-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LRsvpFdeObcMYjSwHpGoyZPqXXQ5XINPjTSmztXuEXE058IY/YNBS+b6lEIueBjO 18Iu7DphyfNuXimdQjM/OQ== 0001012168-99-000039.txt : 20040503 0001012168-99-000039.hdr.sgml : 20040503 19990513181200 ACCESSION NUMBER: 0001012168-99-000039 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990514 DATE AS OF CHANGE: 20001122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 IRS NUMBER: 943240279 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03896 FILM NUMBER: 99621119 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STE 11325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19970210 13F-HR 1 HOLDINGS REPORT FORM 13F .......................... OMB Approval .......................... OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response: 24.7 .......................... UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: March 31, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Meridee Moore Managing Member (415) 421-2132 /s/ Meridee Moore San Francisco, California May 14, 1999 Report Type: 13F HOLDINGS REPORT Page 1 of 4 Pages Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 71 Form 13F Information Table Value Total: $978,130 (thousands) **Certain risk arbitrage positions have been omitted from the Reporting Manager's Form 13F and filed separately with the Commission in accordance with the Instructions to Form 13F and Rule 24b-2 of the Exchange Act Rules.** List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C. Page 2 of 4 Pages
FORM 13 F INFORMATION TABLE Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 -------- -------- -------- -------- -------- -------- -------- -------- Name of Issuer Title of CUSIP Value Shrs or Prn SH/PRN Put/Call Investment Other Voting Authority Class (x$1000) Amt Discretion Managers Sole Shared None Allergan Specialty CL A 018494104 9,108 952,521 SH Defined 1 952,521 Therap Alza Corp Del COM 022615108 8,550 223,520 SH Defined 1 223,520 America Online Inc COM 02364J104 19,737 135,188 SH Defined 1 135,188 Del AMP Inc COM 031897101 108,459 2,020,199 SH Defined 1 2,020,199 Amphenol Corp New CL A 032095101 15,453 403,988 SH Defined 1 403,988 Anacomp Inc Del COM 032371106 3,710 230,070 SH Defined 1 230,070 Astra AB SPONSOR 046298105 8,529 365,000 SH Defined 1 365,000 ADR A AT&T Corp COM 001957109 55,354 693,553 SH Defined 1 693,553 Axogen Ltd COM G0690R108 23,366 750,700 SH Defined 1 750,700 Bandag Inc COM 059815100 2,770 98,500 SH Defined 1 98,500 British Amern Tob SPONSORED 110448107 1,788 100,000 SH Defined 1 100,000 Plc ADR Brylane Inc COM 117661108 2,619 108,000 SH Defined 1 108,000 California Fed Bk CONT LITIG 130209604 693 63,000 SH Defined 1 63,000 FSB Los Angl REC Capital Pac Hdgs COM 14040M104 2,810 7,024,627 SH Defined 1 7,024,627 Inc Chicago Title Corp COM 168228104 2,561 70,400 SH Defined 1 70,400 City Investing Co UNIT BEN 177900107 14,866 11,463,129 SH Defined 1 11,463,129 Liq Tr INT Clinichem Dev Inc CL A 186906103 1,705 267,500 SH Defined 1 267,500 Coast Federal RT 19034Q110 1,020 179,400 SH Defined 1 179,400 Litigation Tr Consorcio G Grupo SUB DB CONV 210306AB2 16,690 37,193,000 PRN Defined 1 37,193,000 Dina S A CV 8%04 Crescendo CL A 225637107 16,563 1,137,345 SH Defined 1 1,137,345 Pharmaceuticals Corp Cypress SUB NT CV 232806AB5 26,028 29,000,000 PRN Defined 1 29,000,000 Semiconductor Corp 144A02 Cypress SUB NT CONV 232806AD1 2,244 2,500,000 PRN Defined 1 2,500,000 Semiconductor Corp 6%02 Eagle Hardware & COM 26959B101 24,314 636,700 SH Defined 1 636,700 Garden Inc El Paso Elec Co COM NEW 283677854 2,837 372,100 SH Defined 1 372,100 Elan Plc WT EXP 284131703 27,809 650,500 SH Defined 1 650,500 123101 Enersis S A SPONSORED 29274F104 21,390 797,775 SH Defined 1 797,775 ADR Envoy Corp New COM 293982104 45,418 1,017,879 SH Defined 1 1,017,879 Federated Dept COM 31410H101 225 5,611 SH Defined 1 5,611 Stores Inc Del First Wash Rlty Tr COM 337489504 5,197 242,446 SH Defined 1 242,446 Inc First Wash Rlty Tr PFD A CV 337489603 11,915 439,246 SH Defined 1 439,246 Inc 9.75% Fisher Scientific COM NEW 338032204 18,350 1,056,140 SH Defined 1 1,056,140 Intl Inc General COM 370787103 5,128 707,300 SH Defined 1 707,300 Semiconductor Inc Golden St Bancorp WT EXP 381197136 3,547 732,320 SH Defined 1 732,320 Inc 000000 Golden St Bancorp COM 381197102 21,923 985,320 SH Defined 1 985,320 Inc Healthcare Financial COM 42219W108 8,365 320,200 SH Defined 1 320,200 Partners Integrated Device SUB NT CV 458118AA4 631 915,000 PRN Defined 1 915,000 Technology 5.5%02 Intelligent Polymers UNIT EX 45815V200 12,857 465,400 SH Defined 1 465,400 Ltd 093000 International ORD 458978103 13,721 1,742,300 SH Defined 1 1,742,300 Comfort Prods Cp Isle of Capris COM 464592104 225 50,000 SH Defined 1 50,000 Casinos Inc Jacor Communications CL A 469858401 81,552 1,073,940 SH Defined 1 1,073,940 Inc Kaynar Technologies COM 486605108 5,816 207,700 SH Defined 1 207,700 Koger Equity Inc COM 500228101 7,778 578,800 SH Defined 1 578,800 Korn Ferry Intl COM NEW 500643200 1,509 115,000 SH Defined 1 115,000 Page 3 of 4 Pages
Ladish Inc COM NEW 505754200 619 90,100 SH Defined 1 90,100 Lam Resh Corp SB NT CV 512807AB4 31,960 37,600,000 PRN Defined 1 37,600,000 144A 02 Ligand CL B 53220K207 7,712 941,898 SH Defined 1 941,898 Pharmaceuticals Inc LucasVarity Plc SPONSORED 549395101 6,707 144,500 SH Defined 1 144,500 ADR MacMillan Bloedel COM 554783209 10,873 983,800 SH Defined 1 983,800 Ltd MCI Worldcom Inc COM 55268B106 4,830 54,572 SH Defined 1 54,572 Midas Group Inc COM 595626102 4,873 146,000 SH Defined 1 146,000 Momentum Business CL A 60877P108 3,819 436,500 SH Defined 1 436,500 Apps Inc Nab Asset Corp COM PAR 628712200 319 283,832 SH Defined 1 283,832 $0.10 Nielsen Media Resh COM NEW 653929307 23,011 932,098 SH Defined 1 932,098 Inc Northwestern Stl & COM NEW 668367204 762 738,700 SH Defined 1 738,700 Wire Co Pharmaceutical COM 717123103 2,828 191,700 SH Defined 1 191,700 Marketing Svcs Quintiles COM 748767100 1,451 38,700 SH Defined 1 38,700 Transnational Corp RJR Nabisco Holdings COM NEW 74960K876 1,650 66,000 SH Defined 1 66,000 Corp Rohn Inds Inc COM 775381106 905 408,000 SH Defined 1 408,000 Santa Isabel S A SPONSORED 802233106 433 49,467 SH Defined 1 49,467 ADR Sealed Air Corp New PFD CV 81211K209 45,961 928,506 SH Defined 1 928,506 A $2 Solutia Inc COM 834376105 6,210 357,400 SH Defined 1 357,400 Spiros Dev Corp II UNIT EX 848935201 9,667 1,120,800 SH Defined 1 1,120,800 Inc / Dura 123102 Telephone & Data Sys COM 879433100 14,381 255,100 SH Defined 1 255,100 Inc TIG Hldgs Inc COM 872469101 16,370 1,003,500 SH Defined 1 1,003,500 Union Camp Corp COM 905530101 336 5,000 SH Defined 1 5,000 United States Filter COM NEW 911843209 26,932 879,400 SH Defined 1 879,400 Corp New United Stationers COM 913004107 24,521 1,634,700 SH Defined 1 1,634,700 Inc Usec Inc COM 90333E108 2,711 199,000 SH Defined 1 199,000 Vesta Ins Group Inc COM 925391104 1,110 214,000 SH Defined 1 214,000 Xylan Corp COM 984151100 31,622 859,000 SH Defined 1 859,000 YPF Sociedad Anonima SPON ADR 984245100 30,426 964,000 SH Defined 1 964,000 CL D Page 4 of 4 Pages
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