-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IrRHTHwlQ7Ec3oQtukjpJrAKn+ZlJk57WwwiUyDr5Gc9/OWdR88kS9gBnvl8UpRo AaqpfsMcQsvA3LAbj+mJQw== /in/edgar/work/20000809/0000949509-00-500002/0000949509-00-500002.txt : 20000921 0000949509-00-500002.hdr.sgml : 20000921 ACCESSION NUMBER: 0000949509-00-500002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20000809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT L L C CENTRAL INDEX KEY: 0000949509 STANDARD INDUSTRIAL CLASSIFICATION: [ ] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05050 FILM NUMBER: 689410 BUSINESS ADDRESS: STREET 1: 333 S GRAND AVENUE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2138306300 MAIL ADDRESS: STREET 2: 333 S GRAND AVE 28TH FL CITY: LOS ANGLES STATE: CA ZIP: 90071 13F-HR 1 r13f630.txt OAKTREE CAPITAL MGMT. 13F FILING AS OF 6/30/2000 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2000 Check here if Amendment [ ] ; Amendment Number: This Amendment (Check only one.) : [ ] is a restatement. [ ] adds new holding entries. Institutional Manager Filing this Report: Name: Oaktree Capital Management, LLC Address:333 South Grand Avenue 28 Floor Los Angeles, CA 90071 13F File Number: 28-5050 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth Liang Title: Managing Director, General Counsel Phone: 213-830-6422 Signature, Place, and Date of Signing: Kenneth Liang Los Angeles, CA August 8, 2000 Report Type (Check only one.): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE REPORT [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 126 Form 13F Information Table Value Total: $1,192,442 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN DSCRETN MRGRS SOLE SHARED NONE ACORN PRODS INC COM 004857108 1,161 1,149,500 SH SOLE 1,149,500 ADVANTICA RESTAURANT GROUP INC COM 00758B109 2,947 3,038,401 SH SOLE 3,038,401 AETHER SYS INC SUB NT CV 6%05 00808VAA3 21,808 20,500,000 PRN SOLE 20,500,000 AFFYMETRIX INC SB NT CV 144A 07 00826TAC2 6,540 8,390,000 PRN SOLE 8,390,000 AGNICO EAGLE MINES LTD SRNT CONV 3.5%04 008474AA6 824 1,230,000 PRN SOLE 1,230,000 ALKERMES INC SUB NT CV3.75%07 01642TAB4 609 750,000 PRN SOLE 750,000 ALZA CORP DEL SUB LYON ZERO 14 022615AC2 9,384 12,025,000 PRN SOLE 12,025,000 AMERICAN TOWER CORP NT CV 144A 5%10 029912AE2 51,736 50,500,000 PRN SOLE 50,500,000 AMERICAN TOWER CORP NT CV ACRD 5%10 029912AF9 1,793 1,750,000 PRN SOLE 1,750,000 APACHE CORP ACES C DP 1/50 037411600 21,668 418,700 SH SOLE 418,700 APT SATELLITE HOLDINGS LTD SPONSORED ADR 00203R105 2,095 441,001 SH SOLE 441,001 ASSISTED LIVING CONCEPTS INC SUB DB CV 144A03 04543LAE9 110 255,000 PRN SOLE 255,000 AT HOME CORP SB NT CV 144A 06 045919AD9 542 750,000 PRN SOLE 750,000 ATRIX LABS INC SUB NT CONV 7%04 04962LAC5 655 910,000 PRN SOLE 910,000 AUTOTOTE CORP CL A 053323101 27,249 6,221,292 SH SOLE 6,221,292 BARNETT INC COM 068062108 8,118 792,000 SH SOLE 792,000 BIOPURE CORP CL A 09065H105 47,380 2,798,607 SH SOLE 2,798,607 BIOVAIL CORP PFD EQ SBDB CV 09067J208 25,980 480,000 SH SOLE 480,000 BROADWING INC PFD CV DEP1/20 111620407 15,863 337,500 SH SOLE 337,500 BURR BROWN CORP SB NT CV 144A 07 122574AD8 9,873 5,850,000 PRN SOLE 5,850,000 CAMINUS CORP COM 133766105 87,367 3,962,229 SH SOLE 3,962,229 CENTRAL GARDEN & PET CO SUB NT CONV 6%03 153527AC0 538 855,000 PRN SOLE 855,000 CHARMING SHOPPES INC SB NT CV 7.5%06 161133AA1 838 950,000 PRN SOLE 950,000 CIRRUS LOGIC INC SB NT CV 6%03 172755AC4 666 740,000 PRN SOLE 740,000 COLLAGENEX PHARMACEUTICALS INC COM 19419B100 452 53,539 SH SOLE 53,539 COR THERAPEUTICS INC SB NT CV 144A 07 217753AC6 13,702 9,750,000 PRN SOLE 9,750,000 CRITICAL PATH INC SB NT CV 144A 05 22674VAA8 4,687 5,600,000 PRN SOLE 5,600,000 CYMER INC SB NT CV STEP 04 232572AC1 17,269 15,350,000 PRN SOLE 15,350,000 CYPRESS SEMICONDUCTOR CORP SUB NT CV 4%05 232806AE9 25,747 22,100,000 PRN SOLE 22,100,000 DIGITAL IS INC DEL SUB NT CV 6%05 25385NAA9 428 600,000 PRN SOLE 600,000 DURA PHARMACEUTICALS INC SUB NT CV 3.5%02 26632SAA7 717 850,000 PRN SOLE 850,000 E SIM LTD ORD M40990109 413 42,400 SH SOLE 42,400 EFFICIENT NETWORKS INC SB NT CV 144A 05 282056AA8 14,787 19,650,000 PRN SOLE 19,650,000 EMCOR GROUP INC COM 29084Q100 22,695 978,645 SH SOLE 978,645 EMMIS COMMUNICATIONS CORP PFD CV SER A 291525202 9,864 165,850 SH SOLE 165,850 FORCENERGY INC COM NEW 345206205 84,359 4,658,168 SH SOLE 4,658,168 FREEPORT-MCMORAN COPPER & GOLD CL B 35671D857 2,001 216,300 SH SOLE 216,300 FRIEDE GOLDMAN HALTER INC SR SB NTCV4.5%04 358430AA4 742 1,500,000 PRN SOLE 1,500,000 GENESCO INC SUB NT CV 5.5%05 371532AL6 981 1,050,000 PRN SOLE 1,050,000 GETTY IMAGES INC SB NT CV 144A 07 374276AD5 18,940 22,700,000 PRN SOLE 22,700,000 GRUPO ELEKTRA SA DE CV GLOBL DEP RCPT 40050A102 5,420 528,800 SH SOLE 528,800 GRUPO INDL MASECA S A DE C V SPON ADR NEW 400488409 3,132 435,800 SH SOLE 435,800 GULF INDONESIA RES LTD COM 402284103 2,988 373,500 SH SOLE 373,500 HEALTHCARE RLTY TR SB DB CV 6.55%02 421946AA2 928 1,070,000 PRN SOLE 1,070,000 HILTON HOTELS CORP SUB NT CONV 5%06 432848AL3 795 1,000,000 PRN SOLE 1,000,000 HMT TECHNOLOGY CORP SB NT CV 5.75%04 403917AD9 284 875,000 PRN SOLE 875,000 HOMEBASE INC SB NT CV 5.25%04 43738EAB4 297 665,000 PRN SOLE 665,000 HUMAN GENOME SCIENCES INC SB NT CV 144A 07 444903AG3 2,178 2,660,000 PRN SOLE 2,660,000 HUTCHINSON TECHNOLOGY INC SB NT CV 6%05 448407AC0 182 250,000 PRN SOLE 250,000 IBASIS INC SB NT CV 5.75%05 450732AA0 739 1,000,000 PRN SOLE 1,000,000 IMCLONE SYS INC SUB NT CV 144A05 45245WAA7 19,079 21,650,000 PRN SOLE 21,650,000 INCO LTD DEB CONV 5.75%04 453258AK1 898 1,000,000 PRN SOLE 1,000,000 INCYTE GENOMICS INC SUB NT CV 144A07 45337CAA0 7,530 9,100,000 PRN SOLE 9,100,000 INTERLIANT INC SB NT CV 144A05 458742AA1 464 750,000 PRN SOLE 750,000 INTERNET CAP GROUP INC SUB NT CV 5.5%04 46059CAA4 682 1,000,000 PRN SOLE 1,000,000 INVITROGEN CORP SUB NT CV 144A07 46185RAA8 314 300,000 PRN SOLE 300,000 IVAX CORP SR SB CV 144A07 465823AB8 25,023 19,120,000 PRN SOLE 19,120,000 JUNIPER NETWORKS INC SB NT CV 4.75%07 48203RAA2 30,257 27,375,000 PRN SOLE 27,375,000 KELLSTROM INDS INC SB NT CV 5.5%03 488035AE6 222 500,000 PRN SOLE 500,000 KERR MCGEE CORP SB DB CV 5.25%10 492386AP2 7,650 6,650,000 PRN SOLE 6,650,000 KEY ENERGY SVCS INC SB NT CV 5%04 492914AF3 703 885,000 PRN SOLE 885,000 KOREA TELECOM SPONSORED ADR 50063P103 2,179 45,400 SH SOLE 45,400 KULICKE & SOFFA INDS INC SUB NT CV 144A06 501242AC5 8,476 5,830,000 PRN SOLE 5,830,000 LAMAR ADVERTISING CO NT CV 5.25%06 512815AF8 6,894 6,200,000 PRN SOLE 6,200,000 LSI LOGIC CORP SUB NT CV 4%05 502161AE2 23,907 22,350,000 PRN SOLE 22,350,000 LTV CORP NEW COM 501921100 17,055 5,921,820 SH SOLE 5,921,820 MAGNA INTL INC SUB DB CV 144A05 559222AF1 662 725,000 PRN SOLE 725,000 MAGNA INTL INC SBDB CV 4.875%05 559222AG9 3,650 4,000,000 PRN SOLE 4,000,000 MASCOTECH INC SB DB CONV 4.5%03 574670AB1 760 1,000,000 PRN SOLE 1,000,000 MGC COMMUNICATIONS INC PFD CV SER D 552763500 10,442 209,000 SH SOLE 209,000 MILLENNIUM PHARMACEUTICALS INC SUB NT CV 144A07 599902AA1 22,861 15,270,000 PRN SOLE 15,270,000 MILLENNIUM PHARMACEUTICALS INC SUB NT CV 5.5%07 599902AB9 1,467 980,000 PRN SOLE 980,000 NATIONAL AUSTRALIA BK LTD CAP UTS EXCHBL 632525309 5,306 187,393 SH SOLE 187,393 NATIONAL DATA CORP SUB NT CONV 5%03 635621AA3 619 750,000 PRN SOLE 750,000 NETWORK EQUIP TECHNOLOGIES SB DB CV 7.25%14 641208AA1 420 600,000 PRN SOLE 600,000 NETWORKS ASSOCS INC SB DB CV ZERO 18 640938AB2 949 2,690,000 PRN SOLE 2,690,000 OFFSHORE LOGISTICS INC SUB NT CONV 6%03 676255AF9 943 1,025,000 PRN SOLE 1,025,000 OMNICARE INC SUB DEB CV 5%07 681904AD0 679 1,000,000 PRN SOLE 1,000,000 ORIX CORP ADN REPSTG CV 05 686330AB7 4,156 2,868,507 PRN SOLE 2,868,507 PARKER DRILLING CO SUB NT CV 5.5%04 701081AD3 1,121 1,345,000 PRN SOLE 1,345,000 P-COM INC SB NT CV 4.25%02 693262AC1 155 250,000 PRN SOLE 250,000 PENN TRAFFIC CO NEW COM NEW 707832200 11,079 1,671,099 SH SOLE 1,671,099 PEPSI-GEMEX S A DE CV GDR REP ORD 713435105 2,781 626,800 SH SOLE 626,800 PERSONNEL GROUP AMER INC SB NT CV 5.75%04 715338AE9 361 850,000 PRN SOLE 850,000 POGO PRODUCING CO SUB NT CV 5.5%06 730448AE7 1,176 1,400,000 PRN SOLE 1,400,000 POGO TR I QUIPS SER A 73044P208 10,201 188,900 SH SOLE 188,900 PRIDE INTL INC SB DB CV ZRO 18 741932AB3 26,078 61,000,000 PRN SOLE 61,000,000 QUANTUM CORP SUB NT CONV 7%04 747906AC9 509 650,000 PRN SOLE 650,000 RATIONAL SOFTWARE CORP SUB NT CV 144A07 75409PAA1 46,921 32,300,000 PRN SOLE 32,300,000 REDBACK NETWORKS INC SB NT CV 144A 07 757209AA9 738 650,000 PRN SOLE 650,000 REPTRON ELECTRONICS INC SB NT CV 6.75%04 76026WAA7 137 210,000 PRN SOLE 210,000 RICHARDSON ELECTRS LTD SRSBDBCV 8.25%06 763165AC1 272 267,000 PRN SOLE 267,000 S L INDS INC COM 784413106 5,119 525,000 SH SOLE 525,000 S3 INC SB NT CV 5.75%03 784849AC5 7,756 7,835,000 PRN SOLE 7,835,000 SCHULER HOMES INC DEB CONV 6.5%03 808188AA4 254 315,000 PRN SOLE 315,000 SCI SYS INC SUB NT CONV 3%07 783890AF3 31,281 31,825,000 PRN SOLE 31,825,000 SEACOR SMIT INC SUBNTCV 5.375%06 811904AE1 31,023 30,740,000 PRN SOLE 30,740,000 SEALED AIR CORP NEW PFD CV A $2 81211K209 27,591 545,000 SH SOLE 545,000 SEMTECH CORP SB NT CV 144A 07 816850AB7 44,169 39,550,000 PRN SOLE 39,550,000 SEPRACOR INC SB DB CV 144A 07 817315AJ3 36,100 24,845,000 PRN SOLE 24,845,000 SHANDONG HUANENG PWR DEV LTD SPON ADR N 819419102 2,581 616,300 SH SOLE 616,300 SILICON GRAPHICS INC SR NT CV 5.25%04 827056AC6 754 1,200,000 PRN SOLE 1,200,000 SK TELECOM LTD SPONSORED ADR 78440P108 3,729 102,700 SH SOLE 102,700 SPORT SUPPLY GROUP INC COM 848915104 1,866 403,100 SH SOLE 403,100 SUNBEAM CORP SRSDCV ZRO144A18 867071AA0 32,405 197,830,000 PRN SOLE 197,830,000 SUNRISE ASSISTED LIVING INC SUB NT CV 5.5%02 86768KAC0 820 950,000 PRN SOLE 950,000 SYSTEMS & COMPUTER TECHNOLOGY SUB DB CONV 5%04 871873AB1 141 150,000 PRN SOLE 150,000 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039209 1,022 26,500 SH SOLE 26,500 TEEKAY SHIPPING MARSHALL ISLND COM Y8564W103 7,223 219,691 SH SOLE 219,691 TELE CENTRO OESTE CELULAR SA SPON ADR PFD 87923P105 1,165 97,100 SH SOLE 97,100 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 10,983 464,887 SH SOLE 464,887 TELE1 EUROPE HLDG AB SPONSORED ADR 87944T201 812 67,320 SH SOLE 67,320 TELECOMM ARGENTINA STET-FRANCE SPON ADR REP B 879273209 1,218 44,300 SH SOLE 44,300 TELECOMUNICACOES DE SAO PAULO SPON ADR PFD 87929A102 3,028 163,700 SH SOLE 163,700 TELEMIG CELULAR PART S A SPON ADR PFD 87944E105 458 6,400 SH SOLE 6,400 TERRA NETWORKS S A SPONSORED ADR 88100W103 1,327 36,400 SH SOLE 36,400 THERMO ELECTRON CORP SUBDB CV 144A 03 883556AF9 915 1,000,000 PRN SOLE 1,000,000 TOWER AUTOMOTIVE INC SB NT CV ACRD 04 891707AB7 51 65,000 PRN SOLE 65,000 TOWER AUTOMOTIVE INC SB NT CV 5%04 891707AE1 8,525 10,860,000 PRN SOLE 10,860,000 TRIQUINT SEMICONDUCTOR INC SB NT CV 144A 07 89674KAA1 10,732 11,500,000 PRN SOLE 11,500,000 TUBOS DE ACERO DE MEXICO S A ADR NEW 898592506 874 63,000 SH SOLE 63,000 UNITEDGLOBALCOM PFD D DEP1/20 913247805 19,842 438,500 SH SOLE 438,500 VETERINARY CTRS OF AMER INC SB DB CV 5.25%06 925514AB7 352 385,000 PRN SOLE 385,000 VIROPHARMA INC SB NT CV 144A 07 928241AA6 110 300,000 PRN SOLE 300,000 VITESSE SEMICONDUCTOR CORP SB DB CV 144A 05 928497AA4 10,743 11,750,000 PRN SOLE 11,750,000 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 1,226 122,600 SH SOLE 122,600
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