-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wu9UF/kBBVSeZqvng9ZBmBIjKx4KXGozzoDuC6ArDRyT7HQh5VZWmjJHB9UFLHyk yDA5bS6YeDvLON71AmXDbg== 0000912057-99-006258.txt : 19991117 0000912057-99-006258.hdr.sgml : 19991117 ACCESSION NUMBER: 0000912057-99-006258 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHRODER INVESTMENT MANAGEMENT GROUP CENTRAL INDEX KEY: 0001086619 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04731 FILM NUMBER: 99756623 BUSINESS ADDRESS: STREET 1: TWO PORTLAND SQUARE CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 ---------- Check here if Amendment [ ]; Amendment Number: ------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Schroder Investment Management Group Address: 31 Gresham Street London, EC2V 7QA United Kingdom Form 13F File Number: 2804731 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report i to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barbara Brooke Manning Title: First Vice President & Chief Compliance Officer Phone: 212-641-3888 Signature, Place, and Date of Sign /s/ Barbara Brooke Manning New York, NY 11/12/99 -------------------------- -------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 6 ------------------------------- Form 13F Information Table Entry Total: 814 ------------------------------- Form 13F Information Table Value Total: $14,906,800 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. (If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28-1732 Schroder Investment Management North America Inc. ----- Schroder Investment Management North America Ltd. Schroder Investment Management International Ltd. Schroder Investment Management (Singapore) Ltd. Schroder Investment Management (Japan) Ltd. Schroder Investment Management (Hong Kong) Ltd. [Repeat as necessary.] - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- AAR CORP Common Stock 361105 $ 2,777,400.00 154,300 AGCO CORP Common Stock 1084102 $ 27,924,000.00 2,148,000 AMFM INC Common Stock 1693100 $ 1,798,200.00 29,600 ABBOTT LABS Common Stock 2824100 $ 1,605,079.00 43,750 ACNIELSEN CORP Common Stock 4833109 $ 9,308,681.25 410,300 ACTEL CORP Common Stock 4934105 $ 6,581,600.00 346,400 AFFILIATED MANAGERS GROUP IN Common Stock 8252108 $ 9,880,850.00 362,600 AFTERMARKET TECHNOLOGY CORP Common Stock 8318107 $ 577,500.00 55,000 AIR EXPRESS INT'L CORP Common Stock 9104100 $ 20,237,250.00 892,000 ALEXANDRIA REAL EST EQTS INC Common Stock 15271109 $ 618,187.50 21,000 ALLIANT TECHSYSTEMS INC Common Stock 18804104 $ 18,159,875.00 262,000 ALLIED SIGNAL INC Common Stock 19512102 $ 38,170,949.75 636,843 ALPHARMA INC Common Stock 20813101 $ 14,961,906.25 423,700 AMERICAN HOME PRODS CORP Common Stock 26609107 $ 34,098,100.00 821,633 AMERICAN INTL GROUP INC Common Stock 26874107 $ 55,813,959.62 641,998 AMERICAN ITALIAN PASTA CO Common Stock 27070101 $ 6,208,762.50 216,900 AMERUS LIFE HLDGS INC Common Stock 30732101 $ 8,027,943.75 378,900 AMES DEPT STORES INC Common Stock 30789507 $ 11,800,125.00 370,200 AMERITECH CORP NEW Common Stock 30954101 $ 36,855,045.91 552,130 AMPHENOL CORP NEW Common Stock 32095101 $ 11,429,112.50 230,600 ANHEUSER BUSCH COS INC Common Stock 35229103 $ 22,527,672.25 321,534 APTARGROUP INC Common Stock 38336103 $ 24,176,650.00 903,800 ASPECT DEV INC Common Stock 45234101 $ 3,104,510.00 87,760 ASSOCIATES FIRST CAP CORP Common Stock 46008108 $ 31,007,449.00 861,318 ASTEC INDS INC Common Stock 46224101 $ 2,682,700.00 111,200 BJ SVCS CO Common Stock 55482103 $ 23,095,875.00 726,000 BP AMOCO PLC Common Stock 55622104 $ 1,216,721.25 10,980 BANCO DE A EDWARDS Spon ADR Rep A 59504100 $ 8,579,114.00 536,195 BANCO DE A EDWARDS Spon ADR Rep A 59504100 $ 3,443,200.00 215,200 BANCO GANADERO Spon ADR B 59594408 $ 267,500.00 40,000 BANK OF AMERICA CORP Common Stock 60505104 $ 36,637,381.71 657,909 BANK UTD CORP Common Stock 65412108 $ 7,378,262.50 227,900 BARD C R INC Common Stock 67383109 $ 1,609,537.50 34,200 BAYOU STEEL CORP LA PLACE Common Stock 73051104 $ 168,750.00 50,000 BELL ATLANTIC CORP Common Stock 77853109 $ 2,447,024.92 36,353 BELLSOUTH CORP Common Stock 79860102 $ 487,421.23 10,832 BELO A H CORP Common Stock 80555105 $ 1,786,275.00 93,400 BLACK & DECKER CORP Common Stock 91797100 $ 182,750.00 4,000 BLACK & DECKER Common Stock 91797100 $ 905,983.00 19,830 BLACK & DECKER Common Stock 91797100 $ 1,471,057.00 35,450 BLUE SQUARE ISRAEL LTD Spon ADR 96055108 $ 27,758,648.50 2,125,064 BRAUNS FASHIONS CORP Common Stock 105658108 $ 591,093.75 32,500 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- AAR CORP 154,300 - 1 121,200 33,100 AGCO CORP 2,081,400 66,600 1 1,829,500 318,500 AMFM INC 29,600 - 1 7,900 21,700 ABBOTT LABS 17,750 26,000 1 26,070 17,680 ACNIELSEN CORP 410,300 - 1 310,300 100,000 ACTEL CORP 346,400 - 1 274,100 72,300 AFFILIATED MANAGERS GROUP IN 362,600 - 1 282,600 80,000 AFTERMARKET TECHNOLOGY CORP 55,000 - 1 55,000 - AIR EXPRESS INT'L CORP 865,100 26,900 1 764,500 127,500 ALEXANDRIA REAL EST EQTS INC 21,000 - 1 21,000 - ALLIANT TECHSYSTEMS INC 253,900 8,100 1 223,500 38,500 ALLIED SIGNAL INC 619,043 17,800 1 398,368 238,475 ALPHARMA INC 410,800 12,900 1 362,500 61,200 AMERICAN HOME PRODS CORP 804,133 17,500 1 494,367 327,266 AMERICAN INTL GROUP INC 616,429 25,569 1 389,074 252,925 AMERICAN ITALIAN PASTA CO 216,900 - 1 170,800 46,100 AMERUS LIFE HLDGS INC 378,900 - 1 299,200 79,700 AMES DEPT STORES INC 370,200 - 1 293,400 76,800 AMERITECH CORP NEW 548,552 3,578 1 366,092 186,038 AMPHENOL CORP NEW 230,600 - 1 181,700 48,900 ANHEUSER BUSCH COS INC 320,034 1,500 1 215,314 106,220 APTARGROUP INC 875,900 27,900 1 770,400 133,400 ASPECT DEV INC 87,760 3 87,760 ASSOCIATES FIRST CAP CORP 861,318 - 1 564,240 297,078 ASTEC INDS INC 111,200 - 1 87,900 23,300 BJ SVCS CO 715,300 10,700 1 560,300 165,700 BP AMOCO PLC 10,850 130 1 130 10,850 BANCO DE A EDWARDS 536,195 1 536,195 BANCO DE A EDWARDS 215,200 2 215,200.000 BANCO GANADERO 40,000 3 40,000.000 BANK OF AMERICA CORP 657,509 400 1 402,232 255,676 BANK UTD CORP 227,900 - 1 179,200 48,700 BARD C R INC 34,200 - 1 27,100 7,100 BAYOU STEEL CORP LA PLACE 50,000 - 1 50,000 - BELL ATLANTIC CORP 31,410 4,943 1 28,204 8,149 BELLSOUTH CORP 10,300 532 1 40 10,792 BELO A H CORP 93,400 - 1 24,300 69,100 BLACK & DECKER CORP 4,000 - 1 4,000 - BLACK & DECKER 19,830 2 19,830.000 BLACK & DECKER 35,450 3 35,450.000 BLUE SQUARE ISRAEL LTD 2,125,064 3 2,125,064.000 BRAUNS FASHIONS CORP 32,500 - 1 32,500 -
Page 1 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- BRISTOL MYERS SQUIBB CO Common Stock 110122108 $ 51,657,101.00 765,287 BURLINGTON RES INC Common Stock 122014103 $ 1,734,600.00 47,200 CBT GROUP PUB LTD Spon ADR 124853300 $ 13,543,750.00 550,000 CBT GROUP PUB LTD Spon ADR 124853300 $ 12,069,860.00 691,872 CEC ENTMT INC Common Stock 125137109 $ 11,341,881.25 316,150 CT COMMUNICATIONS INC Common Stock 126426402 $ 3,357,500.00 68,000 CTS CORP Common Stock 126501105 $ 8,728,500.00 151,800 CALIFORNIA WTR SVC GROUP Common Stock 130788102 $ 2,242,012.50 81,900 CAMBREX CORP Common Stock 132011107 $ 3,965,625.00 150,000 CATELLUS DEV CORP Common Stock 149111106 $ 7,135,775.00 607,300 CATO CORP NEW Common Stock 149205106 $ 704,687.50 50,000 CENTRAL PARKING CORP Common Stock 154785109 $ 1,453,725.00 49,700 CENTURY TEL ENTERPRISES INC Common Stock 156686107 $ 1,872,812.50 46,100 CHARTER ONE FINCL INC Common Stock 160903100 $ 1,682,690.63 72,765 CHATTEM INC Common Stock 162456107 $ 4,847,131.25 219,700 CHEVRON CORP Common Stock 166751107 $ 2,414,000.00 27,200 CHINA TELECOM HK LTD Spon ADR 169428109 $ 556,313.00 9,000 CHINA TELECOM HK LTD Spon ADR 169428109 $ 1,664,437.00 23,900 CITIGROUP INC Common Stock 172967101 $ 3,001,680.00 68,220 CLOROX CO Common Stock 189054109 $ 3,396,600.00 88,800 COCA-COLA FEMSA S.A. Common Stock 191241108 $ 5,142,200.00 367,300 COFLEXIP STENA OFFSHORE Common Stock 192384105 $ 8,020,100.00 202,400 COLGATE PALMOLIVE CO Common Stock 194162103 $ 31,797,523.00 695,016 COLONIAL BANCGROUP INC Common Stock 195493309 $ 4,892,293.75 437,300 COMPANIA DE TELECOMUNICS CHILE Spon ADR 204449300 $ 39,431,606.00 2,183,065 COMPANIA DE TELECOMUNICS CHILE Spon ADR 204449300 $ 33,309,433.00 1,844,121 COMPUTER SCIENCES CORP Common Stock 205363104 $ 36,864,339.00 524,289 COMVERSE TECHNOLOGY Common Stock 205862402 $ 3,747,997.00 33,022 CONCORD EFS INC Common Stock 206197105 $ 213,468.75 10,350 CONMED CORP Common Stock 207410101 $ 6,083,350.00 248,300 CONOCO INC Common Stock 208251306 $ 25,783,962.00 929,145 CONOCO INC. Class A 208251306 $ 3,571,425.00 128,700 CONOCO INC. Class A 208251306 $ 65,751,257.06 2,397,867 CONOCO INC. Class A 208251306 $ 103,950.00 3,850 CONOCO INC. Class A 208251306 $ 15,472,991.25 597,990 CONOCO INC. Class A 208251306 $ 6,575,493.75 249,900 COOPER CAMERON CORP Common Stock 216640102 $ 6,840,300.00 181,200 COUSINS PROPERTIES INC Common Stock 222795106 $ 507,000.00 16,000 COUSINS PROPERTIES INC Common Stock 222795106 $ 540,960.00 16,000 COX RADIO INC Common Stock 224051102 $ 4,438,700.00 74,600 CRISTALERIAS DE CHILE SA Common Stock 226714103 $ 856,800.00 67,200 CULLEN FROST BANKERS INC Common Stock 229899109 $ 23,690,000.00 947,600 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- BRISTOL MYERS SQUIBB CO 758,187 7,100 1 467,117 298,170 BURLINGTON RES INC 47,200 - 1 12,600 34,600 CBT GROUP PUB LTD 550,000 1 550,000 CBT GROUP PUB LTD 691,872 3 691,872.000 CEC ENTMT INC 316,150 - 1 249,000 67,150 CT COMMUNICATIONS INC 68,000 - 1 53,500 14,500 CTS CORP 151,800 - 1 119,500 32,300 CALIFORNIA WTR SVC GROUP 79,600 2,300 1 70,500 11,400 CAMBREX CORP 150,000 - 1 118,500 31,500 CATELLUS DEV CORP 607,300 - 1 516,100 91,200 CATO CORP NEW 50,000 - 1 50,000 - CENTRAL PARKING CORP 49,700 - 1 39,100 10,600 CENTURY TEL ENTERPRISES INC 46,100 - 1 12,100 34,000 CHARTER ONE FINCL INC 72,765 - 1 19,845 52,920 CHATTEM INC 219,700 - 1 172,500 47,200 CHEVRON CORP 27,000 200 1 22,800 4,400 CHINA TELECOM HK LTD 9,000 2 9,000.000 CHINA TELECOM HK LTD 23,900 3 23,900.000 CITIGROUP INC 42,420 25,800 1 67,405 815 CLOROX CO 87,400 1,400 1 55,000 33,800 COCA-COLA FEMSA S.A. 367,300 3 367,300.000 COFLEXIP STENA OFFSHORE 202,400 3 202,400.000 COLGATE PALMOLIVE CO 674,216 20,800 1 432,471 262,545 COLONIAL BANCGROUP INC 437,300 - 1 343,100 94,200 COMPANIA DE TELECOMUNICS CHILE 2,183,065 1 2,183,065 COMPANIA DE TELECOMUNICS CHILE 1,844,121 2 1,844,121.000 COMPUTER SCIENCES CORP 523,689 600 1 322,826 201,463 COMVERSE TECHNOLOGY 33,022 3 33,022.000 CONCORD EFS INC 10,350 - 1 10,350 - CONMED CORP 248,300 - 1 196,300 52,000 CONOCO INC 929,145 - 1 614,610 314,535 CONOCO INC. 128,700 2 128,700.000 CONOCO INC. 2,397,867 3 2,397,867.000 CONOCO INC. 3,850 4 3,850.000 CONOCO INC. 597,990 5 597,990.000 CONOCO INC. 249,900 6 249,900.000 COOPER CAMERON CORP 181,200 - 1 142,300 38,900 COUSINS PROPERTIES INC 16,000 3 16,000.000 COUSINS PROPERTIES INC 16,000 4 16,000.000 COX RADIO INC 74,600 - 1 58,700 15,900 CRISTALERIAS DE CHILE SA 67,200 3 67,200.000 CULLEN FROST BANKERS INC 932,100 15,500 1 789,700 157,900
Page 2 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- CUMULUS MEIDA INC Class A 231082108 $ 925,449.00 28,312 CUMULUS MEIDA INC Class A 231082108 $ 2,000,874.75 53,258 CYPRESS SEMICONDUCTOR CORP Common Stock 232806109 $ 882,673.13 34,530 DII GROUP INC Common Stock 232949107 $ 5,287,977.50 150,280 DALLAS SEMICONDUCTOR CORP Common Stock 235204104 $ 3,029,906.25 56,700 DARDEN RESTAURANTS INC Common Stock 237194105 $ 201,493.75 10,300 DASSAULT SYSTEMS SA Spon ADR 237545108 $ 6,728,395.00 162,130 DATARAM CORP Common Stock 238108203 $ 161,250.00 15,000 DEERE & CO Common Stock 244199105 $ 1,801,870.50 46,575 DIEBOLD INC Common Stock 253651103 $ 370,000.00 16,000 DISTRIBUCION Y SERVICIO D&S Common Stock 254753106 $ 33,062,109.75 2,026,796 DU PONT E I DE NEMOURS & CO Common Stock 263534109 $ 860,614.00 14,225 DYCOM INDUSTRIES INC Common Stock 267475101 $ 35,016.00 830 DYCOM INDUSTRIES INC Common Stock 267475101 $ 1,199,754.00 37,090 EG & G INC Common Stock 268457108 $ 14,492,850.00 364,600 E M C CORP MASS Common Stock 268648102 $ 1,578,102.00 22,110 E TOWN Common Stock 269242103 $ 9,006,937.50 181,500 EL PASO ELEC CO Common Stock 283677854 $ 14,037,300.00 1,559,700 ELAN CORP. PLC Common Stock 284131208 $ 154,052,144.00 4,590,008 ELAN CORP. PLC Common Stock 284131208 $ 32,452,924.00 966,940 ELAN CORP. PLC Common Stock 284131208 $ 12,827,160.75 2,184,073 ELCOR CORP Common Stock 284443108 $ 5,347,475.00 213,899 EMBREX INC Common Stock 290817105 $ 345,000.00 40,000 EMERSON ELEC CO Common Stock 291011104 $ 810,064.00 12,820 ENTERCOM Common Stock 293639100 $ 702,000.00 19,500 EXXON CORP Common Stock 302290101 $ 10,349,832.00 136,182 FPL GROUP INC Common Stock 302571104 $ 1,712,750.00 34,000 FAIRFIELD CMNTYS INC Common Stock 304231301 $ 6,875,312.50 628,600 FAMILY DLR STORES INC Common Stock 307000109 $ 7,928,212.50 375,300 FAR EASTERN TEXTILE Spon ADR 307331108 $ 14,414,013.00 1,020,100 FEDERAL NATL MTG ASSN Common Stock 313586109 $ 33,476,346.13 534,016 FERRO CORP Common Stock 315405100 $ 2,131,250.00 100,000 FLEET FINL GROUP INC NEW Common Stock 338915101 $ 1,032,825.00 28,200 FLOWERS INDS INC Common Stock 343496105 $ 11,895,668.75 877,100 FOMENTO ECONOMICO MEXICANO SA Spon ADR 344419103 $ 1,314,499.00 41,980 FOMENTO ECONOMICO MEXICANO SA Spon ADR 344419103 $ 2,543,594.75 75,600 FOREST OIL CORP Common Stock 346091606 $ 14,354,681.25 841,300 FREDS INC Common Stock 356108100 $ 782,151.56 63,525 GTE CORP Common Stock 362320103 $ 40,876,002.75 531,719 GAP INC Common Stock 364760108 $ 25,010,015.99 781,563 GENERAL ELEC CO Common Stock 369604103 $ 77,817,711.50 656,341 GENERAL SEMICONDUCTOR INC Common Stock 370787103 $ 1,546,875.00 150,000 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- CUMULUS MEIDA INC 28,312 2 28,312.000 CUMULUS MEIDA INC 53,258 3 53,258.000 CYPRESS SEMICONDUCTOR CORP 34,530 3 34,530.000 DII GROUP INC 150,280 - 1 118,800 31,480 DALLAS SEMICONDUCTOR CORP 56,700 - 1 56,700 - DARDEN RESTAURANTS INC 10,300 - 1 10,300 - DASSAULT SYSTEMS SA 162,130 3 162,130.000 DATARAM CORP 15,000 - 1 15,000 - DEERE & CO 46,575 - 1 12,775 33,800 DIEBOLD INC - 16,000 1 16,000 - DISTRIBUCION Y SERVICIO D&S 2,026,796 3 2,026,796.000 DU PONT E I DE NEMOURS & CO 14,225 - 1 225 14,000 DYCOM INDUSTRIES INC 830 2 830.000 DYCOM INDUSTRIES INC 37,090 3 37,090.000 EG & G INC 364,600 - 1 287,000 77,600 E M C CORP MASS 22,110 - 1 21,830 280 E TOWN 175,500 6,000 1 154,100 27,400 EL PASO ELEC CO 1,559,700 - 1 1,218,100 341,600 ELAN CORP. PLC 4,590,008 1 4,590,008 ELAN CORP. PLC 966,940 2 966,940.000 ELAN CORP. PLC 2,184,073 3 2,184,073.000 ELCOR CORP 213,899 - 1 167,399 46,500 EMBREX INC 40,000 - 1 40,000 - EMERSON ELEC CO 12,820 - 1 420 12,400 ENTERCOM 19,500 - 1 15,400 4,100 EXXON CORP 119,182 17,000 1 40,905 95,277 FPL GROUP INC 33,900 100 1 9,300 24,700 FAIRFIELD CMNTYS INC 628,600 - 1 497,100 131,500 FAMILY DLR STORES INC 375,300 - 1 287,600 87,700 FAR EASTERN TEXTILE 1,020,100 3 1,020,100.000 FEDERAL NATL MTG ASSN 530,316 3,700 1 329,315 204,701 FERRO CORP 100,000 - 1 78,600 21,400 FLEET FINL GROUP INC NEW 26,400 1,800 1 28,200 - FLOWERS INDS INC 854,500 22,600 1 658,900 218,200 FOMENTO ECONOMICO MEXICANO SA 41,980 2 41,980.000 FOMENTO ECONOMICO MEXICANO SA 75,600 3 75,600.000 FOREST OIL CORP 815,200 26,100 1 716,800 124,500 FREDS INC 63,525 - 1 8,125 55,400 GTE CORP 528,619 3,100 1 337,094 194,625 GAP INC 778,863 2,700 1 509,858 271,705 GENERAL ELEC CO 638,841 17,500 1 364,901 291,440 GENERAL SEMICONDUCTOR INC 150,000 - 1 94,900 55,100
Page 3 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- GERBER SCIENTIFIC INC Common Stock 373730100 $ 23,325,937.50 1,042,500 GILLETTE CO Common Stock 375766102 $ 407,250.00 12,000 GRAINGER W W INC Common Stock 384802104 $ 653,650.00 13,600 GRANITE CONSTR INC Common Stock 387328107 $ 8,483,343.75 325,500 GREAT LAKES CHEM CORP Common Stock 390568103 $ 1,214,193.75 31,900 HAEMONETICS CORP Common Stock 405024100 $ 8,256,937.50 419,400 HANNA M A CO Common Stock 410522106 $ 11,147,500.00 980,000 HANOVER COMPRESSOR CO Common Stock 410768105 $ 8,423,950.00 264,800 HARRIS CORP DEL Common Stock 413875105 $ 1,953,364.00 70,710 HEILIG MEYERS CO Common Stock 422893107 $ 3,677,450.00 774,200 HELLER FINL INC Common Stock 423328103 $ 13,828,500.00 614,600 HOLLYWOOD ENTMT CORP Common Stock 436141105 $ 7,347,000.00 489,800 HOME DEPOT INC Common Stock 437076102 $ 1,491,221.50 21,730 HORACE MANN EDUCATORS CP NEW Common Stock 440327104 $ 21,112,043.75 817,900 HUANENG POWER INTL INC Spon ADR N 443304100 $ 22,855,625.00 1,885,000 HUSSMANN INTL INC Common Stock 448110106 $ 6,502,500.00 382,500 INAMED CORP Common Stock 453235103 $ 368,750.00 12,500 INKTOMI CORP Common Stock 457277101 $ 469,344.00 3,810 INKTOMI CORP Common Stock 457277101 $ 777,322.88 8,480 INTEGRATED DEVICE TECH INC Common Stock 458118106 $ 3,936,800.00 212,800 INTEL CORP Common Stock 458140100 $ 32,866,200.25 442,270 INTERNATIONAL BUSINESS MACHS Common Stock 459200101 $ 38,173,806.00 315,486 INTERNATIONAL HOME FOODS INC Common Stock 459655106 $ 5,538,750.00 316,500 INTERTAN INC Common Stock 461120107 $ 441,562.50 22,500 INVACARE CORP Common Stock 461203101 $ 4,591,318.75 234,700 IVEX PACKAGING CORP DEL Common Stock 465855104 $ 6,514,000.00 651,400 JACK IN THE BOX Common Stock 466367109 $ 14,206,893.75 569,700 JOHNSON & JOHNSON Common Stock 478160104 $ 5,542,818.75 60,330 JONES PHARMA INC Common Stock 480236108 $ 6,966,296.88 211,300 K N ENERGY INC Common Stock 482620101 $ 10,471,581.25 466,700 KN ENERGY INC Common Stock 482620101 $ 580,144.00 25,856 KIMBERLY CLARK CORP Common Stock 494368103 $ 4,362,003.00 82,692 KOLLMORGEN CORP Common Stock 500440102 $ 8,561,718.75 702,500 KOREA ELECTRIC POWER Spon ADR N 500631106 $ 7,190,626.00 447,665 KOREA ELECTRIC POWER Spon ADR N 500631106 $ 17,071,098.00 1,062,792 KOREA ELECTRIC POWER Spon ADR N 500631106 $ 7,977,974.75 536,508 KOREA ELECTRIC POWER Spon ADR N 500631106 $ 610,552.50 31,750 KOREA ELECTRIC POWER Spon ADR N 500631106 $ 1,752,600.00 101,600 KROLL O GARA CO Common Stock 501050108 $ 13,390,050.00 802,400 LTX CORP Common Stock 502392103 $ 9,668,850.00 706,400 L-3 COMMUNICATIONS HLDGS INC Common Stock 502424104 $ 8,010,550.00 212,200 LANDSTAR SYS INC. Common Stock 515098101 $ 517,775.00 14,900 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- GERBER SCIENTIFIC INC 1,010,300 32,200 1 888,200 154,300 GILLETTE CO - 12,000 1 12,000 - GRAINGER W W INC 13,600 - 1 - 13,600 GRANITE CONSTR INC 315,500 10,000 1 278,100 47,400 GREAT LAKES CHEM CORP 31,900 - 1 8,400 23,500 HAEMONETICS CORP 419,400 - 1 339,400 80,000 HANNA M A CO 950,200 29,800 1 839,000 141,000 HANOVER COMPRESSOR CO 264,800 - 1 208,200 56,600 HARRIS CORP DEL 70,710 - 1 18,710 52,000 HEILIG MEYERS CO 774,200 - 1 608,900 165,300 HELLER FINL INC 614,600 - 1 445,700 168,900 HOLLYWOOD ENTMT CORP 489,800 - 1 385,500 104,300 HOME DEPOT INC 21,730 - 1 21,730 - HORACE MANN EDUCATORS CP NEW 791,700 26,200 1 701,700 116,200 HUANENG POWER INTL INC 1,885,000 3 1,885,000.000 HUSSMANN INTL INC 382,500 - 1 300,100 82,400 INAMED CORP 12,500 - 1 12,500 - INKTOMI CORP 3,810 2 3,810.000 INKTOMI CORP 8,480 3 8,480.000 INTEGRATED DEVICE TECH INC 212,800 - 1 168,400 44,400 INTEL CORP 416,270 26,000 1 304,785 137,485 INTERNATIONAL BUSINESS MACHS 309,286 6,200 1 203,525 111,961 INTERNATIONAL HOME FOODS INC 316,500 - 1 249,000 67,500 INTERTAN INC 22,500 - 1 22,500 - INVACARE CORP 234,700 - 1 183,900 50,800 IVEX PACKAGING CORP DEL 651,400 - 1 497,000 154,400 JACK IN THE BOX 569,700 - 1 450,000 119,700 JOHNSON & JOHNSON 55,730 4,600 1 13,580 46,750 JONES PHARMA INC 211,300 - 1 166,900 44,400 K N ENERGY INC 466,700 - 1 365,500 101,200 KN ENERGY INC 25,856 2 25,856.000 KIMBERLY CLARK CORP 79,692 3,000 1 24,025 58,667 KOLLMORGEN CORP 680,700 21,800 1 597,900 104,600 KOREA ELECTRIC POWER 447,665 1 447,665 KOREA ELECTRIC POWER 1,062,792 2 1,062,792.000 KOREA ELECTRIC POWER 536,508 3 536,508.000 KOREA ELECTRIC POWER 31,750 5 31,750.000 KOREA ELECTRIC POWER 101,600 6 101,600.000 KROLL O GARA CO 777,900 24,500 1 683,400 119,000 LTX CORP 684,600 21,800 1 602,100 104,300 L-3 COMMUNICATIONS HLDGS INC 212,200 - 1 166,400 45,800 LANDSTAR SYS INC. 14,900 - 1 14,900 -
Page 4 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- LENOX INTERNATIONAL Common Stock 526107107 $ 3,642,500.00 235,000 LINCARE HLDGS INC Common Stock 532791100 $ 8,631,293.75 323,800 LOWES COS INC Common Stock 548661107 $ 22,842,729.00 468,565 LUCENT TECHNOLOGIES INC Common Stock 549463107 $ 21,259,437.88 327,696 LYCOS INC Common Stock 550818108 $ 500,749.00 9,990 LYCOS INC Common Stock 550818108 $ 1,194,974.75 21,780 MAIL-WELL INC Common Stock 560321200 $ 9,569,587.50 689,700 MANITOWOC CO Common Stock 563571108 $ 7,855,575.00 230,200 MANUFACTURED HOME CMNTYS INC Common Stock 564682102 $ 8,527,200.00 364,800 MANUFACTURED HOME CMNTYS INC. Common Stock 564682102 $ 39,504.00 1,690 MANUFACTURED HOME CMNTYS INC. Common Stock 564682102 $ 1,774,208.50 76,110 MATAV RT Common Stock 576561104 $ 2,021,896.00 74,747 MATAV RT Common Stock 576561104 $ 71,655,786.69 2,482,396 MCDONALDS CORP Common Stock 580135101 $ 3,191,850.00 73,800 MCGRAW HILL INC Common Stock 580645109 $ 32,576,667.25 673,413 MEDCO RESEARCH INC Common Stock 584059109 $ 498,750.00 20,000 MEDICIS PHARMACEUTICAL CORP Common Stock 584690309 $ 9,219,750.00 323,500 MEDTRONIC INC Common Stock 585055106 $ 30,673,253.00 862,515 MERCK & CO INC Common Stock 589331107 $ 1,996,225.00 30,800 MERRILL LYNCH & CO INC Common Stock 590188108 $ 15,725.00 241 MERRILL LYNCH & CO. INC. Common Stock 590188108 $ 512,767,500.00 5,250,000 MERRILL LYNCH & CO. INC. Common Stock 590188108 $ 55,150.00 800 MICROSOFT CORP Common Stock 594918104 $ 23,511,343.50 259,615 MILLIPORE CORP Common Stock 601073109 $ 26,410,193.75 703,100 MINERALS TECHNOLOGIES INC Common Stock 603158106 $ 23,232,300.00 478,400 MOBIL CORP Common Stock 607059102 $ 42,669,105.50 423,512 MONDAVI ROBERT CORP Common Stock 609200100 $ 14,641,862.50 389,800 MONTANA PWR CO Common Stock 612085100 $ 10,172,212.50 334,200 MORGAN STANLEY DEAN WITTER Common Stock 617446448 $ 1,007,818.75 11,300 MOTOROLA INC Common Stock 620076109 $ 1,147,960.00 13,165 MOVIE GALLERY INC Common Stock 624581104 $ 470,156.25 85,000 MUELLER INDS INC Common Stock 624756102 $ 12,023,437.50 405,000 NATIONAL CITY CORP Common Stock 635405103 $ 620,484.38 23,250 NATIONAL SEMICONDUCTOR CORP Common Stock 637640103 $ 305,625.00 10,000 NATIONWIDE FINL SVCS INC Common Stock 638612101 $ 1,365,475.00 38,600 NEWPARK RES INC Common Stock 651718504 $ 15,308,575.00 1,975,300 NORTEK INC Common Stock 656559101 $ 7,210,612.50 211,300 NOVA CORP GA Common Stock 669784100 $ 11,622,500.00 464,900 NUCOR CORP Common Stock 670346105 $ 1,890,712.50 39,700 OM GROUP INC Common Stock 670872100 $ 22,663,123.50 590,570 PAPA JOHNS INTL INC Common Stock 698813102 $ 10,675,500.00 258,800 PARAMETRIC TECHNOLOGY CORP Common Stock 699173100 $ 1,249,020.00 92,520 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- LENOX INTERNATIONAL 235,000 - 1 184,800 50,200 LINCARE HLDGS INC 323,800 - 1 255,600 68,200 LOWES COS INC 467,365 1,200 1 311,525 157,040 LUCENT TECHNOLOGIES INC 327,652 44 1 217,565 110,131 LYCOS INC 9,990 2 9,990.000 LYCOS INC 21,780 3 21,780.000 MAIL-WELL INC 689,700 - 1 545,700 144,000 MANITOWOC CO 223,200 7,000 1 196,500 33,700 MANUFACTURED HOME CMNTYS INC 364,800 - 1 297,400 67,400 MANUFACTURED HOME CMNTYS INC. 1,690 2 1,690.000 MANUFACTURED HOME CMNTYS INC. 76,110 3 76,110.000 MATAV RT 74,747 2 74,747.000 MATAV RT 2,482,396 3 2,482,396.000 MCDONALDS CORP 73,400 400 1 22,200 51,600 MCGRAW HILL INC 662,013 11,400 1 412,961 260,452 MEDCO RESEARCH INC 20,000 - 1 20,000 - MEDICIS PHARMACEUTICAL CORP 323,500 - 1 243,000 80,500 MEDTRONIC INC 862,515 - 1 567,835 294,680 MERCK & CO INC 30,800 - 1 - 30,800 MERRILL LYNCH & CO INC 241 1 41 200 MERRILL LYNCH & CO. INC. 5,250,000 3 5,250,000.000 MERRILL LYNCH & CO. INC. 800 6 800.000 MICROSOFT CORP 259,615 - 1 175,059 84,556 MILLIPORE CORP 683,000 20,100 1 571,000 132,100 MINERALS TECHNOLOGIES INC 463,500 14,900 1 407,400 71,000 MOBIL CORP 422,612 900 1 259,467 164,045 MONDAVI ROBERT CORP 377,700 12,100 1 332,300 57,500 MONTANA PWR CO 334,200 - 1 267,600 66,600 MORGAN STANLEY DEAN WITTER 9,500 1,800 1 11,300 - MOTOROLA INC 13,165 - 1 60 13,105 MOVIE GALLERY INC 85,000 - 1 85,000 - MUELLER INDS INC 405,000 - 1 315,000 90,000 NATIONAL CITY CORP - 23,250 1 - 23,250 NATIONAL SEMICONDUCTOR CORP 10,000 - 1 - 10,000 NATIONWIDE FINL SVCS INC 38,600 - 1 11,000 27,600 NEWPARK RES INC 1,911,600 63,700 1 1,766,700 208,600 NORTEK INC 211,300 - 1 136,300 75,000 NOVA CORP GA 464,900 - 1 367,900 97,000 NUCOR CORP 39,600 100 1 10,600 29,100 OM GROUP INC 573,970 16,600 1 492,570 98,000 PAPA JOHNS INTL INC 258,800 - 1 203,600 55,200 PARAMETRIC TECHNOLOGY CORP 92,520 - 1 24,620 67,900
Page 5 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- PEERLESS SYS CORP Common Stock 705536100 $ 266,325.00 20,100 PENTON MEDIA INC Common Stock 709668107 $ 2,172,625.00 133,700 PEOPLES HERITAGE FINL GP INC Common Stock 711147108 $ 1,753,937.50 105,500 PERFORMANCE FOOD GROUP CO Common Stock 713755106 $ 1,921,875.00 75,000 PERICOM SEMICONDUCTOR CORP Common Stock 713831105 $ 443,275.00 29,800 PERUSAHAAN PERS INDO SATELLITE Spon ADR 715680104 $ 869,400.00 64,400 PERUSAHAAN PERS INDO SATELLITE Spon ADR 715680104 $ 567,365.63 25,750 PHARMACIA & UPJOHN INC Common Stock 716941109 $ 665,890.00 13,460 PFIZER INC Common Stock 717081103 $ 1,345,312.50 37,500 PHILADELPHIA SUBN CORP Common Stock 718009608 $ 13,829,585.25 586,932 PHILIPPINE LONG DISTANCE TEL Spon ADR 718252604 $ 979,869.00 44,624 PHILIPPINE LONG DISTANCE TEL Spon ADR 718252604 $ 808,533.88 42,350 PHILIPPINE LONG DISTANCE TEL Spon ADR 718252604 $ 6,125,836.80 285,720 PLAINS RES INC Common Stock 726540503 $ 19,471,237.50 1,089,300 PLANTRONICS INC NEW Common Stock 727493108 $ 8,880,375.00 178,500 PLEXUS CORP Common Stock 729132100 $ 8,238,125.00 269,000 POHANG ITON & STEEL Spon ADR 730450103 $ 15,517,918.00 495,582 POHANG IRON & STEEL Spon ADR 730450103 $ 10,719,857.00 342,351 POHANG IRON & STEEL Spon ADR 730450103 $ 30,820,392.00 871,675 POHANG IRON & STEEL Spon ADR 730450103 $ 13,037,775.00 398,100 POHANG IRON & STEEL Spon ADR 730450103 $ 1,126,362.50 35,900 POHANG IRON & STEEL Spon ADR 730450103 $ 9,109,012.50 270,900 POLAROID CORP Common Stock 731095105 $ 27,071,200.00 1,041,200 POLICY MGMT SYS CORP Common Stock 731108106 $ 26,036,862.50 823,300 POWER-ONE INC Common Stock 739308104 $ 5,508,000.00 216,000 PRIMA ENERGY CORP Common Stock 741901201 $ 342,187.50 15,000 PROCTER & GAMBLE CO Common Stock 742718109 $ 37,205,949.00 396,860 PROTECTIVE LIFE CORP Common Stock 743674103 $ 23,342,100.00 804,900 PROVANTAGE HEALTH SERVICES Common Stock 743725103 $ 3,635,156.25 352,500 PROVINCE HEALTHCARE CO Common Stock 743977100 $ 4,371,150.00 380,100 QUINENCO SA Spon ADR 748718103 $ 5,417,044.00 537,017 QUINENCO SA Spon ADR 748718103 $ 8,124,262.25 917,083 REGIS CORP MINN Common Stock 758932107 $ 10,148,600.00 527,200 REMEDY CORP Common Stock 759548100 $ 11,205,287.50 394,900 REMEDYTEMP INC Common Stock 759549108 $ 3,270,312.50 227,500 REYNOLDS & REYNOLDS CO Common Stock 761695105 $ 1,630,000.00 80,000 ROGERS CORP Common Stock 775133101 $ 2,058,000.00 56,000 ROUSE CO Common Stock 779273101 $ 309,750.00 14,000 ROUSE CO Common Stock 779273101 $ 316,820.00 14,000 RUBY TUESDAY INC Common Stock 781182100 $ 4,412,850.00 226,300 SCI SYS INC Common Stock 783890106 $ 1,079,831.25 24,300 SPX CORP Common Stock 784635104 $ 12,458,557.03 137,284 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- PEERLESS SYS CORP 20,100 - 1 20,100 - PENTON MEDIA INC 133,700 - 1 105,700 28,000 PEOPLES HERITAGE FINL GP INC 105,500 - 1 27,500 78,000 PERFORMANCE FOOD GROUP CO 75,000 - 1 15,000 60,000 PERICOM SEMICONDUCTOR CORP 29,800 - 1 29,800 - PERUSAHAAN PERS INDO SATELLITE 64,400 2 64,400.000 PERUSAHAAN PERS INDO SATELLITE 25,750 3 25,750.000 PHARMACIA & UPJOHN INC 11,560 1,900 1 13,310 150 PFIZER INC 37,500 - 1 - 37,500 PHILADELPHIA SUBN CORP 575,932 11,000 1 502,366 84,566 PHILIPPINE LONG DISTANCE TEL 44,624 2 44,624.000 PHILIPPINE LONG DISTANCE TEL 42,350 3 42,350.000 PHILIPPINE LONG DISTANCE TEL 285,720 4 285,720.000 PLAINS RES INC 1,055,300 34,000 1 901,100 188,200 PLANTRONICS INC NEW 173,000 5,500 1 152,100 26,400 PLEXUS CORP 269,000 - 1 212,500 56,500 POHANG ITON & STEEL 495,582 1 495,582 POHANG IRON & STEEL 342,351 2 342,351.000 POHANG IRON & STEEL 871,675 3 871,675.000 POHANG IRON & STEEL 398,100 4 398,100.000 POHANG IRON & STEEL 35,900 5 35,900.000 POHANG IRON & STEEL 270,900 6 270,900.000 POLAROID CORP 1,008,700 32,500 1 886,100 155,100 POLICY MGMT SYS CORP 797,600 25,700 1 700,500 122,800 POWER-ONE INC 216,000 - 1 171,000 45,000 PRIMA ENERGY CORP 15,000 - 1 15,000 - PROCTER & GAMBLE CO 391,660 5,200 1 242,034 154,826 PROTECTIVE LIFE CORP 780,000 24,900 1 684,100 120,800 PROVANTAGE HEALTH SERVICES 352,500 - 1 277,200 75,300 PROVINCE HEALTHCARE CO 380,100 - 1 295,000 85,100 QUINENCO SA 537,017 1 537,017 QUINENCO SA 917,083 3 917,083.000 REGIS CORP MINN 527,200 - 1 418,050 109,150 REMEDY CORP 394,900 - 1 310,500 84,400 REMEDYTEMP INC 227,500 - 1 112,500 115,000 REYNOLDS & REYNOLDS CO 80,000 - 1 21,300 58,700 ROGERS CORP 56,000 - 1 6,000 50,000 ROUSE CO 14,000 3 14,000.000 ROUSE CO 14,000 4 14,000.000 RUBY TUESDAY INC 226,300 - 1 177,600 48,700 SCI SYS INC 24,300 - 1 6,400 17,900 SPX CORP 137,284 - 1 133,600 3,684
Page 6 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- SAFETY 1ST INC Common Stock 786475103 $ 600,312.50 85,000 SALEM COMMUNICATIONS Common Stock 794093104 $ 3,837,750.00 150,500 SARA LEE CORP Common Stock 803111103 $ 2,053,260.50 87,840 SCHEIN HENRY INC Common Stock 806407102 $ 4,135,350.00 290,200 SCHERING PLOUGH CORP Common Stock 806605101 $ 1,156,062.50 26,500 SCHLUMBERGER LTD Common Stock 806857108 $ 1,088,163.38 17,463 SCHOOL SPECIALTY INC Common Stock 807863105 $ 10,422,000.00 617,600 SEAGATE TECHNOLOGY Common Stock 811804103 $ 5,819.00 190 SEAGATE TECHNOLOGY Common Stock 811804103 $ 1,894,156.00 61,850 SEAGATE TECHNOLOGY Common Stock 811804103 $ 30,783,912.50 1,017,650 SINCLAIR BROADCAST GROUP INC Common Stock 829226109 $ 16,516,406.25 1,822,500 SKYWEST INC Common Stock 830879102 $ 8,090,550.00 368,800 SMURFIT-STONE CONTAINER CORP Common Stock 832727101 $ 1,844,612.50 85,300 SOUTHERN UN CO NEW Common Stock 844030106 $ 12,513,648.90 658,613 SPARTECH CORP Common Stock 847220209 $ 2,271,718.75 77,500 STARBUCKS CORP Common Stock 855244109 $ 547,418.00 22,090 STARBUCKS CORP Common Stock 855244109 $ 1,877,707.00 67,110 STEEL DYNAMICS INC Common Stock 858119100 $ 8,361,437.50 533,000 STERLING SOFTWARE INC Common Stock 859547101 $ 1,844,000.00 92,200 STORAGE TECHNOLOGY CORP Common Stock 862111200 $ 1,274,625.00 66,000 SUIZA FOODS CORP Common Stock 865077101 $ 1,428,750.00 38,100 SUN MICROSYSTEMS INC Common Stock 866810104 $ 58,361,499.00 627,543 SUPERVALU INC Common Stock 868536103 $ 1,857,662.50 84,200 SYLVAN LEARNING SYS INC Common Stock 871399101 $ 14,990,437.50 773,700 SYMANTEC CORP Common Stock 871503108 $ 40,583,540.62 1,128,300 SYMBOL TECHNOLOGIES INC Common Stock 871508107 $ 4,237,960.50 126,036 TACO CABANA INC Common Stock 873425102 $ 532,812.50 55,000 TEKELEC Common Stock 879101103 $ 1,890,931.25 136,900 TEKTRONIX INC Common Stock 879131100 $ 25,356,150.00 756,900 TELE CENTRO SUL PART SA Spon ADR PFD 879239101 $ 42,979,336.00 774,402 TELE CENTRO SUL PART SA Spon ADR PFD 879239101 $ 15,656,884.00 282,106 TELE SUDESTE CELULAR PARTICIPACOES S.A. Spon ADR PFD 879252104 $ 5,519,964.00 291,483 TELE SUDESTE CELULAR PARTICIPACOES S.A. Spon ADR PFD 879252104 $ 3,904,059.00 206,155 TELE SUDESTE CELULAR PARTICIPACOES S.A. Spon ADR PFD 879252104 $ 63,060,494.50 715,492 TELEFONICA DE ARGENTINA S.A. Common Stock 879378206 $ 42,486,750.00 1,610,872 TELEFONICA DE ARGENTINA SA ADR 879378206 $ 12,001.00 455 TELEFONICA DE ARGENTINA S.A. Common Stock 879378206 $ 31,859,303.00 1,207,936 TELEFONICA DEL PERU SAA Common Stock 879384105 $ 25,589,142.19 2,213,115 TELEFONOS DE MEX ADR 879403400 $ 256,322,372.00 3,597,507 TELEFONOS DE MEX ADR 879403400 $ 155,792,867.00 2,186,581 TELLABS INC Common Stock 879664100 $ 637,700.00 11,200 TERADYNE INC Common Stock 880770102 $ 380,700.00 10,800 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- SAFETY 1ST INC 85,000 - 1 85,000 - SALEM COMMUNICATIONS 150,500 - 1 118,400 32,100 SARA LEE CORP 86,840 1,000 1 24,140 63,700 SCHEIN HENRY INC 290,200 - 1 229,000 61,200 SCHERING PLOUGH CORP 21,800 4,700 1 21,800 4,700 SCHLUMBERGER LTD 17,463 - 1 25 17,438 SCHOOL SPECIALTY INC 617,600 - 1 485,400 132,200 SEAGATE TECHNOLOGY 190 1 190 - SEAGATE TECHNOLOGY 61,850 2 61,850.000 SEAGATE TECHNOLOGY 1,017,650 5 1,017,650.000 SINCLAIR BROADCAST GROUP INC 1,766,300 56,200 1 1,553,300 269,200 SKYWEST INC 368,800 - 1 289,800 79,000 SMURFIT-STONE CONTAINER CORP 85,300 - 1 22,700 62,600 SOUTHERN UN CO NEW 645,488 13,125 1 564,081 94,532 SPARTECH CORP 77,500 - 1 61,000 16,500 STARBUCKS CORP 22,090 2 22,090.000 STARBUCKS CORP 67,110 3 67,110.000 STEEL DYNAMICS INC 516,700 16,300 1 455,300 77,700 STERLING SOFTWARE INC 92,200 - 1 24,200 68,000 STORAGE TECHNOLOGY CORP 66,000 - 1 17,300 48,700 SUIZA FOODS CORP 38,100 - 1 10,000 28,100 SUN MICROSYSTEMS INC 627,543 - 1 384,655 242,888 SUPERVALU INC 84,200 - 1 22,100 62,100 SYLVAN LEARNING SYS INC 749,800 23,900 1 659,200 114,500 SYMANTEC CORP 1,100,500 27,800 1 946,600 181,700 SYMBOL TECHNOLOGIES INC 126,036 - 1 103,536 22,500 TACO CABANA INC 55,000 - 1 55,000 - TEKELEC 136,900 - 1 108,200 28,700 TEKTRONIX INC 733,300 23,600 1 644,100 112,800 TELE CENTRO SUL PART SA 774,402 1 774,402 TELE CENTRO SUL PART SA 282,106 2 282,106.000 TELE SUDESTE CELULAR PARTICIPACOES S.A. 291,483 1 291,483 TELE SUDESTE CELULAR PARTICIPACOES S.A. 206,155 2 206,155.000 TELE SUDESTE CELULAR PARTICIPACOES S.A. 715,492 3 715,492.000 TELEFONICA DE ARGENTINA S.A. 1,610,872 1 1,610,872 TELEFONICA DE ARGENTINA 455 1 455 - TELEFONICA DE ARGENTINA S.A. 1,207,936 2 1,207,936.000 TELEFONICA DEL PERU SAA 2,213,115 3 2,213,115.000 TELEFONOS DE MEX 3,597,507 1 3,597,507 TELEFONOS DE MEX 2,186,581 2 2,186,581.000 TELLABS INC 10,000 1,200 1 11,200 - TERADYNE INC 10,800 - 1 - 10,800
Page 7 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- TEVA PHARMACEUTICAL Common Stock 881624209 $ 61,598,064.38 1,273,345 TEXACO INC Common Stock 881694103 $ 1,081,206.50 17,128 TEXAS INSTRS INC Common Stock 882508104 $ 559,300.00 6,800 TEXAS INSTRUMENTS Common Stock 882508104 $ 41,883,632.50 466,670 TEXAS INSTRUMENTS Common Stock 882508104 $ 196,950.00 2,400 TEXTRON INC Common Stock 883203101 $ 36,579,382.00 472,754 TITAN CORP Common Stock 888266103 $ 20,925,687.50 1,455,700 TITAN EXPL INC Common Stock 888289105 $ 7,416,125.00 1,502,000 TRIAD GUARANTY Common Stock 895925105 $ 379,687.50 22,500 TRUE NORTH COMMUNICATIONS RTS ATTACHED Common Stock 897844106 $ 8,973,712.50 246,700 TUBOS DE ACERO DE MEXICO SA Common Stock 898592506 $ 1,138,025.00 92,900 TUBOS DE ACERO DE MEXICO SA Common Stock 898592506 $ 4,002,600.00 377,100 UNUM PROVIDENT CORP Common Stock 903192102 $ 9,549,525.00 324,400 UNILAB CORP NEW Common Stock 904763109 $ 247,406.25 43,500 UNILEVER N V Common Stock 904784501 $ 1,094,768.67 16,070 UNILEVER N.V. Common Stock 904784501 $ 208,331,250.00 2,050,000 UNION PAC CORP Common Stock 907818108 $ 731,031.00 15,210 UNION PAC RES GROUP INC Common Stock 907834105 $ 209,153.75 12,871 UNITED TECHNOLOGIES CORP Common Stock 913017109 $ 26,607,799.25 448,599 VALASSIS COMMUNICATIONS INC Common Stock 918866104 $ 42,324,554.02 963,290 VEECO INSTRS INC DEL Common Stock 922417100 $ 21,162,400.00 755,800 VITESSE SEMICONDUCTOR CORP Common Stock 928497106 $ 239,050.00 2,800 VITESSE SEMICONDUCTOR CORP Common Stock 928497106 $ 408,705.00 11,320 WADDELL & REED FINL INC Common Stock 930059100 $ 16,267,875.00 733,200 WAL MART STORES INC Common Stock 931142103 $ 64,717,693.50 1,360,681 WARNACO GROUP INC Common Stock 934390105 $ 15,983,259.00 875,795 WARNER LAMBERT CO Common Stock 934488107 $ 30,039,327.50 452,570 WASHINGTON MUT INC Common Stock 939322103 $ 293,145.00 10,022 WATSON PHARMACEUTICALS INC Common Stock 942683103 $ 1,833,750.00 60,000 WEATHERFORD INTL INC Common Stock 947074100 $ 9,495,040.00 296,720 WEBSTER FIN'L CORP Common Stock 947890109 $ 14,417,700.00 565,400 WELLS FARGO & CO Common Stock 949746101 $ 31,873,728.25 804,378 WENDY'S INTL INC. Common Stock 950590109 $ 850,120.00 32,080 WENDY'S INTL INC. Common Stock 950590109 $ 1,398,666.25 62,110 WESTPOINT STEVENS INC Common Stock 961238102 $ 35,170,537.50 1,488,700 WHITTMAN-HART INC Common Stock 966834103 $ 1,101,775.00 28,410 WHITTMAN-HART INC Common Stock 966834103 $ 2,197,315.63 57,420 XEROX CORP Common Stock 984121103 $ 36,678,881.38 874,605 YOUNG & RUBICAM INC Common Stock 987425105 $ 5,596,800.00 127,200 ZEBRA TECHNOLOGIES CORP Common Stock 989207105 $ 12,158,343.75 267,400 ABBOTT LABORATORIES Common Stock 002824100 $ 730,787.50 18,100 ABBOTT LABORATORIES Common Stock 002824100 $ 1,668,768.75 41,850 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- TEVA PHARMACEUTICAL 1,273,345 3 1,273,345.000 TEXACO INC 17,128 - 1 362 16,766 TEXAS INSTRS INC 4,400 2,400 1 6,800 - TEXAS INSTRUMENTS 466,670 3 466,670.000 TEXAS INSTRUMENTS 2,400 6 2,400.000 TEXTRON INC 471,554 1,200 1 291,754 181,000 TITAN CORP 1,410,800 44,900 1 1,241,700 214,000 TITAN EXPL INC 1,456,000 46,000 1 1,284,200 217,800 TRIAD GUARANTY 22,500 - 1 22,500 - TRUE NORTH COMMUNICATIONS RTS ATTACHED 246,700 - 1 194,200 52,500 TUBOS DE ACERO DE MEXICO SA 92,900 2 92,900.000 TUBOS DE ACERO DE MEXICO SA 377,100 3 377,100.000 UNUM PROVIDENT CORP 323,800 600 1 162,600 161,800 UNILAB CORP NEW 43,500 - 1 43,500 - UNILEVER N V 16,070 - 1 - 16,070 UNILEVER N.V. 2,050,000 3 2,050,000.000 UNION PAC CORP 15,210 - 1 10 15,200 UNION PAC RES GROUP INC 12,871 - 1 - 12,871 UNITED TECHNOLOGIES CORP 438,799 9,800 1 307,659 140,940 VALASSIS COMMUNICATIONS INC 941,690 21,600 1 765,240 198,050 VEECO INSTRS INC DEL 732,500 23,300 1 644,000 111,800 VITESSE SEMICONDUCTOR CORP 2,800 2 2,800.000 VITESSE SEMICONDUCTOR CORP 11,320 3 11,320.000 WADDELL & REED FINL INC 710,600 22,600 1 624,700 108,500 WAL MART STORES INC 1,339,081 21,600 1 849,881 510,800 WARNACO GROUP INC 847,895 27,900 1 746,200 129,595 WARNER LAMBERT CO 442,470 10,100 1 228,593 223,977 WASHINGTON MUT INC 9,522 500 1 8,922 1,100 WATSON PHARMACEUTICALS INC 60,000 - 1 15,900 44,100 WEATHERFORD INTL INC 296,720 - 1 206,900 89,820 WEBSTER FIN'L CORP 547,900 17,500 1 481,800 83,600 WELLS FARGO & CO 798,678 5,700 1 511,789 292,589 WENDY'S INTL INC. 32,080 2 32,080.000 WENDY'S INTL INC. 62,110 3 62,110.000 WESTPOINT STEVENS INC 1,458,200 30,500 1 1,215,000 273,700 WHITTMAN-HART INC 28,410 2 28,410.000 WHITTMAN-HART INC 57,420 3 57,420.000 XEROX CORP 864,005 10,600 1 553,518 321,087 YOUNG & RUBICAM INC 127,200 - 1 127,200 - ZEBRA TECHNOLOGIES CORP 267,400 - 1 210,600 56,800 ABBOTT LABORATORIES 18,100 3 18,100.000 ABBOTT LABORATORIES 41,850 6 41,850.000
Page 8 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. Common Stock 002896207 $ 1,168,684.00 34,310 ABERCROMBIE & FITCH CO. Common Stock 002896207 $ 1,181,901.00 51,950 GROUP MAINTENANCE AMER CORP Common Stock 003994300 $ 8,462,500.00 677,000 AIR PRODUCTS & CHEMICALS INC. Common Stock 009158106 $ 284,625.00 10,350 ALBERTSON'S INC. Common Stock 013104104 $ 127,787.00 3,230 ALBERTSON'S INC. Common Stock 013104104 $ 1,092,217.00 30,659 ALCAN ALUMINIUM LTD. Common Stock 013716105 $ 116,160,983.69 2,040,149 ALLIEDSIGNAL INC. Common Stock 019512102 $ 4,594,569.00 76,656 ALLIEDSIGNAL INC. Common Stock 019512102 $ 152,247.60 2,540 ALLIEDSIGNAL INC. Common Stock 019512102 $ 42,793,905.00 722,260 ALLIEDSIGNAL INC. Common Stock 019512102 $ 7,658,650.63 132,905 AMERICA WEST HOLDINGS CORP. Common Stock 023657208 $ 2,552,010.00 123,360 AMERICA WEST HOLDINGS CORP. Common Stock 023657208 $ 175,600.00 10,000 AMERICAN EAGLE OUTFITTERS INC Common Stock 02553D108 $ 1,600,759.38 37,390 AMERICAN HOME PRODUCTS CORP. Common Stock 026609107 $ 3,872,158.00 93,305 AMERICAN HOME PRODUCTS CORP. Common Stock 026609107 $ 623,480.00 14,170 AMERICAN HOME PRODUCTS CORP. Common Stock 026609107 $ 33,043,305.06 792,643 AMERICAN HOME PRODUCTS CORP. Common Stock 026609107 $ 9,743,343.75 222,705 AMERICAN INTERNATIONAL GROUP Common Stock 026874107 $ 6,143,091.00 70,661 AMERICAN INTERNATIONAL GROUP Common Stock 026874107 $ 173,341,719.19 1,672,968 AMERICAN INTERNATIONAL GROUP Common Stock 026874107 $ 423,296.56 4,987 AMERICAN INTERNATIONAL GROUP Common Stock 026874107 $ 52,817,781.25 616,850 AMERICAN INTERNATIONAL GROUP Common Stock 026874107 $ 16,866,786.38 189,781 AMERISOURCE HEALTH CORP Common Stock 03071P102 $ 9,453,681.25 399,100 AMERITECH CORPORATION Common Stock 030954101 $ 4,890,038.00 73,529 AMERITECH CORPORATION Common Stock 030954101 $ 87,347.00 1,300 AMERITECH CORPORATION Common Stock 030954101 $ 43,963,920.00 666,120 AMERITECH CORPORATION Common Stock 030954101 $ 8,265,633.13 129,530 ANHEUSER-BUSCH COMPANIES INC. Common Stock 035229103 $ 3,353,892.00 47,870 ANHEUSER-BUSCH COMPANIES INC. Common Stock 035229103 $ 81,482,145.63 1,131,432 ANHEUSER-BUSCH COMPANIES INC. Common Stock 035229103 $ 102,069.60 1,420 ANHEUSER-BUSCH COMPANIES INC. Common Stock 035229103 $ 31,448,436.88 450,470 ANHEUSER-BUSCH COMPANIES INC. Common Stock 035229103 $ 6,057,493.75 84,425 ANN TAYLOR STORES Common Stock 036115103 $ 497,040.00 12,160 ANTEC CORP Common Stock 03664P105 $ 7,161,250.00 134,800 ANTEC CORP. Common Stock 03664P105 $ 1,533,241.00 28,861 ANTEC CORP. Common Stock 03664P105 $ 1,213,459.50 27,772 APACHE CORP. Common Stock 037411105 $ 754,486.00 17,470 APACHE CORP. Common Stock 037411105 $ 1,913,894.00 50,950 ASSOCIATES FIRST CAPITAL CORP. Common Stock 046008108 $ 4,085,280.00 113,480 ASSOCIATES FIRST CAPITAL CORP. Common Stock 046008108 $ 111,300.00 3,180 ASSOCIATES FIRST CAPITAL CORP. Common Stock 046008108 $ 8,221,876.25 226,420 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. 34,310 2 34,310.000 ABERCROMBIE & FITCH CO. 51,950 3 51,950.000 GROUP MAINTENANCE AMER CORP 677,000 - 1 535,300 141,700 AIR PRODUCTS & CHEMICALS INC. 10,350 3 10,350.000 ALBERTSON'S INC. 3,230 2 3,230.000 ALBERTSON'S INC. 30,659 3 30,659.000 ALCAN ALUMINIUM LTD. 2,040,149 3 2,040,149.000 ALLIEDSIGNAL INC. 76,656 2 76,656.000 ALLIEDSIGNAL INC. 2,540 4 2,540.000 ALLIEDSIGNAL INC. 722,260 5 722,260.000 ALLIEDSIGNAL INC. 132,905 6 132,905.000 AMERICA WEST HOLDINGS CORP. 123,360 3 123,360.000 AMERICA WEST HOLDINGS CORP. 10,000 4 10,000.000 AMERICAN EAGLE OUTFITTERS INC 37,390 3 37,390.000 AMERICAN HOME PRODUCTS CORP. 93,305 2 93,305.000 AMERICAN HOME PRODUCTS CORP. 14,170 4 14,170.000 AMERICAN HOME PRODUCTS CORP. 792,643 5 792,643.000 AMERICAN HOME PRODUCTS CORP. 222,705 6 222,705.000 AMERICAN INTERNATIONAL GROUP 70,661 2 70,661.000 AMERICAN INTERNATIONAL GROUP 1,672,968 3 1,672,968.000 AMERICAN INTERNATIONAL GROUP 4,987 4 4,987.000 AMERICAN INTERNATIONAL GROUP 616,850 5 616,850.000 AMERICAN INTERNATIONAL GROUP 189,781 6 189,781.000 AMERISOURCE HEALTH CORP 399,100 - 1 313,800 85,300 AMERITECH CORPORATION 73,529 2 73,529.000 AMERITECH CORPORATION 1,300 4 1,300.000 AMERITECH CORPORATION 666,120 5 666,120.000 AMERITECH CORPORATION 129,530 6 129,530.000 ANHEUSER-BUSCH COMPANIES INC. 47,870 2 47,870.000 ANHEUSER-BUSCH COMPANIES INC. 1,131,432 3 1,131,432.000 ANHEUSER-BUSCH COMPANIES INC. 1,420 4 1,420.000 ANHEUSER-BUSCH COMPANIES INC. 450,470 5 450,470.000 ANHEUSER-BUSCH COMPANIES INC. 84,425 6 84,425.000 ANN TAYLOR STORES 12,160 2 12,160.000 ANTEC CORP 134,800 - 1 134,800 - ANTEC CORP. 28,861 2 28,861.000 ANTEC CORP. 27,772 3 27,772.000 APACHE CORP. 17,470 2 17,470.000 APACHE CORP. 50,950 3 50,950.000 ASSOCIATES FIRST CAPITAL CORP. 113,480 2 113,480.000 ASSOCIATES FIRST CAPITAL CORP. 3,180 4 3,180.000 ASSOCIATES FIRST CAPITAL CORP. 226,420 6 226,420.000
Page 9 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- ATLAS AIR INC. Common Stock 049164106 $ 883,028.00 40,367 ATLAS AIR INC. Common Stock 049164106 $ 1,916,359.00 63,314 AURORA FOODS INC Common Stock 05164B106 $ 6,752,000.00 422,000 BJ SERVICES CO. Common Stock 055482103 $ 628,901.00 19,769 BJ SERVICES CO. Common Stock 055482103 $ 1,836,760.94 52,090 BANCO COMERCIAL PORTUGUES Common Stock 059479303 $ 5,511,126.00 291,594 BANCO COMERCIAL PORTUGUES Common Stock 059479303 $ 1,640,978.00 86,824 BANCO DE GALICIA Y BUENOS AIRES Common Stock 059538207 $ 15,948,086.00 766,274 BANCO DE GALICIA Y BUENOS AIRES Common Stock 059538207 $ 12,259,888.00 589,064 BANCO DE GALICIA Y BUENOS AIRES Common Stock 059538207 $ 7,963,074.88 356,901 BANCO GADADERO SA SP ADR Pref C 059594507 $ 2,187,433.00 296,601 BANCO GADADERO SA SP ADR Pref C 059594507 $ 481,882.63 102,549 BANCO SANTIAGO Common Stock 05965L105 $ 4,886,234.00 244,312 BANCO SANTIAGO Common Stock 05965L105 $ 3,041,107.00 152,055 BANCOLOMBIA SA Common Stock 05968L102 $ 1,937,274.00 430,505 BANCOLOMBIA SA Common Stock 05968L102 $ 10,439.00 2,320 BANKAMERICA CORP. Common Stock 060505104 $ 3,728,835.00 66,960 BANKAMERICA CORP. Common Stock 060505104 $ 141,186,914.06 2,181,975 BANKAMERICA CORP. Common Stock 060505104 $ 113,529.00 2,050 BANKAMERICA CORP. Common Stock 060505104 $ 50,911,777.13 937,386 BANKAMERICA CORP. Common Stock 060505104 $ 12,055,601.25 208,755 BANK ONE CORP Common Stock 06423A103 $ 635,467.63 18,254 BANK ONE CORP. Common Stock 06423A103 $ 821,287.50 21,720 BANK ONE CORP. Common Stock 06423A103 $ 15,202,839.38 444,690 BANK ONE CORP. Common Stock 06423A103 $ 66,025.00 1,900 BANK UNITED CORP. Common Stock 065412108 $ 517,871.00 15,996 BANK UNITED CORP. Common Stock 065412108 $ 1,678,453.00 40,320 BENCHMARK ELECTRS INC Common Stock 08160H101 $ 3,820,812.50 108,200 BESTFOODS Common Stock 08658U101 $ 25,110,041.75 517,062 BESTFOODS Common Stock 08658U101 $ 2,763,109.00 56,898 BESTFOODS Common Stock 08658U101 $ 118,198,911.00 2,002,030 BESTFOODS Common Stock 08658U101 $ 68,082.00 1,400 BESTFOODS Common Stock 08658U101 $ 35,915,040.00 732,960 BESTFOODS Common Stock 08658U101 $ 642,270.00 12,640 BLYTH INDUSTRIES INC. Common Stock 09643P108 $ 521,049.38 20,790 BOEING CO. Common Stock 097023105 $ 122,343.75 2,700 BOWATER INC. Common Stock 102183100 $ 2,183,213.00 41,585 BOWATER INC. Common Stock 102183100 $ 25,009,634.50 476,374 BOWATER INC. Common Stock 102183100 $ 29,079,740.00 554,560 BRISTOL-MYERS SQUIBB CO. Common Stock 110122108 $ 6,338,925.00 93,910 BRISTOL-MYERS SQUIBB CO. Common Stock 110122108 $ 173,721,327.31 2,250,243 BRISTOL-MYERS SQUIBB CO. Common Stock 110122108 $ 149,057.20 2,120 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- ATLAS AIR INC. 40,367 2 40,367.000 ATLAS AIR INC. 63,314 3 63,314.000 AURORA FOODS INC 422,000 - 1 334,500 87,500 BJ SERVICES CO. 19,769 2 19,769.000 BJ SERVICES CO. 52,090 3 52,090.000 BANCO COMERCIAL PORTUGUES 291,594 1 291,594 BANCO COMERCIAL PORTUGUES 86,824 2 86,824.000 BANCO DE GALICIA Y BUENOS AIRES 766,274 1 766,274 BANCO DE GALICIA Y BUENOS AIRES 589,064 2 589,064.000 BANCO DE GALICIA Y BUENOS AIRES 356,901 3 356,901.000 BANCO GADADERO SA 296,601 1 296,601 BANCO GADADERO SA 102,549 3 102,549.000 BANCO SANTIAGO 244,312 1 244,312 BANCO SANTIAGO 152,055 2 152,055.000 BANCOLOMBIA SA 430,505 1 430,505 BANCOLOMBIA SA 2,320 2 2,320.000 BANKAMERICA CORP. 66,960 2 66,960.000 BANKAMERICA CORP. 2,181,975 3 2,181,975.000 BANKAMERICA CORP. 2,050 4 2,050.000 BANKAMERICA CORP. 937,386 5 937,386.000 BANKAMERICA CORP. 208,755 6 208,755.000 BANK ONE CORP 17,598 656 1 17,962 292 BANK ONE CORP. 21,720 3 21,720.000 BANK ONE CORP. 444,690 5 444,690.000 BANK ONE CORP. 1,900 6 1,900.000 BANK UNITED CORP. 15,996 2 15,996.000 BANK UNITED CORP. 40,320 3 40,320.000 BENCHMARK ELECTRS INC 108,200 - 1 85,500 22,700 BESTFOODS 509,862 7,200 1 328,712 188,350 BESTFOODS 56,898 2 56,898.000 BESTFOODS 2,002,030 3 2,002,030.000 BESTFOODS 1,400 4 1,400.000 BESTFOODS 732,960 5 732,960.000 BESTFOODS 12,640 6 12,640.000 BLYTH INDUSTRIES INC. 20,790 3 20,790.000 BOEING CO. 2,700 6 2,700.000 BOWATER INC. 41,585 2 41,585.000 BOWATER INC. 476,374 3 476,374.000 BOWATER INC. 554,560 5 554,560.000 BRISTOL-MYERS SQUIBB CO. 93,910 2 93,910.000 BRISTOL-MYERS SQUIBB CO. 2,250,243 3 2,250,243.000 BRISTOL-MYERS SQUIBB CO. 2,120 4 2,120.000
Page 10 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB CO. Common Stock 110122108 $ 47,993,160.00 732,720 BRISTOL-MYERS SQUIBB CO. Common Stock 110122108 $ 12,535,715.00 180,370 BUFFETS INC. Common Stock 119882108 $ 809,100.00 69,600 BUFFETS INC. Common Stock 119882108 $ 1,420,778.13 169,850 CAPITAL ONE FINL CORP Common Stock 14040H105 $ 25,889,526.00 663,834 CAPITAL ONE FINANCIAL CORP. Common Stock 14040H105 $ 3,259,620.00 83,580 CAPITAL ONE FINANCIAL CORP. Common Stock 14040H105 $ 94,291,753.00 1,756,761 CAPITAL ONE FINANCIAL CORP. Common Stock 14040H105 $ 25,064.00 650 CAPITAL ONE FINANCIAL CORP. Common Stock 14040H105 $ 29,879,131.25 752,860 CAPITAL ONE FINANCIAL CORP. Common Stock 14040H105 $ 5,440,116.25 137,290 CAPITOL FEDERAL FINANCIAL Common Stock 14057C106 $ 3,995,475.00 400,800 CATELLUS DEVELOPMENT CORP. Common Stock 149111106 $ 270,250.00 23,000 CATELLUS DEVELOPMENT CORP. Common Stock 149111106 $ 270,250.00 23,000 CEMENTOS PAZ DEL RIO Common Stock 151264108 $ 1,645,371.00 294,986 CERIDIAN CORP. Common Stock 15677T106 $ 5,035,621.50 229,544 CERIDIAN CORP. Common Stock 15677T106 $ 122,280.00 6,000 CERIDIAN CORP. Common Stock 15677T106 $ 20,939,786.88 799,610 CHASE MANHATTAN CORP NEW Common Stock 16161A108 $ 634,280.00 8,415 CHASE MANHATTAN CORP. Common Stock 16161A108 $ 198,990.00 2,640 CHASE MANHATTAN CORP. Common Stock 16161A108 $ 2,129,712.50 24,050 CHASE MANHATTAN CORP. Common Stock 16161A108 $ 512,550.00 6,800 CHECKFREE HOLDINGS CORP. Common Stock 162816102 $ 950,399.00 23,110 CHECKFREE HOLDINGS CORP. Common Stock 162816102 $ 1,876,646.00 52,530 CHEVRON CORPORATION Common Stock 166751107 $ 423,338.00 4,770 CHEVRON CORPORATION Common Stock 166751107 $ 80,535,146.31 881,839 CHEVRON CORPORATION Common Stock 166751107 $ 31,568,038.44 357,965 CHEVRON CORPORATION Common Stock 166751107 $ 9,425,944.00 107,113 CISCO SYS INC Common Stock 17275R102 $ 10,129,016.39 147,734 CISCO SYSTEMS INC. Common Stock 17275R102 $ 424,265.00 6,188 CISCO SYSTEMS INC. Common Stock 17275R102 $ 47,765,275.00 645,022 CISCO SYSTEMS INC. Common Stock 17275R102 $ 316,159.20 4,590 CISCO SYSTEMS INC. Common Stock 17275R102 $ 21,913,163.75 327,980 CISCO SYSTEMS INC. Common Stock 17275R102 $ 5,117,109.00 74,161 CITIGROUP INC. Common Stock 172967101 $ 66,118,272.50 1,218,770 CITIGROUP INC. Common Stock 172967101 $ 549,907.50 12,750 CITIGROUP INC. Common Stock 172967101 $ 540,312.50 12,350 CITRIX SYSTEMS INC. Common Stock 177376100 $ 1,350,857.00 21,810 CITRIX SYSTEMS INC. Common Stock 177376100 $ 2,238,860.50 34,170 CLOROX COMPANY Common Stock 189054109 $ 492,068.75 12,020 COGENERATION CORP AMER Common Stock 19238M105 $ 45,356,850.00 490,000 COLGATE-PALMOLIVE COMPANY Common Stock 194162103 $ 4,407,555.00 96,340 COLGATE-PALMOLIVE COMPANY Common Stock 194162103 $ 113,661,764.50 1,855,219 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB CO. 732,720 5 732,720.000 BRISTOL-MYERS SQUIBB CO. 180,370 6 180,370.000 BUFFETS INC. 69,600 2 69,600.000 BUFFETS INC. 169,850 3 169,850.000 CAPITAL ONE FINL CORP 663,534 300 1 418,828 245,006 CAPITAL ONE FINANCIAL CORP. 83,580 2 83,580.000 CAPITAL ONE FINANCIAL CORP. 1,756,761 3 1,756,761.000 CAPITAL ONE FINANCIAL CORP. 650 4 650.000 CAPITAL ONE FINANCIAL CORP. 752,860 5 752,860.000 CAPITAL ONE FINANCIAL CORP. 137,290 6 137,290.000 CAPITOL FEDERAL FINANCIAL 400,800 - 1 316,600 84,200 CATELLUS DEVELOPMENT CORP. 23,000 3 23,000.000 CATELLUS DEVELOPMENT CORP. 23,000 4 23,000.000 CEMENTOS PAZ DEL RIO 294,986 1 294,986 CERIDIAN CORP. 229,544 3 229,544.000 CERIDIAN CORP. 6,000 4 6,000.000 CERIDIAN CORP. 799,610 5 799,610.000 CHASE MANHATTAN CORP NEW 5,715 2,700 1 6,550 1,865 CHASE MANHATTAN CORP. 2,640 2 2,640.000 CHASE MANHATTAN CORP. 24,050 3 24,050.000 CHASE MANHATTAN CORP. 6,800 6 6,800.000 CHECKFREE HOLDINGS CORP. 23,110 2 23,110.000 CHECKFREE HOLDINGS CORP. 52,530 3 52,530.000 CHEVRON CORPORATION 4,770 2 4,770.000 CHEVRON CORPORATION 881,839 3 881,839.000 CHEVRON CORPORATION 357,965 5 357,965.000 CHEVRON CORPORATION 107,113 6 107,113.000 CISCO SYS INC 133,486 14,248 1 43,088 104,646 CISCO SYSTEMS INC. 6,188 2 6,188.000 CISCO SYSTEMS INC. 645,022 3 645,022.000 CISCO SYSTEMS INC. 4,590 4 4,590.000 CISCO SYSTEMS INC. 327,980 5 327,980.000 CISCO SYSTEMS INC. 74,161 6 74,161.000 CITIGROUP INC. 1,218,770 3 1,218,770.000 CITIGROUP INC. 12,750 4 12,750.000 CITIGROUP INC. 12,350 6 12,350.000 CITRIX SYSTEMS INC. 21,810 2 21,810.000 CITRIX SYSTEMS INC. 34,170 3 34,170.000 CLOROX COMPANY 12,020 3 12,020.000 COGENERATION CORP AMER 490,000 3 490,000.000 COLGATE-PALMOLIVE COMPANY 96,340 2 96,340.000 COLGATE-PALMOLIVE COMPANY 1,855,219 3 1,855,219.000
Page 11 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Common Stock 194162103 $ 701,850.80 14,680 COLGATE-PALMOLIVE COMPANY Common Stock 194162103 $ 31,083,896.25 674,820 COLGATE-PALMOLIVE COMPANY Common Stock 194162103 $ 6,812,932.50 137,635 COMAIR HOLDINGS INC. Common Stock 199789108 $ 182,311.00 10,925 COMAIR HOLDINGS INC. Common Stock 199789108 $ 2,033,753.95 85,100 COMCAST CORP. Common Stock 200300200 $ 429,253.75 10,190 COMPASS BANCSHARES INC Common Stock 20449H109 $ 1,235,000.00 49,400 COMPUTER SCIENCES CORP. Common Stock 205363104 $ 1,207,200.00 12,800 COMPUTER SCIENCES CORP. Common Stock 205363104 $ 111,997,492.13 1,636,813 COMPUTER SCIENCES CORP. Common Stock 205363104 $ 412,905.90 5,930 COMPUTER SCIENCES CORP. Common Stock 205363104 $ 40,794,193.13 593,910 COMPUTER SCIENCES CORP. Common Stock 205363104 $ 11,602,264.50 180,932 CRANE CO. Common Stock 224399105 $ 918,255.00 40,925 DAL-TILE INTL INC Common Stock 23426R108 $ 7,367,587.50 928,200 DELL COMPUTER CORP. Common Stock 247025109 $ 498,352.50 12,420 DEVON ENERGY CORP Common Stock 25179M103 $ 1,823,250.00 44,000 DIAL CORP Common Stock 25247D101 $ 275,145.00 10,790 DIAL CORP Common Stock 25247D101 $ 2,922,788.75 126,020 DIAMOND OFFSHORE DRILLING Common Stock 25271C102 $ 735,585.00 22,040 DIAMOND OFFSHORE DRILLING Common Stock 25271C102 $ 1,681,055.00 53,480 DIAMOND OFFSHORE DRILLING Common Stock 25271C102 $ 69,500.00 2,000 DIME BANCORP INC Common Stock 25429Q102 $ 615,300.00 35,160 DIME BANCORP INC Common Stock 25429Q102 $ 1,644,278.75 91,250 DUFF & PHELPS CR RATING CO Common Stock 26432F109 $ 5,355,812.50 67,000 ECI TELECOM LTD Common Stock 268258100 $ 44,011,340.88 1,511,119 EG&G INC. Common Stock 268457108 $ 1,310,518.00 32,969 EMC CORP-MASS Common Stock 268648102 $ 2,698,810.00 36,970 EARTHGRAINS COMPANY Common Stock 270319106 $ 911,329.00 41,190 EARTHGRAINS COMPANY Common Stock 270319106 $ 1,673,555.38 72,120 EMBRATEL PARTICIPACOES SA Common Stock 29081N100 $ 23,974,440.00 2,084,734 EMBRATEL PARTICIPACOES SA Common Stock 29081N100 $ 16,853,516.00 1,465,523 EMBOTELLADORA ANDINA S.A. Spon ADR A 29081P204 $ 1,050,869.00 60,700 EMBOTELLADORA ANDINA S.A. Spon ADR A 29081P204 $ 124,006.00 11,600 EMBOTELLADORA ANDINA S.A. Spon ADR B 29081P303 $ 11,476,655.00 882,820 EMBOTELLADORA ANDINA S.A. Spon ADR B 29081P303 $ 1,655,570.00 819,659 EMBOTELLADORA ANDINA S.A. Spon ADR B 29081P303 $ 9,509,814.38 56,126 EMCOR GROUP INC Common Stock 29084Q100 $ 288,750.00 15,000 EMERSON ELECTRIC CO. Common Stock 291011104 $ 804,693.00 12,735 EMERSON ELECTRIC CO. Common Stock 291011104 $ 670,141.69 11,820 ENERSIS S.A. (CHILE) Common Stock 29274F104 $ 10,046,428.00 481,266 ENERSIS S.A. (CHILE) Common Stock 29274F104 $ 9,361,767.00 448,468 ENERSIS S.A. (CHILE) Common Stock 29274F104 $ 1,875,005.00 16,186 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY 14,680 4 14,680.000 COLGATE-PALMOLIVE COMPANY 674,820 5 674,820.000 COLGATE-PALMOLIVE COMPANY 137,635 6 137,635.000 COMAIR HOLDINGS INC. 10,925 2 10,925.000 COMAIR HOLDINGS INC. 85,100 3 85,100.000 COMCAST CORP. 10,190 3 10,190.000 COMPASS BANCSHARES INC 49,400 - 1 12,900 36,500 COMPUTER SCIENCES CORP. 12,800 2 12,800.000 COMPUTER SCIENCES CORP. 1,636,813 3 1,636,813.000 COMPUTER SCIENCES CORP. 5,930 4 5,930.000 COMPUTER SCIENCES CORP. 593,910 5 593,910.000 COMPUTER SCIENCES CORP. 180,932 6 180,932.000 CRANE CO. 40,925 2 40,925.000 DAL-TILE INTL INC 928,200 - 1 727,700 200,500 DELL COMPUTER CORP. 12,420 3 12,420.000 DEVON ENERGY CORP 44,000 - 1 11,600 32,400 DIAL CORP 10,790 2 10,790.000 DIAL CORP 126,020 3 126,020.000 DIAMOND OFFSHORE DRILLING 22,040 2 22,040.000 DIAMOND OFFSHORE DRILLING 53,480 3 53,480.000 DIAMOND OFFSHORE DRILLING 2,000 6 2,000.000 DIME BANCORP INC 35,160 2 35,160.000 DIME BANCORP INC 91,250 3 91,250.000 DUFF & PHELPS CR RATING CO 67,000 - 1 46,300 20,700 ECI TELECOM LTD 1,511,119 3 1,511,119.000 EG&G INC. 32,969 2 32,969.000 EMC CORP-MASS 36,970 3 36,970.000 EARTHGRAINS COMPANY 41,190 2 41,190.000 EARTHGRAINS COMPANY 72,120 3 72,120.000 EMBRATEL PARTICIPACOES SA 2,084,734 1 2,084,734 EMBRATEL PARTICIPACOES SA 1,465,523 2 1,465,523.000 EMBOTELLADORA ANDINA S.A. 60,700 2 60,700.000 EMBOTELLADORA ANDINA S.A. 11,600 3 11,600.000 EMBOTELLADORA ANDINA S.A. 882,820 1 882,820 EMBOTELLADORA ANDINA S.A. 819,659 2 819,659.000 EMBOTELLADORA ANDINA S.A. 56,126 3 56,126.000 EMCOR GROUP INC 15,000 - 1 15,000 - EMERSON ELECTRIC CO. 12,735 2 12,735.000 EMERSON ELECTRIC CO. 11,820 3 11,820.000 ENERSIS S.A. (CHILE) 481,266 1 481,266 ENERSIS S.A. (CHILE) 448,468 2 448,468.000 ENERSIS S.A. (CHILE) 16,186 3 16,186.000
Page 12 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- ENRON CORP. Common Stock 293561106 $ 666,956.25 16,700 ENRON CORP. Common Stock 293561106 $ 286,650.00 7,200 ENTRUST TECHNOLOGIES INC. Common Stock 293848107 $ 37,695.00 1,680 ENTRUST TECHNOLOGIES INC. Common Stock 293848107 $ 1,648,192.50 65,420 EXPRESS SCRIPTS INC. Common Stock 302182100 $ 1,469,066.00 18,774 EXPRESS SCRIPTS INC. Common Stock 302182100 $ 1,123,456.75 34,000 EXXON CORP. Common Stock 302290101 $ 440,671.88 5,950 EXXON CORP. Common Stock 302290101 $ 809,097.19 10,815 FAIRFIELD COMMUNITIES INC. Common Stock 304231301 $ 2,615,456.25 126,810 FAMILY DOLLAR STORES Common Stock 307000109 $ 791,554.00 37,470 FREDDIE MAC Common Stock 313400301 $ 4,384,484.00 84,317 FREDDIE MAC Common Stock 313400301 $ 104,184,738.00 1,926,186 FREDDIE MAC Common Stock 313400301 $ 41,481,025.00 808,400 FREDDIE MAC Common Stock 313400301 $ 5,117,312.50 99,850 FANNIE MAE Common Stock 313586109 $ 266,963.13 3,770 FANNIE MAE Common Stock 313586109 $ 2,574,086,400.00 6,680,000 FANNIE MAE Common Stock 313586109 $ 293,700.00 4,800 FERRO CORP. Common Stock 315405100 $ 305,625.00 15,000 FINOVA GROUP INC. Common Stock 317928109 $ 815,958.00 22,355 FINOVA GROUP INC. Common Stock 317928109 $ 2,191,087.31 45,890 FLEET FINANCIAL GROUP INC. Common Stock 338915101 $ 274,876,250.00 2,750,000 FLEET FINANCIAL GROUP INC. Common Stock 338915101 $ 65,812.50 1,800 FUEL-TECH NV Common Stock 359523107 $ 1,588,677.19 651,765 GTE CORPORATION Common Stock 362320103 $ 5,563,444.00 72,370 GTE CORPORATION Common Stock 362320103 $ 119,880,057.69 1,596,039 GTE CORPORATION Common Stock 362320103 $ 122,800.00 1,600 GTE CORPORATION Common Stock 362320103 $ 40,294,563.44 534,145 GTE CORPORATION Common Stock 362320103 $ 8,898,491.25 119,845 GAP INC. Common Stock 364760108 $ 3,452,352.00 107,886 GAP INC. Common Stock 364760108 $ 52,096,274.75 1,388,496 GAP INC. Common Stock 364760108 $ 13,172,061.00 418,992 GAP INC. Common Stock 364760108 $ 4,462,144.00 139,442 GENERAL ELECTRIC COMPANY Common Stock 369604103 $ 8,560,687.00 72,204 GENERAL ELECTRIC COMPANY Common Stock 369604103 $ 157,883,177.00 1,156,164 GENERAL ELECTRIC COMPANY Common Stock 369604103 $ 597,204.80 5,080 GENERAL ELECTRIC COMPANY Common Stock 369604103 $ 46,836,402.19 402,245 GENERAL ELECTRIC COMPANY Common Stock 369604103 $ 18,833,862.00 159,609 GENSET SA Spon ADR 37244T104 $ 2,828,000.00 224,000 GENSET SA Spon ADR 37244T104 $ 1,633,471.00 293,272 GEON CO Common Stock 37246W105 $ 18,612,100.00 722,800 GEORGIA-PACIFIC CORPORATION (TIMBER GROUP) Common Stock 373298702 $ 2,644,425.00 122,640 GLOBAL TELESYSTEMS GROUP INC. Common Stock 37936U104 $ 1,972,450.00 82,400 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- ENRON CORP. 16,700 3 16,700.000 ENRON CORP. 7,200 6 7,200.000 ENTRUST TECHNOLOGIES INC. 1,680 2 1,680.000 ENTRUST TECHNOLOGIES INC. 65,420 3 65,420.000 EXPRESS SCRIPTS INC. 18,774 2 18,774.000 EXPRESS SCRIPTS INC. 34,000 3 34,000.000 EXXON CORP. 5,950 3 5,950.000 EXXON CORP. 10,815 6 10,815.000 FAIRFIELD COMMUNITIES INC. 126,810 3 126,810.000 FAMILY DOLLAR STORES 37,470 2 37,470.000 FREDDIE MAC 84,317 2 84,317.000 FREDDIE MAC 1,926,186 3 1,926,186.000 FREDDIE MAC 808,400 5 808,400.000 FREDDIE MAC 99,850 6 99,850.000 FANNIE MAE 3,770 3 3,770.000 FANNIE MAE 26,680,000 5 26,680,000.000 FANNIE MAE 4,800 6 4,800.000 FERRO CORP. 15,000 3 15,000.000 FINOVA GROUP INC. 22,355 2 22,355.000 FINOVA GROUP INC. 45,890 3 45,890.000 FLEET FINANCIAL GROUP INC. 2,750,000 3 2,750,000.000 FLEET FINANCIAL GROUP INC. 1,800 6 1,800.000 FUEL-TECH NV 651,765 3 651,765.000 GTE CORPORATION 72,370 2 72,370.000 GTE CORPORATION 1,596,039 3 1,596,039.000 GTE CORPORATION 1,600 4 1,600.000 GTE CORPORATION 534,145 5 534,145.000 GTE CORPORATION 119,845 6 119,845.000 GAP INC. 107,886 2 107,886.000 GAP INC. 1,388,496 3 1,388,496.000 GAP INC. 418,992 5 418,992.000 GAP INC. 139,442 6 139,442.000 GENERAL ELECTRIC COMPANY 72,204 2 72,204.000 GENERAL ELECTRIC COMPANY 1,156,164 3 1,156,164.000 GENERAL ELECTRIC COMPANY 5,080 4 5,080.000 GENERAL ELECTRIC COMPANY 402,245 5 402,245.000 GENERAL ELECTRIC COMPANY 159,609 6 159,609.000 GENSET SA 224,000 1 224,000.000 GENSET SA 293,272 3 293,272.000 GEON CO 700,500 22,300 1 615,900 106,900 GEORGIA-PACIFIC CORPORATION (TIMBER GROUP) 122,640 3 122,640.000 GLOBAL TELESYSTEMS GROUP INC. 82,400 3 82,400.000
Page 13 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- GRAINGER (W.W.) INC. Common Stock 384802104 $ 453,412.50 10,700 GRUPO IMSA S.A. Common Stock 40048T106 $ 7,782,000.00 518,800 GRUPO TELEVISA SA Common Stock 40049J206 $ 169,281,325.00 3,983,090 GUIDANT CORP. Common Stock 401698105 $ 1,903,688.00 35,500 GUIDANT CORP. Common Stock 401698105 $ 1,778,755.75 39,150 GUIDANT CORP. Common Stock 401698105 $ 5,377,995.00 113,820 GULF INDONESIA RESOURCES LTD. Common Stock 402284103 $ 508,000.00 64,000 GULF INDONESIA RESOURCES LTD. Common Stock 402284103 $ 247,000.00 25,000 GULF INDONESIA RESOURCES LTD. Common Stock 402284103 $ 108,125.00 10,000 HANGER ORTHOPEDIC GROUP INC Common Stock 41043F208 $ 797,500.00 55,000 HELLER FINANCIAL INC. Common Stock 423328103 $ 875,250.00 38,900 HELLER FINANCIAL INC. Common Stock 423328103 $ 2,707,722.50 111,962 HELLER FINANCIAL INC. Common Stock 423328103 $ 314,160.00 14,000 HERSHEY FOODS CORP. Common Stock 427866108 $ 132,917.00 2,730 HERSHEY FOODS CORP. Common Stock 427866108 $ 1,097,263.00 21,630 INDUSTRIE NATUZZI SPA Common Stock 456478106 $ 10,151,816.00 517,290 INDUSTRIE NATUZZI SPA Common Stock 456478106 $ 787,551.00 40,130 INDUSTRIE NATUZZI SPA Common Stock 456478106 $ 2,915,832.25 201,769 INFINITY BRAODCASTING CORP CL A Common Stock 45662S102 $ 25,579,050.75 872,630 INFINITY BROADCASTING CP NEW Class A 45662S102 $ 3,611,007.00 123,190 INFINITY BROADCASTING CP NEW Class A 45662S102 $ 107,521,601.13 3,092,220 INFINITY BROADCASTING CP NEW Class A 45662S102 $ 102,600.00 3,600 INFINITY BROADCASTING CP NEW Class A 45662S102 $ 30,372,986.25 1,114,605 INFINITY BROADCASTING CP NEW Class A 45662S102 $ 5,804,931.56 217,515 INFOCURE CORP Common Stock 45665A108 $ 529,633.00 28,060 INFOCURE CORP Common Stock 45665A108 $ 1,085,529.50 74,490 INTEL CORP. Common Stock 458140100 $ 2,396,578.00 32,250 INTEL CORP. Common Stock 458140100 $ 147,961,492.63 1,909,420 INTEL CORP. Common Stock 458140100 $ 6,416,598.76 84,795 INTERNATIONAL BUSINESS MACHINES CORP. Common Stock 459200101 $ 5,367,560.00 44,360 INTERNATIONAL BUSINESS MACHINES CORP. Common Stock 459200101 $ 88,037,437.75 906,327 INTERNATIONAL BUSINESS MACHINES CORP. Common Stock 459200101 $ 82,467.00 700 INTERNATIONAL BUSINESS MACHINES CORP. Common Stock 459200101 $ 43,981,966.88 366,135 INTERNATIONAL BUSINESS MACHINES CORP. Common Stock 459200101 $ 10,294,375.00 82,355 INTERNATIONAL HOME FOODS INC. Common Stock 459655106 $ 647,395.00 36,994 INTERNATIONAL HOME FOODS INC. Common Stock 459655106 $ 713,769.50 34,178 INTERPUBLIC GROUP COS, INC. Common Stock 460690100 $ 5,784,337.00 140,653 INTERPUBLIC GROUP COS. INC. Common Stock 460690100 $ 522,058.00 12,694 IPALCO ENTERPRISES INC. Common Stock 462613100 $ 218,090.00 11,220 JOHNSON & JOHNSON Common Stock 478160104 $ 20,373,879.38 222,210 JOHNSON & JOHNSON Common Stock 478160104 $ 387,000.00 4,300 KROGER CO. Common Stock 501044101 $ 1,766,324.00 80,060 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- GRAINGER (W.W.) INC. 10,700 3 10,700.000 GRUPO IMSA S.A. 518,800 3 518,800.000 GRUPO TELEVISA SA 3,983,090 3 3,983,090.000 GUIDANT CORP. 35,500 2 35,500.000 GUIDANT CORP. 39,150 3 39,150.000 GUIDANT CORP. 113,820 6 113,820.000 GULF INDONESIA RESOURCES LTD. 64,000 3 64,000.000 GULF INDONESIA RESOURCES LTD. 25,000 4 25,000.000 GULF INDONESIA RESOURCES LTD. 10,000 6 10,000.000 HANGER ORTHOPEDIC GROUP INC 55,000 - 1 55,000 - HELLER FINANCIAL INC. 38,900 2 38,900.000 HELLER FINANCIAL INC. 111,962 3 111,962.000 HELLER FINANCIAL INC. 14,000 4 14,000.000 HERSHEY FOODS CORP. 2,730 2 2,730.000 HERSHEY FOODS CORP. 21,630 3 21,630.000 INDUSTRIE NATUZZI SPA 517,290 1 517,290 INDUSTRIE NATUZZI SPA 40,130 2 40,130.000 INDUSTRIE NATUZZI SPA 201,769 3 201,769.000 INFINITY BRAODCASTING CORP CL A 872,630 - 1 570,055 302,575 INFINITY BROADCASTING CP NEW 123,190 2 123,190.000 INFINITY BROADCASTING CP NEW 3,092,220 3 3,092,220.000 INFINITY BROADCASTING CP NEW 3,600 4 3,600.000 INFINITY BROADCASTING CP NEW 1,114,605 5 1,114,605.000 INFINITY BROADCASTING CP NEW 217,515 6 217,515.000 INFOCURE CORP 28,060 2 28,060.000 INFOCURE CORP 74,490 3 74,490.000 INTEL CORP. 32,250 2 32,250.000 INTEL CORP. 1,909,420 3 1,909,420.000 INTEL CORP. 84,795 6 84,795.000 INTERNATIONAL BUSINESS MACHINES CORP. 44,360 2 44,360.000 INTERNATIONAL BUSINESS MACHINES CORP. 906,327 3 906,327.000 INTERNATIONAL BUSINESS MACHINES CORP. 700 4 700.000 INTERNATIONAL BUSINESS MACHINES CORP. 366,135 5 366,135.000 INTERNATIONAL BUSINESS MACHINES CORP. 82,355 6 82,355.000 INTERNATIONAL HOME FOODS INC. 36,994 2 36,994.000 INTERNATIONAL HOME FOODS INC. 34,178 3 34,178.000 INTERPUBLIC GROUP COS, INC. 140,653 1 140,653 INTERPUBLIC GROUP COS. INC. 12,694 2 12,694.000 IPALCO ENTERPRISES INC. 11,220 2 11,220.000 JOHNSON & JOHNSON 222,210 5 222,210.000 JOHNSON & JOHNSON 4,300 6 4,300.000 KROGER CO. 80,060 2 80,060.000
Page 14 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- KROGER CO. Common Stock 501044101 $ 55,900.00 2,600 KROGER CO. Common Stock 501044101 $ 13,392,839.25 583,884 KROGER CO. Common Stock 501044101 $ 1,326,056.25 53,850 L-3 COMMUNICATIONS HOLDINGS INC. Common Stock 502424104 $ 609,285.00 16,140 LABORATORIO CHILE S.A. Common Stock 50540h104 $ 108,281.00 6,300 LAMAR ADVERTISING CO. Common Stock 512815101 $ 45,045.00 910 LAMAR ADVERTISING CO. Common Stock 512815101 $ 2,309,355.00 42,690 LOWE'S COMPANIES Common Stock 548661107 $ 2,642,738.00 54,210 LOWE'S COMPANIES Common Stock 548661107 $ 45,016,451.75 806,376 LOWE'S COMPANIES Common Stock 548661107 $ 98,380.00 2,000 LOWE'S COMPANIES Common Stock 548661107 $ 15,389,259.38 326,130 LOWE'S COMPANIES Common Stock 548661107 $ 5,671,786.56 126,215 LUCENT TECHNOLOGIES INC. Common Stock 549463107 $ 2,164,230.00 33,360 LUCENT TECHNOLOGIES INC. Common Stock 549463107 $ 124,822,875.25 1,943,093 LUCENT TECHNOLOGIES INC. Common Stock 549463107 $ 38,482,451.25 609,020 LUCENT TECHNOLOGIES INC. Common Stock 549463107 $ 4,570,110.00 70,040 LUXOTTICA GROUP SPA Common Stock 55068R202 $ 27,278,438.00 1,431,000 LUXOTTICA GROUP SPA Common Stock 55068R202 $ 841,800.00 44,160 LUXOTTICA GROUP SPA Common Stock 55068R202 $ 47,338,081.38 2,321,485 MBNA CORP Common Stock 55262L100 $ 208,164.06 9,125 MBNA CORP. Common Stock 55262L100 $ 64,187.50 2,600 MCI WORLDCOM INC Common Stock 55268B106 $ 32,319,801.25 449,664 MCI WORLDCOM INC. Common Stock 55268B106 $ 4,597,484.00 63,695 MCI WORLDCOM INC. Common Stock 55268B106 $ 135,629,232.63 1,570,307 MCI WORLDCOM INC. Common Stock 55268B106 $ 54,990.00 780 MCI WORLDCOM INC. Common Stock 55268B106 $ 40,581,760.63 558,785 MCI WORLDCOM INC. Common Stock 55268B106 $ 9,748,948.13 128,065 MANPOWER INC WIS Common Stock 56418H100 $ 1,001,900.00 34,400 MCDONALD'S CORP. Common Stock 580135101 $ 61,120,455.00 1,481,708 MCDONALD'S CORP. Common Stock 580135101 $ 500,685.00 11,510 MCDONALD'S CORP. Common Stock 580135101 $ 16,279,731.88 381,370 MCDONALD'S CORP. Common Stock 580135101 $ 2,528,959.00 58,813 MCGRAW-HILL COMPANIES INC. Common Stock 580645109 $ 4,102,394.00 84,804 MCGRAW-HILL COMPANIES INC. Common Stock 580645109 $ 121,697,531.50 2,025,048 MCGRAW-HILL COMPANIES INC. Common Stock 580645109 $ 511,149.60 10,160 MCGRAW-HILL COMPANIES INC. Common Stock 580645109 $ 36,711,255.00 770,840 MCGRAW-HILL COMPANIES INC. Common Stock 580645109 $ 7,083,341.25 146,805 MEDTRONIC INC. Common Stock 585055106 $ 1,700,599.00 47,820 MEDTRONIC INC. Common Stock 585055106 $ 81,830,857.25 2,382,186 MEDTRONIC INC. Common Stock 585055106 $ 92,568.00 2,800 MEDTRONIC INC. Common Stock 585055106 $ 15,055,415.63 434,030 MEDTRONIC INC. Common Stock 585055106 $ 67,250.00 2,000 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- KROGER CO. 2,600 4 2,600.000 KROGER CO. 583,884 5 583,884.000 KROGER CO. 53,850 6 53,850.000 L-3 COMMUNICATIONS HOLDINGS INC. 16,140 2 16,140.000 LABORATORIO CHILE S.A. 6,300 2 6,300.000 LAMAR ADVERTISING CO. 910 2 910.000 LAMAR ADVERTISING CO. 42,690 3 42,690.000 LOWE'S COMPANIES 54,210 2 54,210.000 LOWE'S COMPANIES 806,376 3 806,376.000 LOWE'S COMPANIES 2,000 4 2,000.000 LOWE'S COMPANIES 326,130 5 326,130.000 LOWE'S COMPANIES 126,215 6 126,215.000 LUCENT TECHNOLOGIES INC. 33,360 2 33,360.000 LUCENT TECHNOLOGIES INC. 1,943,093 3 1,943,093.000 LUCENT TECHNOLOGIES INC. 609,020 5 609,020.000 LUCENT TECHNOLOGIES INC. 70,040 6 70,040.000 LUXOTTICA GROUP SPA 1,431,000 1 1,431,000 LUXOTTICA GROUP SPA 44,160 2 44,160.000 LUXOTTICA GROUP SPA 2,321,485 3 2,321,485.000 MBNA CORP 6,525 2,600 1 2,600 6,525 MBNA CORP. 2,600 6 2,600.000 MCI WORLDCOM INC 443,864 5,800 1 300,097 149,567 MCI WORLDCOM INC. 63,695 2 63,695.000 MCI WORLDCOM INC. 1,570,307 3 1,570,307.000 MCI WORLDCOM INC. 780 4 780.000 MCI WORLDCOM INC. 558,785 5 558,785.000 MCI WORLDCOM INC. 128,065 6 128,065.000 MANPOWER INC WIS 34,400 - 1 9,000 25,400 MCDONALD'S CORP. 1,481,708 3 1,481,708.000 MCDONALD'S CORP. 11,510 4 11,510.000 MCDONALD'S CORP. 381,370 5 381,370.000 MCDONALD'S CORP. 58,813 6 58,813.000 MCGRAW-HILL COMPANIES INC. 84,804 2 84,804.000 MCGRAW-HILL COMPANIES INC. 2,025,048 3 2,025,048.000 MCGRAW-HILL COMPANIES INC. 10,160 4 10,160.000 MCGRAW-HILL COMPANIES INC. 770,840 5 770,840.000 MCGRAW-HILL COMPANIES INC. 146,805 6 146,805.000 MEDTRONIC INC. 47,820 2 47,820.000 MEDTRONIC INC. 2,382,186 3 2,382,186.000 MEDTRONIC INC. 2,800 4 2,800.000 MEDTRONIC INC. 434,030 5 434,030.000 MEDTRONIC INC. 2,000 6 2,000.000
Page 15 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Common Stock 589331107 $ 750,274.38 9,430 MERCK & CO., INC. Common Stock 589331107 $ 432,861.60 6,360 MESABA HLDGS INC Common Stock 59066B102 $ 2,434,600.00 207,200 METRIS COMPANIES INC. Common Stock 591598107 $ 1,414,761.00 47,958 METRIS COMPANIES INC. Common Stock 591598107 $ 3,056,328.50 81,874 METRIS COMPANIES INC. Common Stock 591598107 $ 283,100.00 10,000 MICROSOFT CORP. Common Stock 594918104 $ 49,809.00 550 MICROSOFT CORP. Common Stock 594918104 $ 2,392,661.00 26,420 MICROSOFT CORP. Common Stock 594918104 $ 202,639,097.56 2,188,631 MICROSOFT CORP. Common Stock 594918104 $ 33,929,002.50 379,095 MICROSOFT CORP. Common Stock 594918104 $ 9,333,370.31 102,635 MIDAMERICAN ENERGY HOLDINGS CO. Common Stock 59562V107 $ 241,158.50 7,172 MIDCOAST ENERGY RES INC Common Stock 59563W104 $ 395,000.00 20,000 MOBIL CORP. Common Stock 607059102 $ 5,959,564.00 59,152 MOBIL CORP. Common Stock 607059102 $ 104,630,998.50 1,082,428 MOBIL CORP. Common Stock 607059102 $ 135,287.50 1,370 MOBIL CORP. Common Stock 607059102 $ 37,505,090.00 382,705 MOBIL CORP. Common Stock 607059102 $ 274,400.00 2,800 MONTANA POWER CO. Common Stock 612085100 $ 912,212.00 29,970 MONTANA POWER CO. Common Stock 612085100 $ 2,014,006.75 72,930 MORGAN STANLEY DEAN WITTER & COMPANY Common Stock 617446448 $ 4,874,088.00 35,760 MORGAN STANLEY DEAN WITTER & COMPANY Common Stock 617446448 $ 154,462.50 1,800 NAVIGANT CONSULTING Common Stock 63935N107 $ 2,003,400.00 43,200 NEUROGEN CORP. Common Stock 64124E106 $ 283,984.00 17,749 NEWPARK RESOURCES Common Stock 651718504 $ 9,345,830.00 322,270 NISOURCE INC. Common Stock 65473P105 $ 903,806.00 40,850 NISOURCE INC. Common Stock 65473P105 $ 2,186,364.00 109,890 NORTH FORK BANCORPORATION Common Stock 659424105 $ 984,750.00 50,500 NORTH FORK BANCORPORATION Common Stock 659424105 $ 2,013,918.75 94,890 ONSALE INC. Common Stock 682838107 $ 38,670,625.00 1,767,800 PAYLESS SHOESOURCE INC. Common Stock 704379106 $ 764,570.00 15,140 PAYLESS SHOESOURCE INC. Common Stock 704379106 $ 1,762,814.00 40,028 PEPSICO INC. Common Stock 713448108 $ 732,886.00 42,953 PFIZER INC. Common Stock 717081103 $ 2,133,845.00 59,480 PFIZER INC. Common Stock 717081103 $ 59,613,872.50 1,496,368 PFIZER INC. Common Stock 717081103 $ 75,366.20 2,020 PFIZER INC. Common Stock 717081103 $ 13,885,067.19 407,635 PFIZER INC. Common Stock 717081103 $ 295,548.75 8,505 PHILIP MORRIS COMPANIES INC. Common Stock 718154107 $ 360,181.25 14,300 PHILIP MORRIS COMPANIES INC. Common Stock 718154107 $ 207,400.00 6,100 PHILIP MORRIS COMPANIES INC. Common Stock 718154107 $ 1,923,901.88 56,070 PINNACLE HOLDINGS INC. Common Stock 72346N101 $ 9,010,512.50 344,900 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. 9,430 3 9,430.000 MERCK & CO., INC. 6,360 4 6,360.000 MESABA HLDGS INC 207,200 - 1 207,200 - METRIS COMPANIES INC. 47,958 2 47,958.000 METRIS COMPANIES INC. 81,874 3 81,874.000 METRIS COMPANIES INC. 10,000 4 10,000.000 MICROSOFT CORP. 550 1 550.000 MICROSOFT CORP. 26,420 2 26,420.000 MICROSOFT CORP. 2,188,631 3 2,188,631.000 MICROSOFT CORP. 379,095 5 379,095.000 MICROSOFT CORP. 102,635 6 102,635.000 MIDAMERICAN ENERGY HOLDINGS CO. 7,172 3 7,172.000 MIDCOAST ENERGY RES INC 20,000 - 1 20,000 - MOBIL CORP. 59,152 2 59,152.000 MOBIL CORP. 1,082,428 3 1,082,428.000 MOBIL CORP. 1,370 4 1,370.000 MOBIL CORP. 382,705 5 382,705.000 MOBIL CORP. 2,800 6 2,800.000 MONTANA POWER CO. 29,970 2 29,970.000 MONTANA POWER CO. 72,930 3 72,930.000 MORGAN STANLEY DEAN WITTER & COMPANY 35,760 2 35,760.000 MORGAN STANLEY DEAN WITTER & COMPANY 1,800 6 1,800.000 NAVIGANT CONSULTING 43,200 - 1 11,400 31,800 NEUROGEN CORP. 17,749 3 17,749.000 NEWPARK RESOURCES 322,270 3 322,270.000 NISOURCE INC. 40,850 2 40,850.000 NISOURCE INC. 109,890 3 109,890.000 NORTH FORK BANCORPORATION 50,500 2 50,500.000 NORTH FORK BANCORPORATION 94,890 3 94,890.000 ONSALE INC. 1,767,800 3 1,767,800.000 PAYLESS SHOESOURCE INC. 15,140 2 15,140.000 PAYLESS SHOESOURCE INC. 40,028 3 40,028.000 PEPSICO INC. 42,953 2 42,953.000 PFIZER INC. 59,480 2 59,480.000 PFIZER INC. 1,496,368 3 1,496,368.000 PFIZER INC. 2,020 4 2,020.000 PFIZER INC. 407,635 5 407,635.000 PFIZER INC. 8,505 6 8,505.000 PHILIP MORRIS COMPANIES INC. 14,300 3 14,300.000 PHILIP MORRIS COMPANIES INC. 6,100 4 6,100.000 PHILIP MORRIS COMPANIES INC. 56,070 6 56,070.000 PINNACLE HOLDINGS INC. 344,900 - 1 270,500 74,400
Page 16 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- PJ AMER INC Common Stock 72585Q104 $ 208,750.00 10,000 PREMIER PARKS INC. Common Stock 740540208 $ 771,400.00 26,600 PREMIER PARKS INC. Common Stock 740540208 $ 1,939,754.38 67,090 PROCTER & GAMBLE CO. Common Stock 742718109 $ 5,193,000.00 55,392 PROCTER & GAMBLE CO. Common Stock 742718109 $ 134,060,129.88 1,272,409 PROCTER & GAMBLE CO. Common Stock 742718109 $ 127,078.40 1,360 PROCTER & GAMBLE CO. Common Stock 742718109 $ 30,651,855.94 319,915 PROCTER & GAMBLE CO. Common Stock 742718109 $ 9,937,065.94 102,115 PROTECTIVE LIFE CORP. Common Stock 743674103 $ 22,330.00 770 PROTECTIVE LIFE CORP. Common Stock 743674103 $ 1,987,007.50 54,660 PROTEIN DESIGN LABS INC. Common Stock 74369L103 $ 1,215,606.00 33,650 PROTEIN DESIGN LABS INC. Common Stock 74369L103 $ 2,267,027.13 53,280 QUEBECOR INC. Common Stock 748193109 $ 52,082,500.00 500,000 QUEST DIAGNOSTICS INC Common Stock 74834L100 $ 10,192,000.00 392,000 QUILMES INDUSTRIAL Spon ADR NV PFD 74838Y108 $ 7,072,272.00 739,584 QUILMES INDUSTRIAL Spon ADR NV PFD 74838Y108 $ 1,674,415.94 27,780 QUINTILES TRANSNATIONAL CORP. Common Stock 748767100 $ 219,324.60 11,660 RENT A CTR INC NEW Common Stock 76009N100 $ 9,975,550.00 535,600 RENT WAY INC Common Stock 76009U104 $ 9,560,800.00 503,200 ROYAL BANK OF CANADA Common Stock 780087102 $ 67,200,000.00 700,000 SBC COMMUNICATIONS INC Common Stock 78387G103 $ 3,314,979.34 64,920 SBC COMMUNICATIONS INC. Common Stock 78387G103 $ 119,683,793.63 2,352,507 SBC COMMUNICATIONS INC. Common Stock 78387G103 $ 303,800.00 6,200 SCI SYSTEMS INC. Common Stock 783890106 $ 220,854.00 4,970 SCI SYSTEMS INC. Common Stock 783890106 $ 464,964.75 8,920 SFX ENTERTAINMENT INC. Common Stock 784178105 $ 812,941.00 26,545 SFX ENTERTAINMENT INC. Common Stock 784178105 $ 2,433,172.00 66,367 SLI INC Common Stock 78442T108 $ 7,996,450.00 375,200 SAFETY-KLEEN CORP NEW Common Stock 78648R203 $ 11,499,482.81 953,325 SAKS INC Common Stock 79377W108 $ 1,710,112.50 112,600 SAKS INCORPORATED Common Stock 79377W108 $ 121,196.00 7,980 SARA LEE CORP. Common Stock 803111103 $ 182,235.00 7,800 SARA LEE CORP. Common Stock 803111103 $ 79,188.75 1,860 SARA LEE CORP. Common Stock 803111103 $ 12,521.25 540 HENRY SCHEIN INC. Common Stock 806407102 $ 583,965.00 40,980 SCHERING-PLOUGH CORPORATION Common Stock 806605101 $ 65,438.00 1,500 SCHERING-PLOUGH CORPORATION Common Stock 806605101 $ 1,051,034.50 21,055 SCHERING-PLOUGH CORPORATION Common Stock 806605101 $ 247,337.50 4,700 SCHLUMBERGER LTD. Common Stock 806857108 $ 818,512.50 13,800 SCIENTIFIC-ATLANTA INC. Common Stock 808655104 $ 884,195.00 17,840 SCIENTIFIC-ATLANTA INC. Common Stock 808655104 $ 1,842,336.25 29,785 SEARS, ROEBUCK AND CO. Common Stock 812387108 $ 27,879,373.13 947,070 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- PJ AMER INC 10,000 - 1 10,000 - PREMIER PARKS INC. 26,600 2 26,600.000 PREMIER PARKS INC. 67,090 3 67,090.000 PROCTER & GAMBLE CO. 55,392 2 55392 PROCTER & GAMBLE CO. 1,272,409 3 1,272,409.000 PROCTER & GAMBLE CO. 1,360 4 1,360.000 PROCTER & GAMBLE CO. 319,915 5 319,915.000 PROCTER & GAMBLE CO. 102,115 6 102,115.000 PROTECTIVE LIFE CORP. 770 2 770.000 PROTECTIVE LIFE CORP. 54,660 3 54,660.000 PROTEIN DESIGN LABS INC. 33,650 2 33,650.000 PROTEIN DESIGN LABS INC. 53,280 3 53,280.000 QUEBECOR INC. 500,000 3 500,000.000 QUEST DIAGNOSTICS INC 392,000 - 1 308,900 83,100 QUILMES INDUSTRIAL 739,584 2 739,584.000 QUILMES INDUSTRIAL 27,780 3 27,780.000 QUINTILES TRANSNATIONAL CORP. 11,660 4 11,660.000 RENT A CTR INC NEW 535,600 - 1 422,700 112,900 RENT WAY INC 503,200 - 1 398,800 104,400 ROYAL BANK OF CANADA 700,000 3 700,000.000 SBC COMMUNICATIONS INC 58,604 6,316 1 54,180 10,740 SBC COMMUNICATIONS INC. 2,352,507 3 2,352,507.000 SBC COMMUNICATIONS INC. 6,200 6 6,200.000 SCI SYSTEMS INC. 4,970 2 4,970.000 SCI SYSTEMS INC. 8,920 3 8,920.000 SFX ENTERTAINMENT INC. 26,545 2 26,545.000 SFX ENTERTAINMENT INC. 66,367 3 66,367.000 SLI INC 375,200 - 1 293,000 82,200 SAFETY-KLEEN CORP NEW 953,325 - 1 750,825 202,500 SAKS INC 112,600 - 1 29,400 83,200 SAKS INCORPORATED 7,980 2 7,980.000 SARA LEE CORP. 7,800 2 7,800.000 SARA LEE CORP. 1,860 3 1,860.000 SARA LEE CORP. 540 6 540.000 HENRY SCHEIN INC. 40,980 2 40,980.000 SCHERING-PLOUGH CORPORATION 1,500 2 1500 SCHERING-PLOUGH CORPORATION 21,055 3 21,055.000 SCHERING-PLOUGH CORPORATION 4,700 6 4,700.000 SCHLUMBERGER LTD. 13,800 6 13,800.000 SCIENTIFIC-ATLANTA INC. 17,840 2 17,840.000 SCIENTIFIC-ATLANTA INC. 29,785 3 29,785.000 SEARS, ROEBUCK AND CO. 947,070 3 947,070.000
Page 17 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- SERENA SOFTWARE INC. Common Stock 817492101 $ 213,750.00 11,400 SOLUTIA INC. Common Stock 834376105 $ 790,611.00 44,230 SOLUTIA INC. Common Stock 834376105 $ 1,492,920.25 88,630 SONIC CORP. Common Stock 835451105 $ 1,057,216.00 34,734 SONIC CORP. Common Stock 835451105 $ 1,619,276.00 60,855 SOUTHERN CO. Common Stock 842587107 $ 328,843.75 12,380 STAPLES INC. Common Stock 855030102 $ 395,159.38 17,810 SUIZA FOODS CORP. Common Stock 865077101 $ 1,200,188.00 32,005 SUIZA FOODS CORP. Common Stock 865077101 $ 2,550,492.31 72,000 SUN MICROSYSTEMS INC. Common Stock 866810104 $ 7,130,124.00 76,668 SUN MICROSYSTEMS INC. Common Stock 866810104 $ 179,407,331.00 1,686,142 SUN MICROSYSTEMS INC. Common Stock 866810104 $ 242,880.00 2,640 SUN MICROSYSTEMS INC. Common Stock 866810104 $ 14,713,188.75 163,140 SUNRISE ASSISTED LIVING INC. Common Stock 86768K106 $ 975,109.00 36,710 SYBRON INTL Common Stock 87114F106 $ 10,134,562.50 377,100 SYLVAN LEARNING SYSTEMS INC. Common Stock 871399101 $ 957,125.00 49,400 SYLVAN LEARNING SYSTEMS INC. Common Stock 871399101 $ 1,187,136.25 116,340 SYMBOL TECHNOLOGIES INC. Common Stock 871508107 $ 847,922.00 25,217 SYMBOL TECHNOLOGIES INC. Common Stock 871508107 $ 1,920,824.50 44,437 TERADYNE INC. Common Stock 880770102 $ 694,425.00 19,700 TERADYNE INC. Common Stock 880770102 $ 1,718,524.00 42,974 TEXACO INC. Common Stock 881694103 $ 969,970.50 15,804 TEXACO INC. Common Stock 881694103 $ 2,744,797.00 43,396 TEXTRON INC. Common Stock 883203101 $ 5,039,186.00 76,986 TEXTRON INC. Common Stock 883203101 $ 112,366,913.50 1,444,066 TEXTRON INC. Common Stock 883203101 $ 627,210.00 8,280 TEXTRON INC. Common Stock 883203101 $ 41,973,015.00 543,340 TEXTRON INC. Common Stock 883203101 $ 8,340,194.38 111,110 THOMAS & BETTS CORP. Common Stock 884315102 $ 2,966,417.00 66,104 TIME WARNER INC. Common Stock 887315109 $ 1,378,880.00 19,840 TIME WARNER INC. Common Stock 887315109 $ 59,125.00 1,000 TYCO INTERNATIONAL LTD. Common Stock 902124106 $ 1,053,150.00 10,200 TYCO INTERNATIONAL LTD. Common Stock 902124106 $ (3,560.25) 15,958 TYCO INTERNATIONAL LTD. Common Stock 902124106 $ 118,610.00 1,160 TYCO INTERNATIONAL LTD. Common Stock 902124106 $ 40,065,118.88 400,151 TYCO INTERNATIONAL LTD. Common Stock 902124106 $ 7,968,500.00 79,685 UCAR INTL INC Common Stock 90262K109 $ 7,909,093.75 346,700 USX-MARATHON GROUP INC. Common Stock 902905827 $ 2,072,863.13 81,090 UNUM CORP. Common Stock 903192102 $ 2,029,245.00 68,934 UNUM CORP. Common Stock 903192102 $ 437,444.38 5,956 UNUM CORP. Common Stock 903192102 $ 59,780.70 1,890 UNUM CORP. Common Stock 903192102 $ 25,421,779.13 836,931 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- SERENA SOFTWARE INC. 11,400 3 11,400.000 SOLUTIA INC. 44,230 2 44,230.000 SOLUTIA INC. 88,630 3 88,630.000 SONIC CORP. 34,734 2 34,734.000 SONIC CORP. 60,855 3 60,855.000 SOUTHERN CO. 12,380 3 12,380.000 STAPLES INC. 17,810 3 17,810.000 SUIZA FOODS CORP. 32,005 2 32,005.000 SUIZA FOODS CORP. 72,000 3 72,000.000 SUN MICROSYSTEMS INC. 76,668 2 76,668.000 SUN MICROSYSTEMS INC. 1,686,142 3 1,686,142.000 SUN MICROSYSTEMS INC. 2,640 4 2,640.000 SUN MICROSYSTEMS INC. 163,140 6 163,140.000 SUNRISE ASSISTED LIVING INC. 36,710 2 36,710.000 SYBRON INTL 377,100 - 1 308,400 68,700 SYLVAN LEARNING SYSTEMS INC. 49,400 2 49,400.000 SYLVAN LEARNING SYSTEMS INC. 116,340 3 116,340.000 SYMBOL TECHNOLOGIES INC. 25,217 2 25,217.000 SYMBOL TECHNOLOGIES INC. 44,437 3 44,437.000 TERADYNE INC. 19,700 2 19,700.000 TERADYNE INC. 42,974 3 42,974.000 TEXACO INC. 15,804 3 15,804.000 TEXACO INC. 43,396 6 43,396.000 TEXTRON INC. 76,986 2 76,986.000 TEXTRON INC. 1,444,066 3 1,444,066.000 TEXTRON INC. 8,280 4 8,280.000 TEXTRON INC. 543,340 5 543,340.000 TEXTRON INC. 111,110 6 111,110.000 THOMAS & BETTS CORP. 66,104 3 66,104.000 TIME WARNER INC. 19,840 3 19,840.000 TIME WARNER INC. 1,000 6 1,000.000 TYCO INTERNATIONAL LTD. 10,200 2 10200 TYCO INTERNATIONAL LTD. 15,958 3 15,958.000 TYCO INTERNATIONAL LTD. 1,160 4 1,160.000 TYCO INTERNATIONAL LTD. 400,151 5 400,151.000 TYCO INTERNATIONAL LTD. 79,685 6 79,685.000 UCAR INTL INC 346,700 - 1 279,500 67,200 USX-MARATHON GROUP INC. 81,090 3 81,090.000 UNUM CORP. 68,934 2 68,934.000 UNUM CORP. 5,956 3 5,956.000 UNUM CORP. 1,890 4 1,890.000 UNUM CORP. 836,931 5 836,931.000
Page 18 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- UNUM CORP. Common Stock 903192102 $ 5,143,331.88 162,635 USX US STEEL GROUP Common Stock 90337T101 $ 6,360.25 247 USX-U S STEEL Common Stock 90337T101 $ 765,290.00 29,720 UNICOM CORPORATION Common Stock 904911104 $ 166,958.00 4,520 UNICOM CORPORATION Common Stock 904911104 $ 1,669,551.69 43,415 U.S. INDUSTRIES INC. Common Stock 912080108 $ 789,390.00 50,120 U.S. INDUSTRIES INC. Common Stock 912080108 $ 234,825.00 15,150 UNITED TECHNOLOGIES CORP. Common Stock 913017109 $ 3,666,580.00 61,818 UNITED TECHNOLOGIES CORP. Common Stock 913017109 $ 52,146.00 900 UNITED TECHNOLOGIES CORP. Common Stock 913017109 $ 48,841,001.88 843,905 UNITED TECHNOLOGIES CORP. Common Stock 913017109 $ 7,646,062.50 132,975 UNIVERSAL HEALTH SERVICES Common Stock 913903100 $ 648,169.00 25,050 UNIVERSAL HEALTH SERVICES Common Stock 913903100 $ 1,910,393.50 62,050 UNUMPROVIDENT CORP Common Stock 91529Y106 $ 5,921,893.00 201,162 VALASSIS COMMUNICATIONS INC. Common Stock 918866104 $ 1,113,816.00 25,350 VALASSIS COMMUNICATIONS INC. Common Stock 918866104 $ 2,045,867.00 48,131 VARCO INTERNATIONAL INC. Common Stock 922126107 $ 208,503.75 19,740 VIAD CORP Common Stock 92552R109 $ 1,775,900.00 60,200 WADDELL & REED FINANCIAL INC. Common Stock 930059100 $ 815,080.00 36,736 WADDELL & REED FINANCIAL INC. Common Stock 930059100 $ 436,904.00 15,430 WAL-MART STORES, INC. Common Stock 931142103 $ 50,892.00 1,070 WAL-MART STORES, INC. Common Stock 931142103 $ 7,940,369.00 166,946 WAL-MART STORES, INC. Common Stock 931142103 $ 137,670,274.69 2,401,537 WAL-MART STORES, INC. Common Stock 931142103 $ 151,693.40 3,410 WAL-MART STORES, INC. Common Stock 931142103 $ 41,465,095.00 908,824 WALGREEN CO. Common Stock 931422109 $ 14,201,797.50 305,415 WARNER-LAMBERT CO. Common Stock 934488107 $ 3,543,429.00 53,385 WARNER-LAMBERT CO. Common Stock 934488107 $ 123,615,921.13 1,539,841 WARNER-LAMBERT CO. Common Stock 934488107 $ 89,947.00 1,300 WARNER-LAMBERT CO. Common Stock 934488107 $ 35,284,687.50 564,555 WARNER-LAMBERT CO. Common Stock 934488107 $ 6,871,480.88 107,577 WASHINGTON MUTUAL INC. Common Stock 939322103 $ 586,755.00 20,060 WASHINGTON MUTUAL INC. Common Stock 939322103 $ 79,556,349.69 2,210,009 WASHINGTON MUTUAL INC. Common Stock 939322103 $ 108,046.88 3,750 WASTE MANAGEMENT INC.-OLD Common Stock 94106K101 $ 232,995.00 12,680 WATSON PHARMACEUTICAL INC. Common Stock 942683103 $ 913,819.00 29,900 WATSON PHARMACEUTICAL INC. Common Stock 942683103 $ 2,101,796.00 65,080 WELLS FARGO COMPANY Common Stock 949746101 $ 5,340,261.00 134,770 WELLS FARGO COMPANY Common Stock 949746101 $ 130,538,276.75 2,703,424 WELLS FARGO COMPANY Common Stock 949746101 $ 74,347.00 1,900 WELLS FARGO COMPANY Common Stock 949746101 $ 40,203,912.81 1,042,565 WELLS FARGO COMPANY Common Stock 949746101 $ 8,505,689.06 212,975 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- UNUM CORP. 162,635 6 162,635.000 USX US STEEL GROUP 247 - 1 20 227 USX-U S STEEL 29,720 2 29,720.000 UNICOM CORPORATION 4,520 2 4,520.000 UNICOM CORPORATION 43,415 3 43,415.000 U.S. INDUSTRIES INC. 50,120 2 50,120.000 U.S. INDUSTRIES INC. 15,150 4 15,150.000 UNITED TECHNOLOGIES CORP. 61,818 2 61,818.000 UNITED TECHNOLOGIES CORP. 900 4 900.000 UNITED TECHNOLOGIES CORP. 843,905 5 843,905.000 UNITED TECHNOLOGIES CORP. 132,975 6 132,975.000 UNIVERSAL HEALTH SERVICES 25,050 2 25050 UNIVERSAL HEALTH SERVICES 62,050 3 62,050.000 UNUMPROVIDENT CORP 201,162 1 155,761 45,401 VALASSIS COMMUNICATIONS INC. 25,350 2 25,350.000 VALASSIS COMMUNICATIONS INC. 48,131 3 48,131.000 VARCO INTERNATIONAL INC. 19,740 3 19,740.000 VIAD CORP 60,200 - 1 15,700 44,500 WADDELL & REED FINANCIAL INC. 36,736 2 36,736.000 WADDELL & REED FINANCIAL INC. 15,430 3 15,430.000 WAL-MART STORES, INC. 1,070 1 1,070.000 WAL-MART STORES, INC. 166,946 2 166,946.000 WAL-MART STORES, INC. 2,401,537 3 2,401,537.000 WAL-MART STORES, INC. 3,410 4 3,410.000 WAL-MART STORES, INC. 908,824 5 908,824.000 WALGREEN CO. 305,415 6 305,415.000 WARNER-LAMBERT CO. 53,385 2 53,385.000 WARNER-LAMBERT CO. 1,539,841 3 1,539,841.000 WARNER-LAMBERT CO. 1,300 4 1,300.000 WARNER-LAMBERT CO. 564,555 5 564,555.000 WARNER-LAMBERT CO. 107,577 6 107,577.000 WASHINGTON MUTUAL INC. 20,060 2 20,060.000 WASHINGTON MUTUAL INC. 2,210,009 3 2,210,009.000 WASHINGTON MUTUAL INC. 3,750 6 3,750.000 WASTE MANAGEMENT INC.-OLD 12,680 3 12,680.000 WATSON PHARMACEUTICAL INC. 29,900 2 29,900.000 WATSON PHARMACEUTICAL INC. 65,080 3 65,080.000 WELLS FARGO COMPANY 134,770 2 134,770.000 WELLS FARGO COMPANY 2,703,424 3 2,703,424.000 WELLS FARGO COMPANY 1,900 4 1,900.000 WELLS FARGO COMPANY 1,042,565 5 1,042,565.000 WELLS FARGO COMPANY 212,975 6 212,975.000
Page 19 of 20 - -------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP - --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - --------------------------------------------------------------------------------------------------------- WESTPOINT STEVENS INC. Common Stock 961238102 $ 38,509.00 1,630 WESTPOINT STEVENS INC. Common Stock 961238102 $ 1,375,364.75 73,030 WHOLE FOODS MARKET INC. Common Stock 966837106 $ 780,342.00 23,850 WHOLE FOODS MARKET INC. Common Stock 966837106 $ 1,631,618.00 47,090 WHOLE FOODS MARKET INC. Common Stock 966837106 $ 168,376.00 5,200 XEROX CORP. Common Stock 984121103 $ 4,591,653.00 109,488 XEROX CORP. Common Stock 984121103 $ 2,073,347.00 234,512 XEROX CORP. Common Stock 984121103 $ 94,182.00 2,200 XEROX CORP. Common Stock 984121103 $ 41,393,430.00 1,022,060 XEROX CORP. Common Stock 984121103 $ 6,702,758.44 156,105 YOUNG & RUBICAM INC. Common Stock 987425105 $ 3,977,664.25 140,182 ZALE CORP. Common Stock 988858106 $ 801,114.00 20,910 ZALE CORP. Common Stock 988858106 $ 2,353,516.00 54,650 HELEN OF TROY CORP Common Stock G4388N106 $ 3,268,650.00 339,600 RIO TINTO PLC ORD 10P Common Stock G75754104 $ 900,450.00 50,000 CORE LABS Common Stock N22717107 $ 4,807,500.00 256,400 ------------------- $ 14,906,843,029.40 - --------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE ------------------------------ MANAGERS ------------------------- SOLE SHARED OTHER SOLE SHARED NONE A B C A B C - --------------------------------------------------------------------------------------------------------------------- WESTPOINT STEVENS INC. 1,630 2 1,630.000 WESTPOINT STEVENS INC. 73,030 3 73,030.000 WHOLE FOODS MARKET INC. 23,850 2 23,850.000 WHOLE FOODS MARKET INC. 47,090 3 47,090.000 WHOLE FOODS MARKET INC. 5,200 4 5,200.000 XEROX CORP. 109,488 2 109,488.000 XEROX CORP. 234,512 3 234,512.000 XEROX CORP. 2,200 4 2,200.000 XEROX CORP. 1,022,060 5 1,022,060.000 XEROX CORP. 156,105 6 156,105.000 YOUNG & RUBICAM INC. 140,182 3 140,182.000 ZALE CORP. 20,910 2 20,910.000 ZALE CORP. 54,650 3 54,650.000 HELEN OF TROY CORP 339,600 - 1 266,700 72,900 RIO TINTO PLC ORD 10P - 50,000 1 50,000 - CORE LABS 256,400 - 1 201,800 54,600
Page 20 of 20 -----END PRIVACY-ENHANCED MESSAGE-----