-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E04nGzIamgceaMewqSnaehJ8lB8UYuWQ3OgCwsaMgqOoZLDEq0LODdpoo4EFFMZV FMYTQ/i+EVCch4nHwNN4Jw== 0000315498-04-000001.txt : 20040209 0000315498-04-000001.hdr.sgml : 20040209 20040206174559 ACCESSION NUMBER: 0000315498-04-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040209 EFFECTIVENESS DATE: 20040209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/ CENTRAL INDEX KEY: 0000315498 IRS NUMBER: 364143109 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01240 FILM NUMBER: 04575421 BUSINESS ADDRESS: STREET 1: 455 CITYFRONT PLAZA STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3128281100 MAIL ADDRESS: STREET 1: 455 CITYFRONT STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/ DATE OF NAME CHANGE: 19970206 13F-HR 1 dec03.txt DECEMBER 31, 2003 13F REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR CALENDAR YEAR OR QUARTER ENDED: December 31, 2003 CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT. [ ] ADD NEW HOLDINGS ENTRIES INSTITUTIONAL INVESMENT MANAGER FILING THIS REPORT: GOFEN AND GLOSSBERG, L.L.C. 455 CITYFRONT PLAZA SUITE 3000 CHICAGO, IL 60611 13F FILE NUMBER: 28-1240 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME : TOM DESKE TITLE : COMPLIANCE OFFICER PHONE : 312-832-1530 SIGNATURE, PLACE, AND DATE OF SIGNING: TOM DESKE CHICAGO, ILLINOIS December 31, 2003 REPORT TYPE (CHECK ONLY ONE.) : [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13 COMBINATION REPORT. LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER : I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 1 FORM 13F INFORMATION TABLE ENTRY TOTAL: 373 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,508,093,000 LIST OF OTHER INCLUDED MANAGERS: AFFILIATED MANAGERS GROUP FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AT & T COM 001957505 600 29550 SH Shr Def 30 29520 AT&T Wireless Services COM 00209A106 355 44382 SH Shr Def 1048 43334 Abbott Laboratories COM 002824100 24253 520453 SH Shr Def 11132 509321 Actuant Cl A COM 00508X203 213 5892 SH Shr Def 5892 Adaptec Cvt 3% NOTE 00651FAE8 951 950000PRN Shr Def 50000 900000 Agere Systems Cl B COM 00845V209 36 12305 SH Shr Def 12305 Agilent Technologies COM 00846U101 3977 136000 SH Shr Def 5600 130400 Agilent Tech A/R 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600 126408 Wyeth COM 983024100 8099 190783 SH Shr Def 4800 185983 XM Satellite Radio Hldgs Cl A COM 983759101 2419 92007 SH Shr Def 2197 89810 Yum! Brands COM 988498101 900 26162 SH Shr Def 26162 Zimmer Holdings COM 98956P102 7512 106703 SH Shr Def 8220 98483 Everest Re Group Ltd COM G3223R108 3846 45462 SH Shr Def 3700 41762 Nabors Industries Ltd SHS G6359F103 9851 237370 SH Shr Def 19165 218205 Transocean ORD G90078109 230 9568 SH Shr Def 9568 Check Point Software Tech ORD M22465104 1992 118150 SH Shr Def 7200 110950
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