613RAD6 6176 5872000 PRN CSG SYS INTL INC NOTE 2.500% 6/1 126349AB5 17101 17000000 PRN CADENCE DESIGN SYSTEM INC NOTE 8/1 127387AB4 10686 8744000 PRN CAL DIVE INTL INC NOTE 3.250%12/1 127914AB5 26759 18750000 PRN CAPITALSOURCE INC DBCV 1.250% 3/1 14055XAB8 16627 16500000 PRN CAPITALSOURCE INC DBCV 3.500% 7/1 14055XAD4 6727 6580000 PRN CARNIVAL CORP DBCV 2.000% 4/1 143658AN2 134389 108835000 PRN CELL GENESYS INC NOTE 3.125%11/0 150921AB0 17720 17500000 PRN CELL THERAPEUTICS INC COM 150934107 442 231429 SH CELL THERAPEUTICS INC PUT 150934107 387 124800 SH P CENTURY ALUM CO NOTE 1.750% 8/0 156431AE8 26893 18000000 PRN CEPHALON INC COM 156708109 87 1452 SH CEPHALON INC NOTE 6/1 156708AL3 55100 47500000 PRN CEPHALON INC NOTE 2.000% 6/0 156708AP4 130698 92500000 PRN CHIRON CORP DBCV 2.750% 6/3 170040AJ8 24894 25000000 PRN COMMSCOPE INC SDCV 1.000% 3/1 203372AD9 31865 23250000 PRN COMPUCREDIT CORP NOTE 3.625% 5/3 20478NAB6 25803 24125000 PRN CYTYC CORP NOTE 2.250% 3/1 232946AB9 10867 9907000 PRN DST SYS INC DEL DBCV 4.125% 8/1 233326AB3 25843 20000000 PRN DYNEGY INC NEW SDCV 4.750% 8/1 26816QAB7 8925 6560000 PRN EASTMAN KODAK CO NOTE 3.375%10/1 277461BE8 26799 25000000 PRN ELECTRONICS FOR IMAGING INC DBCV 1.500% 6/0 286082AA0 13228 11500000 PRN EMDEON CORP COM 290849108 3194 295702 SH EURONET WORLDWIDE INC NOTE 3.500%10/1 298736AF6 15996 13500000 PRN EVERGREEN SOLAR INC NOTE 4.375% 7/0 30033RAB4 27940 13000000 PRN FINISAR NOTE 2.500%10/1 31787AAF8 14635 10115000 PRN FISHER SCIENTIFIC INTL INC NOTE 2.500%10/0 338032AW5 22842 15000000 PRN FLEETWOOD ENTERPRISES INC SDCV 5.000%12/1 339099AD5 10202 9000000 PRN GENCORP INC NOTE 4.000% 1/1 368682AJ9 24457 17500000 PRN GENCORP INC SDCV 2.250%11/1 368682AL4 17754 15500000 PRN GENERAL MTRS CORP DEB SR CV C 33 370442717 29236 1685100 SH GENESIS HEALTHCARE CORP SDCV 2.500% 3/1 37184DAE1 3403 3335000 PRN GOODYEAR TIRE & RUBR CO NOTE 4.000% 6/1 382550AR2 33916 25500000 PRN GREY WOLF INC NOTE 3.750% 5/0 397888AD0 12520 10000000 PRN GREY WOLF INC FRNT 4/0 397888AF5 8947 6500000 PRN HANOVER COMPRESSOR CO NOTE 4.750% 1/1 410768AE5 19584 14000000 PRN HUMAN GENOME SCIENCES INC NOTE 2.250% 8/1 444903AM0 22588 26000000 PRN INTEGRA LIFESCIENCES HLDGS C NOTE 2.500% 3/1 457985AB5 12058 9500000 PRN INTERMUNE INC NOTE 0.250% 3/0 45884XAC7 17279 18000000 PRN INTERPUBLIC GROUP COS INC NOTE 4.500% 3/1 460690AT7 19564 18750000 PRN INVITROGEN CORP NOTE 2.000% 8/0 46185RAJ9 24429 21500000 PRN JDS UNIPHASE CORP NOTE 11/1 46612JAB7 31359 30000000 PRN KAYDON CORP NOTE 4.000% 5/2 486587AB4 25005 17468000 PRN KERZNER INTL LTD NOTE 2.375% 4/1 492520AB7 31745 23500000 PRN LSI LOGIC CORP NOTE 4.000% 5/1 502161AJ1 16786 15000000 PRN LAMAR ADVERTISING CO NOTE 2.875%12/3 512815AG6 20429 17611000 PRN LANDAMERICA FINL GROUP INC DBCV 3.250% 5/1 514936AD5 23893 17500000 PRN LEUCADIA NATL CORP NOTE 3.750% 4/1 527288AX2 30439 21500000 PRN LEVEL 3 COMMUNICATIONS INC NOTE 5.250%12/1 52729NBF6 41111 29603000 PRN LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 9226 15000000 PRN LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 17175 30000000 PRN LIBERTY MEDIA CORP NEW DEB 0.750% 3/3 530718AF2 5866 5580000 PRN LIONS GATE ENTMNT CORP NOTE 3.625% 3/1 535919AG9 10431 11000000 PRN LUCENT TECHNOLOGIES INC DBCV 2.750% 6/1 549463AH0 8366 7500000 PRN MCMORAN EXPLORATION CO NOTE 5.250%10/0 582411AE4 27273 23000000 PRN MEDAREX INC NOTE 2.250% 5/1 583916AG6 14086 12500000 PRN MILLENNIUM CHEMICALS INC DBCV 4.000%11/1 599903AB7 3998 2500000 PRN NII HLDGS INC NOTE 2.875% 2/0 62913FAC6 116395 51000000 PRN OIL STS INTL INC NOTE 2.375% 7/0 678026AB1 30562 22500000 PRN OMNICARE INC DBCV 3.250%12/1 681904AL2 32967 34000000 PRN OMNICARE CAP TR II PFD B TR 4.00% 68214Q200 23370 325348 SH PSS WORLD MED INC NOTE 2.250% 3/1 69366AAB6 26904 22160000 PRN POWERWAVE TECHNOLOGIES INC NOTE 1.875%11/1 739363AD1 30120 22500000 PRN PRIMUS TELECOMMUNICATIONS GR MTG 3.750% 9/1 741929AN3 2513 6000000 PRN PROTEIN DESIGN LABS INC NOTE 2.000% 2/1 74369LAF0 29849 20000000 PRN QUANTA SVCS INC SDCV 4.500%10/0 74762EAC6 26393 17000000 PRN QUICKSILVER RESOURCES INC DBCV 1.875%11/0 74837RAB0 24684 17000000 PRN RAMBUS INC DEL NOTE 2/0 750917AB2 27420 16900000 PRN RELIANT ENERGY INC NOTE 5.000% 8/1 75952BAD7 2542 2000000 PRN RYERSON INC NOTE 3.500%11/0 78375PAD9 25072 18000000 PRN SFBC INTL INC NOTE 2.250% 8/1 784121AB1 4462 5000000 PRN SAKS INC NOTE 2.000% 3/1 79377WAL2 5681 5090000 PRN SCIENTIFIC GAMES CORP SDCV 0.750%12/0 80874PAD1 16038 12500000 PRN SHUFFLE MASTER INC NOTE 1.250% 4/1 825549AB4 16114 12000000 PRN SIRIUS SATELLITE RADIO INC COM 82966U103 177 34832 SH SIRIUS SATELLITE RADIO INC NOTE 2.500% 2/1 82966UAC7 14879 11500000 PRN SIRIUS SATELLITE RADIO INC NOTE 3.250%10/1 82966UAD5 28550 24000000 PRN SIX FLAGS INC NOTE 4.500% 5/1 83001PAJ8 84050 48500000 PRN THORATEC CORP NOTE 1.379% 5/1 885175AB5 12688 19000000 PRN TIME WARNER INC COM 887317105 2802 166903 SH UAL CORP DBCV 5.000% 2/0 902549AE4 4888 4480000 PRN UNITED RENTALS NORTH AMER IN NOTE 1.875%10/1 911365AH7 25110 15500000 PRN UTSTARCOM INC NOTE 0.875% 3/0 918076AB6 6910 8000000 PRN WEBMD CORP NOTE 3.125% 9/0 94769MAG0 23413 24500000 PRN WILD OATS MARKETS INC DBCV 3.250% 5/1 96808BAB3 11325 8865000 PRN YELLOW ROADWAY CORP NOTE 3.375%11/2 985577AB1 16811 15000000 PRN 2201576
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