-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S1/G0eA9iYSrHXtANyyyTtW9tAnU18gIwM+YhiP0gZkbAXfJyZB6n5Cl2nnkwwvc Q/dWgP+QfdK4GQ7djcOVbA== 0001011443-02-000041.txt : 20020415 0001011443-02-000041.hdr.sgml : 20020415 ACCESSION NUMBER: 0001011443-02-000041 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011201 FILED AS OF DATE: 20020329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK INVESTMENTS L P CENTRAL INDEX KEY: 0001011443 IRS NUMBER: 752622581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06078 FILM NUMBER: 02594119 BUSINESS ADDRESS: STREET 1: 300 CRESCENT CT STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147586100 MAIL ADDRESS: STREET 1: 300 CRESCENT CT STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR/A 1 f0112a1.txt HBK INVESTMENTS L.P. SCH 13F A-1 12/31/01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: 12/31/01 Check here if Amendment [X]; Amendment Number: 1 This Amendment (check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HBK Investments, L.P. Address: 300 Crescent Court, Suite 700 Dallas, Texas 75201 Form 13F File Number: 28-6078 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Report Manager: Name: Laurence H. Lebowitz Title: Managing Director Phone: (214) 758-6124 Signature, Place, and Date of Signing: /X/ Laurence H. Lebowitz Dallas, Texas March 29, 2002 Managing Director Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 91 Form 13F Information Table Value Total: $203,325 (thousands) Information for which we are requesting confidential treatment has been omitted and filed separately with the Securities and Exchange Commission. List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMNT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CLL DISCRETN MGRS SOLE SHRD NONE IMPAC MTG HLDGS INC COM 45254P102 33160 4043888 SHR Sole 4043888 0 0 ITC DELTACOM INC COM 45031T104 810 900000 SHR Sole 900000 0 0 INTELIDATA TECHNOLOGIES CORP COM 45814T107 2062 730000 SHR Sole 730000 0 0 HCA INC COM 404119109 19737 517500 SHR Sole 517500 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 3386 325602 SHR Sole 325602 0 0 ENTREMED INC COM 29382F103 2595 322581 SHR Sole 322581 0 0 AKSYS LTD COM 010196103 1340 307692 SHR Sole 307692 0 0 APPLIED FILMS CORP COM 038197109 10071 303797 SHR Sole 303797 0 0 HELLENIC TELECOM ORGANIZATN SA SPONSORED ADR 423325307 2273 278500 SHR Sole 278500 0 0 COX COMMUNICATIONS INC NEW CL A 224044107 10369 253700 SHR Sole 253700 0 0 VIISAGE TECHNOLOGY INC COM 92675K106 1843 200000 SHR Sole 200000 0 0 RAILAMERICA INC COM 750753105 2928 200000 SHR Sole 200000 0 0 ARADIGM CORP COM 038505103 1178 169030 SHR Sole 169030 0 0 WILLAMETTE INDS INC COM 969133107 7494 150000 SHR Sole 150000 0 0 TRIMBLE NAVIGATION LTD COM 896239100 2146 133334 SHR Sole 133334 0 0 HALLIBURTON CO COM 406216101 1031 94500 SHR Sole 94500 0 0 NEWMONT MINING CORP COM 651639106 1527 80000 SHR Sole 80000 0 0 ICICI BK LTD ADR 45104G104 349 75000 SHR Sole 75000 0 0 SHELL TRANS & TRADING PLC NEW YRK SH NEW 822703609 2496 60200 SHR Sole 60200 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1237 55700 SHR Sole 55700 0 0 AOL TIME WARNER INC COM 00184A105 1759 55700 SHR Sole 55700 0 0 COMPUWARE CORP COM 205638109 672 54799 SHR Sole 54799 0 0 SBC COMMUNICATIONS INC COM 78387G103 2057 51200 SHR Sole 51200 0 0 MBL INTL FIN BERMUDA TR GTD NT EXCH 3%02 55262XAA2 49388 49289 PRN Sole 49289 0 0 VERISIGN INC COM 92343E102 1749 46824 SHR Sole 46824 0 0 MOTOROLA INC COM 620076109 650 40800 SHR Sole 40800 0 0 MEDIMMUNE INC COM 584699102 1920 40700 SHR Sole 40700 0 0 EASTMAN KODAK CO COM 277461109 1169 39800 SHR Sole 39800 0 0 NISSAN MOTORS SPONSORED ADR 654744408 404 37500 SHR Sole 37500 0 0 HANOVER COMPRESSOR CO COM 410768105 875 37200 SHR Sole 37200 0 0 AETNA INC NEW COM 00817Y108 1052 34200 SHR Sole 34200 0 0 BRUKER AXS INC COM 11679P101 224 33000 SHR Sole 33000 0 0 STAPLES INC COM 855030102 584 32156 SHR Sole 32156 0 0 TYCO INTL LTD NEW COM 902124106 1765 32100 SHR Sole 32100 0 0 APPLERA CORP COM AP BIO GRP 038020103 1085 30100 SHR Sole 30100 0 0 AVAYA INC COM 053499109 364 29900 SHR Sole 29900 0 0 FLEETBOSTON FINL CORP COM 339030108 1066 29700 SHR Sole 29700 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1631 29400 SHR Sole 29400 0 0 CVS CORP COM 126650100 855 28900 SHR Sole 28900 0 0 FLEMING COS INC COM 339130106 468 27700 SHR Sole 27700 0 0 AUTOZONE INC COM 053332102 1715 26200 SHR Sole 26200 0 0 CIRCUIT CITY STORE INC CIRCT CITY GRP 172737108 654 24600 SHR Sole 24600 0 0 GEORGIA PAC CORP COM 373298108 668 24500 SHR Sole 24500 0 0 NABORS INDS INC COM 629568106 729 22700 SHR Sole 22700 0 0 IMCLONE SYS INC COM 45245W109 909 22033 SHR Sole 22033 0 0 SEMTECH CORP COM 816850101 876 21833 SHR Sole 21833 0 0 ORACLE CORP COM 68389X105 328 21474 SHR Sole 21474 0 0 PEOPLESOFT INC COM 712713106 870 21204 SHR Sole 21204 0 0 ELECTRONIC DATA SYS NEW COM 285661104 1366 21200 SHR Sole 21200 0 0 AFLAC INC COM 001055102 447 19000 SHR Sole 19000 0 0 RADIOSHACK CORP COM 750438103 570 19000 SHR Sole 19000 0 0 TRITON PCS HLDGS INC CL A 89677M106 484 18600 SHR Sole 18600 0 0 FOOT LOCKER INC COM 344849104 287 18400 SHR Sole 18400 0 0 PHELPS DODGE CORP COM 717265102 586 18200 SHR Sole 18200 0 0 MATTEL INC COM 577081102 308 18100 SHR Sole 18100 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 398 18100 SHR Sole 18100 0 0 TITAN CORP COM 888266103 439 17900 SHR Sole 17900 0 0 DELL COMPUTER CORP COM 247025109 518 17853 SHR Sole 17853 0 0 SWIFT TRANSN CO COM 870756103 400 17722 SHR Sole 17722 0 0 WALGREEN CO COM 931422109 571 16600 SHR Sole 16600 0 0 TEXAS INSTRS INC COM 882508104 497 16200 SHR Sole 16200 0 0 VARCO INTL INC DEL COM 922122106 229 16100 SHR Sole 16100 0 0 REPUBLIC SVCS INC COM 760759100 312 15800 SHR Sole 15800 0 0 AXCELIS TECHNOLOGIES INC COM 054540109 231 15680 SHR Sole 15680 0 0 CREE INC COM 225447101 504 15601 SHR Sole 15601 0 0 HILFIGER TOMMY CORP ORD G8915Z102 211 15300 SHR Sole 15300 0 0 CYTYC CORP COM 232946103 368 14882 SHR Sole 14882 0 0 EXPRESS SCRIPTS INC COM 302182100 683 14827 SHR Sole 14827 0 0 MONSANTO CO NEW COM 61166W101 465 14700 SHR Sole 14700 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 340 14300 SHR Sole 14300 0 0 APACHE CORP COM 037411105 679 14300 SHR Sole 14300 0 0 QUEST SOFTWARE INC COM 74834T103 290 12765 SHR Sole 12765 0 0 SYBASE INC COM 871130100 202 12631 SHR Sole 12631 0 0 REYNOLDS & REYNOLDS CO CL A 761695105 309 12600 SHR Sole 12600 0 0 ST PAUL COS INC COM 792860108 542 12500 SHR Sole 12500 0 0 STORAGE TECHNOLOGY CORP COM PAR $0.10 862111200 260 12200 SHR Sole 12200 0 0 BAKER HUGHES INC COM 057224107 425 12200 SHR Sole 12200 0 0 COPART INC COM 217204106 435 11887 SHR Sole 11887 0 0 CONCORD EFS INC COM 206197105 375 11847 SHR Sole 11847 0 0 COORS ADOLPH CO CL B 217016104 617 11800 SHR Sole 11800 0 0 GEMSTAR-TV GUIDE INTL INC COM 36866W106 294 11558 SHR Sole 11558 0 0 ADVANCED MICRO DEVICES INC COM 007903107 223 11500 SHR Sole 11500 0 0 INTUIT COM 461202103 463 11282 SHR Sole 11282 0 0 ROSS STORES INC COM 778296103 360 11154 SHR Sole 11154 0 0 PITNEY BOWES INC COM 724479100 437 11000 SHR Sole 11000 0 0 CHECKFREE CORP NEW COM 162813109 202 10671 SHR Sole 10671 0 0 THQ INC COM NEW 872443403 518 10450 SHR Sole 10450 0 0 GUIDANT CORP COM 401698105 503 10400 SHR Sole 10400 0 0 UNITED RENTALS INC COM 911363109 230 10200 SHR Sole 10200 0 0 HARLEY DAVIDSON INC COM 412822108 547 10100 SHR Sole 10100 0 0 SEA CONTAINERS LTD CL A 811371707 685 51000 SHR Sole 51000 0 0
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