-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S8OUHou+0+hbpWlD78iJLgHtQl/vg5lF1UziqDuT1XwlF3+YYXUOPfHSC91ixJPr S1FD8YlruiRf2pRj5t6/bg== 0001011443-03-000052.txt : 20031121 0001011443-03-000052.hdr.sgml : 20031121 20031121171224 ACCESSION NUMBER: 0001011443-03-000052 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20031121 EFFECTIVENESS DATE: 20031121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK INVESTMENTS L P CENTRAL INDEX KEY: 0001011443 IRS NUMBER: 752622581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06078 FILM NUMBER: 031018882 BUSINESS ADDRESS: STREET 1: 300 CRESCENT CT STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147586100 MAIL ADDRESS: STREET 1: 300 CRESCENT CT STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR/A 1 form13fa1.txt THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON NOVEMBER 14, 2002 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON NOVEMBER 14, 2003. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter ended: 9-30-02 Check here if Amendment [X]; Amendment Number: 1 This Amendment (check only one.): [ ] is a restatement. [X] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HBK Investments, L.P. Address: 300 Crescent Court, Suite 700 Dallas, Texas 75201 Form 13F File Number: 28-6078 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Report Manager: Name: Laurence H. Lebowitz Title: Managing Director Phone: (214) 758-6124 Signature, Place, and Date of Signing: /X/ Laurence H. Lebowitz Dallas, Texas November 21, 2003 Managing Director Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 36 Form 13F Information Table Value Total: $819,252 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMNT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CLL DISCRETN MGRS SOLE SHRD NONE AT&T CORP COM 001957109 79030 9686200 SHR SOLE 9686200 0 0 PHARMACIA CORP COM 71713U102 45742 1176500 SHR SOLE 1176500 0 0 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 26308 1520688 SHR SOLE 1520688 0 0 COMCAST CORP CL A SPL 200300200 20472 981400 SHR SOLE 981400 0 0 COMCAST CORP CL A 200300101 15827 742000 SHR SOLE 742000 0 0 HERCULES INC COM 427056106 4006 435000 SHR SOLE 435000 0 0 QUEST DIAGNOSTICS INC COM 74834L100 1261 20500 SHR SOLE 20500 0 0 PFIZER INC COM 717081103 813 28000 SHR SOLE 28000 0 0 SOLECTRON CORP COM 834182107 211 99800 SHR SOLE 99800 0 0 GAP INC DEL COM 364760108 282 26000 SHR SOLE 26000 0 0 CALPINE CORP COM 131347106 284 114900 SHR SOLE 114900 0 0 SPRINT CORP PCS COM SER 1 852061506 453 231000 SHR SOLE 231000 0 0 FLEETWOOD ENTERPRISES INC COM 339099103 693 102800 SHR SOLE 102800 0 0 MIRANT CORP COM 604675108 1467 663900 SHR SOLE 663900 0 0 CENTURYTEL INC COM 156700106 1561 69600 SHR SOLE 69600 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 3395 82800 SHR SOLE 82800 0 0 AMERICAN TOWER CORP NT CONV 5%10 029912AF9 5130 12670 PRN SOLE 12670 0 0 COX COMMUNICATIONS INC NEW SR CV NT .348%21 224044BC0 10546 15000 PRN SOLE 15000 0 0 ARROW ELECTRS INC SR DB CV ZERO 21 042735AY6 12144 28913 PRN SOLE 28913 0 0 SPX CORP LYON ZERO 21 784635AF1 12425 20000 PRN SOLE 20000 0 0 J P MORGAN CHASE & CO COM 46625H100 13293 700000 SHR SOLE 700000 0 0 SHAW GROUP INC LYON 21 820280AC9 13388 26250 PRN SOLE 26250 0 0 CELESTICA INC LYON ZERO 20 15101QAA6 14226 33500 PRN SOLE 33500 0 0 ANTEC CORP SUB NT CV 4.5%03 03664PAB1 16993 19052 PRN SOLE 19052 0 0 MERRILL LYNCH & CO INC LYON VAR 32 590188A73 18834 20000 PRN SOLE 20000 0 0 LIBERTY MEDIA CORP SR DEB EXCH 30 530715AL5 19431 40800 PRN SOLE 40800 0 0 MEDTRONIC INC SR DEB CV1.25%21 585055AB2 20560 20000 PRN SOLE 20000 0 0 CAPSTAR HOTEL CO SUB NT CV4.75%04 140918AC7 24677 26888 PRN SOLE 26888 0 0 ECHOSTAR COMMUNICATIONS NEW SUB NT CV5.75%08 278762AG4 24835 33000 PRN SOLE 33000 0 0 SERVICE CORP INTL SUB NT CV6.75%08 817565AU8 28699 35300 PRN SOLE 35300 0 0 DIAMOND OFFSHORE DRILLING INC DEB ZERO CONV 20 25271CAC6 29652 55000 PRN SOLE 55000 0 0 CHIRON CORP LYON ZERO 31 170040AE9 29656 52500 PRN SOLE 52500 0 0 ECHOSTAR COMMUNICATIONS NEW SB NT CV4.875%07 278762AD1 29943 39960 PRN SOLE 39960 0 0 CENDANT CORP DEB ZERO CV 21 151313AH6 41294 42500 PRN SOLE 42500 0 0 SOLECTRON CORP SR LYON ZERO 20 834182AK3 51067 88043 PRN SOLE 88043 0 0 VERIZON GLOBAL FDG CORP NT CV ZERO CPN21 92344GAN6 200654 367000 PRN SOLE 367000 0 0
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