-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C0+5v3H10hKp2Vmu8RNtQulVjjEijeGEUZxkg5vksYzBRQNonNm68ORkFxJleHcM 7qHLpgi6zHfDxH6Rn/5J8Q== 0001011443-02-000069.txt : 20021122 0001011443-02-000069.hdr.sgml : 20021122 20021122170814 ACCESSION NUMBER: 0001011443-02-000069 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20021122 EFFECTIVENESS DATE: 20021122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK INVESTMENTS L P CENTRAL INDEX KEY: 0001011443 IRS NUMBER: 752622581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06078 FILM NUMBER: 02838304 BUSINESS ADDRESS: STREET 1: 300 CRESCENT CT STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147586100 MAIL ADDRESS: STREET 1: 300 CRESCENT CT STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR/A 1 form13f0900.txt HBK INVESTMENTS LP SCH 13F/A-2 9-30-00 THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON NOVEMBER 10, 2000 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON NOVEMBER 22, 2002. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter ended: 9-30-00 Check here if Amendment [X]; Amendment Number: 2 This Amendment (check only one.): [ ] is a restatement. [X] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HBK Investments, L.P. Address: 300 Crescent Court, Suite 700 Dallas, Texas 75201 Form 13F File Number: 28-6078 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Report Manager: Name: Laurence H. Lebowitz Title: Managing Director Phone: (214) 758-6124 Signature, Place, and Date of Signing: /X/ Laurence H. Lebowitz Dallas, Texas November 22, 2002 Managing Director Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 33 Form 13F Information Table Value Total: $475,390 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMNT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CLL DISCRETN MGRS SOLE SHRD NONE ASSOCIATES FIRST CAP CORP CL A 046008108 25217 663600 SH SOLE 663600 0 0 AT & T CDA INC DEPS RCPT CL B 00207Q202 14473 475000 SH SOLE 475000 0 0 AXA FINL INC COM 002451102 35463 696200 SH SOLE 696200 0 0 CHRIS CRAFT INDS INC COM 170520100 11689 141900 SH SOLE 141900 0 0 COASTAL CORP COM 190441105 17427 235100 SH SOLE 235100 0 0 FORT JAMES CORP COM 347471104 8350 273200 SH SOLE 273200 0 0 NIAGARA MOHAWK HLDGS INC COM 653520106 8663 550000 SH SOLE 550000 0 0 R & B FALCON CORP COM 74912E101 18676 670000 SH SOLE 670000 0 0 RAINFOREST CAFE INC COM 75086K104 261 85500 SH SOLE 85500 0 0 REPSOL YPF S A SPONSORED ADR 76026T205 1959 107000 SH SOLE 107000 0 0 SNYDER COMMUNICATIONS INC COM CIRCLE COM 832914204 717 236500 SH SOLE 236500 0 0 SOFTWARE COM INC COM 83402P104 27048 149100 SH SOLE 149100 0 0 UNION CARBIDE CORP COM 905581104 18762 497000 SH SOLE 497000 0 0 VARSITY GROUP INC COM 922281100 302 351950 SH SOLE 351950 0 0 ALPINE GROUP INC COM 020825105 1229 280800 SH SOLE 280800 0 0 CAPSTONE TURBINE CORP COM 14067D102 13750 200000 SH SOLE 200000 0 0 COMCAST CORP CL A SPL 200300200 4100 100000 SH SOLE 100000 0 0 DIGEX INC DEL CL A 253756100 2146 45000 SH SOLE 45000 0 0 INTERMEDIA COMMUNICATIONS INC COM 458801107 62911 2137100 SH SOLE 2137100 0 0 MIPS TECHNOLOGIES INC CL B 604567206 4766 123780 SH SOLE 123780 0 0 MOLEX INC CL A 608554200 1216 30000 SH SOLE 30000 0 0 MOLEX INC COM 608554101 3424 63300 SH SOLE 63300 0 0 NABISCO GROUP HLDG CORP COM 62952P102 2844 99800 SH SOLE 99800 0 0 NATIONAL-OILWELL INC COM 637071101 243 15307 SH SOLE 15307 0 0 NEWS CORP LTD SP ADR PFD 652487802 3000 64000 SH SOLE 64000 0 0 SEAGATE TECHNOLOGY COM 811804103 135833 1968600 SH SOLE 1968600 0 0 SEAGRAM LTD COM 811850106 12049 210000 SH SOLE 210000 0 0 SHANDONG HUANENG PWR DEV LTD SPON ADR N 819419102 7972 1051700 SH SOLE 1051700 0 0 STRATOS LIGHTWAVE INC COM 863100103 645 20000 SH SOLE 20000 0 0 SUPERIOR TELECOM INC COM 868365107 264 43940 SH SOLE 43940 0 0 WADDELL & REED FINL INC CL B 930059209 4672 161100 SH SOLE 161100 0 0 SUNBEAM CORP SR SD CV ZERO 18 867071AD4 2575 25750 PRN SOLE 25750 0 0 SUNBEAM CORP SRSDCV ZRO144A18 867071AA0 22747 227468 PRN SOLE 227468 0 0
-----END PRIVACY-ENHANCED MESSAGE-----