-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MhtRYyzT4Btlu4LgXoTewc3lF3Kp8qggyoIQZk78TCbYPwyhlrjSZbcWpmtJahMY kbDkSuPKcpabetObRmsCwA== 0001011443-02-000066.txt : 20021118 0001011443-02-000066.hdr.sgml : 20021118 20021114180423 ACCESSION NUMBER: 0001011443-02-000066 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021114 EFFECTIVENESS DATE: 20021115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK INVESTMENTS L P CENTRAL INDEX KEY: 0001011443 IRS NUMBER: 752622581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06078 FILM NUMBER: 02827018 BUSINESS ADDRESS: STREET 1: 300 CRESCENT CT STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147586100 MAIL ADDRESS: STREET 1: 300 CRESCENT CT STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 form13f0209.txt HBK INVESTMENTS LP FORM 13F 9/30/02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter ended: 9/30/02 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HBK Investments, L.P. Address: 300 Crescent Court, Suite 700 Dallas, Texas 75201 Form 13F File Number: 28-6078 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Report Manager: Name: Laurence H. Lebowitz Title: Managing Director Phone: (214) 758-6124 Signature, Place, and Date of Signing: /X/ Laurence H. Lebowitz Dallas, Texas November 14, 2002 Managing Director Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 193 Form 13F Information Table Value Total: $423,532 (thousands) Information for which we are requesting confidential treatment has been omitted and filed separately with the Securities and Exchange Commission. List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMNT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CLL DISCRETN MGRS SOLE SHRD NONE LIBERTY MEDIA CORP NEW COM SER A 530718105 62476 8701400 SHR SOLE 8701400 0 0 RENAL TREATMENT CTRS INC SUBNTCV 5.625%06 759671AC4 55604 53944 PRN SOLE 53944 0 0 AT & T CDA INC DEPS RCPT CL B 00207Q202 40488 1262700 SHR SOLE 1262700 0 0 EXPEDIA INC CL A 302125109 28770 567800 SHR SOLE 567800 0 0 LIBERTY MEDIA CORP SR DB EXCH 4%29 530715AG6 28535 56900 PRN SOLE 56900 0 0 GAMESTOP CORP CL A 36466R101 9203 450000 SHR SOLE 450000 0 0 PETRIE STORES-LIQ TR UNITS COM 716437108 8748 9508600 SHR SOLE 9508600 0 0 FEDERAL NATL MTG ASSN COM 313586109 4287 72000 SHR SOLE 72000 0 0 BANK OF AMERICA CORPORATION COM 060505104 4083 64000 SHR SOLE 64000 0 0 PEPSICO INC COM 713448108 4024 108900 SHR SOLE 108900 0 0 AUTOZONE INC COM 053332102 3470 44000 SHR SOLE 44000 0 0 HOME DEPOT INC COM 437076102 3142 120400 SHR SOLE 120400 0 0 CONOCOPHILLIPS COM 20825C104 3019 65300 SHR SOLE 65300 0 0 SBC COMMUNICATIONS INC COM 78387G103 2997 149100 SHR SOLE 149100 0 0 BIOGEN INC COM 090597105 2995 102400 SHR SOLE 102400 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2974 34100 SHR SOLE 34100 0 0 GANNETT INC COM 364730101 2858 39600 SHR SOLE 39600 0 0 RAYTHEON CO COM NEW 755111507 2786 95100 SHR SOLE 95100 0 0 CHECK POINT SOFTWARE TECH LTD ORD M22465104 2741 199000 SHR SOLE 199000 0 0 AMGEN INC COM 031162100 2635 63200 SHR SOLE 63200 0 0 DELL COMPUTER CORP COM 247025109 2615 111200 SHR SOLE 111200 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2598 44500 SHR SOLE 44500 0 0 AOL TIME WARNER INC COM 00184A105 2597 222000 SHR SOLE 222000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2315 364000 SHR SOLE 364000 0 0 HERSHEY FOODS CORP COM 427866108 2314 37300 SHR SOLE 37300 0 0 GUIDANT CORP COM 401698105 2310 71500 SHR SOLE 71500 0 0 ALCOA INC COM 013817101 2285 118400 SHR SOLE 118400 0 0 DUKE ENERGY CORP COM 264399106 2268 116000 SHR SOLE 116000 0 0 KOHLS CORP COM 500255104 2183 35900 SHR SOLE 35900 0 0 BAXTER INTL INC COM 071813109 2178 71300 SHR SOLE 71300 0 0 MCKESSON CORP COM 58155Q103 2162 76300 SHR SOLE 76300 0 0 BELLSOUTH CORP COM 079860102 2086 113600 SHR SOLE 113600 0 0 SABRE HLDGS CORP CL A 785905100 2051 106000 SHR SOLE 106000 0 0 MERCURY INTERACTIVE CORP COM 589405109 1985 115400 SHR SOLE 115400 0 0 AMERICAN INTL GROUP INC COM 026874107 1969 36000 SHR SOLE 36000 0 0 FEDERAL HOME LN MTG CORP COM 313400301 1901 34000 SHR SOLE 34000 0 0 ALLIANCE SEMICONDUCTOR CORP COM 01877H100 1848 486300 SHR SOLE 486300 0 0 MAY DEPT STORES CO COM 577778103 1817 79800 SHR SOLE 79800 0 0 YAHOO INC COM 984332106 1794 187800 SHR SOLE 187800 0 0 WELLPOINT HEALTH NETWORK NEW COM 94973H108 1745 23800 SHR SOLE 23800 0 0 EL PASO CORP COM 28336L109 1728 209000 SHR SOLE 209000 0 0 SCHLUMBERGER LTD COM 806857108 1700 44200 SHR SOLE 44200 0 0 AGERE SYS INC CL A 00845V100 1596 1451000 SHR SOLE 1451000 0 0 ROYAL DUTCH PETE CO NY REG EUR .56 780257804 1595 39700 SHR SOLE 39700 0 0 EXPLORATION CO COM NEW 302133202 1520 300000 SHR SOLE 300000 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 1451 160200 SHR SOLE 160200 0 0 TYCO INTL LTD NEW COM 902124106 1407 99800 SHR SOLE 99800 0 0 CAPITAL ONE FINL CORP COM 14040H105 1407 40300 SHR SOLE 40300 0 0 INTEL CORP COM 458140100 1389 100000 SHR SOLE 100000 0 0 PEPSI BOTTLING GROUP INC COM 713409100 1388 59300 SHR SOLE 59300 0 0 BARR LABS INC COM 068306109 1370 22000 SHR SOLE 22000 0 0 WYETH COM 983024100 1348 42400 SHR SOLE 42400 0 0 GENERAL MTRS CORP COM 370442105 1323 34000 SHR SOLE 34000 0 0 MEDIMMUNE INC COM 584699102 1314 62800 SHR SOLE 62800 0 0 PPG INDS INC COM 693506107 1292 28900 SHR SOLE 28900 0 0 ANTHEM INC COM 03674B104 1274 19600 SHR SOLE 19600 0 0 MILLENNIUM PHARMACEUTICALS INC COM 599902103 1263 135400 SHR SOLE 135400 0 0 SYNOPSYS INC COM 871607107 1244 32600 SHR SOLE 32600 0 0 SCHERING PLOUGH CORP COM 806605101 1166 54700 SHR SOLE 54700 0 0 CARDINAL HEALTH INC COM 14149Y108 1151 18500 SHR SOLE 18500 0 0 OVERTURE SVCS INC COM 69039R100 1150 48800 SHR SOLE 48800 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 1137 84000 SHR SOLE 84000 0 0 HOUSEHOLD INTL INC COM 441815107 1124 39700 SHR SOLE 39700 0 0 SEMPRA ENERGY COM 816851109 1110 56500 SHR SOLE 56500 0 0 TENET HEALTHCARE CORP COM 88033G100 1109 22400 SHR SOLE 22400 0 0 NEWELL RUBBERMAID INC COM 651229106 1096 35500 SHR SOLE 35500 0 0 AMERICAN EAGLE OUTFITTERS NEW COM 02553E106 1083 90200 SHR SOLE 90200 0 0 SEARS ROEBUCK & CO COM 812387108 1069 27400 SHR SOLE 27400 0 0 CABOT MICROELECTRONICS CORP COM 12709P103 1064 28600 SHR SOLE 28600 0 0 BJ SVCS CO COM 055482103 1048 40300 SHR SOLE 40300 0 0 MARSH & MCLENNAN COS INC COM 571748102 1045 25100 SHR SOLE 25100 0 0 POLARIS INDS INC COM 731068102 1042 16800 SHR SOLE 16800 0 0 USA INTERACTIVE COM 902984103 1032 53400 SHR SOLE 53400 0 0 VERISIGN INC COM 92343E102 1019 201500 SHR SOLE 201500 0 0 METLIFE INC COM 59156R108 1001 44000 SHR SOLE 44000 0 0 SYSCO CORP COM 871829107 982 34600 SHR SOLE 34600 0 0 PHILIP MORRIS COS INC COM 718154107 970 25000 SHR SOLE 25000 0 0 MAYTAG CORP COM 578592107 925 39900 SHR SOLE 39900 0 0 ROSS STORES INC COM 778296103 917 25700 SHR SOLE 25700 0 0 AETNA INC NEW COM 00817Y108 917 25600 SHR SOLE 25600 0 0 CIGNA CORP COM 125509109 913 12900 SHR SOLE 12900 0 0 RIBAPHARM INC COM 762537108 900 200000 SHR SOLE 200000 0 0 ORIENT-EXPRESS HOTELS LTD CL A G67743107 887 64900 SHR SOLE 64900 0 0 TJX COS INC NEW COM 872540109 867 51000 SHR SOLE 51000 0 0 PLACER DOME INC COM 725906101 845 92600 SHR SOLE 92600 0 0 COMERICA INC COM 200340107 844 17500 SHR SOLE 17500 0 0 CHIRON CORP COM 170040109 835 23900 SHR SOLE 23900 0 0 TEXAS INSTRS INC COM 882508104 821 55600 SHR SOLE 55600 0 0 CORINTHIAN COLLEGES INC COM 218868107 818 21700 SHR SOLE 21700 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 818 80400 SHR SOLE 80400 0 0 CONVERGYS CORP COM 212485106 810 53900 SHR SOLE 53900 0 0 TARGET CORP COM 87612E106 809 27400 SHR SOLE 27400 0 0 ANDREW CORP COM 034425108 736 112600 SHR SOLE 112600 0 0 HEWLETT PACKARD CO COM 428236103 727 62300 SHR SOLE 62300 0 0 MCDATA CORP CL A 580031201 724 133300 SHR SOLE 133300 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 722 13700 SHR SOLE 13700 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 711 80000 SHR SOLE 80000 0 0 ACE LTD ORD G0070K103 708 23900 SHR SOLE 23900 0 0 TRAVELERS PPTY CAS CORP NEW CL B 89420G406 706 52200 SHR SOLE 52200 0 0 INTERSIL CORP CL A 46069S109 698 53700 SHR SOLE 53700 0 0 WESTWOOD ONE INC COM 961815107 697 19500 SHR SOLE 19500 0 0 FLEETBOSTON FINL CORP COM 339030108 679 33400 SHR SOLE 33400 0 0 ALLTEL CORP COM 020039103 674 16800 SHR SOLE 16800 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 655 74400 SHR SOLE 74400 0 0 BEAZER HOMES USA INC COM 07556Q105 647 10600 SHR SOLE 10600 0 0 MEDIA ARTS GROUP INC COM 58439C102 635 333200 SHR SOLE 333200 0 0 ACCENTURE LTD BERMUDA CL A G1150G111 630 44100 SHR SOLE 44100 0 0 CENTERSPAN COMMUNICATIONS CORP COM 152012100 627 166667 SHR SOLE 166667 0 0 STARWOOD HOTELS&RESORTS WRLDWD PAIRED CTF 85590A203 622 27900 SHR SOLE 27900 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 622 26000 SHR SOLE 26000 0 0 DOW JONES & CO INC COM 260561105 622 16200 SHR SOLE 16200 0 0 KINDER MORGAN INC KANS COM 49455P101 596 16800 SHR SOLE 16800 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 593 24900 SHR SOLE 24900 0 0 VISX INC DEL COM 92844S105 592 64100 SHR SOLE 64100 0 0 SMITH INTL INC COM 832110100 586 20000 SHR SOLE 20000 0 0 ENZON INC COM 293904108 586 30500 SHR SOLE 30500 0 0 OXFORD HEALTH PLANS INC COM 691471106 584 15000 SHR SOLE 15000 0 0 TIFFANY & CO NEW COM 886547108 583 27200 SHR SOLE 27200 0 0 RATIONAL SOFTWARE CORP COM NEW 75409P202 582 134800 SHR SOLE 134800 0 0 BIO RAD LABS INC CL A 090572207 569 15100 SHR SOLE 15100 0 0 WASTE MGMT INC DEL COM 94106L109 564 24200 SHR SOLE 24200 0 0 SCHOLASTIC CORP COM 807066105 554 12400 SHR SOLE 12400 0 0 ABERCROMBIE & FITCH CO CL A 002896207 537 27300 SHR SOLE 27300 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 534 17500 SHR SOLE 17500 0 0 BEST BUY INC COM 086516101 533 23900 SHR SOLE 23900 0 0 MICREL INC COM 594793101 529 85600 SHR SOLE 85600 0 0 DORAL FINL CORP COM 25811P100 524 21700 SHR SOLE 21700 0 0 HARRAHS ENTMT INC COM 413619107 516 10700 SHR SOLE 10700 0 0 HEINZ H J CO COM 423074103 514 15400 SHR SOLE 15400 0 0 SIEBEL SYS INC COM 826170102 508 88200 SHR SOLE 88200 0 0 NUCOR CORP COM 670346105 508 13400 SHR SOLE 13400 0 0 PRG-SCHULTZ INTERNATIONAL INC COM 69357C107 505 41000 SHR SOLE 41000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 505 94500 SHR SOLE 94500 0 0 BROADCOM CORP CL A 111320107 503 47000 SHR SOLE 47000 0 0 NBTY INC COM 628782104 493 38000 SHR SOLE 38000 0 0 DONNELLEY R R & SONS CO COM 257867101 491 20900 SHR SOLE 20900 0 0 PITNEY BOWES INC COM 724479100 488 16000 SHR SOLE 16000 0 0 NETWORKS ASSOCS INC COM 640938106 485 45600 SHR SOLE 45600 0 0 CYMER INC COM 232572107 482 25800 SHR SOLE 25800 0 0 TITAN CORP COM 888266103 481 50100 SHR SOLE 50100 0 0 ALLMERICA FINL CORP COM 019754100 479 39900 SHR SOLE 39900 0 0 BIOMET INC COM 090613100 474 17800 SHR SOLE 17800 0 0 MICROSOFT CORP COM 594918104 472 10800 SHR SOLE 10800 0 0 RADIOSHACK CORP COM 750438103 459 22900 SHR SOLE 22900 0 0 AU OPTRONICS CORP SPONSORED ADR 002255107 457 80800 SHR SOLE 80800 0 0 CUMMINS INC COM 231021106 456 19300 SHR SOLE 19300 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 443 67500 SHR SOLE 67500 0 0 HONEYWELL INTL INC COM 438516106 440 20300 SHR SOLE 20300 0 0 ADVANTA CORP CL B 007942204 438 42400 SHR SOLE 42400 0 0 READERS DIGEST ASSN INC CL B 755267200 422 22800 SHR SOLE 22800 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 408 11300 SHR SOLE 11300 0 0 KRISPY KREME DOUGHNUTS INC COM 501014104 406 13000 SHR SOLE 13000 0 0 COX COMMUNICATIONS INC NEW CL A 224044107 406 16500 SHR SOLE 16500 0 0 NOVELLUS SYS INC COM 670008101 391 18800 SHR SOLE 18800 0 0 PEOPLESOFT INC COM 712713106 388 31400 SHR SOLE 31400 0 0 PINNACLE WEST CAP CORP COM 723484101 383 13800 SHR SOLE 13800 0 0 ICOS CORP COM 449295104 382 18200 SHR SOLE 18200 0 0 COACH INC COM 189754104 379 14800 SHR SOLE 14800 0 0 CHICOS FAS INC COM 168615102 374 23500 SHR SOLE 23500 0 0 VERIZON COMMUNICATIONS COM 92343V104 362 13200 SHR SOLE 13200 0 0 STORAGE TECHNOLOGY CORP COM PAR $0.10 862111200 356 33900 SHR SOLE 33900 0 0 STILWELL FINL INC COM 860831106 355 29400 SHR SOLE 29400 0 0 TALBOTS INC COM 874161102 347 12400 SHR SOLE 12400 0 0 NEWMONT MINING CORP COM 651639106 338 12200 SHR SOLE 12200 0 0 DST SYS INC DEL COM 233326107 336 11400 SHR SOLE 11400 0 0 GALLAGHER ARTHUR J & CO COM 363576109 335 13600 SHR SOLE 13600 0 0 J D EDWARDS & CO COM 281667105 331 35800 SHR SOLE 35800 0 0 CHECKFREE CORP NEW COM 162813109 331 29200 SHR SOLE 29200 0 0 JUNIPER NETWORKS INC COM 48203R104 329 68300 SHR SOLE 68300 0 0 BURLINGTON NORTHN SANTA FE CP COM 12189T104 325 13600 SHR SOLE 13600 0 0 UNITED DEFENSE INDS INC COM 91018B104 307 13000 SHR SOLE 13000 0 0 KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 297 25000 SHR SOLE 25000 0 0 KROGER CO COM 501044101 295 20900 SHR SOLE 20900 0 0 XEROX CORP COM 984121103 284 57300 SHR SOLE 57300 0 0 MERIDIAN GOLD INC COM 589975101 276 15100 SHR SOLE 15100 0 0 LYONDELL CHEMICAL CO COM 552078107 273 22900 SHR SOLE 22900 0 0 COMPUTER ASSOC INTL INC COM 204912109 257 26800 SHR SOLE 26800 0 0 CAREMARK RX INC COM 141705103 248 14600 SHR SOLE 14600 0 0 D R HORTON INC COM 23331A109 246 13200 SHR SOLE 13200 0 0 ANNTAYLOR STORES CORP COM 036115103 244 10600 SHR SOLE 10600 0 0 ALLEGHENY ENERGY INC COM 017361106 244 18600 SHR SOLE 18600 0 0 PHILADELPHIA SUBN CORP COM PAR $0.50 718009608 242 11900 SHR SOLE 11900 0 0 MILLER HERMAN INC COM 600544100 229 12900 SHR SOLE 12900 0 0 GREATER BAY BANCORP COM 391648102 227 12500 SHR SOLE 12500 0 0 UBIQUITEL INC COM 903474302 222 904730 SHR SOLE 904730 0 0 TOLL BROTHERS INC COM 889478103 220 10100 SHR SOLE 10100 0 0 BJS WHOLESALE CLUB INC COM 05548J106 217 11400 SHR SOLE 11400 0 0 LAM RESEARCH CORP COM 512807108 216 24300 SHR SOLE 24300 0 0 RADIO ONE INC CL D NON VTG 75040P405 212 12900 SHR SOLE 12900 0 0 TEREX CORP NEW COM 880779103 208 12300 SHR SOLE 12300 0 0 UNISYS CORP COM 909214108 204 29200 SHR SOLE 29200 0 0 AMN HEALTHCARE SERVICES INC COM 001744101 204 11000 SHR SOLE 11000 0 0 SUPERVALU INC COM 868536103 202 12500 SHR SOLE 12500 0 0
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