-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WAS+394uCPUwJrGIrFLxNHwotUov8eWoOrYsNQqZkL1OxF2JNmi9ZYK1+dRt5LV5 3plVgo08jPY6gB8YFJzDcw== 0001011443-02-000060.txt : 20020814 0001011443-02-000060.hdr.sgml : 20020814 20020814181244 ACCESSION NUMBER: 0001011443-02-000060 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK INVESTMENTS L P CENTRAL INDEX KEY: 0001011443 IRS NUMBER: 752622581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06078 FILM NUMBER: 02738216 BUSINESS ADDRESS: STREET 1: 300 CRESCENT CT STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147586100 MAIL ADDRESS: STREET 1: 300 CRESCENT CT STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR/A 1 hbk13f0206.txt HBK INVESTMENTS L.P. SCHEDULE 13F 06/30/02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter ended: [06/30/02] Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HBK Investments, L.P. Address: 300 Crescent Court, Suite 700 Dallas, Texas 75201 Form 13F File Number: 28-6078 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Report Manager: Name: Laurence H. Lebowitz Title: Managing Director Phone: (214) 758-6124 Signature, Place, and Date of Signing: /X/ Laurence H. Lebowitz Dallas, Texas August 14, 2002 Managing Director Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 171 Form 13F Information Table Value Total: $290,224 (thousands) Information for which we are requesting confidential treatment has been omitted and filed separately with the Securities and Exchange Commission. List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMNT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CLL DISCRETN MGRS SOLE SHRD NONE LIBERTY MEDIA CORP NEW COM SER A 530718105 38002 3800200 SHR SOLE 3800200 0 0 ALBERTO CULVER CO CL B CONV 013068101 25721 538100 SHR SOLE 538100 0 0 MASCO CORP SR NT CV ZERO 31 574599AW6 20053 47000 PRN SOLE 47000 0 0 ACCENTURE LTD BERMUDA CL A G1150G111 10450 550000 SHR SOLE 550000 0 0 GAMESTOP CORP CL A 36466R101 9045 450000 SHR SOLE 450000 0 0 PETRIE STORES-LIQ COM 716437108 8264 9498600 SHR SOLE 9498600 0 0 INTEL CORP COM 458140100 4706 257500 SHR SOLE 257500 0 0 FPL GROUP INC COM 302571104 4499 75000 SHR SOLE 75000 0 0 CABOT MICROELECTRONICS CORP COM 12709P103 4328 100000 SHR SOLE 100000 0 0 ALLIANCE SEMICONDUCTOR CORP COM 01877H100 3678 518400 SHR SOLE 518400 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3564 49500 SHR SOLE 49500 0 0 BEAR STEARNS COS INC COM 073902108 3060 50000 SHR SOLE 50000 0 0 BANK OF AMERICA CORPORATION COM 060505104 3025 43000 SHR SOLE 43000 0 0 MCAFEE COM CORP CL A 579062100 2884 196900 SHR SOLE 196900 0 0 SBC COMMUNICATIONS INC COM 78387G103 2721 89200 SHR SOLE 89200 0 0 HEWLETT PACKARD CO COM 428236103 2662 174200 SHR SOLE 174200 0 0 NVIDIA CORP COM 67066G104 2605 151600 SHR SOLE 151600 0 0 GENZYME CORP COM GENL DIV 372917104 2593 134800 SHR SOLE 134800 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2569 41600 SHR SOLE 41600 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2553 128300 SHR SOLE 128300 0 0 PEOPLESOFT INC COM 712713106 2542 170900 SHR SOLE 170900 0 0 SUN MICROSYSTEMS INC COM 866810104 2500 499500 SHR SOLE 499500 0 0 XILINX INC COM 983919101 2499 111400 SHR SOLE 111400 0 0 PEPSICO INC COM 713448108 2497 51800 SHR SOLE 51800 0 0 GLOBALSANTAFE CORP SHS G3930E101 2492 91100 SHR SOLE 91100 0 0 QWEST COMMUNICATIONS INTL INC COM 749121109 2240 800000 SHR SOLE 800000 0 0 COSTCO WHSL CORP NEW COM 22160K105 2240 58000 SHR SOLE 58000 0 0 BROADCOM CORP CL A 111320107 2194 125100 SHR SOLE 125100 0 0 SANMINA SCI CORP COM 800907107 2167 343673 SHR SOLE 343673 0 0 PHILIP MORRIS COS INC COM 718154107 2053 47000 SHR SOLE 47000 0 0 TARGET CORP COM 87612E106 2038 53500 SHR SOLE 53500 0 0 VERISIGN INC COM 92343E102 2033 282600 SHR SOLE 282600 0 0 ALTERA CORP COM 021441100 1920 141200 SHR SOLE 141200 0 0 MEDIMMUNE INC COM 584699102 1798 68122 SHR SOLE 68122 0 0 WILLIAMS COS INC DEL COM 969457100 1702 284100 SHR SOLE 284100 0 0 READERS DIGEST ASSN INC CL B 755267200 1684 73200 SHR SOLE 73200 0 0 COLGATE PALMOLIVE CO COM 194162103 1677 33500 SHR SOLE 33500 0 0 AMERICAN INTL GROUP INC COM 026874107 1569 23000 SHR SOLE 23000 0 0 MERCK & CO INC COM 589331107 1550 30600 SHR SOLE 30600 0 0 LILLY ELI & CO COM 532457108 1545 27400 SHR SOLE 27400 0 0 ANDRX GROUP COM 034553107 1500 55600 SHR SOLE 55600 0 0 MERCURY INTERACTIVE CORP COM 589405109 1490 64900 SHR SOLE 64900 0 0 KRAFT FOODS INC CL A 50075N104 1474 36000 SHR SOLE 36000 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 1469 206200 SHR SOLE 206200 0 0 AGERE SYS INC CL A 00845V100 1400 1000000 SHR SOLE 1000000 0 0 INVESTMENT TECHNOLOGY GRP NEW COM 46145F105 1393 42600 SHR SOLE 42600 0 0 COMPUWARE CORP COM 205638109 1350 222600 SHR SOLE 222600 0 0 ICOS CORP COM 449295104 1346 79400 SHR SOLE 79400 0 0 MEDIA ARTS GROUP INC COM 58439C102 1344 318200 SHR SOLE 318200 0 0 BAXTER INTL INC COM 071813109 1342 30200 SHR SOLE 30200 0 0 COVENTRY HEALTH CARE INC COM 222862104 1327 46700 SHR SOLE 46700 0 0 SIEBEL SYS INC COM 826170102 1322 93000 SHR SOLE 93000 0 0 FEDEX CORP COM 31428X106 1282 24000 SHR SOLE 24000 0 0 UNION PAC CORP COM 907818108 1272 20100 SHR SOLE 20100 0 0 ADVANCEPCS COM 00790K109 1240 51800 SHR SOLE 51800 0 0 TEXAS INSTRS INC COM 882508104 1209 51000 SHR SOLE 51000 0 0 FLEETBOSTON FINL CORP COM 339030108 1197 37000 SHR SOLE 37000 0 0 BROCADE COMMUNICATIONS SYS INC COM 111621108 1187 67900 SHR SOLE 67900 0 0 KIMBERLY CLARK CORP COM 494368103 1184 19100 SHR SOLE 19100 0 0 MCDATA CORP CL A 580031201 1174 133300 SHR SOLE 133300 0 0 QLOGIC CORP COM 747277101 1163 30535 SHR SOLE 30535 0 0 FEDERAL HOME LN MTG CORP COM 313400301 1163 19000 SHR SOLE 19000 0 0 METLIFE INC COM 59156R108 1155 40100 SHR SOLE 40100 0 0 WAL MART STORES INC COM 931142103 1155 21000 SHR SOLE 21000 0 0 KLA-TENCOR CORP COM 482480100 1126 25600 SHR SOLE 25600 0 0 ORIENT-EXPRESS HOTELS LTD CL A G67743107 1112 64900 SHR SOLE 64900 0 0 RATIONAL SOFTWARE CORP COM NEW 75409P202 1104 134606 SHR SOLE 134606 0 0 DUKE ENERGY CORP COM 264399106 1089 35000 SHR SOLE 35000 0 0 GTECH HLDGS CORP COM 400518106 1088 42600 SHR SOLE 42600 0 0 CHECK POINT SOFTWARE TECH LTD ORD M22465104 1056 77894 SHR SOLE 77894 0 0 ADAPTEC INC COM 00651F108 1047 131800 SHR SOLE 131800 0 0 MONSANTO CO NEW COM 61166W101 1009 56700 SHR SOLE 56700 0 0 MID ATLANTIC MED SVCS INC COM 59523C107 1003 32000 SHR SOLE 32000 0 0 GOODRICH CORP COM 382388106 967 35400 SHR SOLE 35400 0 0 TYCO INTL LTD NEW COM 902124106 946 70000 SHR SOLE 70000 0 0 AMGEN INC COM 031162100 930 22200 SHR SOLE 22200 0 0 CONCORD EFS INC COM 206197105 901 29900 SHR SOLE 29900 0 0 CHEVRONTEXACO CORP COM 166764100 894 10100 SHR SOLE 10100 0 0 UNITED TECHNOLOGIES CORP COM 913017109 889 13100 SHR SOLE 13100 0 0 MANDALAY RESORT GROUP COM 562567107 888 32200 SHR SOLE 32200 0 0 CVS CORP COM 126650100 845 27600 SHR SOLE 27600 0 0 TJX COS INC NEW COM 872540109 835 42600 SHR SOLE 42600 0 0 CEPHALON INC COM 156708109 826 18291 SHR SOLE 18291 0 0 HEALTHSOUTH CORP COM 421924101 796 62200 SHR SOLE 62200 0 0 ANALOG DEVICES INC COM 032654105 796 26800 SHR SOLE 26800 0 0 JOHNSON & JOHNSON COM 478160104 779 14900 SHR SOLE 14900 0 0 VALERO ENERGY CORP NEW COM 91913Y100 775 20700 SHR SOLE 20700 0 0 CLOROX CO DEL COM 189054109 769 18600 SHR SOLE 18600 0 0 SEMPRA ENERGY COM 816851109 761 34400 SHR SOLE 34400 0 0 ACCREDO HEALTH INC COM 00437V104 752 16300 SHR SOLE 16300 0 0 NUCOR CORP COM 670346105 741 11400 SHR SOLE 11400 0 0 AQUILA INC COM 03840P102 730 91200 SHR SOLE 91200 0 0 BJS WHOLESALE CLUB INC COM 05548J106 708 18400 SHR SOLE 18400 0 0 DELL COMPUTER CORP COM 247025109 706 27000 SHR SOLE 27000 0 0 EVEREST RE GROUP LTD COM G3223R108 699 12500 SHR SOLE 12500 0 0 FLEMING COS INC COM 339130106 693 38200 SHR SOLE 38200 0 0 DELTA AIR LINES INC DEL COM 247361108 678 33900 SHR SOLE 33900 0 0 SILICON VY BANCSHARES COM 827064106 674 25585 SHR SOLE 25585 0 0 MICROSOFT CORP COM 594918104 656 12000 SHR SOLE 12000 0 0 CIRCUIT CITY STORE INC CIRCT CITY GRP 172737108 651 34700 SHR SOLE 34700 0 0 BARRICK GOLD CORP COM 067901108 646 34000 SHR SOLE 34000 0 0 BALL CORP COM 058498106 643 15500 SHR SOLE 15500 0 0 OWENS ILL INC COM NEW 690768403 638 46400 SHR SOLE 46400 0 0 UBIQUITEL INC COM 903474302 636 914930 SHR SOLE 914930 0 0 BANK ONE CORP COM 06423A103 620 16100 SHR SOLE 16100 0 0 COCA COLA CO COM 191216100 616 11000 SHR SOLE 11000 0 0 CELGENE CORP COM 151020104 602 39200 SHR SOLE 39200 0 0 WELLS FARGO & CO NEW COM 949746101 601 12000 SHR SOLE 12000 0 0 INGERSOLL-RAND COMPANY LTD CL A G4776G101 598 13100 SHR SOLE 13100 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 595 36900 SHR SOLE 36900 0 0 GENERAL MTRS CORP COM 370442105 588 11000 SHR SOLE 11000 0 0 PETSMART INC COM 716768106 587 36800 SHR SOLE 36800 0 0 PEPSI BOTTLING GROUP INC COM 713409100 582 18900 SHR SOLE 18900 0 0 ACE LTD ORD G0070K103 556 17600 SHR SOLE 17600 0 0 DELPHI CORP COM 247126105 548 41500 SHR SOLE 41500 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 547 57800 SHR SOLE 57800 0 0 CHICOS FAS INC COM 168615102 530 14600 SHR SOLE 14600 0 0 CHARLES RIV LABS INTL INC COM 159864107 522 14900 SHR SOLE 14900 0 0 DIAGNOSTIC PRODS CORP COM 252450101 503 13600 SHR SOLE 13600 0 0 ST JUDE MED INC COM 790849103 502 13600 SHR SOLE 13600 0 0 TITAN CORP COM 888266103 487 26600 SHR SOLE 26600 0 0 SMURFIT-STONE CONTAINER CORP COM 832727101 477 30972 SHR SOLE 30972 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 476 13100 SHR SOLE 13100 0 0 AMERICAN GREETINGS CORP CL A 026375105 475 28500 SHR SOLE 28500 0 0 NEWMONT MINING CORP COM 651639106 474 18000 SHR SOLE 18000 0 0 AMERICAN EXPRESS CO COM 025816109 469 12900 SHR SOLE 12900 0 0 ADVANTA CORP CL B 007942204 463 42400 SHR SOLE 42400 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 455 11875 SHR SOLE 11875 0 0 AGCO CORP COM 001084102 452 23200 SHR SOLE 23200 0 0 FIRST DATA CORP COM 319963104 446 12000 SHR SOLE 12000 0 0 FURNITURE BRANDS INTL INC COM 360921100 445 14700 SHR SOLE 14700 0 0 MERIDIAN GOLD INC COM 589975101 441 27500 SHR SOLE 27500 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 438 12600 SHR SOLE 12600 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 431 33700 SHR SOLE 33700 0 0 C H ROBINSON WORLDWIDE INC COM 12541W100 430 12800 SHR SOLE 12800 0 0 MACROMEDIA INC COM 556100105 429 48434 SHR SOLE 48434 0 0 CABLEVISION SYS CORP CL A RAINB MED 12686C844 409 46700 SHR SOLE 46700 0 0 DORAL FINL CORP COM 25811P100 408 12200 SHR SOLE 12200 0 0 ALLEGHENY ENERGY INC COM 017361106 407 15800 SHR SOLE 15800 0 0 INTERSIL CORP CL A 46069S109 405 18926 SHR SOLE 18926 0 0 UNITED STATIONERS INC COM 913004107 398 13100 SHR SOLE 13100 0 0 GILEAD SCIENCES INC COM 375558103 392 11900 SHR SOLE 11900 0 0 SOUTHERN CO COM 842587107 384 14000 SHR SOLE 14000 0 0 ICN PHARMACEUTICALS INC NEW COM 448924100 380 15700 SHR SOLE 15700 0 0 PMC-SIERRA INC COM 69344F106 370 39981 SHR SOLE 39981 0 0 PIER 1 IMPORTS INC COM 720279108 370 17600 SHR SOLE 17600 0 0 GUIDANT CORP COM 401698105 366 12100 SHR SOLE 12100 0 0 POLYCOM INC COM 73172K104 355 29615 SHR SOLE 29615 0 0 FREEPORT-MCMORAN COPPER & GOLD CL B 35671D857 355 19900 SHR SOLE 19900 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 351 23100 SHR SOLE 23100 0 0 SYLVAN LEARNING SYS INC COM 871399101 346 17300 SHR SOLE 17300 0 0 NAUTILUS GROUP INC COM 63910B102 337 11000 SHR SOLE 11000 0 0 RUBY TUESDAY INC COM 781182100 334 17200 SHR SOLE 17200 0 0 NISOURCE INC COM 65473P105 330 15100 SHR SOLE 15100 0 0 AON CORP COM 037389103 324 11000 SHR SOLE 11000 0 0 NEXTEL COMMUNICATIONS INC CL A 65332V103 321 100000 SHR SOLE 100000 0 0 EDISON INTL COM 281020107 308 18100 SHR SOLE 18100 0 0 BIOVAIL CORP COM 09067J109 307 10600 SHR SOLE 10600 0 0 STERIS CORP COM 859152100 306 16000 SHR SOLE 16000 0 0 PEROT SYS CORP CL A 714265105 296 27200 SHR SOLE 27200 0 0 KING PHARMACEUTICALS INC COM 495582108 280 12600 SHR SOLE 12600 0 0 NATIONAL-OILWELL INC COM 637071101 276 13100 SHR SOLE 13100 0 0 YAHOO INC COM 984332106 263 17825 SHR SOLE 17825 0 0 PRIDE INTL INC DEL COM 74153Q102 258 16500 SHR SOLE 16500 0 0 IMS HEALTH INC COM 449934108 258 14400 SHR SOLE 14400 0 0 IVAX CORP COM 465823102 252 23300 SHR SOLE 23300 0 0 STILWELL FINL INC COM 860831106 242 13300 SHR SOLE 13300 0 0 DYNEGY INC NEW CL A 26816Q101 236 32800 SHR SOLE 32800 0 0 APPLEBEES INTL INC COM 037899101 230 10100 SHR SOLE 10100 0 0 NORTHWEST AIRLS CORP CL A 667280101 226 18703 SHR SOLE 18703 0 0 SYNAVANT INC COM 87157A105 217 154100 SHR SOLE 154100 0 0
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