-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DwNg8UFzJBOucLoxYWHtLzxm7XpVIw+xJGbC/iYCwUo+xl2MWqdKDWkQq7Dhgwn6 JAHvUkB/H1GRrCfcmpShOg== 0001011443-04-000023.txt : 20040326 0001011443-04-000023.hdr.sgml : 20040326 20040325180454 ACCESSION NUMBER: 0001011443-04-000023 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030331 FILED AS OF DATE: 20040326 EFFECTIVENESS DATE: 20040326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK INVESTMENTS L P CENTRAL INDEX KEY: 0001011443 IRS NUMBER: 752622581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06078 FILM NUMBER: 04690784 BUSINESS ADDRESS: STREET 1: 300 CRESCENT CT STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147586100 MAIL ADDRESS: STREET 1: 300 CRESCENT CT STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR/A 1 form13f033103a1.txt THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON MAY 15, 2003 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH THAT REQUEST WAS DENIED ON MARCH 17, 2004. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter ended: 3/31/03 Check here if Amendment [X]; Amendment Number: 1 This Amendment (check only one.): [ ] is a restatement. [X] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HBK Investments, L.P. Address: 300 Crescent Court, Suite 700 Dallas, Texas 75201 Form 13F File Number: 28-6078 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Report Manager: Name: Laurence H. Lebowitz Title: Managing Director Phone: (214) 758-6124 Signature, Place, and Date of Signing: /X/ Laurence H. Lebowitz Dallas, Texas MARCH 25, 2004 Managing Director Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 30 Form 13F Information Table Value Total: $605,441 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMNT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CLL DISCRETN MGRS SOLE SHRD NONE CORNING INC COM 219350105 82468 14121300 SHR SOLE 14121300 0 0 SOLECTRON CORP SR LYON ZERO 20 834182AK3 55690 89043 PRN SOLE 89043 0 0 SERVICE CORP INTL SUB NT CV6.75%08 817565AU8 43664 48516 PRN SOLE 48516 0 0 ECHOSTAR COMMUNICATIONS NEW SB NT CV4.875%07 278762AD1 42211 43460 PRN SOLE 43460 0 0 RENAL TREATMENT CTRS INC SUBNTCV 5.625%06 759671AC4 39571 38844 PRN SOLE 38844 0 0 ECHOSTAR COMMUNICATIONS NEW SUB NT CV5.75%08 278762AG4 33092 32500 PRN SOLE 32500 0 0 CAPSTAR HOTEL CO SUB NT CV4.75%04 140918AC7 30959 35882 PRN SOLE 35882 0 0 DIAMOND OFFSHORE DRILLING INC DEB ZERO CONV 20 25271CAC6 25127 45000 PRN SOLE 45000 0 0 CENDANT CORP DEB ZERO CV 21 151313AH6 25000 25000 PRN SOLE 25000 0 0 CHIRON CORP LYON ZERO 31 170040AE9 24303 42000 PRN SOLE 42000 0 0 MEDTRONIC INC SR DEB CV1.25%21 585055AB2 23568 22500 PRN SOLE 22500 0 0 LIBERTY MEDIA CORP SR DEB EXCH 30 530715AL5 22236 40800 PRN SOLE 40800 0 0 MERRILL LYNCH & CO INC LYON VAR 32 590188A73 19427 20000 PRN SOLE 20000 0 0 GENCORP INC SB NT CV 5.75%07 368682AE0 16835 20000 PRN SOLE 20000 0 0 SHAW GROUP INC LYON 21 820280AC9 15498 24600 PRN SOLE 24600 0 0 CELESTICA INC LYON ZERO 20 15101QAA6 14919 31000 PRN SOLE 31000 0 0 AMGEN INC LYON ZERO 32 031162AE0 13473 17500 PRN SOLE 17500 0 0 AMERICA ONLINE INC DEL SUB NT CV ZRO 19 02364JAC8 13163 22500 PRN SOLE 22500 0 0 CARNIVAL CORP LYON ZERO CPN 21 143658AS1 12975 22500 PRN SOLE 22500 0 0 PROVINCE HEALTHCARE CO SB NT CV 4.5%05 743977AC4 11542 12529 PRN SOLE 12529 0 0 ARROW ELECTRS INC SR DB CV ZERO 21 042735AY6 9961 21413 PRN SOLE 21413 0 0 3M CO COM 88579Y101 8719 67050 SHR SOLE 67050 0 0 SPX CORP LYON ZERO 21 784635AF1 7365 12000 PRN SOLE 12000 0 0 INCO LTD COM 453258402 7057 379000 SHR SOLE 379000 0 0 STATE STR CORP SPACES 857477202 3545 20000 SHR SOLE 20000 0 0 GENERAL MLS INC COM 370334104 934 20500 SHR SOLE 20500 0 0 ASM INTL N V COM N07045102 673 67400 SHR SOLE 67400 0 0 AMERICAN INTL GROUP INC COM 026874107 623 12600 SHR SOLE 12600 0 0 SOLECTRON CORP COM 834182107 513 169900 SHR SOLE 169900 0 0 CALPINE CORP COM 131347106 330 100000 SHR SOLE 100000 0 0
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