-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KoHWsqVvI0cEgwQZvK/JEjHr8K5FHFBl6POjrBAPzgp3A4vB36mXLe0JzEHR7qy5 uC/Won9X1ax8ZEjS74tWXQ== 0001363561-07-000009.txt : 20071023 0001363561-07-000009.hdr.sgml : 20071023 20071023090921 ACCESSION NUMBER: 0001363561-07-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071023 DATE AS OF CHANGE: 20071023 EFFECTIVENESS DATE: 20071023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REILLY FINANCIAL ADVISORS, LLC CENTRAL INDEX KEY: 0001363561 IRS NUMBER: 330775174 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12139 FILM NUMBER: 071184574 BUSINESS ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 BUSINESS PHONE: 619-698-0794 MAIL ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 13F-HR 1 rfa13f3q07.txt COVER & SUMMARY TYPE: 13F-HR PERIOD 09/30/2007 FILER CIK 0001363561 CCC gxmfv$d4 SUBMISSION - CONTACT NAME S. Mickelberg, ESQ. PHONE 609-896-9060 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Check here if Amendment [ ]; This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Reilly Financial Advisors, LLC Address: 7777 Alvardo Road, Suite 116 La Mesa, CA 91941 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Stuart Mickelberg, ESQ. Title: Filer's Attorney Phone: 609-896-9060 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state ''NONE'' and omit the column headings and list entries.] Form 13 F Information Table COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME TITLE CUSIP VALUE SHRS OR-SH/ INVESTMEMT OTHER VOTING OF ISSUER OF CLASS -PUT/PRN DISCRETION MAN. AUTHORITY AMT-PRN-CALL SOLE/SHARED or NONE - --------------------------------------------------------------------------------------------------------------------------------- 3m Company Common 88579Y101 357.580 3995SH Sole None 3995 ABN Amro 6.08% Pfd Pref. 00372Q201 102.989 4768SH Sole None 4768 ABN AMRO 6.25% Pfd Pref. 00080V203 128.800 5600SH Sole None 5600 Ace Ltd 7.80% Pfd Pref. G0070K111 105.203 4150SH Sole None 4150 Aegon N V 6.375% Pfd Pref. 007924301 296.625 13125SH Sole None 13125 Akzo Nobel N.V. ADR Common 010199305 863.317 10739SH Sole None 10739 Alliancebernstein Holding LP Common 01881G106 156.083 1969SH Sole None 1969 Altria Group Inc Common 02209S103 430.445 6149SH Sole None 6149 America Movil S A Common 02364W105 143.533 2277SH Sole None 2277 American Express Corp Common 025816109 2927.483 48195SH Sole None 48195 Amgen Inc Common 031162100 332.327 5868SH Sole None 5868 Amphenol Corporation Common 032095101 3404.257 85755SH Sole None 85755 Anadarko Petroleum Corp Common 032511107 82.739 1562SH Sole None 1562 Anglo American Plc Common 03485P201 128.895 3735SH Sole None 3735 Apache Corp Common 037411105 78.837 1063SH Sole None 1063 Apollo Group Inc Common 037604105 1775.315 38645SH Sole None 38645 Apple Computer Inc Common 037833100 402.710 2730SH Sole None 2730 Archer-Daniels-Midland Co Common 039483102 65.419 1980SH Sole None 1980 Ashland Inc Common 044204105 2131.413 35330SH Sole None 35330 AT&T Inc Common 00206R102 653.544 15976SH Sole None 15976 Bac Cap Tr VIII 6% Pfd Pref. 05518T209 597.536 26300SH Sole None 26300 Bac Capital Trust V 6% Pfd Pref. 055184204 415.520 18550SH Sole None 18550 Bank America Corp Common 060505104 257.679 5103SH Sole None 5103 BASF AG Common 055262505 83.498 630SH Sole None 630 BASF AG Common 055262505 395.205 3005SH Sole None 3005 Baxter International Inc Common 071813109 147.342 2603SH Sole None 2603 Berkshire Hathaway Cl B Common 084670207 4140.523 1126SH Sole None 1126 Berkshire Hathaway Inc Class A Common 084670108 110.000 1SH Sole None 1 Black & Decker Corp Common 091797100 1929.179 23159SH Sole None 23159 Blackrock Preferred Opportunity Trust Common 09249V103 155.807 7531SH Sole None 7531 Boeing Co Common 097023105 3320.519 34930SH Sole None 34930 Boston Properties Inc Common 101121101 55.574 588SH Sole None 588 Burlington Northern Santa Fe Corp Common 12189T104 2973.657 35945SH Sole None 35945 Calamos Convertible Opportunities Fund Common 128117108 94.189 5640SH Sole None 5640 Canadian National Railway Company Common 136375102 31.920 560SH Sole None 560 Caterpillar Inc Common 149123101 296.434 3935SH Sole None 3935 Checkfree Corp Common 162813109 74.297 1604SH Sole None 1604 ChevronTexaco Corp Common 166764100 1680.196 19096SH Sole None 19096 Cisco Systems Inc Common 17275R102 157.574 5464SH Sole None 5464 Citigroup 6.00% Pfd Pref. 17307Q205 460.166 20245SH Sole None 20245 Citigroup Inc Common 172967101 2996.889 61843SH Sole None 61843 Coach Inc Common 189754104 119.600 2500SH Sole None 2500 Coca Cola Co Common 191216100 287.480 4966SH Sole None 4966 Cognizant Technology Solutions Corp Common 192446102 1837.376 23130SH Sole None 23130 ConocoPhillips Common 20825C104 306.618 3647SH Sole None 3647 Consolidated Edison Inc Common 209115104 59.894 1300SH Sole None 1300 Constellation Energy Group Inc Common 210371100 580.305 6621SH Sole None 6621 Core Laboratories Common N22717107 73.035 715SH Sole None 715 Costco Wholesale Corp Common 22160K105 122.697 2000SH Sole None 2000 Credit Suisse AM Inc Fund Common 224916106 117.300 30000SH Sole None 30000 DaVita Inc Common 23918K108 53.900 1000SH Sole None 1000 Deere & Co Common 244199105 63.531 530SH Sole None 530 Diageo PLC ADR Common 25243Q205 79.895 950SH Sole None 950 Eaton Vance Tax Mgd Global Common 27829C105 107.675 5900SH Sole None 5900 eBay Inc Common 278642103 65.090 1944SH Sole None 1944 Edison International Common 281020107 109.160 2037SH Sole None 2037 Elan Corp Plc-Adr Common 284131208 42.840 2000SH Sole None 2000 Encana Corp Common 292505104 233.298 3772SH Sole None 3772 Energen Corp Common 29265N108 66.084 1200SH Sole None 1200 ENI SPA Common 26874R108 72.896 1081SH Sole None 1081 Exelon Corp Common 30161N101 410.697 5400SH Sole None 5400 Expeditors Int of Washington Common 302130109 667.082 15781SH Sole None 15781 Fedex Corp Common 31428X106 4762.617 44838SH Sole None 44838 FirstEnergy Corp Common 337932107 57.526 925SH Sole None 925 Fluor Corp Common 343861100 172.469 1160SH Sole None 1160 Fpl Group Inc Common 302571104 3664.411 59677SH Sole None 59677 General Dynamics Common 369550108 1778.773 23000SH Sole None 23000 General Elec Co Common 369604103 2060.518 51012SH Sole None 51012 General Electric Corp 6.10% PFD Common 369622519 85.347 3649SH Sole None 3649 Goldman Sachs 6.20% Pfd Pref. 38144X500 298.853 12437SH Sole None 12437 Goldman Sachs Group Inc Common 38141G104 93.292 476SH Sole None 476 Goodrich Corporation Common 382388106 3007.680 43448SH Sole None 43448 Harley-Davidson Inc Common 412822108 151.410 3000SH Sole None 3000 Harrahs Entertainment Inc Common 413619107 64.813 758SH Sole None 758 Harsco Corporation Common 415864107 2496.126 48829SH Sole None 48829 Henry Schein Inc Common 806407102 2663.816 51105SH Sole None 51105 Hewlett-Packard Co Common 428236103 2992.408 59384SH Sole None 59384 Home Depot Inc Common 437076102 375.849 10524SH Sole None 10524 Honeywell Intl Inc Common 438516106 305.445 5529SH Sole None 5529 Hospitality Pptys Pfd 7% Common 44106M508 58.800 2800SH Sole None 2800 HSBC Finance Corp 6.36% Pfd Pref. 40429C607 322.914 13239SH Sole None 13239 HSBC Holdings PLC Common 404280406 1948.071 19975SH Sole None 19975 Imperial Tobacco Group Plc Common 453142101 86.421 961SH Sole None 961 ING Prime Rate Trust Common 44977W106 57.353 8300SH Sole None 8300 Intel Corp Common 458140100 3152.224 120589SH Sole None 3547 iShares S&P Europe 350 Common 464287861 3142.674 27811SH Sole None 27811 iShares DJ Dividend Index Fund Common 464287168 2159.420 30708SH Sole None 30708 iShares DJ Transportation Avg Common 464287192 70.430 806SH Sole None 806 iShares Dow Jones Total Market Common 464287846 689.586 9180SH Sole None 9180 iShares MSCI EAFE Index Fund Common 464287465 209.841 2630SH Sole None 2630 iShares MSCI Emerging Markets Index Common 464287234 74.891 572SH Sole None 572 iShares MSCI Japan Common 464286848 1637.035 113578SH Sole None 113578 iShares MSCI Pacific Common 464286665 3542.851 25185SH Sole None 25185 iShares Mstar Small Growth Common 464288604 393.781 4570SH Sole None 4570 iShares NAS BIO Common 464287556 299.600 3760SH Sole None 3760 iShares Russell 1000 Growth Common 464287614 125.174 2013SH Sole None 2013 iShares Russell 1000 Value Common 464287598 234.874 2698SH Sole None 2698 iShares Russell 2000 Growth Common 464287648 82.978 944SH Sole None 944 iShares Russell 3000 Value Common 464287663 597.260 5294SH Sole None 5294 iShares Russell Mid Cap Index Common 464287499 1008.972 9202SH Sole None 9202 iShares S&P 400 Midcap Growth Common 464287606 99.903 1086SH Sole None 1086 iShares S&P Mid Cap 400 Common 464287507 84.860 949SH Sole None 949 iShares S&P Midcap 400/Barra Value Common 464287705 77.001 896SH Sole None 896 iShares S&P Small Cap 600 Common 464287879 1179.584 15140SH Sole None 15140 ITT Industries Inc Common 450911102 3389.631 49042SH Sole None 49042 J P Morgan Chase & Co Common 46625H100 195.745 4431SH Sole None 4431 Johnson & Johnson Common 478160104 3402.647 54737SH Sole None 54737 Kraft Foods Inc Common 50075N104 146.165 4259SH Sole None 4259 L-3 Communications Holdings Inc Common 502424104 2376.322 24385SH Sole None 24385 Las Vegas Sands Corp Common 517834107 65.825 500SH Sole None 500 Lehman Brothers 6.50% Pfd Pref. 524908720 284.246 11550SH Sole None 11550 Lehman Brothers VI 6.24% Pfd Pref. 52520X208 319.600 13600SH Sole None 13600 Lockheed Martin Corp Common 539830109 112.918 1040SH Sole None 1040 Lyondell Chemical Company Common 552078107 111.860 2433SH Sole None 2433 Manulife Financial Corporation Common 56501R106 80.320 1998SH Sole None 1998 Marathon Oil Corp Common 565849106 96.842 1820SH Sole None 1820 McDermott International Inc Common 580037109 63.102 1300SH Sole None 1300 McGraw Hill Companies Inc Common 580645109 3376.394 67313SH Sole None 67313 Medtronic Inc Common 585055106 2036.990 40078SH Sole None 40078 Merck & Co Inc Common 589331107 112.726 2114SH Sole None 2114 Metlife Inc 6.5% PFD Common 59156R603 136.826 5499SH Sole None 5499 Microsoft Corp Common 594918104 3803.803 130358SH Sole None 130358 Morgan Stanley 6.25% Pfd Pref. 617460209 128.991 5700SH Sole None 5700 MS India Investment Fund Common 61745C105 65.920 1391SH Sole None 1391 National Australia Bank Ltd Common 632525408 180.253 1009SH Sole None 1009 National Grid PLC Common 636274300 142.692 1950SH Sole None 1950 Nike Inc Cl B Common 654106103 3460.129 58254SH Sole None 58254 Northrop Grumman Corp Common 666807102 110.760 1418SH Sole None 1418 Novartis ADR Common 66987V109 539.148 9538SH Sole None 9538 Nuveen Quality Preferred Inc 2 Common 67072C105 12.616 1001SH Sole None 1001 Occidental Pete Corp Common 674599105 175.628 2900SH Sole None 2900 Oracle Systems Corp Common 68389X105 151.040 7308SH Sole None 7308 Oshkosh Truck Common 688239201 593.178 10873SH Sole None 10873 PACCAR Inc Common 693718108 2668.828 46818SH Sole None 46818 Peabody Energy Corporation Common 704549104 180.389 4164SH Sole None 4164 Pepsico Inc Common 713448108 5661.605 77259SH Sole None 77259 Perini Corporation Common 713839108 113.291 1905SH Sole None 1905 Petroleo Brasileiro S.A. Common 71654V408 122.061 1800SH Sole None 1800 Pfizer Inc Common 717081103 65.095 2637SH Sole None 2637 PIMCO Corporate Opportunity Common 72201B101 398.154 26688SH Sole None 26688 Pimco Municipal Adv Fund Common 722015104 53.595 4129SH Sole None 4129 Plum Creek Timber Inc Common 729251108 62.439 1471SH Sole None 1471 Powershares Water Port Common 73935X575 74.725 3500SH Sole None 3500 PowerShares QQQ Common 73935A104 215.393 4525SH Sole None 4525 PPLUS Trust Comcast 6.25% Pfd Pref. 73941X775 49.632 2200SH Sole None 2200 Procter & Gamble Co Common 742718109 4020.563 63159SH Sole None 63159 Prologis Trust Common 743410102 171.179 2715SH Sole None 2715 Public Service Enterprise Group Inc Common 744573106 315.110 3581SH Sole None 3581 Qualcomm Inc Common 747525103 438.046 10349SH Sole None 10349 Royal Bank Of Canada Common 780087102 31.422 600SH Sole None 600 Royal Bank Scotland 6.25% Pfd Pref. 780097762 57.590 2600SH Sole None 2600 Royal Bank Scotland PLC 6.35% Pfd Pref. 780097770 525.205 23389SH Sole None 23389 Royal Dutch Shell plc Common 780259206 2279.766 27958SH Sole None 27958 Sanofi Aventis Common 80105N105 1630.634 40862SH Sole None 40862 Schlumberger Limited Common 806857108 146.902 1400SH Sole None 1400 Seaspan Corp Com Common Y75638109 58.012 1778SH Sole None 1778 Sempra Energy Common 816851109 102.859 1766SH Sole None 1766 Sherwin Williams Co Common 824348106 467.592 6988SH Sole None 6988 Siemens AG Common 826197501 3270.867 27822SH Sole None 27822 Southern Co Common 842587107 1142.765 32060SH Sole None 32060 Standard & Poors Depository Receipts Common 78462F103 328.232 2179SH Sole None 2179 Standard & Poors Midcap 400 Common 595635103 110.107 687SH Sole None 687 Staples Inc Common 855030102 1191.592 47022SH Sole None 47022 Stryker Corp Common 863667101 2375.250 37036SH Sole None 37036 Sunoco Inc Common 86764P109 121.590 1656SH Sole None 1656 SVB Financial Group Common 78486Q101 97.582 1985SH Sole None 1985 Target Corporation Common 87612E106 3973.121 65547SH Sole None 65547 Terex Corp New Common 880779103 1301.186 16920SH Sole None 16920 Texas Instrs Inc Common 882508104 74.303 2220SH Sole None 2220 The Lamson & Sessions Co Common 513696104 53.460 2000SH Sole None 2000 Titanium Metals Corporation Common 888339207 160.630 4040SH Sole None 4040 Toronto Dominion Bank Common 891160509 123.355 1935SH Sole None 1935 Toyota Motor Corp Common 892331307 2885.257 22961SH Sole None 22961 TVA 5.618% 5/1/2029 Common 880591409 69.480 3000SH Sole None 3000 TXU Corporation Common 873168108 .000 SH Sole None United Technologies Corp Common 913017109 4225.000 56713SH Sole None 56713 W.R. Berkley 6.75% Pfd Pref. 08449Q203 149.625 6300SH Sole None 6300 Walt Disney Company Common 254687106 110.467 3253SH Sole None 3253 TOTAL 154542.853
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