-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LeUASoSOX4xmrktTjJRYSbss+rzJoI4EceDqg488ermslorSowTSxpSK2vWlNjsq G4HmyEcuGLvqnlD14BbOUw== 0000912057-01-539434.txt : 20020410 0000912057-01-539434.hdr.sgml : 20020410 ACCESSION NUMBER: 0000912057-01-539434 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHRODER INVESTMENT MANAGEMENT GROUP CENTRAL INDEX KEY: 0001086619 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04731 FILM NUMBER: 1786322 BUSINESS ADDRESS: STREET 1: TWO PORTLAND SQUARE CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 a2063384z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Schroder Investment Management Group ------------------------------------ Address: 31 Gresham Street ------------------------------------ London, EC2V 7QA ------------------------------------ United Kingdom ------------------------------------ Form 13F File Number: 2804731 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barbara Brooke Manning ---------------------------------------------------------- Title: Senior Vice President, Director & Chief Compliance Officer ---------------------------------------------------------- Phone: (212) 641-3888 ---------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Barbara Brooke Manning New York, NY 11/12/01 - ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 8 -------------------- Form 13F Information Table Entry Total: 1,257 -------------------- Form 13F Information Table Value Total: $6,213,056 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-1732 Schroder Investment Management North America Inc. - ---- ---------------- ------------------------------------------------- 2 Schroder Investment Management North America Ltd. - ---- ------------------------------------------------- 3 Schroder Investment Management International Ltd. - ---- ------------------------------------------------- 4 Schroder Investment Management (Singapore) Ltd. - ---- ------------------------------------------------- 5 Schroder Investment Management (Japan) Ltd. - ---- ------------------------------------------------- 6 Schroder Investment Management (Hong Kong) Ltd. - ---- ------------------------------------------------- 7 Schroder Cayman Bank and Trust Company Ltd. - ---- ------------------------------------------------- 8 Schroder & Co Bank AG - ---- ------------------------------------------------- FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES COM 2824100 $ 5,576,544.00 107,548 ABBOTT LABS COM 2824100 $ 27,761,862.75 535,423 ABBOTT LABS COM 002824100 $ 938,485.00 18,100 ABBOTT LABS COM 002824100 $ 1,321,656.50 25,490 ABBOTT LABS COM 002824100 $ 26,208,671.35 505,471 ABBOTT LABS COM 002824100 $ 2,195,588.25 42,345 ABBOTT LABS COM 002824100 $ 822,341.00 15,860 ABERCROMBIE & FITCH CO CL A 002896207 $ 594,717.90 33,810 ABERCROMBIE & FITCH CO CL A 002896207 $ 158,661.80 9,020 ABERCROMBIE & FITCH CO CL A 002896207 $ 1,903,062.10 108,190 ACCLAIM ENTMT INC COM 4325205 $ 536,000.00 200,000 ACT MFG INC COM 973107 $ 945,720.00 213,000 ACTEL CORP COM 4934105 $ 368,821.92 20,767 ACTION PERFORMANCE COS INC COM 4933107 $ 2,458,350.00 135,000 ACTIVCARD SA SPON ADR 00505N109 $ 372,706.00 56,300 ACTUANT CORP COM 00508X203 $ 1,775,070.00 97,800 ADAPTEC INC COM 00651F108 $ 3,002,520.00 382,000 ADAPTEC INC COM 00651F108 $ 314,400.00 40,000 ADC TELECOMMUNICATIONS COM 000886101 $ 40,623.60 11,640 ADC TELECOMMUNICATIONS COM 000886101 $ 190,100.30 54,470 ADC TELECOMMUNICATIONS COM 000886101 $ 10,895.78 3,122 ADC TELECOMMUNICATIONS COM 000886101 $ 3,001.40 860 ADELPHIA COMM. CORP CL A 006848105 $ 710,400.00 32,000 ADELPHIA COMM. CORP CL A 006848105 $ 17,760.00 800 ADELPHIA COMMUNICATIONS CORP COM 6848105 $ 1,249,860.00 56,300 ADMINISTRADORA FONDOS PENSIONE SPON ADR 00709P108 $ 1,428,840.00 58,800 ADMINISTRADORA FONDOS PENSIONE SPON ADR 00709P108 $ 277,020.00 11,400 ADVANCED MICRO DEVICES INC COM 007903107 $ 132,845.00 16,300 ADVANCED SEMICONDUCTOR ENGY SPON ADR 00756M404 $ 120,867.30 52,551 ADVANCED SEMICONDUCTOR ENGY SPON ADR 00756M404 $ 883,172.40 383,988 ADVANCED SEMICONDUCTOR ENGY SPON ADR 00756M404 $ 13,455.00 5,850 ADVANCED TECHNICAL PRODS INC COM 7548100 $ 1,601,600.00 88,000 ADVANCEPCS COM 00790K109 $ 5,153,947.56 71,802 AEROFLEX INC COM 7768104 $ 9,689,900.00 880,900 AFFILIATED COMPUTER SVCS INC COM 8190100 $ 8,901,125.17 109,337 AFFILIATED MANAGERS GROUP IN COM 8252108 $ 16,074,446.31 282,951 AIR PROD & CHEM INC COM 009158106 $ 399,303.00 10,350 AIRBORNE INC COM 009269101 $ 781,667.50 81,850 ALCAN INC COM 13716105 $ 27,000.00 900 ALCAN INC COM 013716105 $ 233,401.24 4,922 ALCATEL SPON ADR 013904305 $ 68,022.40 5,864 ALCOA INC COM 013817101 $ 955,728.20 30,820 ALCOA INC COM 013817101 $ 8,284,941.70 267,170 ALCOA INC COM 013817101 $ 2,013,355.26 64,926 ALCOA INC COM 13817101 $ 3,411.00 110 ALLIANCE DATA SYSTEMS CORP COM 18581108 $ 13,243,750.00 815,000 ALLIANCE GAMING CORP COM 01859P609 $ 838,737.20 59,066 ALLIANT TECHSYSTEMS INC COM 18804104 $ 41,291,300.00 482,375 ALPHARMA INC COM 20813101 $ 34,791,350.40 1,208,033 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES 107,548 1 88,963 18,585 ABBOTT LABS 530,668 4,755 1 280,373 255,050 ABBOTT LABS 18,100 3 18,100 ABBOTT LABS 25,490 4 25,490 ABBOTT LABS 505,471 5 505,471 ABBOTT LABS 42,345 6 42,345 ABBOTT LABS 15,860 8 15,860 ABERCROMBIE & FITCH CO 33,810 1 33,810 ABERCROMBIE & FITCH CO 9,020 2 9,020 ABERCROMBIE & FITCH CO 108,190 3 108,190 ACCLAIM ENTMT INC 200,000 - 1 200,000 - ACT MFG INC 213,000 - 1 213,000 - ACTEL CORP 20,767 - 1 20,767 - ACTION PERFORMANCE COS INC 135,000 - 1 135,000 - ACTIVCARD SA 56,300 8 56,300 ACTUANT CORP 97,800 - 1 97,800 - ADAPTEC INC 382,000 - 1 110,200 271,800 ADAPTEC INC 40,000 8 40,000 ADC TELECOMMUNICATIONS 11,640 1 11,640 ADC TELECOMMUNICATIONS 54,470 3 54,470 ADC TELECOMMUNICATIONS 3,122 5 3,122 ADC TELECOMMUNICATIONS 860 8 860 ADELPHIA COMM. CORP 32,000 3 32,000 ADELPHIA COMM. CORP 800 8 800 ADELPHIA COMMUNICATIONS CORP 56,300 - 1 12,400 43,900 ADMINISTRADORA FONDOS PENSIONE 58,800 2 58,800 ADMINISTRADORA FONDOS PENSIONE 11,400 3 11,400 ADVANCED MICRO DEVICES INC 16,300 8 16,300 ADVANCED SEMICONDUCTOR ENGY 52,551 5 52,551 ADVANCED SEMICONDUCTOR ENGY 383,988 6 383,988 ADVANCED SEMICONDUCTOR ENGY 5,850 8 5,850 ADVANCED TECHNICAL PRODS INC 88,000 - 1 88,000 - ADVANCEPCS 71,802 - 1 21,039 50,763 AEROFLEX INC 880,900 - 1 255,200 625,700 AFFILIATED COMPUTER SVCS INC 109,337 - 1 32,000 77,337 AFFILIATED MANAGERS GROUP IN 282,951 - 1 83,847 199,104 AIR PROD & CHEM INC 10,350 3 10,350 AIRBORNE INC 81,850 8 81,850 ALCAN INC 900 - 1 900 - ALCAN INC 4,922 8 4,922 ALCATEL 5,864 8 5,864 ALCOA INC 30,820 2 30,820 ALCOA INC 267,170 3 267,170 ALCOA INC 64,926 8 64,926 ALCOA INC 110 1 110 - ALLIANCE DATA SYSTEMS CORP 815,000 - 1 242,500 572,500 ALLIANCE GAMING CORP 59,066 8 59,066 ALLIANT TECHSYSTEMS INC 470,675 11,700 1 359,850 122,525 ALPHARMA INC 1,171,433 36,600 1 1,037,233 170,800
1 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- AMERICA MOVIL SA DE CV SPON ADR L SHS 02364W105 $ 631,461.40 42,580 AMERICA WAET HLDGS CORP CL B 023657208 $ 61,124.00 33,040 AMERICA WAET HLDGS CORP CL B 023657208 $ 217,578.50 117,610 AMERICAN AXLE & MFG HOLDINGS COM 24061103 $ 2,553,825.00 200,300 AMERICAN EAGLE OUTFITTERS COM 02553E106 $ 421,482.00 21,180 AMERICAN EAGLE OUTFITTERS COM 02553E106 $ 1,348,822.00 67,780 AMERICAN EXPRESS CO COM 25816109 $ 155,180.40 5,340 AMERICAN EXPRESS CO COM 025816109 $ 7,846.20 270 AMERICAN EXPRESS CO COM 025816109 $ 1,994,823.70 68,645 AMERICAN HOME PROD CORP COM 026609107 $ 2,076,787.25 35,653 AMERICAN HOME PROD CORP COM 026609107 $ 2,140,105.00 36,740 AMERICAN HOME PROD CORP COM 026609107 $ 28,048,074.00 481,512 AMERICAN HOME PROD CORP COM 026609107 $ 1,130,632.50 19,410 AMERICAN HOME PRODS CORP COM 26609107 $ 27,683,075.50 475,240 AMERICAN INTL GROUP INC COM 26874107 $ 36,327,681.06 465,740 AMERICAN INTL GROUP INC COM 026874107 $ 5,752,734.00 73,753 AMERICAN INTL GROUP INC COM 026874107 $ 120,749,850.00 1,548,075 AMERICAN INTL GROUP INC COM 026874107 $ 2,592,564.00 33,238 AMERICAN INTL GROUP INC COM 026874107 $ 46,080,372.00 590,774 AMERICAN INTL GROUP INC COM 026874107 $ 8,769,852.00 112,434 AMERICAN INTL GROUP INC COM 026874107 $ 3,614,442.00 46,339 AMERICREDIT CORP COM 03060R101 $ 12,151,566.00 384,300 AMERISOURCEBERGEN CORP COM 3.07E+108 $ 18,361,860.00 258,800 AMERN EAGLE OUTFITTERS INC COM 2.55E+109 $ 6,509,290.00 327,100 AMERUS GROUP CO COM 03072M108 $ 9,589,254.40 272,422 AMGEN INC COM 031162100 $ 555,670.35 9,455 AMGEN INC COM 031162100 $ 14,386,778.46 244,798 AMGEN INC COM 031162100 $ 23,508.00 400 AMGEN INC COM 031162100 $ 805,442.85 13,705 AMPHENOL CORP NEW COM 32095101 $ 15,091,925.00 434,300 ANALOG DEVICES INC COM 32654105 $ 203,721.00 6,230 ANALOG DEVICES INC COM 032654105 $ 6,177,684.00 188,920 ANALOG DEVICES INC COM 032654105 $ 1,308.00 40 ANGLOGOLD LTD SPON ADR 035128206 $ 79,800.00 5,000 ANHEUSER BUSCH COS INC COM 35229103 $ 83,760.00 2,000 ANHEUSER BUSCH COS INC COM 035229103 $ 2,577,714.00 61,550 ANHEUSER BUSCH COS INC COM 035229103 $ 47,408,453.16 1,132,007 ANHEUSER BUSCH COS INC COM 035229103 $ 244,579.20 5,840 ANHEUSER BUSCH COS INC COM 035229103 $ 5,378,732.16 128,432 ANHEUSER BUSCH COS INC COM 035229103 $ 2,052,120.00 49,000 ANHEUSER BUSCH COS INC COM 035229103 $ 408,706.92 9,759 ANSYS INC COM 03662Q105 $ 669,375.00 37,500 AO TATNEFT SPON ADR REG S 03737P306 $ 1,869,174.20 212,890 AO TATNEFT SPON ADR REG S 03737P306 $ 8,780,000.00 1,000,000 AOL TIME WARNER COM 00184A105 $ 34,584,485.60 1,044,838 AOL TIME WARNER INC COM 00184A105 $ 1,188,952.00 35,920 AOL TIME WARNER INC COM 00184A105 $ 19,635,813.70 593,227 AOL TIME WARNER INC COM 00184A105 $ 317,760.00 9,600 AOL TIME WARNER INC COM 00184A105 $ 13,240.00 400 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- AMERICA MOVIL SA DE CV 42,580 5 42,580 AMERICA WAET HLDGS CORP 33,040 1 33,040 AMERICA WAET HLDGS CORP 117,610 3 117,610 AMERICAN AXLE & MFG HOLDINGS 200,300 - 1 57,400 142,900 AMERICAN EAGLE OUTFITTERS 21,180 1 21,180 AMERICAN EAGLE OUTFITTERS 67,780 3 67,780 AMERICAN EXPRESS CO 5,340 - 1 5,340 - AMERICAN EXPRESS CO 270 7 270 AMERICAN EXPRESS CO 68,645 8 68,645 AMERICAN HOME PROD CORP 35,653 3 35,653 AMERICAN HOME PROD CORP 36,740 4 36,740 AMERICAN HOME PROD CORP 481,512 5 481,512 AMERICAN HOME PROD CORP 19,410 8 19,410 AMERICAN HOME PRODS CORP 471,135 4,105 1 270,240 205,000 AMERICAN INTL GROUP INC 462,095 3,645 1 255,137 210,603 AMERICAN INTL GROUP INC 73,753 2 73,753 AMERICAN INTL GROUP INC 1,548,075 3 1,548,075 AMERICAN INTL GROUP INC 33,238 4 33,238 AMERICAN INTL GROUP INC 590,774 5 590,774 AMERICAN INTL GROUP INC 112,434 6 112,434 AMERICAN INTL GROUP INC 46,339 8 46,339 AMERICREDIT CORP 384,300 - 1 112,800 271,500 AMERISOURCEBERGEN CORP 258,800 - 1 78,000 180,800 AMERN EAGLE OUTFITTERS INC 327,100 - 1 95,600 231,500 AMERUS GROUP CO 272,422 - 1 82,422 190,000 AMGEN INC 9,455 4 9,455 AMGEN INC 244,798 5 244,798 AMGEN INC 400 6 400 AMGEN INC 13,705 8 13,705 AMPHENOL CORP NEW 434,300 - 1 128,700 305,600 ANALOG DEVICES INC 6,230 - 1 6,230 - ANALOG DEVICES INC 188,920 5 188,920 ANALOG DEVICES INC 40 6 40 ANGLOGOLD LTD 5,000 6 5,000 ANHEUSER BUSCH COS INC 2,000 - 1 - 2,000 ANHEUSER BUSCH COS INC 61,550 2 61,550 ANHEUSER BUSCH COS INC 1,132,007 3 1,132,007 ANHEUSER BUSCH COS INC 5,840 4 5,840 ANHEUSER BUSCH COS INC 128,432 5 128,432 ANHEUSER BUSCH COS INC 49,000 6 49,000 ANHEUSER BUSCH COS INC 9,759 8 9,759 ANSYS INC 37,500 - 1 37,500 - AO TATNEFT 212,890 1 212,890 AO TATNEFT 1,000,000 3 1,000,000 AOL TIME WARNER 1,035,334 9,504 1 576,688 468,150 AOL TIME WARNER INC 35,920 4 35,920 AOL TIME WARNER INC 593,227 5 593,227 AOL TIME WARNER INC 9,600 6 9,600 AOL TIME WARNER INC 400 7 400
2 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- AOL TIME WARNER INC COM 00184A105 $ 1,877,167.20 56,712 APACHE CORP COM 037411105 $ 991,150.00 23,050 APACHE CORP COM 037411105 $ 2,907,660.00 67,620 APACHE CORP COM 037411105 $ 32,250.00 750 APOGENT TECH INC COM 03760A101 $ 11,775,530.00 492,700 APPLEBEES INTL INC COM 37899101 $ 15,115,800.00 512,400 APPLIED MAILS INC COM 038222105 $ 195,098.40 6,860 APPLIED MAILS INC COM 038222105 $ 609,327.00 21,425 APPLIED MAILS INC COM 038222105 $ 9,817,260.48 345,192 APPLIED MAILS INC COM 038222105 $ 811,108.80 28,520 APPLIED MATLS INC COM 38222105 $ 13,731,950.00 482,842 APRIA HEALTHCARE GROUP INC COM 37933108 $ 20,168,330.00 778,700 ARACRUZ CELULOSE SA SPON ADR CL B 038496204 $ 19,790,595.00 1,332,700 ARACRUZ CELULOSE SA SPON ADR CL B 038496204 $ 10,038,600.00 676,000 ARACRUZ CELULOSE SA SPON ADR CL B 038496204 $ 4,070,385.00 274,100 ARACRUZ CELULOSE SA SPON ADR CL B 038496204 $ 143,599.50 9,670 ARBITRON INC COM 03875Q108 $ 9,820,464.00 375,400 ASHANTI GOLDFIELD LTD GLOB DEP RCPT 043743202 $ 960,050.00 274,300 ASHANTI GOLDFIELD LTD GLOB DEP RCPT 043743202 $ 737,450.00 210,700 ASHANTI GOLDFIELD LTD GLOB DEP RCPT 043743202 $ 1,750.00 500 ASIACONTENT COM LTD SHS CL A G05354116 $ 360.00 400 AT& T CORP COM 001957109 $ 1,600,163.00 82,910 AT& T CORP COM 001957109 $ 32,802,878.30 1,699,631 AT& T CORP COM 001957109 $ 10,655,047.50 552,075 AT& T CORP COM 001957109 $ 2,002,761.00 103,770 AT&T CORP COM 1957109 $ 11,830,904.60 612,978 AT&T WIRELESS SERVICES COM 00209A106 $ 11,799,511.80 789,788 ATLAS AIR WORLDWIDE HLDGS INC COM 049164106 $ 397,614.95 40,367 ATLAS AIR WORLDWIDE HLDGS INC COM 049164106 $ 811,482.40 82,384 ATMEL CORP COM 049513104 $ 227,520.80 34,060 ATMEL CORP COM 049513104 $ 7,080.80 1,060 ATMEL CORP COM 049513104 $ 1,070,336.40 160,230 ATMEL CORP COM 049513104 $ 18,570.40 2,780 ATMEL CORP COM 049513104 $ 116,900.00 17,500 AUTODESK INC COM 52769106 $ 5,979,190.00 186,500 AVANEX CORP COM 05348W109 $ 65,120.00 22,000 AVANT CORP COM 053487104 $ 740.00 250 AXCAN PHARMA INC COM 54923107 $ 1,605,000.00 150,000 BAKER HUGHES INC COM 057224107 $ 130,275.00 4,500 BAKER HUGHES INC COM 057224107 $ 301,080.00 10,400 BAKER HUGHES INC COM 57224107 $ 2,895.00 100 BANCO DE A EDWARDS SPON ADR REP A 059504100 $ 10,082,750.00 650,500 BANCO DE A EDWARDS SPON ADR REP A 059504100 $ 2,692,350.00 173,700 BANCO DE A EDWARDS SPON ADR REP A 059504100 $ 1,112,900.00 71,800 BANCO DE A EDWARDS SPON ADR REP A 059504100 $ 96,658.00 6,236 BANCO RIO DE LA PLATA SA SPON ADR CL B 059644104 $ 478,400.00 73,600 BANCO SANTANDER CHILE SPON ADR SER A 05965F108 $ 12,235,275.00 687,375 BANCO SANTANDER CHILE SPON ADR SER A 05965F108 $ 9,606,660.00 539,700 BANCO SANTANDER CHILE SPON ADR SER A 05965F108 $ 2,565,692.00 144,140 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- AOL TIME WARNER INC 56,712 8 56,712 APACHE CORP 23,050 1 23,050 APACHE CORP 67,620 3 67,620 APACHE CORP 750 5 750 APOGENT TECH INC 492,700 - 1 144,900 347,800 APPLEBEES INTL INC 512,400 - 1 149,350 363,050 APPLIED MAILS INC 6,860 3 6,860 APPLIED MAILS INC 21,425 4 21,425 APPLIED MAILS INC 345,192 5 345,192 APPLIED MAILS INC 28,520 8 28,520 APPLIED MATLS INC 478,482 4,360 1 265,642 217,200 APRIA HEALTHCARE GROUP INC 778,700 - 1 229,200 549,500 ARACRUZ CELULOSE SA 1,332,700 1 1,332,700 ARACRUZ CELULOSE SA 676,000 2 676,000 ARACRUZ CELULOSE SA 274,100 3 274,100 ARACRUZ CELULOSE SA 9,670 5 9,670 ARBITRON INC 375,400 - 1 110,300 265,100 ASHANTI GOLDFIELD LTD 274,300 1 274,300 ASHANTI GOLDFIELD LTD 210,700 2 210,700 ASHANTI GOLDFIELD LTD 500 6 500 ASIACONTENT COM LTD 400 6 400 AT& T CORP 82,910 4 82,910 AT& T CORP 1,699,631 5 1,699,631 AT& T CORP 552,075 6 552,075 AT& T CORP 103,770 8 103,770 AT&T CORP 607,328 5,650 1 330,061 282,917 AT&T WIRELESS SERVICES 782,563 7,225 1 436,598 353,190 ATLAS AIR WORLDWIDE HLDGS INC 40,367 1 40,367 ATLAS AIR WORLDWIDE HLDGS INC 82,384 3 82,384 ATMEL CORP 34,060 1 34,060 ATMEL CORP 1,060 2 1,060 ATMEL CORP 160,230 3 160,230 ATMEL CORP 2,780 5 2,780 ATMEL CORP 17,500 8 17,500 AUTODESK INC 186,500 - 1 54,700 131,800 AVANEX CORP 22,000 8 22,000 AVANT CORP 250 6 250 AXCAN PHARMA INC 150,000 - 1 150,000 - BAKER HUGHES INC 4,500 6 4,500 BAKER HUGHES INC 10,400 8 10,400 BAKER HUGHES INC 100 1 100 - BANCO DE A EDWARDS 650,500 1 650,500 BANCO DE A EDWARDS 173,700 2 173,700 BANCO DE A EDWARDS 71,800 3 71,800 BANCO DE A EDWARDS 6,236 5 6,236 BANCO RIO DE LA PLATA SA 73,600 2 73,600 BANCO SANTANDER CHILE 687,375 1 687,375 BANCO SANTANDER CHILE 539,700 2 539,700 BANCO SANTANDER CHILE 144,140 3 144,140
3 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- BANCO SANTANDER CHILE SPON ADR SER A 05965F108 $ 119,260.00 6,700 BANCO SANTIAGO SP ADR REP COM 05965L105 $ 4,851,340.00 244,400 BANCO SANTIAGO SP ADR REP COM 05965L105 $ 1,689,235.00 85,100 BANCO SANTIAGO SP ADR REP COM 05965L105 $ 1,059,990.00 53,400 BANCO SANTIAGO SP ADR REP COM 05965L105 $ 115,725.50 5,830 BANCOLOMBIA SA SPON ADR PREF 05968L102 $ 240,580.00 209,200 BANK OF AMERICA CORP COM 60505104 $ 66,050.40 1,131 BANK OF AMERICA CORP COM 060505104 $ 2,700,474.40 46,241 BANK OF AMERICA CORP COM 060505104 $ 97,133,916.80 1,663,252 BANK OF AMERICA CORP COM 060505104 $ 1,247,657.60 21,364 BANK OF AMERICA CORP COM 060505104 $ 17,713,888.00 303,320 BANK OF AMERICA CORP COM 060505104 $ 17,520.00 300 BANK OF AMERICA CORP COM 060505104 $ 2,814,821.60 48,199 BANK OF NEW YORK INC COM 64057102 $ 14,342,300.00 409,780 BANK OF NEW YORK INC COM 064057102 $ 52,500.00 1,500 BANK ONE CORP COM 06423A103 $ 197,316.90 6,270 BANK ONE CORP COM 06423A103 $ 40,911.00 1,300 BANK ONE CORP COM 06423A103 $ 472,050.00 15,000 BARNES & NOBLE INC COM 67774109 $ 11,494,240.00 318,400 BARNES & NOBLE INC COM 067774109 $ 18,050.00 500 BARR LABS INC COM 68306109 $ 26,280,888.02 332,417 BAXTER INTL INC COM 71813109 $ 34,341,664.50 623,818 BAXTER INTL INC COM 071813109 $ 85,437.60 1,552 BEA SYS INC COM 073325102 $ 99,352.40 10,360 BEA SYS INC COM 073325102 $ 308,414.40 32,160 BEA SYS INC COM 073325102 $ 479.50 50 BEA SYS INC COM 073325102 $ 139,055.00 14,500 BECKMAN COULTER INC COM 75811109 $ 15,620,604.00 353,008 BELDEN INC COM 77459105 $ 8,548,360.00 454,700 BELLSOUTH CORP COM 79860102 $ 28,098,957.45 676,265 BELLSOUTH CORP COM 079860102 $ 228,525.00 5,500 BELLSOUTH CORP COM 079860102 $ 1,041,243.00 25,060 BELLSOUTH CORP COM 079860102 $ 8,702,647.50 209,450 BELLSOUTH CORP COM 079860102 $ 526,023.00 12,660 BEVERLY ENTERPRISES INC COM 87851309 $ 17,520,540.00 1,717,700 BIO-RAD LABORATORIES COM 90572207 $ 2,585,000.00 55,000 BIOTECH HOLDERS TR DEPOSTRY RCPTS 09067D201 $ 939,191.75 8,465 BJ SVCS CO COM 55482103 $ 7,541,732.49 423,931 BJ SVCS CO COM 055482103 $ 1,090,722.69 61,311 BJ SVCS CO COM 055482103 $ 21,703.80 1,220 BLACK & DECKER CORP COM 091797100 $ 739,128.00 23,690 BLACK & DECKER CORP COM 091797100 $ 1,699,776.00 54,480 BLACK HILLS CORP COM 92113109 $ 31,927,979.16 1,046,133 BLUE SQUARE ISRAEL LTD SPON ADR 096055108 $ 12,056,951.53 866,783 BLUE SQUARE ISRAEL LTD SPON ADR 096055108 $ 14,281,925.58 1,026,738 BLUE SQUARE ISRAEL LTD SPON ADR 096055108 $ 3,731,260.13 268,243 BOEING CO COM 097023105 $ 3,958,360.00 118,160 BOEING CO COM 097023105 $ 90,450.00 2,700 BOEING CO COM 097023105 $ 666,315.00 19,890 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- BANCO SANTANDER CHILE 6,700 5 6,700 BANCO SANTIAGO 244,400 1 244,400 BANCO SANTIAGO 85,100 2 85,100 BANCO SANTIAGO 53,400 3 53,400 BANCO SANTIAGO 5,830 5 5,830 BANCOLOMBIA SA 209,200 1 209,200 BANK OF AMERICA CORP 1,131 - 1 - 1,131 BANK OF AMERICA CORP 46,241 2 46,241 BANK OF AMERICA CORP 1,663,252 3 1,663,252 BANK OF AMERICA CORP 21,364 4 21,364 BANK OF AMERICA CORP 303,320 5 303,320 BANK OF AMERICA CORP 300 6 300 BANK OF AMERICA CORP 48,199 8 48,199 BANK OF NEW YORK INC 405,620 4,160 1 202,530 207,250 BANK OF NEW YORK INC 1,500 8 1,500 BANK ONE CORP 6,270 3 6,270 BANK ONE CORP 1,300 6 1,300 BANK ONE CORP 15,000 8 15,000 BARNES & NOBLE INC 318,400 - 1 93,500 224,900 BARNES & NOBLE INC 500 8 500 BARR LABS INC 322,217 10,200 1 284,667 47,750 BAXTER INTL INC 618,653 5,165 1 361,468 262,350 BAXTER INTL INC 1,552 4 1,552 BEA SYS INC 10,360 1 10,360 BEA SYS INC 32,160 3 32,160 BEA SYS INC 50 6 50 BEA SYS INC 14,500 8 14,500 BECKMAN COULTER INC 353,008 - 1 107,200 245,808 BELDEN INC 454,700 - 1 136,500 318,200 BELLSOUTH CORP 670,180 6,085 1 364,215 312,050 BELLSOUTH CORP 5,500 3 5,500 BELLSOUTH CORP 25,060 4 25,060 BELLSOUTH CORP 209,450 5 209,450 BELLSOUTH CORP 12,660 8 12,660 BEVERLY ENTERPRISES INC 1,717,700 - 1 502,500 1,215,200 BIO-RAD LABORATORIES 55,000 - 1 55,000 - BIOTECH HOLDERS TR 8,465 8 8,465 BJ SVCS CO 423,931 - 1 131,991 291,940 BJ SVCS CO 61,311 3 61,311 BJ SVCS CO 1,220 5 1,220 BLACK & DECKER CORP 23,690 1 23,690 BLACK & DECKER CORP 54,480 3 54,480 BLACK HILLS CORP 1,022,333 23,800 1 756,533 289,600 BLUE SQUARE ISRAEL LTD 866,783 1 866,783 BLUE SQUARE ISRAEL LTD 1,026,738 2 1,026,738 BLUE SQUARE ISRAEL LTD 268,243 3 268,243 BOEING CO 118,160 5 118,160 BOEING CO 2,700 6 2,700 BOEING CO 19,890 8 19,890
4 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- BORDERS GROUP INC COM 99709107 $ 14,739,755.00 769,700 BORLAND SOFTWARE CORPORATION COM 99849101 $ 21,398,037.30 2,641,733 BOSTON SCIENTIFIC CORP COM 101137107 $ 615,000.00 30,000 BOWATER INC COM 102183100 $ 896,247.20 20,360 BOWATER INC COM 102183100 $ 2,250,962.70 51,135 BOWATER INC COM 102183100 $ 15,325,078.78 348,139 BOWATER INC COM 102183100 $ 29,493.40 670 BRINKER INTL INC COM 109641100 $ 1,639,228.00 69,400 BRISTOL MYERS SQUIBB CO COM 110122108 $ 488,928.00 8,800 BRISTOL MYERS SQUIBB CO COM 110122108 $ 5,898,805.20 106,170 BRISTOL MYERS SQUIBB CO COM 110122108 $ 125,222,128.08 2,253,818 BRISTOL MYERS SQUIBB CO COM 110122108 $ 1,301,048.52 23,417 BRISTOL MYERS SQUIBB CO COM 110122108 $ 21,330,873.00 383,925 BRISTOL MYERS SQUIBB CO COM 110122108 $ 5,387,653.20 96,970 BRISTOL MYERS SQUIBB CO COM 110122108 $ 3,085,691.28 55,538 BROWN & BROWN INC COM 115236101 $ 1,823,500.00 35,000 C COR NET CORP COM 125010108 $ 66,856.00 9,760 C COR NET CORP COM 125010108 $ 274,411.00 40,060 CAL DIVE INTL INC COM 127914109 $ 24,386,358.22 1,463,767 CAPITAL ONE FINL CORP COM 14040H105 $ 238,895.70 5,190 CAPITAL ONE FINL CORP COM 14040H105 $ 2,038,668.70 44,290 CAPITAL ONE FINL CORP COM 14040H105 $ 66,936,641.88 1,454,196 CAPITAL ONE FINL CORP COM 14040H105 $ 36,824.00 800 CARRIAGE SVCS INC COM 143905107 $ 839,520.00 127,200 CATAPULT COMMUNICATIONS CORP COM 149016107 $ 240,800.00 17,500 CATELLUS DEV CORP COM 149111106 $ 402,040.00 23,000 CATELLUS DEV CORP COM 149111106 $ 288,420.00 16,500 CBRL GROUP INC COM 12489V106 $ 1,636,765.00 74,500 CEC ENTMT INC COM 125137109 $ 14,371,445.00 421,450 CEMEX SA WT EXP 121302 151290871 $ 13,770.00 10,200 CEMEX SA WT EXP 121302 151290871 $ 35,137.80 26,028 CEMEX SA WT EXP 121302 151290871 $ 2,419.20 1,792 CERIDIAN CORP COM 15677T106 $ 1,037,168.00 73,040 CERIDIAN CORP NEW COM 156779100 $ 1,531,200.00 105,600 CERTETGY INC COM 156880106 $ 11,926,024.00 459,400 CHARLES RIVER LABS COM 159864107 $ 13,893,336.00 392,800 CHARTER COMM INC DEL CL A 16117M107 $ 1,213,240.00 98,000 CHARTER COMM INC DEL CL A 16117M107 $ 996,032.90 80,455 CHARTER COMM INC DEL CL A 16117M107 $ 6,190.00 500 CHECKFREE CORP COM 162813109 $ 169,190.90 9,970 CHECKFREE CORP COM 162813109 $ 747,867.90 44,070 CHEVRON CORP COM 166751107 $ 3,953,057.00 47,342 CHEVRON CORP COM 166751107 $ 82,520,712.00 988,272 CHEVRON CORP COM 166751107 $ 247,995.00 2,970 CHEVRON CORP COM 166751107 $ 8,420,891.50 100,849 CHEVRON CORP COM 166751107 $ 292,250.00 3,500 CHEVRON CORP COM 166751107 $ 612,890.00 7,340 CHICOS FAS INC COM 168615102 $ 1,059,750.00 45,000 CHUBB CORP COM 171232101 $ 1,856,660.00 26,000 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- BORDERS GROUP INC 769,700 - 1 228,600 541,100 BORLAND SOFTWARE CORPORATION 2,561,533 80,200 1 2,269,333 372,400 BOSTON SCIENTIFIC CORP 30,000 8 30,000 BOWATER INC 20,360 1 20,360 BOWATER INC 51,135 2 51,135 BOWATER INC 348,139 3 348,139 BOWATER INC 670 5 670 BRINKER INTL INC 69,400 - 1 15,400 54,000 BRISTOL MYERS SQUIBB CO 8,800 - 1 - 8,800 BRISTOL MYERS SQUIBB CO 106,170 2 106,170 BRISTOL MYERS SQUIBB CO 2,253,818 3 2,253,818 BRISTOL MYERS SQUIBB CO 23,417 4 23,417 BRISTOL MYERS SQUIBB CO 383,925 5 383,925 BRISTOL MYERS SQUIBB CO 96,970 6 96,970 BRISTOL MYERS SQUIBB CO 55,538 8 55,538 BROWN & BROWN INC 35,000 - 1 35,000 - C COR NET CORP 9,760 1 9,760 C COR NET CORP 40,060 3 40,060 CAL DIVE INTL INC 1,427,067 36,700 1 1,139,667 324,100 CAPITAL ONE FINL CORP 5,190 - 1 5,190 - CAPITAL ONE FINL CORP 44,290 2 44,290 CAPITAL ONE FINL CORP 1,454,196 3 1,454,196 CAPITAL ONE FINL CORP 800 8 800 CARRIAGE SVCS INC 127,200 - 1 127,200 - CATAPULT COMMUNICATIONS CORP 17,500 - 1 17,500 - CATELLUS DEV CORP 23,000 3 23,000 CATELLUS DEV CORP 16,500 4 16,500 CBRL GROUP INC 74,500 - 1 21,700 52,800 CEC ENTMT INC 421,450 - 1 123,900 297,550 CEMEX SA 10,200 1 10,200 CEMEX SA 26,028 2 26,028 CEMEX SA 1,792 3 1,792 CERIDIAN CORP 73,040 3 73,040 CERIDIAN CORP NEW 105,600 - 1 23,600 82,000 CERTETGY INC 459,400 - 1 136,200 323,200 CHARLES RIVER LABS 392,800 - 1 115,800 277,000 CHARTER COMM INC DEL 98,000 3 98,000 CHARTER COMM INC DEL 80,455 6 80,455 CHARTER COMM INC DEL 500 8 500 CHECKFREE CORP 9,970 1 9,970 CHECKFREE CORP 44,070 3 44,070 CHEVRON CORP 47,342 2 47,342 CHEVRON CORP 988,272 3 988,272 CHEVRON CORP 2,970 4 2,970 CHEVRON CORP 100,849 5 100,849 CHEVRON CORP 3,500 6 3,500 CHEVRON CORP 7,340 8 7,340 CHICOS FAS INC 45,000 - 1 45,000 - CHUBB CORP 26,000 - 1 6,000 20,000
5 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- CHUBB CORP COM 171232101 $ 196,377.50 2,750 CHUBB CORP COM 171232101 $ 1,066,151.30 14,930 CHUBB CORP COM 171232101 $ 15,354,649.61 215,021 CHUBB CORP COM 171232101 $ 5,069,038.85 70,985 CHUBB CORP COM 171232101 $ 499,155.90 6,990 CIGNA CORP COM 125509109 $ 107,005.50 1,290 CIGNA CORP COM 125509109 $ 3,506,130.60 42,268 CINCINNATI FINL CORP COM 172062101 $ 1,847,928.00 44,400 CISCO SYS INC COM 17275R102 $ 11,883,372.78 975,630 CISCO SYS INC COM 17275R102 $ 490,951.44 40,308 CISCO SYS INC COM 17275R102 $ 13,277,405.82 1,090,099 CISCO SYS INC COM 17275R102 $ 1,473,767.82 120,999 CISCO SYS INC COM 17275R102 $ 33,268,427.64 2,731,398 CISCO SYS INC COM 17275R102 $ 192,261.30 15,785 CISCO SYS INC COM 17275R102 $ 6,090.00 500 CISCO SYS INC COM 17275R102 $ 1,978,884.60 162,470 CITIGROUP INC COM 172967101 $ 43,881,871.38 1,083,493 CITIGROUP INC COM 172967101 $ 3,178,035.00 78,470 CITIGROUP INC COM 172967101 $ 57,036,960.00 1,408,320 CITIGROUP INC COM 172967101 $ 2,078,095.50 51,311 CITIGROUP INC COM 172967101 $ 50,517,756.00 1,247,352 CITIGROUP INC COM 172967101 $ 6,399,283.50 158,007 CITIGROUP INC COM 172967101 $ 16,200.00 400 CITIGROUP INC COM 172967101 $ 4,888,836.00 120,712 CITRIX SYS INC COM 177376100 $ 180,378.00 9,110 CITRIX SYS INC COM 177376100 $ 110,088.00 5,560 CITRIX SYS INC COM 177376100 $ 498,762.00 25,190 CITRIX SYS INC COM 177376100 $ 47,520.00 2,400 CLEAR CHANNEL COMMUNICATIONS COM 184502102 $ 2,385,000.00 60,000 CLOROX CO DEL COM 189054109 $ 398,120.00 10,760 COCA COLA CO COM 191216100 $ 149,920.00 3,200 COCA COLA CO COM 191216100 $ 87,628.20 1,870 COCA COLA CO COM 191216100 $ 95,219.52 2,032 COCA COLA CO COM 191216100 $ 3,801,751.80 81,130 COCA COLA CO COM 191216100 $ 751,165.80 16,030 COFLEXIP SPON ADR 192384105 $ 16,499,648.00 202,400 COLGATE PALMOLIVE CO COM 194162103 $ 2,082,437.50 35,750 COLGATE PALMOLIVE CO COM 194162103 $ 5,131,242.50 88,090 COLGATE PALMOLIVE CO COM 194162103 $ 105,521,564.25 1,811,529 COLGATE PALMOLIVE CO COM 194162103 $ 375,421.25 6,445 COLGATE PALMOLIVE CO COM 194162103 $ 7,773,695.50 133,454 COLGATE PALMOLIVE CO COM 194162103 $ 5,825.00 100 COLGATE PALMOLIVE CO COM 194162103 $ 219,020.00 3,760 COMCAST CORP CL A 200300101 $ 362,254.50 10,190 COMCAST CORP CL A SPL 200300200 $ 402,461.40 11,220 COMCAST CORP CL A SPL 200300200 $ 626,505.42 17,466 COMCAST CORP CL A SPL 200300200 $ 11,976,526.69 333,887 COMCAST CORP CL A SPL 200300200 $ 304,895.00 8,500 COMCAST CORP-SPECIAL CL A COM 200300200 $ 29,955,331.30 835,103 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- CHUBB CORP 2,750 3 2,750 CHUBB CORP 14,930 4 14,930 CHUBB CORP 215,021 5 215,021 CHUBB CORP 70,985 6 70,985 CHUBB CORP 6,990 8 6,990 CIGNA CORP 1,290 - 1 1,290 - CIGNA CORP 42,268 6 42,268 CINCINNATI FINL CORP 44,400 - 1 10,000 34,400 CISCO SYS INC 967,290 8,340 1 505,626 470,004 CISCO SYS INC 40,308 2 40,308 CISCO SYS INC 1,090,099 3 1,090,099 CISCO SYS INC 120,999 4 120,999 CISCO SYS INC 2,731,398 5 2,731,398 CISCO SYS INC 15,785 6 15,785 CISCO SYS INC 500 7 500 CISCO SYS INC 162,470 8 162,470 CITIGROUP INC 1,073,897 9,596 1 553,403 530,090 CITIGROUP INC 78,470 2 78,470 CITIGROUP INC 1,408,320 3 1,408,320 CITIGROUP INC 51,311 4 51,311 CITIGROUP INC 1,247,352 5 1,247,352 CITIGROUP INC 158,007 6 158,007 CITIGROUP INC 400 7 400 CITIGROUP INC 120,712 8 120,712 CITRIX SYS INC 9,110 1 9,110 CITRIX SYS INC 5,560 2 5,560 CITRIX SYS INC 25,190 3 25,190 CITRIX SYS INC 2,400 8 2,400 CLEAR CHANNEL COMMUNICATIONS 60,000 - 1 60,000 - CLOROX CO DEL 10,760 3 10,760 COCA COLA CO 3,200 - 1 3,200 - COCA COLA CO 1,870 3 1,870 COCA COLA CO 2,032 4 2,032 COCA COLA CO 81,130 6 81,130 COCA COLA CO 16,030 8 16,030 COFLEXIP 202,400 1 202,400 COLGATE PALMOLIVE CO 35,750 - 1 26,600 9,150 COLGATE PALMOLIVE CO 88,090 2 88,090 COLGATE PALMOLIVE CO 1,811,529 3 1,811,529 COLGATE PALMOLIVE CO 6,445 4 6,445 COLGATE PALMOLIVE CO 133,454 5 133,454 COLGATE PALMOLIVE CO 100 6 100 COLGATE PALMOLIVE CO 3,760 8 3,760 COMCAST CORP 10,190 3 10,190 COMCAST CORP 11,220 3 11,220 COMCAST CORP 17,466 4 17,466 COMCAST CORP 333,887 5 333,887 COMCAST CORP 8,500 8 8,500 COMCAST CORP-SPECIAL CL A 827,498 7,605 1 418,342 416,761
6 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTB ADR 20440T201 $ 16,358,750.00 1,308,700 COMPANHIA BRASILEIRA DE DISTB ADR 20440T201 $ 9,178,750.00 734,300 COMPANHIA BRASILEIRA DE DISTB ADR 20440T201 $ 2,882,500.00 230,600 COMPANHIA BRASILEIRA DE DISTB ADR 20440T201 $ 106,000.00 8,480 COMPANHIA SIDERUGICA NACIONAL SPON ADR 20440W105 $ 876,480.00 87,648 COMPANHIA SIDERUGICA NACIONAL SPON ADR 20440W105 $ 39,000.00 3,900 COMPANHIA VALE RIO DOCE SPON ADR PFD 204412100 $ 33,532,912.90 1,685,071 COMPANHIA VALE RIO DOCE SPON ADR PFD 204412100 $ 3,858,610.00 193,900 COMPANHIA VALE RIO DOCE SPON ADR PFD 204412100 $ 1,114,400.00 56,000 COMPANIA ANONIMA NACIONL TEL SPON ADR D 204421101 $ 8,291,085.00 359,700 COMPANIA ANONIMA NACIONL TEL SPON ADR D 204421101 $ 2,521,670.00 109,400 COMPANIA ANONIMA NACIONL TEL SPON ADR D 204421101 $ 1,666,515.00 72,300 COMPANIA CERVECERIAS UNIDAS SA SPON ADR 204429104 $ 15,726,218.00 920,200 COMPANIA CERVECERIAS UNIDAS SA SPON ADR 204429104 $ 5,653,372.00 330,800 COMPANIA CERVECERIAS UNIDAS SA SPON ADR 204429104 $ 2,628,442.00 153,800 COMPANIA CERVECERIAS UNIDAS SA SPON ADR 204429104 $ 86,304.50 5,050 COMPANIA DE MINAS BUENAVENTURA SPON ADR SER B 204448104 $ 11,643,370.00 537,800 COMPANIA DE MINAS BUENAVENTURA SPON ADR SER B 204448104 $ 13,145,880.00 607,200 COMPANIA DE MINAS BUENAVENTURA SPON ADR SER B 204448104 $ 4,428,788.95 204,563 COMPAQ COMPUTER CORP COM 204493100 $ 2,351.73 283 COMPAQ COMPUTER CORP COM 204493100 $ 2,464,372.05 296,555 COMPAQ COMPUTER CORP COM 204493100 $ 553,695.30 66,630 COMPUTER ASSOC INTL INC COM 204912109 $ 984,812.40 38,260 COMPUTER SCIENCES CORP COM 205363104 $ 3,189,461.35 96,155 COMPUTER SCIENCES CORP COM 205363104 $ 33,170.00 1,000 COMPUWARE CORP COM 205638109 $ 449,820.00 54,000 COMVERSE TECH INC COM PAR $.10 205862402 $ 216,064.00 10,550 COMVERSE TECH INC COM PAR $.10 205862402 $ 75,776.00 3,700 COMVERSE TECH INC COM PAR $.10 205862402 $ 482,549.76 23,562 COMVERSE TECH INC COM PAR $.10 205862402 $ 12,083.20 590 COMVERSE TECHNOLOGY INC COM 205862402 $ 16,384.00 800 CONEXANT SYSTEMS INC COM 207142100 $ 737,040.00 88,800 CONOCO INC CL A 208251306 $ 4,526,031.40 177,980 CONOCO INC CL A 208251306 $ 84,490,335.81 3,322,467 CONOCO INC CL A 208251306 $ 203,440.00 8,000 CONOCO INC CL A 208251306 $ 972,824.65 38,255 CONSTELLATION BRANDS INC-A COM 21036P108 $ 15,634,998.00 375,300 CORINTHIAN COLLEGES INC COM 218868107 $ 3,708,100.00 110,000 CORNING INC COM 219350105 $ 9,702.00 1,100 CORNING INC COM 219350105 $ 328,104.00 37,200 CORRECTION CORP AMER COM 22025Y407 $ 297,416.00 22,600 CORTEX PHARM INC COM 220524300 $ 255,000.00 127,500 COSTCO WHSL CORP COM 22160K105 $ 20,554.00 578 COSTCO WHSL CORP COM 22160K105 $ 1,448,003.20 40,720 COSTCO WHSL CORP COM 22160K105 $ 34,981,616.60 983,735 COSTCO WHSL CORP COM 22160K105 $ 410,362.40 11,540 COSTCO WHSL CORP COM 22160K105 $ 5,778,997.84 162,514 COSTCO WHSL CORP COM 22160K105 $ 166,243.00 4,675 COUSINS PPTYS INC COM 222795106 $ 396,000.00 16,000 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTB 1,308,700 1 1,308,700 COMPANHIA BRASILEIRA DE DISTB 734,300 2 734,300 COMPANHIA BRASILEIRA DE DISTB 230,600 3 230,600 COMPANHIA BRASILEIRA DE DISTB 8,480 5 8,480 COMPANHIA SIDERUGICA NACIONAL 87,648 1 87,648 COMPANHIA SIDERUGICA NACIONAL 3,900 2 3,900 COMPANHIA VALE RIO DOCE 1,685,071 1 1,685,071 COMPANHIA VALE RIO DOCE 193,900 2 193,900 COMPANHIA VALE RIO DOCE 56,000 3 56,000 COMPANIA ANONIMA NACIONL TEL 359,700 1 359,700 COMPANIA ANONIMA NACIONL TEL 109,400 2 109,400 COMPANIA ANONIMA NACIONL TEL 72,300 3 72,300 COMPANIA CERVECERIAS UNIDAS SA 920,200 1 920,200 COMPANIA CERVECERIAS UNIDAS SA 330,800 2 330,800 COMPANIA CERVECERIAS UNIDAS SA 153,800 3 153,800 COMPANIA CERVECERIAS UNIDAS SA 5,050 5 5,050 COMPANIA DE MINAS BUENAVENTURA 537,800 1 537,800 COMPANIA DE MINAS BUENAVENTURA 607,200 2 607,200 COMPANIA DE MINAS BUENAVENTURA 204,563 3 204,563 COMPAQ COMPUTER CORP 283 3 283 COMPAQ COMPUTER CORP 296,555 6 296,555 COMPAQ COMPUTER CORP 66,630 8 66,630 COMPUTER ASSOC INTL INC 38,260 8 38,260 COMPUTER SCIENCES CORP 96,155 3 96,155 COMPUTER SCIENCES CORP 1,000 6 1,000 COMPUWARE CORP 54,000 8 54,000 COMVERSE TECH INC 10,550 1 10,550 COMVERSE TECH INC 3,700 2 3,700 COMVERSE TECH INC 23,562 3 23,562 COMVERSE TECH INC 590 5 590 COMVERSE TECHNOLOGY INC 800 - 1 800 - CONEXANT SYSTEMS INC 88,800 - 1 19,100 69,700 CONOCO INC 177,980 2 177,980 CONOCO INC 3,322,467 3 3,322,467 CONOCO INC 8,000 6 8,000 CONOCO INC 38,255 8 38,255 CONSTELLATION BRANDS INC-A 375,300 - 1 111,000 264,300 CORINTHIAN COLLEGES INC 110,000 - 1 110,000 - CORNING INC 1,100 - 1 1,100 - CORNING INC 37,200 8 37,200 CORRECTION CORP AMER 22,600 8 22,600 CORTEX PHARM INC 127,500 8 127,500 COSTCO WHSL CORP 578 - 1 578 - COSTCO WHSL CORP 40,720 2 40,720 COSTCO WHSL CORP 983,735 3 983,735 COSTCO WHSL CORP 11,540 4 11,540 COSTCO WHSL CORP 162,514 5 162,514 COSTCO WHSL CORP 4,675 8 4,675 COUSINS PPTYS INC 16,000 3 16,000
7 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- COVANCE INC COM 222816100 $ 9,332,901.00 521,100 CRANE CO COM 224399105 $ 234,215.20 10,685 CRANE CO COM 224399105 $ 65,540.80 2,990 CREDICORP LTD COM G2519Y108 $ 14,091,366.50 1,697,755 CREDICORP LTD COM G2519Y108 $ 6,394,154.00 770,380 CREDICORP LTD COM G2519Y108 $ 1,623,861.80 195,646 CRISTALERIAS DE CHILE SA SPON ADR 226714103 $ 236,600.00 13,000 CRISTALERIAS DE CHILE SA SPON ADR 226714103 $ 1,279,460.00 70,300 CRISTALERIAS DE CHILE SA SPON ADR 226714103 $ 536,900.00 29,500 CROWN CASTLE INTL CORP COM 228227104 $ 972,000.00 108,000 CSX CORP COM 126408103 $ 12,600.00 400 CSX CORP COM 126408103 $ 375,952.50 11,935 CTS CORP COM 126501105 $ 4,895,398.34 331,442 CULLEN FROST BANKERS INC COM 229899109 $ 8,370,670.00 310,600 CUMULUS MEDIA INC CL A 231082108 $ 192,250.90 27,662 CUMULUS MEDIA INC CL A 231082108 $ 341,370.10 49,118 CYPRESS SEMICONDUCTOR CORP COM 232806109 $ 314,883.40 21,190 CYPRESS SEMICONDUCTOR CORP COM 232806109 $ 693,962.00 46,700 CYPRESS SEMICONDUCTOR CORP COM 232806109 $ 148,600.00 10,000 CYTOGEN CORP COM 232824102 $ 8,100.00 3,000 D & K HEALTHCARE RES INC COM 232861104 $ 6,562,300.00 137,000 DAL-TILE INTL INC COM 23426R108 $ 14,960,619.00 972,100 DASSAULT SYS SA SPON ADR 237545108 $ 5,058,456.00 162,130 DAVITA INC. COM 23918K108 $ 19,175,805.00 942,300 DE RIGO SPA SPON ADR 245334107 $ 1,396,430.00 199,490 DELL COMPUTER CORP COM 247025109 $ 2,187.00 118 DELL COMPUTERS CORP COM 247025109 $ 222,360.00 12,000 DELL COMPUTERS CORP COM 247025109 $ 559,031.57 30,169 DELL COMPUTERS CORP COM 247025109 $ 17,145,160.45 925,265 DELL COMPUTERS CORP COM 247025109 $ 2,647,751.70 142,890 DELL COMPUTERS CORP COM 247025109 $ 600,372.00 32,400 DELTA & PINE LD CO COM 247357106 $ 21,865,706.34 1,287,733 DENDRITE INTL INC COM 248239105 $ 15,595,216.02 1,964,133 DENTSPLY INTL INC NEW COM 249030107 $ 9,325,820.00 203,000 DEVON ENERGY CORP COM 25179M103 $ 1,424,160.00 41,400 DIAL CORP COM 25247D101 $ 178,574.50 10,790 DIAL CORP COM 25247D101 $ 2,299,291.50 138,930 DIAL CORP COM 25247D101 $ 66,200.00 4,000 DIAL CORP NEW COM 25247D101 $ 34,181,161.85 2,065,327 DIAMOND OFFSHORE DRILLING INC COM 25271C102 $ 555,848.80 22,040 DIAMOND OFFSHORE DRILLING INC COM 25271C102 $ 1,959,846.20 77,710 DIME BANCORP INC COM 25429Q102 $ 1,434,000.40 36,470 DIME BANCORP INC COM 25429Q102 $ 4,864,277.20 123,710 DISNEY WALT CO COM DISNEY 254687106 $ 382,641.00 20,550 DISTRIBUCION Y SEVICIO D&S SA SPON ADR 254753106 $ 16,766,545.60 1,497,013 DISTRIBUCION Y SEVICIO D&S SA SPON ADR 254753106 $ 7,791,795.20 695,696 DISTRIBUCION Y SEVICIO D&S SA SPON ADR 254753106 $ 2,776,480.00 247,900 DISTRIBUCION Y SEVICIO D&S SA SPON ADR 254753106 $ 128,800.00 11,500 DOW CHEM CO COM 260543103 $ 255,528.00 7,800 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- COVANCE INC 521,100 - 1 151,500 369,600 CRANE CO 10,685 2 10,685 CRANE CO 2,990 3 2,990 CREDICORP LTD 1,697,755 1 1,697,755 CREDICORP LTD 770,380 2 770,380 CREDICORP LTD 195,646 3 195,646 CRISTALERIAS DE CHILE SA 13,000 1 13,000 CRISTALERIAS DE CHILE SA 70,300 2 70,300 CRISTALERIAS DE CHILE SA 29,500 3 29,500 CROWN CASTLE INTL CORP 108,000 - 1 24,000 84,000 CSX CORP 400 3 400 CSX CORP 11,935 8 11,935 CTS CORP 331,442 - 1 97,504 233,938 CULLEN FROST BANKERS INC 301,200 9,400 1 266,400 44,200 CUMULUS MEDIA INC 27,662 1 27,662 CUMULUS MEDIA INC 49,118 3 49,118 CYPRESS SEMICONDUCTOR CORP 21,190 1 21,190 CYPRESS SEMICONDUCTOR CORP 46,700 3 46,700 CYPRESS SEMICONDUCTOR CORP 10,000 8 10,000 CYTOGEN CORP 3,000 8 3,000 D & K HEALTHCARE RES INC 137,000 - 1 137,000 - DAL-TILE INTL INC 972,100 - 1 286,800 685,300 DASSAULT SYS SA 162,130 3 162,130 DAVITA INC. 942,300 - 1 274,300 668,000 DE RIGO SPA 199,490 3 199,490 DELL COMPUTER CORP 118 1 118 - DELL COMPUTERS CORP 12,000 3 12,000 DELL COMPUTERS CORP 30,169 4 30,169 DELL COMPUTERS CORP 925,265 5 925,265 DELL COMPUTERS CORP 142,890 6 142,890 DELL COMPUTERS CORP 32,400 8 32,400 DELTA & PINE LD CO 1,250,133 37,600 1 1,111,433 176,300 DENDRITE INTL INC 1,905,433 58,700 1 1,688,533 275,600 DENTSPLY INTL INC NEW 203,000 - 1 59,600 143,400 DEVON ENERGY CORP 41,400 - 1 8,400 33,000 DIAL CORP 10,790 2 10,790 DIAL CORP 138,930 3 138,930 DIAL CORP 4,000 8 4,000 DIAL CORP NEW 2,001,727 63,600 1 1,777,327 288,000 DIAMOND OFFSHORE DRILLING INC 22,040 1 22,040 DIAMOND OFFSHORE DRILLING INC 77,710 3 77,710 DIME BANCORP INC 36,470 1 36,470 DIME BANCORP INC 123,710 3 123,710 DISNEY WALT CO 20,550 8 20,550 DISTRIBUCION Y SEVICIO D&S SA 1,497,013 1 1,497,013 DISTRIBUCION Y SEVICIO D&S SA 695,696 2 695,696 DISTRIBUCION Y SEVICIO D&S SA 247,900 3 247,900 DISTRIBUCION Y SEVICIO D&S SA 11,500 5 11,500 DOW CHEM CO 7,800 - 1 6,000 1,800
8 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- DOW CHEM CO COM 260543103 $ 4,914.00 150 DOW CHEM CO COM 260543103 $ 915,150.60 27,935 DOW CHEM CO COM 260543103 $ 13,453,254.36 410,661 DOW CHEM CO COM 260543103 $ 5,729,953.32 174,907 DOW CHEM CO COM 260543103 $ 380,835.00 11,625 DU PONT E I DE NEMOURS & CO COM 263534109 $ 37,520.00 1,000 DU PONT E I DE NEMOURS & CO COM 263534109 $ 194,353.60 5,180 DU PONT E I DE NEMOURS & CO COM 263534109 $ 667,480.80 17,790 DU PONT E I DE NEMOURS & CO COM 263534109 $ 12,940,385.36 344,893 DU PONT E I DE NEMOURS & CO COM 263534109 $ 3,062,007.20 81,610 DUANE READE INC COM 263578106 $ 8,283,000.00 276,100 DUKE ENERGY CORP COM 264399106 $ 490,536.00 12,960 DUKE ENERGY CORP COM 264399106 $ 11,033,729.20 291,512 DUKE ENERGY CORP COM 264399106 $ 281,604.00 7,440 DUKE ENERGY CORP COM 264399106 $ 398,560.50 10,530 DYCOM INDS INC COM 267475101 $ 9,628.00 830 DYCOM INDS INC COM 267475101 $ 560,164.00 48,290 E M C CORP MASS COM 268648102 $ 7,385,074.75 628,517 E TRADE GROUP INC COM 269246104 $ 183,436.00 30,320 E TRADE GROUP INC COM 269246104 $ 467,665.00 77,300 E TRADE GROUP INC COM 269246104 $ 4,380.20 724 EARTHGRAINS CO COM 270319106 $ 1,845,322.20 46,110 EARTHGRAINS CO COM 270319106 $ 296,148.00 7,400 EARTHGRAINS CO COM 270319106 $ 5,905,751.40 147,570 EARTHLINK INC COM 270321102 $ 263,159.17 17,279 EDWARDS LIFESCIENCES CORP COM 28176E108 $ 14,945,504.00 667,210 EDWARDS LIFESCIENCES CORP COM 28176E108 $ 4,480.00 200 EL PASO ELEC CO COM 283677854 $ 9,924,305.00 754,700 EL PASO ELEC CO COM 283677854 $ 892,937.60 67,904 ELAN PLC ADR 284131208 $ 212,316,572.55 4,382,179 ELAN PLC ADR 284131208 $ 70,295,184.45 1,450,881 ELAN PLC ADR 284131208 $ 96,602,662.35 1,993,863 ELAN PLC ADR 284131208 $ 446,224.50 9,210 ELECTRONIC ARTS INC COM 285512109 $ 658,104.70 14,410 ELECTRONIC ARTS INC COM 285512109 $ 80,379.20 1,760 ELECTRONIC DATA SYS COM 285661104 $ 1,201,118.80 20,860 ELECTRONIC DATA SYS COM 285661104 $ 8,568,479.80 148,810 ELECTRONIC DATA SYS COM 285661104 $ 1,300,156.40 22,580 ELECTRONIC DATA SYS CORP NEW COM 285661104 $ 566,587.20 9,840 ELI LILLY & CO COM 532457108 $ 7,432,100.00 92,090 EMBOTELLADORA ANDINA SA SPON ADR A 29081P204 $ 743,967.00 72,300 EMBOTELLADORA ANDINA SA SPON ADR B 29081P303 $ 9,625,224.00 1,145,860 EMBOTELLADORA ANDINA SA SPON ADR B 29081P303 $ 6,122,760.00 728,900 EMBOTELLADORA ANDINA SA SPON ADR B 29081P303 $ 2,252,418.00 268,145 EMBOTELLADORA ANDINA SA SPON ADR B 29081P303 $ 106,680.00 12,700 EMBRATEL PARTICIPACOES SA SPON ADR PFD 29081N100 $ 9,292,374.00 3,330,600 EMBRATEL PARTICIPACOES SA SPON ADR PFD 29081N100 $ 4,520,876.94 1,620,386 EMBRATEL PARTICIPACOES SA SPON ADR PFD 29081N100 $ 1,276,564.50 457,550 EMBRATEL PARTICIPACOES SA SPON ADR PFD 29081N100 $ 73,795.50 26,450 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- DOW CHEM CO 150 3 150 DOW CHEM CO 27,935 4 27,935 DOW CHEM CO 410,661 5 410,661 DOW CHEM CO 174,907 6 174,907 DOW CHEM CO 11,625 8 11,625 DU PONT E I DE NEMOURS & CO 1,000 - 1 - 1,000 DU PONT E I DE NEMOURS & CO 5,180 3 5,180 DU PONT E I DE NEMOURS & CO 17,790 4 17,790 DU PONT E I DE NEMOURS & CO 344,893 5 344,893 DU PONT E I DE NEMOURS & CO 81,610 8 81,610 DUANE READE INC 276,100 - 1 81,600 194,500 DUKE ENERGY CORP 12,960 4 12,960 DUKE ENERGY CORP 291,512 5 291,512 DUKE ENERGY CORP 7,440 6 7,440 DUKE ENERGY CORP 10,530 8 10,530 DYCOM INDS INC 830 1 830 DYCOM INDS INC 48,290 3 48,290 E M C CORP MASS 620,962 7,555 1 242,855 385,662 E TRADE GROUP INC 30,320 1 30,320 E TRADE GROUP INC 77,300 3 77,300 E TRADE GROUP INC 724 8 724 EARTHGRAINS CO 46,110 1 46,110 EARTHGRAINS CO 7,400 2 7,400 EARTHGRAINS CO 147,570 3 147,570 EARTHLINK INC 17,279 8 17,279 EDWARDS LIFESCIENCES CORP 667,210 - 1 199,010 468,200 EDWARDS LIFESCIENCES CORP 200 8 200 EL PASO ELEC CO 754,700 - 1 235,800 518,900 EL PASO ELEC CO 67,904 3 67,904 ELAN PLC 4,382,179 1 4,382,179 ELAN PLC 1,450,881 2 1,450,881 ELAN PLC 1,993,863 3 1,993,863 ELAN PLC 9,210 8 9,210 ELECTRONIC ARTS INC 14,410 3 14,410 ELECTRONIC ARTS INC 1,760 8 1,760 ELECTRONIC DATA SYS 20,860 4 20,860 ELECTRONIC DATA SYS 148,810 5 148,810 ELECTRONIC DATA SYS 22,580 8 22,580 ELECTRONIC DATA SYS CORP NEW 9,840 - 1 9,840 - ELI LILLY & CO 92,090 1 76,237 15,853 EMBOTELLADORA ANDINA SA 72,300 2 72,300 EMBOTELLADORA ANDINA SA 1,145,860 1 1,145,860 EMBOTELLADORA ANDINA SA 728,900 2 728,900 EMBOTELLADORA ANDINA SA 268,145 3 268,145 EMBOTELLADORA ANDINA SA 12,700 5 12,700 EMBRATEL PARTICIPACOES SA 3,330,600 1 3,330,600 EMBRATEL PARTICIPACOES SA 1,620,386 2 1,620,386 EMBRATEL PARTICIPACOES SA 457,550 3 457,550 EMBRATEL PARTICIPACOES SA 26,450 5 26,450
9 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- EMC CORP MASS COM 268648102 $ 2,729,188.00 232,255 EMERSON ELEC CO COM 291011104 $ 382,127.20 8,120 EMERSON ELEC CP COM 291011104 $ 556,249.20 11,820 EMERSON ELEC CP COM 291011104 $ 812,726.20 17,270 EMERSON ELEC CP COM 291011104 $ 11,114,960.22 236,187 EMERSON ELEC CP COM 291011104 $ 369,421.00 7,850 EMPRESA NACIONAL DE ELCTRCIDAD SPON ADR 29244T101 $ 13,178,788.00 1,521,800 EMPRESA NACIONAL DE ELCTRCIDAD SPON ADR 29244T101 $ 7,562,778.00 873,300 EMPRESA NACIONAL DE ELCTRCIDAD SPON ADR 29244T101 $ 2,378,512.30 274,655 EMPRESA NACIONAL DE ELCTRCIDAD SPON ADR 29244T101 $ 43,300.00 5,000 EMPRESAS ICA SOCIEDAD CONTRLAD SPON ADR 292448107 $ 8,750.00 5,000 EMS CORP MASS COM 268648102 $ 99,522.50 8,470 EMS CORP MASS COM 268648102 $ 15,310.25 1,303 EMS CORP MASS COM 268648102 $ 17,390.00 1,480 EMS CORP MASS COM 268648102 $ 7,167.50 610 EMS CORP MASS COM 268648102 $ 5,405.00 460 EMS CORP MASS COM 268648102 $ 340,585.50 28,986 EMS TECHNOLOGIES INC COM 26873N108 $ 328,245.00 23,700 ENERSIS SA SPON ADR 29274F104 $ 6,957,142.56 568,394 ENERSIS SA SPON ADR 29274F104 $ 4,246,570.08 346,942 ENERSIS SA SPON ADR 29274F104 $ 1,315,347.12 107,463 ENERSIS SA SPON ADR 29274F104 $ 2,448.00 200 ENRON CORP COM 293561106 $ 424,788.00 15,600 ENRON CORP COM 293561106 $ 254,055.90 9,330 ENRON CORP COM 293561106 $ 5,488,723.87 201,569 ENRON CORP COM 293561106 $ 108,920.00 4,000 ENRON CORP COM 293561106 $ 292,722.50 10,750 ENTRUST INC COM 293848107 $ 150,879.00 52,940 EOG RES INC COM 26875P101 $ 44,841.50 1,550 EOG RES INC COM 26875P101 $ 2,572,889.55 88,935 EOG RES INC COM 26875P101 $ 37,898.30 1,310 EOG RES INC COM 26875P101 $ 86,790.00 3,000 ESS TECHNOLOGY INC COM 269151106 $ 1,379,700.00 135,000 ETHAN ALLEN INTERIORS INC COM 297602104 $ 5,255,250.00 191,100 EXELON CORP COM 30161N101 $ 45,982.60 1,031 EXELON CORPORATION COM 30161N101 $ 20,222,756.00 453,425 EXPRESS SCRIPTS INC COM 302182100 $ 1,207,856.88 21,834 EXPRESS SCRIPTS INC COM 302182100 $ 298,174.80 5,390 EXPRESS SCRIPTS INC COM 302182100 $ 2,612,210.40 47,220 EXPRESS SCRIPTS INC COM 302182100 $ 40,936.80 740 EXXON MOBIL CORP COM 30231G102 $ 3,240,413.60 82,244 EXXON MOBIL CORP COM 30231G102 $ 75,696,068.00 1,921,220 EXXON MOBIL CORP COM 30231G102 $ 1,558,624.60 39,559 EXXON MOBIL CORP COM 30231G102 $ 28,939,142.40 734,496 EXXON MOBIL CORP COM 30231G102 $ 1,993,246.00 50,590 EXXON MOBIL CORP COM 30231G102 $ 2,950,035.60 74,874 EXXON MOBIL CORPORATION COM 30231G102 $ 50,180,431.61 1,273,614 FAMILY DLR STORES INC COM 307000109 $ 55,040.00 2,000 FAMILY DLR STORES INC COM 307000109 $ 242,176.00 8,800 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- EMC CORP MASS 232,255 1 192,219 40,036 EMERSON ELEC CO 8,120 - 1 7,120 1,000 EMERSON ELEC CP 11,820 3 11,820 EMERSON ELEC CP 17,270 4 17,270 EMERSON ELEC CP 236,187 5 236,187 EMERSON ELEC CP 7,850 8 7,850 EMPRESA NACIONAL DE ELCTRCIDAD 1,521,800 1 1,521,800 EMPRESA NACIONAL DE ELCTRCIDAD 873,300 2 873,300 EMPRESA NACIONAL DE ELCTRCIDAD 274,655 3 274,655 EMPRESA NACIONAL DE ELCTRCIDAD 5,000 5 5,000 EMPRESAS ICA SOCIEDAD CONTRLAD 5,000 6 5,000 EMS CORP MASS 8,470 3 8,470 EMS CORP MASS 1,303 4 1,303 EMS CORP MASS 1,480 5 1,480 EMS CORP MASS 610 6 610 EMS CORP MASS 460 7 460 EMS CORP MASS 28,986 8 28,986 EMS TECHNOLOGIES INC 23,700 - 1 23,700 - ENERSIS SA 568,394 1 568,394 ENERSIS SA 346,942 2 346,942 ENERSIS SA 107,463 3 107,463 ENERSIS SA 200 5 200 ENRON CORP 15,600 3 15,600 ENRON CORP 9,330 4 9,330 ENRON CORP 201,569 5 201,569 ENRON CORP 4,000 6 4,000 ENRON CORP 10,750 8 10,750 ENTRUST INC 52,940 3 52,940 EOG RES INC 1,550 1 1,550 EOG RES INC 88,935 3 88,935 EOG RES INC 1,310 5 1,310 EOG RES INC 3,000 6 3,000 ESS TECHNOLOGY INC 135,000 - 1 135,000 - ETHAN ALLEN INTERIORS INC 191,100 - 1 57,100 134,000 EXELON CORP 1,031 4 1,031 EXELON CORPORATION 449,425 4,000 1 229,738 223,687 EXPRESS SCRIPTS INC 21,834 1 21,834 EXPRESS SCRIPTS INC 5,390 2 5,390 EXPRESS SCRIPTS INC 47,220 3 47,220 EXPRESS SCRIPTS INC 740 5 740 EXXON MOBIL CORP 82,244 2 82,244 EXXON MOBIL CORP 1,921,220 3 1,921,220 EXXON MOBIL CORP 39,559 4 39,559 EXXON MOBIL CORP 734,496 5 734,496 EXXON MOBIL CORP 50,590 6 50,590 EXXON MOBIL CORP 74,874 8 74,874 EXXON MOBIL CORPORATION 1,263,950 9,664 1 607,587 666,027 FAMILY DLR STORES INC 2,000 5 2,000 FAMILY DLR STORES INC 8,800 8 8,800
10 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- FEDERAL HOME LN MTG CORP COM 313400301 $ 66,950.00 1,030 FEDERAL HOME LN MTG CORP COM 313400301 $ 3,120,000.00 48,000 FEDERAL HOME LN MTG CORP COM 313400301 $ 99,856,965.00 1,536,261 FEDERAL HOME LN MTG CORP COM 313400301 $ 147,680.00 2,272 FEDERAL HOME LN MTG CORP COM 313400301 $ 263,250.00 4,050 FEDERAL HOME LN MTG CORP COM 313400301 $ 578,500.00 8,900 FEDERAL NATL MTG ASSN COM 313586109 $ 30,052,150.80 375,368 FEDERAL NATL MTG ASSN COM 313586109 $ 632,474.00 7,900 FEDERAL NATL MTG ASSN COM 313586109 $ 594,045.20 7,420 FEDERAL NATL MTG ASSN COM 313586109 $ 19,810,206.52 247,442 FEDERAL NATL MTG ASSN COM 313586109 $ 423,917.70 5,295 FEDERATED DEPT STORES INC DE COM 31410H101 $ 8,918,986.00 316,276 FEDERATED INVESTORS INC-CL B COM 314211103 $ 19,583,360.00 661,600 FIRST AMERICAN CORPORATION COM 318522307 $ 1,701,000.00 84,000 FLEET BOSTON FIN CORP COM 339030108 $ 34,199,414.75 930,591 FLEETBOSTON FINL CORP COM 339030108 $ 840,288.75 22,865 FLEETBOSTON FINL CORP COM 339030108 $ 15,908,891.25 432,895 FLEETBOSTON FINL CORP COM 339030108 $ 4,152,272.25 112,987 FLEETBOSTON FINL CORP COM 339030108 $ 877,590.00 23,880 FLORSHEIM GROUP INC COM 343302105 $ 13,050.00 29,000 FLOWSERVE CORP COM 34354P105 $ 2,300,875.00 116,500 FOMENTO ECONOMICO MEXICANO SA SPON ADR UNITS 344419106 $ 5,729,018.10 201,230 FOMENTO ECONOMICO MEXICANO SA SPON ADR UNITS 344419106 $ 4,508,509.20 158,360 FOMENTO ECONOMICO MEXICANO SA SPON ADR UNITS 344419106 $ 1,699,659.00 59,700 FOOT LOCKER INC COM 344849104 $ 10,685,675.00 700,700 FOOTSTAR INC COM 344912100 $ 13,590,880.00 392,800 FOREST OIL CORP COM 346091705 $ 17,423,240.00 702,550 FOREST OIL CORP COM PAR $0.01 346091705 $ 7,440.00 300 FUEL-TECH NV COM 359523107 $ 1,454,118.75 646,275 FUEL-TECH NV COM 359523107 $ 2,250.00 1,000 FUEL-TECH NV COM 359523107 $ 7,398.00 3,288 FURNITURE BRANDS INTL INC COM 360921100 $ 10,591,276.00 543,700 GAP INC DEL COM 364760108 $ 16,336.00 1,367 GAP INC DEL COM 364760108 $ 1,249,683.20 104,576 GAP INC DEL COM 364760108 $ 18,163,988.05 1,519,999 GAP INC DEL COM 364760108 $ 379,532.00 31,760 GAP INC DEL COM 364760108 $ 6,199,946.80 518,824 GAP INC DEL COM 364760108 $ 155,947.50 13,050 GART SPORTS CO COM 366630101 $ 1,878,525.00 155,250 GENERAL ELEC CO COM 369604103 $ 54,874,695.00 1,475,126 GENERAL ELEC CO COM 369604103 $ 2,174,414.40 58,452 GENERAL ELEC CO COM 369604103 $ 43,456,928.40 1,168,197 GENERAL ELEC CO COM 369604103 $ 3,098,388.00 83,290 GENERAL ELEC CO COM 369604103 $ 59,585,397.60 1,601,758 GENERAL ELEC CO COM 369604103 $ 6,826,869.60 183,518 GENERAL ELEC CO COM 369604103 $ 7,068.00 190 GENERAL ELEC CO COM 369604103 $ 6,193,800.00 166,500 GENERAL MOTORS CORP COM 370442105 $ 453,624.60 10,574 GENSET SA SPON ADR 37244T104 $ 224,000.00 224,000 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- FEDERAL HOME LN MTG CORP 1,030 1 1,030 FEDERAL HOME LN MTG CORP 48,000 2 48,000 FEDERAL HOME LN MTG CORP 1,536,261 3 1,536,261 FEDERAL HOME LN MTG CORP 2,272 4 2,272 FEDERAL HOME LN MTG CORP 4,050 8 4,050 FEDERAL HOME LN MTG CORP 8,900 - 1 8,900 - FEDERAL NATL MTG ASSN 372,248 3,120 1 196,808 178,560 FEDERAL NATL MTG ASSN 7,900 3 7,900 FEDERAL NATL MTG ASSN 7,420 4 7,420 FEDERAL NATL MTG ASSN 247,442 5 247,442 FEDERAL NATL MTG ASSN 5,295 8 5,295 FEDERATED DEPT STORES INC DE 313,226 3,050 1 152,163 164,113 FEDERATED INVESTORS INC-CL B 661,600 - 1 190,500 471,100 FIRST AMERICAN CORPORATION 84,000 - 1 19,000 65,000 FLEET BOSTON FIN CORP 922,376 8,215 1 473,563 457,028 FLEETBOSTON FINL CORP 22,865 4 22,865 FLEETBOSTON FINL CORP 432,895 5 432,895 FLEETBOSTON FINL CORP 112,987 6 112,987 FLEETBOSTON FINL CORP 23,880 8 23,880 FLORSHEIM GROUP INC 29,000 8 29,000 FLOWSERVE CORP 116,500 - 1 35,700 80,800 FOMENTO ECONOMICO MEXICANO SA 201,230 1 201,230 FOMENTO ECONOMICO MEXICANO SA 158,360 2 158,360 FOMENTO ECONOMICO MEXICANO SA 59,700 3 59,700 FOOT LOCKER INC 700,700 - 1 207,800 492,900 FOOTSTAR INC 392,800 - 1 117,000 275,800 FOREST OIL CORP 681,350 21,200 1 609,950 92,600 FOREST OIL CORP 300 8 300 FUEL-TECH NV 646,275 3 646,275 FUEL-TECH NV 1,000 7 1,000 FUEL-TECH NV 3,288 8 3,288 FURNITURE BRANDS INTL INC 543,700 - 1 159,100 384,600 GAP INC DEL 1,367 - 1 1,367 - GAP INC DEL 104,576 2 104,576 GAP INC DEL 1,519,999 3 1,519,999 GAP INC DEL 31,760 4 31,760 GAP INC DEL 518,824 5 518,824 GAP INC DEL 13,050 8 13,050 GART SPORTS CO 155,250 - 1 155,250 - GENERAL ELEC CO 1,463,071 12,055 1 689,588 785,538 GENERAL ELEC CO 58,452 2 58,452 GENERAL ELEC CO 1,168,197 3 1,168,197 GENERAL ELEC CO 83,290 4 83,290 GENERAL ELEC CO 1,601,758 5 1,601,758 GENERAL ELEC CO 183,518 6 183,518 GENERAL ELEC CO 190 7 190 GENERAL ELEC CO 166,500 8 166,500 GENERAL MOTORS CORP 10,574 8 10,574 GENSET SA 224,000 1 224,000
11 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- GENSET SA SPON ADR 37244T104 $ 293,272.00 293,272 GENSET SA SPON ADR 37244T104 $ 500.00 500 GENTIVA HEALTH SERVICES COM 37247A102 $ 1,710,950.00 95,000 GERDAU SA SPON ADR 373737105 $ 1,122,740.00 224,548 GILLETTE CO COM 375766102 $ 18,465,509.00 619,648 GILLETTE CO COM 375766102 $ 81,205.00 2,725 GILLETTE CO COM 375766102 $ 142,742.00 4,790 GLAXOSMITHKLINE PLC SPON ADR 37733W105 $ 173,972.00 3,100 GLAXOSMITHKLINE PLC SPON ADR 37733W105 $ 1,256,975.76 22,398 GLAXOSMITHKLINE PLC-ADS COM 37733W105 $ 224,480.00 4,000 GLOBAL PAYMENTS INC COM 37940X102 $ 12,507,348.00 425,420 GLOBAL POWER EQUIPMENT GRP COM 37941P108 $ 6,376,400.00 419,500 GOLDMAN SACHS GROUP INC COM 38141G104 $ 71.35 1 GOLDMAN SACHS GROUP INC COM 38141G104 $ 306,805.00 4,300 GRAINGER W W INC COM 384802104 $ 293,783.70 7,562 GRAINGER W W INC COM 384802104 $ 415,695.00 10,700 GRANT PRIDECO INC COM 38821G101 $ 15,040,473.00 2,469,700 GREATER BAY BANCORP COM 391648102 $ 16,040,011.00 689,300 GREY WOLF INC COM 397888108 $ 4,735,800.00 2,631,000 GRUPO IMSA SA DE CV SPON ADR UNITS 40048T106 $ 3,049,800.00 442,000 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 $ 91,307,844.60 3,181,458 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 $ 33,777,604.00 1,176,920 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 $ 8,140,468.00 283,640 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 $ 420,455.00 14,650 GUCCI GROUP NV COM NY REG 401566104 $ 12,331,197.30 150,785 GUCCI GROUP NV COM NY REG 401566104 $ 8,178.00 100 GUIDANT CORP COM 401698105 $ 30,800.00 800 GUIDANT CORP COM 401698105 $ 190,960.00 4,960 GUIDANT CORP COM 401698105 $ 1,508,815.00 39,190 GUIDANT CORP COM 401698105 $ 428,120.00 11,120 GULF INDONESIA RES LTD COM 402284103 $ 774,300.00 89,000 GULF INDONESIA RES LTD COM 402284103 $ 87,000.00 10,000 H & CB SPON ADR 1/2SH 404008203 $ 664,041.00 64,470 H & CB SPON ADR 1/2SH 404008203 $ 38,625.00 3,750 H & CB SPON ADR 1/2SH 404008203 $ 1,357,890.20 131,834 HAEMONETICS CORP COM 405024100 $ 10,611,426.00 306,600 HAEMONETICS CORP COM 405024100 $ 68,700.85 1,985 HAIN CELESTIAL GROUP INC COM 405217100 $ 3,785,556.25 205,625 HALLIBURTON CO COM 406216101 $ 207,685.50 9,210 HALLIBURTON CO COM 406216101 $ 3,058,456.50 135,630 HALLIBURTON CO COM 406216101 $ 45,100.00 2,000 HALLIBURTON CO COM 406216101 $ 131,353.75 5,825 HANOVER COMPRESSOR CO COM 410768105 $ 14,269,805.52 659,418 HARRIS CORP DEL COM 413875105 $ 36,768,010.00 1,155,500 HAVERTY FURNITURE COS INC COM 419596101 $ 591,000.00 60,000 HEALTHSOUTH CORP COM 421924101 $ 2,003,232.00 123,200 HEINZ H J CO COM 423074103 $ 265,545.00 6,300 HELLENIC TELECOM ORGANIZATION SA SPON ADR 423325307 $ 339,862.50 42,750 HELLER FINL INC CL A 423328103 $ 2,071,222.50 39,250 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- GENSET SA 293,272 3 293,272 GENSET SA 500 8 500 GENTIVA HEALTH SERVICES 95,000 - 1 95,000 - GERDAU SA 224,548 1 224,548 GILLETTE CO 614,203 5,445 1 316,867 302,781 GILLETTE CO 2,725 4 2,725 GILLETTE CO 4,790 8 4,790 GLAXOSMITHKLINE PLC 3,100 3 3,100 GLAXOSMITHKLINE PLC 22,398 8 22,398 GLAXOSMITHKLINE PLC-ADS 4,000 - 1 - 4,000 GLOBAL PAYMENTS INC 425,420 - 1 125,180 300,240 GLOBAL POWER EQUIPMENT GRP 419,500 - 1 125,400 294,100 GOLDMAN SACHS GROUP INC 1 3 1 GOLDMAN SACHS GROUP INC 4,300 8 4,300 GRAINGER W W INC 7,562 - 1 - 7,562 GRAINGER W W INC 10,700 3 10,700 GRANT PRIDECO INC 2,399,800 69,900 1 2,140,500 329,200 GREATER BAY BANCORP 689,300 - 1 202,400 486,900 GREY WOLF INC 2,631,000 - 1 764,400 1,866,600 GRUPO IMSA SA DE CV 442,000 1 442,000 GRUPO TELEVISA SA DE CV 3,181,458 1 3,181,458 GRUPO TELEVISA SA DE CV 1,176,920 2 1,176,920 GRUPO TELEVISA SA DE CV 283,640 3 283,640 GRUPO TELEVISA SA DE CV 14,650 5 14,650 GUCCI GROUP NV 150,785 3 150,785 GUCCI GROUP NV 100 8 100 GUIDANT CORP 800 1 800 GUIDANT CORP 4,960 2 4,960 GUIDANT CORP 39,190 3 39,190 GUIDANT CORP 11,120 8 11,120 GULF INDONESIA RES LTD 89,000 3 89,000 GULF INDONESIA RES LTD 10,000 6 10,000 H & CB 64,470 4 64,470 H & CB 3,750 5 3,750 H & CB 131,834 6 131,834 HAEMONETICS CORP 298,500 8,100 1 268,700 37,900 HAEMONETICS CORP 1,985 8 1,985 HAIN CELESTIAL GROUP INC 205,625 8 205,625 HALLIBURTON CO 9,210 4 9,210 HALLIBURTON CO 135,630 5 135,630 HALLIBURTON CO 2,000 6 2,000 HALLIBURTON CO 5,825 8 5,825 HANOVER COMPRESSOR CO 659,418 - 1 195,500 463,918 HARRIS CORP DEL 1,123,100 32,400 1 957,100 198,400 HAVERTY FURNITURE COS INC 60,000 - 1 60,000 - HEALTHSOUTH CORP 123,200 - 1 26,700 96,500 HEINZ H J CO 6,300 8 6,300 HELLENIC TELECOM ORGANIZATION SA 42,750 3 42,750 HELLER FINL INC 39,250 1 39,250
12 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- HELLER FINL INC CL A 423328103 $ 6,758,834.37 128,081 HENRY SCHEIN INC COM 806407102 $ 15,613,700.00 404,500 HERSHEY FOODS CORP COM 427866108 $ 239,254.20 3,660 HERSHEY FOODS CORP COM 427866108 $ 1,810,749.00 27,700 HEWLETT PACKARD CO COM 428236103 $ 15,461,662.00 963,331 HEWLETT PACKARD CO COM 428236103 $ 389,533.50 24,270 HEWLETT PACKARD CO COM 428236103 $ 27,092.40 1,688 HILB ROGAL & HAMILTON CO COM 431294107 $ 17,537,045.00 384,500 HOLLYWOOD ENTMT CORP COM 436141105 $ 5,170,000.00 440,000 HOME DEPOT INC COM 437076102 $ 92,472.00 2,410 HOME DEPOT INC COM 437076102 $ 123,858.36 3,228 HOME DEPOT INC COM 437076102 $ 791,649.84 20,632 HOME DEPOT INC COM 437076102 $ 20,978,720.76 546,748 HOME DEPOT INC COM 437076102 $ 1,608,086.70 41,910 HOME DEPOT INC COM 437076102 $ 10,052.94 262 HOME DEPOT INC COM 437076102 $ 555,981.30 14,490 HONEYWELL INTL INC COM 438516106 $ 18,744.00 710 HONEYWELL INTL INC COM 438516106 $ 2,069,126.40 78,376 HONEYWELL INTL INC COM 438516106 $ 51,058,735.20 1,934,043 HONEYWELL INTL INC COM 438516106 $ 3,228,588.00 122,295 HONEYWELL INTL INC COM 438516106 $ 79,200.00 3,000 HOT TOPIC INC COM 441339108 $ 1,506,000.00 60,000 HUANENG PWR INTL INC SPON ADR 443304100 $ 9,328,301.50 405,050 HUANENG PWR INTL INC SPON ADR 443304100 $ 7,385,721.00 320,700 HUANENG PWR INTL INC SPON ADR 443304100 $ 2,613,905.00 113,500 HUNTINGTON BANCSHARES INC COM 446150104 $ 1,950,837.00 112,700 HYPERFEED TECH INC COM 44913S102 $ 214,404.00 210,200 ICN PHARM INC COM 448924100 $ 1,246,355.00 47,300 ICU MED INC COM 44930G107 $ 2,000,000.00 50,000 IDEXX LABORATORIES CORP COM 45168D104 $ 1,285,350.00 55,000 INDUSTRIE NATUZZI SPA ADR 456478106 $ 6,015,820.50 549,390 INDUSTRIE NATUZZI SPA ADR 456478106 $ 87,928.50 8,030 INDUSTRIE NATUZZI SPA ADR 456478106 $ 2,194,872.75 200,445 INDYMAC BANCORP COM 456607100 $ 2,591,716.00 95,600 INFOSYS TECH LTD SPON ADR 456788108 $ 219,765.00 6,500 INFOSYS TECH LTD SPON ADR 456788108 $ 1,641,475.50 48,550 INFOSYS TECH LTD SPON ADR 456788108 $ 1,245,222.30 36,830 INFOSYS TECH LTD SPON ADR 456788108 $ 57,138.90 1,690 INFOSYS TECH LTD SPON ADR 456788108 $ 174,459.60 5,160 INFOSYS TECH LTD SPON ADR 456788108 $ 536,226.60 15,860 INSITUFORM TECHNOLOGIES INC COM 457667103 $ 16,404,367.65 962,133 INTEGRATED DEVICE TECH INC COM 458118106 $ 1,207,200.00 60,000 INTEGRATED ELECTRICAL SVCS I COM 4.58E+107 $ 621,000.00 115,000 INTEL CORP COM 458140100 $ 17,577,701.60 859,961 INTEL CORP COM 458140100 $ 2,114,926.80 103,470 INTEL CORP COM 458140100 $ 44,061,690.40 2,155,660 INTEL CORP COM 458140100 $ 1,167,226.20 57,105 INTEL CORP COM 458140100 $ 20,031,772.32 980,028 INTEL CORP COM 458140100 $ 5,341,605.64 261,331 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- HELLER FINL INC 128,081 3 128,081 HENRY SCHEIN INC 404,500 - 1 118,500 286,000 HERSHEY FOODS CORP 3,660 2 3,660 HERSHEY FOODS CORP 27,700 3 27,700 HEWLETT PACKARD CO 954,456 8,875 1 478,081 485,250 HEWLETT PACKARD CO 24,270 5 24,270 HEWLETT PACKARD CO 1,688 8 1,688 HILB ROGAL & HAMILTON CO 384,500 - 1 112,500 272,000 HOLLYWOOD ENTMT CORP 440,000 - 1 440,000 - HOME DEPOT INC 2,410 - 1 2,410 - HOME DEPOT INC 3,228 3 3,228 HOME DEPOT INC 20,632 4 20,632 HOME DEPOT INC 546,748 5 546,748 HOME DEPOT INC 41,910 6 41,910 HOME DEPOT INC 262 7 262 HOME DEPOT INC 14,490 8 14,490 HONEYWELL INTL INC 710 1 710 HONEYWELL INTL INC 78,376 2 78,376 HONEYWELL INTL INC 1,934,043 3 1,934,043 HONEYWELL INTL INC 122,295 6 122,295 HONEYWELL INTL INC 3,000 8 3,000 HOT TOPIC INC 60,000 - 1 60,000 - HUANENG PWR INTL INC 405,050 1 405,050 HUANENG PWR INTL INC 320,700 2 320,700 HUANENG PWR INTL INC 113,500 3 113,500 HUNTINGTON BANCSHARES INC 112,700 - 1 24,400 88,300 HYPERFEED TECH INC 210,200 8 210,200 ICN PHARM INC 47,300 8 47,300 ICU MED INC 50,000 - 1 50,000 - IDEXX LABORATORIES CORP 53,300 1,700 1 47,400 7,600 INDUSTRIE NATUZZI SPA 549,390 1 549,390 INDUSTRIE NATUZZI SPA 8,030 2 8,030 INDUSTRIE NATUZZI SPA 200,445 3 200,445 INDYMAC BANCORP 95,600 - 1 27,700 67,900 INFOSYS TECH LTD 6,500 1 6,500 INFOSYS TECH LTD 48,550 2 48,550 INFOSYS TECH LTD 36,830 3 36,830 INFOSYS TECH LTD 1,690 4 1,690 INFOSYS TECH LTD 5,160 5 5,160 INFOSYS TECH LTD 15,860 6 15,860 INSITUFORM TECHNOLOGIES INC 935,233 26,900 1 836,833 125,300 INTEGRATED DEVICE TECH INC 60,000 - 1 60,000 - INTEGRATED ELECTRICAL SVCS I 115,000 - 1 115,000 - INTEL CORP 852,476 7,485 1 436,668 423,293 INTEL CORP 103,470 2 103,470 INTEL CORP 2,155,660 3 2,155,660 INTEL CORP 57,105 4 57,105 INTEL CORP 980,028 5 980,028 INTEL CORP 261,331 6 261,331
13 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- INTEL CORP COM 458140100 $ 6,347,274.08 310,532 INTERNATIONAL FLAVRS & FRAGR COM 459506101 $ 1,572,792.00 56,800 INTERNATIONAL PAPER CO COM 460146103 $ 27,858,584.60 799,616 INTERTAN INC COM 461120107 $ 1,193,459.05 152,033 INTL BUSINESS MACHINES CORP COM 459200101 $ 24,029,641.60 261,989 INTL BUSINESS MACHS COM 459200101 $ 2,162,849.32 23,581 INTL BUSINESS MACHS COM 459200101 $ 880,053.40 9,595 INTL BUSINESS MACHS COM 459200101 $ 16,941,784.64 184,712 INTL BUSINESS MACHS COM 459200101 $ 1,536,310.00 16,750 INTL BUSINESS MACHS COM 459200101 $ 4,660,568.36 50,813 INTL PAPER CO COM 460146103 $ 1,178,637.20 33,830 INTL PAPER CO COM 460146103 $ 52,795,839.20 1,515,380 INTL PAPER CO COM 460146103 $ 1,465,022.00 42,050 INVACARE CORP COM 461203101 $ 7,083,733.50 174,907 IVAX CORP COM 465823102 $ 443,400.00 20,000 JACK IN THE BOX COM 466367109 $ 14,629,048.00 522,466 JDS UNIPHASE CORP COM 46612J101 $ 7,584.00 1,200 JDS UNIPHASE CORP COM 46612J101 $ 64,211.20 10,160 JDS UNIPHASE CORP COM 46612J101 $ 103,395.20 16,360 JDS UNIPHASE CORP COM 46612J101 $ 3,160.00 500 JDS UNIPHASE CORP COM 46612J101 $ 22,657.20 3,585 JOHNSON & JOHNSON COM 478160104 $ 709,120.00 12,800 JOHNSON & JOHNSON COM 478160104 $ 802,192.00 14,480 JOHNSON & JOHNSON COM 478160104 $ 36,428,602.40 657,556 JOHNSON & JOHNSON COM 478160104 $ 2,354,278.40 42,496 JOHNSON & JOHNSON COM 478160104 $ 37,236,112.80 672,132 JOHNSON & JOHNSON COM 478160104 $ 4,354,440.00 78,600 JP MORGAN CHASE & CO COM 46625H100 $ 648,884.15 19,001 JP MORGAN CHASE & CO COM 46625H100 $ 16,675,445.00 488,300 JP MORGAN CHASE & CO COM 46625H100 $ 2,752,490.00 80,600 JP MORGAN CHASE & CO COM 46625H100 $ 1,024,158.50 29,990 JP MORGAN CHASE & COMPANY COM 46625H100 $ 796,036.50 23,310 K MART CORP COM 482584109 $ 69,900.00 10,000 K MART CORP COM 482584109 $ 139,800.00 20,000 KELLOGG CO COM 487836108 $ 1,884,000.00 62,800 KEMET CORP COM 488360108 $ 13,903,762.00 844,700 KEMET CORP COM 488360108 $ 139,910.00 8,500 KEY ENERGY SVCS INC COM 492914106 $ 4,074,216.00 640,600 KEYSPAN ENERGY CORP COM 49337W100 $ 1,957,836.00 58,900 KIMBERLY CLARK CORP COM 494368103 $ 248,000.00 4,000 KIMERLY CLARK CORP COM 494368103 $ 68,200.00 1,100 KINDER MORGAN INC KANS COM 49455P101 $ 4,976,951.77 101,137 KINDER MORGAN INC. COM 49455P101 $ 13,564,884.13 275,653 KINDRED HEALTHCARE INC COM 494580103 $ 3,540,000.00 60,000 KOREA ELECTRIC PWR SPON ADR 500631106 $ 5,804,272.50 655,850 KOREA ELECTRIC PWR SPON ADR 500631106 $ 10,794,477.75 1,219,715 KOREA ELECTRIC PWR SPON ADR 500631106 $ 4,756,521.00 537,460 KOREA ELECTRIC PWR SPON ADR 500631106 $ 259,482.00 29,320 KOREA ELECTRIC PWR SPON ADR 500631106 $ 16,815.00 1,900 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- INTEL CORP 310,532 8 310,532 INTERNATIONAL FLAVRS & FRAGR 56,800 - 1 12,500 44,300 INTERNATIONAL PAPER CO 792,501 7,115 1 394,340 405,276 INTERTAN INC 152,033 - 1 152,033 - INTL BUSINESS MACHINES CORP 259,639 2,350 1 129,594 132,395 INTL BUSINESS MACHS 23,581 3 23,581 INTL BUSINESS MACHS 9,595 4 9,595 INTL BUSINESS MACHS 184,712 5 184,712 INTL BUSINESS MACHS 16,750 6 16,750 INTL BUSINESS MACHS 50,813 8 50,813 INTL PAPER CO 33,830 2 33,830 INTL PAPER CO 1,515,380 3 1,515,380 INTL PAPER CO 42,050 8 42,050 INVACARE CORP 174,907 - 1 53,200 121,707 IVAX CORP 20,000 8 20,000 JACK IN THE BOX 522,466 - 1 155,700 366,766 JDS UNIPHASE CORP 1,200 - 1 1,200 - JDS UNIPHASE CORP 10,160 2 10,160 JDS UNIPHASE CORP 16,360 3 16,360 JDS UNIPHASE CORP 500 6 500 JDS UNIPHASE CORP 3,585 8 3,585 JOHNSON & JOHNSON 12,800 - 1 2,400 10,400 JOHNSON & JOHNSON 14,480 2 14,480 JOHNSON & JOHNSON 657,556 3 657,556 JOHNSON & JOHNSON 42,496 4 42,496 JOHNSON & JOHNSON 672,132 5 672,132 JOHNSON & JOHNSON 78,600 8 78,600 JP MORGAN CHASE & CO 19,001 4 19,001 JP MORGAN CHASE & CO 488,300 5 488,300 JP MORGAN CHASE & CO 80,600 6 80,600 JP MORGAN CHASE & CO 29,990 8 29,990 JP MORGAN CHASE & COMPANY 23,310 - 1 23,310 - K MART CORP 10,000 6 10,000 K MART CORP 20,000 8 20,000 KELLOGG CO 62,800 - 1 13,800 49,000 KEMET CORP 823,700 21,000 1 746,300 98,400 KEMET CORP 8,500 8 8,500 KEY ENERGY SVCS INC 640,600 - 1 187,800 452,800 KEYSPAN ENERGY CORP 58,900 - 1 13,200 45,700 KIMBERLY CLARK CORP 4,000 - 1 - 4,000 KIMERLY CLARK CORP 1,100 8 1,100 KINDER MORGAN INC KANS 101,137 3 101,137 KINDER MORGAN INC. 275,653 - 1 107,333 168,320 KINDRED HEALTHCARE INC 60,000 - 1 60,000 - KOREA ELECTRIC PWR 655,850 1 655,850 KOREA ELECTRIC PWR 1,219,715 2 1,219,715 KOREA ELECTRIC PWR 537,460 3 537,460 KOREA ELECTRIC PWR 29,320 4 29,320 KOREA ELECTRIC PWR 1,900 5 1,900
14 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- KOREA ELECTRIC PWR SPON ADR 500631106 $ 990,757.50 111,950 KPMG CONSULTING INC COM 48265R109 $ 1,351,250.00 125,000 KROGER CO COM 501044101 $ 443,520.00 18,000 LABONE INC COM 50540L105 $ 814,000.00 74,000 LABORATORY CORP AMER HLDGS NEW COM 50540R409 $ 13,594,119.00 168,140 LAMAR ADVERTISING CO CL A 512815101 $ 27,591.20 910 LAMAR ADVERTISING CO CL A 512815101 $ 1,401,996.80 46,240 LAMAR ADVERTISING CO CL A 512815101 $ 17,888.80 590 LATTICE SEMICONDUCTOR CORP COM 518415104 $ 4,111,830.00 261,900 LEUCADIA NATIONAL CORP COM 527288104 $ 5,672,160.00 181,800 LEVEL 3 COMM. INC COM 52729N100 $ 283.50 75 LEXMARK INTERNATIONAL, INC. COM 529771107 $ 11,374,927.65 254,413 LIBERATE TECH COM 530129105 $ 996.00 100 LIGHTSPAN INC COM 53226T103 $ 773.50 650 LILLY ELI & CO COM 532457108 $ 20,068,476.00 248,680 LILLY ELI & CO COM 532457108 $ 1,264,649.70 15,671 LILLY ELI & CO COM 532457108 $ 20,361,417.00 252,310 LILLY ELI & CO COM 532457108 $ 1,736,906.10 21,523 LINCOLN NATL CORP IND COM 534187109 $ 111,912.00 2,400 LINCOLN NATL CORP IND COM 534187109 $ 363,714.00 7,800 LINCOLN NATL CORP IND COM 534187109 $ 7,759,138.74 166,398 LINCOLN NATL CORP IND COM 534187109 $ 2,744,641.80 58,860 LINCOLN NATL CORP IND COM 534187109 $ 187,452.60 4,020 LINEAR TECH CORP COM 535678106 $ 1,369,892.00 41,765 LINEAR TECHNOLOGY CORP COM 535678106 $ 12,847,958.00 391,706 LOWES COS INC COM 548661107 $ 26,105,421.00 824,813 LOWES COS INC COM 548661107 $ 2,435,151.00 76,940 LOWES COS INC COM 548661107 $ 42,090,100.65 1,329,861 LOWES COS INC COM 548661107 $ 6,892,104.00 217,760 LOWES COS INC COM 548661107 $ 50,640.00 1,600 LUCENT TECH. INC COM 549463107 $ 485,904.00 84,800 LUCENT TECH. INC COM 549463107 $ 11,154,293.04 1,946,648 LUCENT TECH. INC COM 549463107 $ 2,865.00 500 LUCENT TECH. INC COM 549463107 $ 8,022.00 1,400 LUCENT TECH. INC COM 549463107 $ 964,697.07 168,359 LUXOTTICA GROUP SPA SPON ADR 55068R202 $ 20,637,488.40 1,475,160 LUXOTTICA GROUP SPA SPON ADR 55068R202 $ 32,474,371.44 2,321,256 MACRONIX INTL LTD SPON ADR 556103109 $ 821,920.90 162,089 MACRONIX INTL LTD SPON ADR 556103109 $ 235,792.20 46,500 MAGYAR TAVKOZLESI RT SPON ADR 559776109 $ 17,703,395.92 1,310,392 MAGYAR TAVKOZLESI RT SPON ADR 559776109 $ 10,225,989.20 756,920 MAGYAR TAVKOZLESI RT SPON ADR 559776109 $ 11,849,148.15 877,065 MAGYAR TAVKOZLESI RT SPON ADR 559776109 $ 221,564.00 16,400 MANDALAY RESORT GROUP COM 562567107 $ 862,786.80 53,160 MANDALAY RESORT GROUP COM 562567107 $ 1,853,952.90 114,230 MANHATTAN ASSOCS INC COM 562750109 $ 746,240.00 44,000 MANOR CARE INC COM 564055101 $ 15,286,400.00 544,000 MANUFACTURED HOME CMNTYS INC COM 564682102 $ 8,307,702.00 273,100 MANUFACTURED HOME CMNTYS INC COM 564682102 $ 35,591.40 1,170 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- KOREA ELECTRIC PWR 111,950 6 111,950 KPMG CONSULTING INC 125,000 - 1 28,000 97,000 KROGER CO 18,000 8 18,000 LABONE INC 74,000 - 1 74,000 - LABORATORY CORP AMER HLDGS NEW 168,140 - 1 49,520 118,620 LAMAR ADVERTISING CO 910 1 910 LAMAR ADVERTISING CO 46,240 3 46,240 LAMAR ADVERTISING CO 590 5 590 LATTICE SEMICONDUCTOR CORP 261,900 - 1 76,500 185,400 LEUCADIA NATIONAL CORP 181,800 - 1 55,800 126,000 LEVEL 3 COMM. INC 75 8 75 LEXMARK INTERNATIONAL, INC. 252,068 2,345 1 122,904 131,509 LIBERATE TECH 100 8 100 LIGHTSPAN INC 650 8 650 LILLY ELI & CO 245,630 3,050 1 96,430 152,250 LILLY ELI & CO 15,671 4 15,671 LILLY ELI & CO 252,310 5 252,310 LILLY ELI & CO 21,523 8 21,523 LINCOLN NATL CORP IND 2,400 - 1 2,400 - LINCOLN NATL CORP IND 7,800 4 7,800 LINCOLN NATL CORP IND 166,398 5 166,398 LINCOLN NATL CORP IND 58,860 6 58,860 LINCOLN NATL CORP IND 4,020 8 4,020 LINEAR TECH CORP 41,765 6 41,765 LINEAR TECHNOLOGY CORP 388,581 3,125 1 217,812 173,894 LOWES COS INC 817,058 7,755 1 412,813 412,000 LOWES COS INC 76,940 2 76,940 LOWES COS INC 1,329,861 3 1,329,861 LOWES COS INC 217,760 5 217,760 LOWES COS INC 1,600 8 1,600 LUCENT TECH. INC 84,800 2 84,800 LUCENT TECH. INC 1,946,648 3 1,946,648 LUCENT TECH. INC 500 6 500 LUCENT TECH. INC 1,400 7 1,400 LUCENT TECH. INC 168,359 8 168,359 LUXOTTICA GROUP SPA 1,475,160 1 1,475,160 LUXOTTICA GROUP SPA 2,321,256 3 2,321,256 MACRONIX INTL LTD 162,089 4 162,089 MACRONIX INTL LTD 46,500 6 46,500 MAGYAR TAVKOZLESI RT 1,310,392 1 1,310,392 MAGYAR TAVKOZLESI RT 756,920 2 756,920 MAGYAR TAVKOZLESI RT 877,065 3 877,065 MAGYAR TAVKOZLESI RT 16,400 5 16,400 MANDALAY RESORT GROUP 53,160 1 53,160 MANDALAY RESORT GROUP 114,230 3 114,230 MANHATTAN ASSOCS INC 44,000 - 1 44,000 - MANOR CARE INC 544,000 - 1 161,700 382,300 MANUFACTURED HOME CMNTYS INC 273,100 - 1 84,100 189,000 MANUFACTURED HOME CMNTYS INC 1,170 5 1,170
15 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- MARSH & MCLENNAN COS INC COM 571748102 $ 21,078,355.50 217,971 MARSH & MCLENNAN COS INC COM 571748102 $ 29,010.00 300 MCDONALDS CORP COM 580135101 $ 135,700.00 5,000 MCDONALDS CORP COM 580135101 $ 843,131.24 31,066 MCDONALDS CORP COM 580135101 $ 248,873.80 9,170 MCGRAW HILL COS INC COM 580645109 $ 2,889,862.80 49,654 MCGRAW HILL COS INC COM 580645109 $ 93,740,761.20 1,610,666 MCGRAW HILL INC COM 580645109 $ 232,800.00 4,000 MCSI INC COM 55270M108 $ 2,013,750.00 125,000 MEASUREMENT SPECIALTIES INC COM 583421102 $ 494,500.00 50,000 MEDICIS PHARM CORP CL A 584690309 $ 871,201.38 17,431 MEDICIS PHARM CORP CL A 584690309 $ 24,990.00 500 MEDICIS PHARMACEUTICAL CORP COM 584690309 $ 18,426,076.62 368,669 MEDTRONIC INC COM 585055106 $ 23,429,120.00 538,589 MEDTRONICS INC COM 585055106 $ 4,132,935.00 95,010 MEDTRONICS INC COM 585055106 $ 93,977,661.00 2,160,406 MEDTRONICS INC COM 585055106 $ 3,877,372.50 89,135 MEDTRONICS INC COM 585055106 $ 522,000.00 12,000 MELLON FINANCIAL CORP COM 58551A108 $ 79,208.50 2,450 MELLON FINL CORP COM 58551A108 $ 563,350.25 17,425 MELLON FINL CORP COM 58551A108 $ 11,992,845.83 370,951 MELLON FINL CORP COM 58551A108 $ 56,577.50 1,750 MELLON FINL CORP COM 58551A108 $ 290,161.75 8,975 MERCK & CO INC COM 589331107 $ 386,280.00 5,800 MERCK & CO INC COM 589331107 $ 204,462.00 3,070 MERCK & CO INC COM 589331107 $ 861,138.00 12,930 MERCK & CO INC COM 589331107 $ 18,174,474.00 272,890 MERCK & CO INC COM 589331107 $ 532,134.00 7,990 MERCK & CO INC COM 589331107 $ 2,401,929.00 36,065 MERIDIAN MED TECH INC COM 589658103 $ 765,000.00 40,800 MERRILL LYNCH & CO INC COM 590188108 $ 17,731,643.00 436,740 MERRILL LYNCH & CO INC COM 590188108 $ 938,672.00 23,120 MERRILL LYNCH & CO INC COM 590188108 $ 15,801,438.80 389,198 MERRILL LYNCH & CO INC COM 590188108 $ 3,310,118.00 81,530 MERRILL LYNCH & CO INC COM 590188108 $ 878,584.00 21,640 METLIFE INC COM 59156R108 $ 742,500.00 25,000 METRIS COS INC COM 591598107 $ 9,837,531.00 397,476 METRIS COS INC COM 591598107 $ 291,258.00 11,768 METRIS COS INC COM 591598107 $ 2,284,771.50 92,314 METTLER TOLEDO INTL COM 592688105 $ 590,381.40 14,010 METTLER-TOLEDO INTL INC COM 592688105 $ 11,778,130.00 279,500 MICHAELS STORES INC COM 594087108 $ 14,142,076.20 387,030 MICRON TECH INC COM 595112103 $ 661,027.15 35,105 MICRON TECH INC COM 595112103 $ 17,148,819.94 910,718 MICRON TECH INC COM 595112103 $ 2,639,401.10 140,170 MICRON TECH INC COM 595112103 $ 360,217.90 19,130 MICROSOFT CORP COM 594918104 $ 45,869,674.77 896,418 MICROSOFT CORP COM 594918104 $ 5,214,734.70 101,910 MICROSOFT CORP COM 594918104 $ 114,927,359.47 2,245,991 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- MARSH & MCLENNAN COS INC 215,971 2,000 1 109,571 108,400 MARSH & MCLENNAN COS INC 300 3 300 MCDONALDS CORP 5,000 - 1 - 5,000 MCDONALDS CORP 31,066 3 31,066 MCDONALDS CORP 9,170 8 9,170 MCGRAW HILL COS INC 49,654 2 49,654 MCGRAW HILL COS INC 1,610,666 3 1,610,666 MCGRAW HILL INC 4,000 - 1 - 4,000 MCSI INC 125,000 - 1 125,000 - MEASUREMENT SPECIALTIES INC 50,000 - 1 50,000 - MEDICIS PHARM CORP 17,431 3 17,431 MEDICIS PHARM CORP 500 6 500 MEDICIS PHARMACEUTICAL CORP 368,669 - 1 109,340 259,329 MEDTRONIC INC 533,389 5,200 1 261,849 276,740 MEDTRONICS INC 95,010 2 95,010 MEDTRONICS INC 2,160,406 3 2,160,406 MEDTRONICS INC 89,135 6 89,135 MEDTRONICS INC 12,000 8 12,000 MELLON FINANCIAL CORP 2,450 - 1 2,450 - MELLON FINL CORP 17,425 4 17,425 MELLON FINL CORP 370,951 5 370,951 MELLON FINL CORP 1,750 6 1,750 MELLON FINL CORP 8,975 8 8,975 MERCK & CO INC 5,800 - 1 - 5,800 MERCK & CO INC 3,070 3 3,070 MERCK & CO INC 12,930 4 12,930 MERCK & CO INC 272,890 5 272,890 MERCK & CO INC 7,990 6 7,990 MERCK & CO INC 36,065 8 36,065 MERIDIAN MED TECH INC 40,800 8 40,800 MERRILL LYNCH & CO INC 432,955 3,785 1 226,886 209,854 MERRILL LYNCH & CO INC 23,120 4 23,120 MERRILL LYNCH & CO INC 389,198 5 389,198 MERRILL LYNCH & CO INC 81,530 6 81,530 MERRILL LYNCH & CO INC 21,640 8 21,640 METLIFE INC 25,000 8 25,000 METRIS COS INC 397,476 - 1 141,526 255,950 METRIS COS INC 11,768 2 11,768 METRIS COS INC 92,314 3 92,314 METTLER TOLEDO INTL 14,010 8 14,010 METTLER-TOLEDO INTL INC 279,500 - 1 82,100 197,400 MICHAELS STORES INC 387,030 - 1 114,600 272,430 MICRON TECH INC 35,105 4 35,105 MICRON TECH INC 910,718 5 910,718 MICRON TECH INC 140,170 6 140,170 MICRON TECH INC 19,130 8 19,130 MICROSOFT CORP 888,433 7,985 1 455,355 441,063 MICROSOFT CORP 101,910 2 101,910 MICROSOFT CORP 2,245,991 3 2,245,991
16 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- MICROSOFT CORP COM 594918104 $ 2,434,515.09 47,577 MICROSOFT CORP COM 594918104 $ 43,319,447.43 846,579 MICROSOFT CORP COM 594918104 $ 7,337,522.15 143,395 MICROSOFT CORP COM 594918104 $ 4,253,813.27 83,131 MILLENNIUM CHEM INC COM 599903101 $ 369,473.50 37,510 MILLENNIUM CHEM INC COM 599903101 $ 1,262,356.30 128,158 MINERALS TECHNOLOGIES INC COM 603158106 $ 11,606,295.42 307,533 MINNESOTA MINING & MFG CO COM 604059105 $ 1,968.00 20 MINNESOTA MNG & MFG CO COM 604059105 $ 19,680.00 200 MINNESOTA MNG & MFG CO COM 604059105 $ 846,732.00 8,605 MINNESOTA MNG & MFG CO COM 604059105 $ 16,977,739.20 172,538 MINNESOTA MNG & MFG CO COM 604059105 $ 494,460.00 5,025 MOHAWK INDS INC COM 608190104 $ 8,191,575.00 222,900 MOLECULAR DEVICES CORP COM 60851C107 $ 1,398,000.00 75,000 MONSANTO CO COM 61166W101 $ 1,811,301.00 53,700 MONTANA PWR CO COM 612085100 $ 157,342.50 29,970 MONTANA PWR CO COM 612085100 $ 492,681.00 93,844 MONTANA PWR CO COM 612085100 $ 5,250.00 1,000 MORGAN STANLEY DEAN WITTER & CO COM 617446448 $ 507,532.50 10,950 MORGAN STANLEY DEAN WITTER & CO COM 617446448 $ 5,185,220.85 111,871 MORGAN STANLEY DEAN WITTER & CO COM 617446448 $ 1,622.25 35 MORGAN STNLY DEAN WITTER & CO COM 617446448 $ 1,622.00 35 MOTOROLA INC COM 620076109 $ 273,546.00 17,535 MOTOROLA INC COM 620076109 $ 218,088.00 13,980 MOTOROLA INC COM 620076109 $ 2,089,464.00 133,940 MOTOROLA INC COM 620076109 $ 326,383.20 20,922 MOTOROLA INC COM 620076109 $ 5,443,261.20 348,927 MOTOROLA INC COM 620076109 $ 2,535,920.40 162,559 MYKROLIS CORPORATION COM 62852P103 $ 215,280.00 24,000 MYLAN LABS INC COM 628530107 $ 1,337,420.00 41,000 NATIONAL CITY CORP COM 635405103 $ 696,337.50 23,250 NATIONAL HEALTHCARE CORP COM 635906100 $ 1,020,357.00 66,300 NATIONAL-OILWELL INC COM 637071101 $ 15,146,700.00 1,044,600 NATIONWIDE FINL SVCS INC COM 638612101 $ 1,394,250.00 37,500 NDC HEALTH CORP COM 639480102 $ 9,910,800.00 275,300 NDS GROUP PLC SPON ADR 628891103 $ 3,324,789.00 162,900 NETWORK APPLIANCE INC COM 64120L104 $ 4,760.00 700 NETWORK APPLIANCES INC COM 64120L104 $ 244,800.00 36,000 NETWORK ASSOCS INC COM 640938106 $ 412,480.00 32,000 NEWPORT CORP COM 651824104 $ 846,000.00 60,000 NICE SYS LTD SPON ADR 653656108 $ 2,521,968.50 195,350 NICE SYS LTD SPON ADR 653656108 $ 2,755,381.30 213,430 NICE SYS LTD SPON ADR 653656108 $ 530,988.30 41,130 NORTH FORK BANCORP INC N Y COM 659424105 $ 11,164,396.00 375,400 NORTH FORK BANCORP NY COM 659424105 $ 440,152.00 14,800 NORTH FORK BANCORP NY COM 659424105 $ 118,960.00 4,000 NORTHROP GRUMMAN CORP COM 666807102 $ 2,100,800.00 20,800 OAK TECHNOLOGY INC COM 671802106 $ 5,033,340.00 645,300 OM GROUP INC COM 670872100 $ 14,919,685.00 271,267 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- MICROSOFT CORP 47,577 4 47,577 MICROSOFT CORP 846,579 5 846,579 MICROSOFT CORP 143,395 6 143,395 MICROSOFT CORP 83,131 8 83,131 MILLENNIUM CHEM INC 37,510 1 37,510 MILLENNIUM CHEM INC 128,158 3 128,158 MINERALS TECHNOLOGIES INC 298,233 9,300 1 264,633 42,900 MINNESOTA MINING & MFG CO 20 1 20 - MINNESOTA MNG & MFG CO 200 3 200 MINNESOTA MNG & MFG CO 8,605 4 8,605 MINNESOTA MNG & MFG CO 172,538 5 172,538 MINNESOTA MNG & MFG CO 5,025 8 5,025 MOHAWK INDS INC 222,900 - 1 67,300 155,600 MOLECULAR DEVICES CORP 75,000 - 1 75,000 - MONSANTO CO 53,700 - 1 12,000 41,700 MONTANA PWR CO 29,970 1 29,970 MONTANA PWR CO 93,844 3 93,844 MONTANA PWR CO 1,000 5 1,000 MORGAN STANLEY DEAN WITTER & CO 10,950 2 10,950 MORGAN STANLEY DEAN WITTER & CO 111,871 3 111,871 MORGAN STANLEY DEAN WITTER & CO 35 8 35 MORGAN STNLY DEAN WITTER & CO 35 1 35 - MOTOROLA INC 17,535 - 1 - 17,535 MOTOROLA INC 13,980 2 13,980 MOTOROLA INC 133,940 3 133,940 MOTOROLA INC 20,922 4 20,922 MOTOROLA INC 348,927 5 348,927 MOTOROLA INC 162,559 8 162,559 MYKROLIS CORPORATION 24,000 - 1 7,200 16,800 MYLAN LABS INC 41,000 8 41,000 NATIONAL CITY CORP - 23,250 1 - 23,250 NATIONAL HEALTHCARE CORP 66,300 - 1 66,300 - NATIONAL-OILWELL INC 1,019,200 25,400 1 910,800 133,800 NATIONWIDE FINL SVCS INC 37,500 - 1 8,300 29,200 NDC HEALTH CORP 275,300 - 1 79,800 195,500 NDS GROUP PLC 162,900 1 162,900 NETWORK APPLIANCE INC 700 - 1 700 - NETWORK APPLIANCES INC 36,000 8 36,000 NETWORK ASSOCS INC 32,000 8 32,000 NEWPORT CORP 60,000 - 1 60,000 - NICE SYS LTD 195,350 1 195,350 NICE SYS LTD 213,430 2 213,430 NICE SYS LTD 41,130 3 41,130 NORTH FORK BANCORP INC N Y 375,400 - 1 102,050 273,350 NORTH FORK BANCORP NY 14,800 2 14,800 NORTH FORK BANCORP NY 4,000 8 4,000 NORTHROP GRUMMAN CORP 20,800 - 1 4,800 16,000 OAK TECHNOLOGY INC 645,300 - 1 200,200 445,100 OM GROUP INC 262,867 8,400 1 231,167 40,100
17 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- OMNICARE INC COM 681904108 $ 14,228,794.00 651,800 ONI SYS CORP COM 68273F103 $ 288,145.00 71,500 OPEN JT STK CO-VIMPEL COMM SPON ADR 68370R109 $ 698,671.00 42,550 OPEN JT STK CO-VIMPEL COMM SPON ADR 68370R109 $ 990,454.40 60,320 OPTION CARE INC COM 683948103 $ 1,888,110.00 121,500 ORACLE CORP COM 68389X105 $ 12,970,071.90 1,030,996 ORACLE CORP COM 68389X105 $ 547,733.20 43,540 ORACLE CORP COM 68389X105 $ 9,438,522.40 750,280 ORACLE CORP COM 68389X105 $ 975,704.80 77,560 ORACLE CORP COM 68389X105 $ 14,296,767.44 1,136,468 ORACLE CORP COM 68389X105 $ 2,178,856.00 173,200 ORACLE CORP COM 68389X105 $ 2,012,800.00 160,000 PARKER DRILLING CO COM 701081101 $ 308,000.00 100,000 PARTNER COMM CO LTD ADR 70211M109 $ 2,775,583.30 618,170 PARTNER COMM CO LTD ADR 70211M109 $ 2,914,010.00 649,000 PARTNER COMM CO LTD ADR 70211M109 $ 761,099.90 169,510 PARTNER COMM CO LTD ADR 70211M109 $ 152,660.00 34,000 PATTERSON DENTAL CO COM 703412106 $ 5,352,072.00 145,200 PATTERSON-UTI ENERGY INC COM 703481101 $ 5,369,184.00 434,400 PENN NATL GAMING INC COM 707569109 $ 410,000.00 25,000 PENTAIR INC COM 709631105 $ 11,160,279.00 362,700 PEOPLESOFT INC COM 712713106 $ 205,656.00 11,400 PEP BOYS MANNY MOE & JACK COM 713278109 $ 496,145.00 44,900 PEPSI BOTTLING GROUP INC COM 713409100 $ 2,373,664.61 51,523 PEPSI BOTTLING GROUP INC COM 713409100 $ 7,311,078.65 158,695 PEPSICO INC COM 713448108 $ 31,941,274.00 658,573 PEPSICO INC COM 713448108 $ 683,850.00 14,100 PEPSICO INC COM 713448108 $ 629,530.00 12,980 PEPSICO INC COM 713448108 $ 15,187,775.00 313,150 PEPSICO INC COM 713448108 $ 12,825,825.00 264,450 PEPSICO INC COM 713448108 $ 1,651,182.50 34,045 PEPSI-GEMEX SA DE CV GDR REP ORD 713435105 $ 2,157,750.00 411,000 PERFORMANCE FOOD GROUP CO COM 713755106 $ 10,393,479.00 364,300 PERICOM SEMICONDUCTOR CORP COM 713831105 $ 3,455,540.00 248,600 PERKINELMER INC COM 714046109 $ 11,262,286.72 429,203 PERKINELMER INC COM 714046109 $ 230,649.60 8,790 PERKINELMER INC COM 714046109 $ 1,896,968.32 72,293 PERKINELMER INC COM 714046109 $ 24,665.60 940 PERUSAHAAN PERS INDO SATELLITE ADR 715680104 $ 533,232.00 64,400 PERUSAHAAN PERS INDO SATELLITE ADR 715680104 $ 38,502.00 4,650 PERUSAHAAN PERS INDO SATELLITE ADR 715680104 $ 37,260.00 4,500 PERUSAHAAN PERS INDO SATELLITE ADR 715680104 $ 283,590.00 34,250 PFIZER INC COM 717081103 $ 54,445,332.30 1,357,735 PFIZER INC COM 717081103 $ 433,882.00 10,820 PFIZER INC COM 717081103 $ 50,895,641.80 1,269,218 PFIZER INC COM 717081103 $ 2,545,106.90 63,469 PFIZER INC COM 717081103 $ 47,297,829.70 1,179,497 PFIZER INC COM 717081103 $ 10,575,492.80 263,728 PFIZER INC COM 717081103 $ 10,013,411.10 249,711 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- OMNICARE INC 651,800 - 1 194,500 457,300 ONI SYS CORP 71,500 8 71,500 OPEN JT STK CO-VIMPEL COMM 42,550 1 42,550 OPEN JT STK CO-VIMPEL COMM 60,320 3 60,320 OPTION CARE INC 121,500 - 1 121,500 - ORACLE CORP 1,021,676 9,320 1 521,932 509,064 ORACLE CORP 43,540 2 43,540 ORACLE CORP 750,280 3 750,280 ORACLE CORP 77,560 4 77,560 ORACLE CORP 1,136,468 5 1,136,468 ORACLE CORP 173,200 6 173,200 ORACLE CORP 160,000 8 160,000 PARKER DRILLING CO 100,000 8 100,000 PARTNER COMM CO LTD 618,170 1 618,170 PARTNER COMM CO LTD 649,000 2 649,000 PARTNER COMM CO LTD 169,510 3 169,510 PARTNER COMM CO LTD 34,000 5 34,000 PATTERSON DENTAL CO 145,200 - 1 42,400 102,800 PATTERSON-UTI ENERGY INC 434,400 - 1 140,700 293,700 PENN NATL GAMING INC 25,000 - 1 25,000 - PENTAIR INC 362,700 - 1 104,700 258,000 PEOPLESOFT INC 11,400 8 11,400 PEP BOYS MANNY MOE & JACK 44,900 - 1 44,900 - PEPSI BOTTLING GROUP INC 51,523 1 51,523 PEPSI BOTTLING GROUP INC 158,695 3 158,695 PEPSICO INC 652,488 6,085 1 329,068 329,505 PEPSICO INC 14,100 3 14,100 PEPSICO INC 12,980 4 12,980 PEPSICO INC 313,150 5 313,150 PEPSICO INC 264,450 6 264,450 PEPSICO INC 34,045 8 34,045 PEPSI-GEMEX SA DE CV 411,000 2 411,000 PERFORMANCE FOOD GROUP CO 364,300 - 1 107,400 256,900 PERICOM SEMICONDUCTOR CORP 248,600 - 1 69,800 178,800 PERKINELMER INC 429,203 - 1 148,963 280,240 PERKINELMER INC 8,790 2 8,790 PERKINELMER INC 72,293 3 72,293 PERKINELMER INC 940 5 940 PERUSAHAAN PERS INDO SATELLITE 64,400 2 64,400 PERUSAHAAN PERS INDO SATELLITE 4,650 3 4,650 PERUSAHAAN PERS INDO SATELLITE 4,500 5 4,500 PERUSAHAAN PERS INDO SATELLITE 34,250 6 34,250 PFIZER INC 1,346,924 10,811 1 644,813 712,922 PFIZER INC 10,820 2 10,820 PFIZER INC 1,269,218 3 1,269,218 PFIZER INC 63,469 4 63,469 PFIZER INC 1,179,497 5 1,179,497 PFIZER INC 263,728 6 263,728 PFIZER INC 249,711 8 249,711
18 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- PHARMACIA CORP COM 71713U102 $ 1,885,958.88 46,498 PHARMACIA CORP COM 71713U102 $ 28,245,700.08 696,393 PHARMACIA CORP COM 71713U102 $ 1,518,160.80 37,430 PHARMACIA CORPORATION COM 71713U102 $ 24,377,475.20 601,023 PHILADELPHIA SUBN CORP COM 718009608 $ 22,282,476.63 848,533 PHILIP MORRIS COS INC COM 718154107 $ 318,714.00 6,600 PHILIP MORRIS COS INC COM 718154107 $ 1,181,656.30 24,470 PHILIP MORRIS COS INC COM 718154107 $ 28,553,200.94 591,286 PHILIP MORRIS COS INC COM 718154107 $ 6,700,720.40 138,760 PHILIP MORRIS COS INC COM 718154107 $ 3,252,138.34 67,346 PHILIPPINES LONG DISTANCE TEL SPON ADR 718252604 $ 421,696.80 44,624 PHILIPPINES LONG DISTANCE TEL SPON ADR 718252604 $ 251,370.00 26,600 PHOENIX COMPANIES INC COM 7.19E+113 $ 1,299,055.00 89,900 PLAINS RES INC COM 726540503 $ 21,963,058.00 844,733 PLANTRONICS INC NEW COM 727493108 $ 8,241,970.00 483,400 PLEXUS CORP COM 729132100 $ 4,591,026.00 194,700 POHANG IRON & STEEL LTD SPON ADR 730450103 $ 11,192,059.00 712,870 POHANG IRON & STEEL LTD SPON ADR 730450103 $ 9,565,177.90 609,247 POHANG IRON & STEEL LTD SPON ADR 730450103 $ 13,922,304.70 886,771 POHANG IRON & STEEL LTD SPON ADR 730450103 $ 609,788.00 38,840 POHANG IRON & STEEL LTD SPON ADR 730450103 $ 90,746.00 5,780 POHANG IRON & STEEL LTD SPON ADR 730450103 $ 3,438,143.00 218,990 POWER-ONE INC COM 739308104 $ 1,807,485.00 293,900 PROCTER & GAMBLE CO COM 742718109 $ 12,474,248.55 171,369 PROCTOR & GAMBLE CO COM 742718109 $ 3,529,004.78 48,482 PROCTOR & GAMBLE CO COM 742718109 $ 90,580,167.16 1,244,404 PROCTOR & GAMBLE CO COM 742718109 $ 285,264.01 3,919 PROCTOR & GAMBLE CO COM 742718109 $ 6,889,937.45 94,655 PROCTOR & GAMBLE CO COM 742718109 $ 717,854.98 9,862 PROFESSIONAL STAFF PLC SPON ADR 74315R105 $ 224,120.00 86,200 PROGRESS SOFTWARE CORP COM 743312100 $ 8,755,025.94 625,806 PROTECTIVE LIFE CORP COM 743674103 $ 29,521,043.00 1,017,967 PROTECTIVE LIFE CORP COM 743674103 $ 29,000.00 1,000 PROTEIN DESIGN LABS INC COM 74369L103 $ 462,854.00 19,600 PROTEIN DESIGN LABS INC COM 74369L103 $ 270,627.90 11,460 PROTEIN DESIGN LABS INC COM 74369L103 $ 1,307,562.55 55,370 PROTEIN DESIGN LABS INC COM 74369L103 $ 8,029.10 340 PROTEIN DESIGN LABS INC COM 74369L103 $ 210,409.65 8,910 PROVIDIAN FINL CORP COM 74406A102 $ 10,467,326.00 519,459 PROVIDIAN FINL CORP COM 74406A102 $ 10,478.00 520 PROVINCE HEALTHCARE CO COM 743977100 $ 5,275,864.00 143,600 PT TELEKOMUNIKASI INDONESIA SPON ADR 715684106 $ 849,277.52 151,928 PT TELEKOMUNIKASI INDONESIA SPON ADR 715684106 $ 964,956.98 172,622 PURE RESOURCES INC COM 7.46E+106 $ 13,764,133.56 862,955 QUAKER CITY BANCORP INC COM 74731K106 $ 899,700.00 30,000 QUALCOMM INC COM 747525103 $ 475,970.00 10,012 QUALCOMM INC COM 747525103 $ 28,524.00 600 QUALCOMM INC COM 747525103 $ 244,355.60 5,140 QUANTA SVCS INC COM 7.48E+106 $ 16,545,675.00 1,161,100 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- PHARMACIA CORP 46,498 4 46,498 PHARMACIA CORP 696,393 5 696,393 PHARMACIA CORP 37,430 8 37,430 PHARMACIA CORPORATION 595,598 5,425 1 300,090 300,933 PHILADELPHIA SUBN CORP 822,783 25,750 1 729,533 119,000 PHILIP MORRIS COS INC 6,600 3 6,600 PHILIP MORRIS COS INC 24,470 4 24,470 PHILIP MORRIS COS INC 591,286 5 591,286 PHILIP MORRIS COS INC 138,760 6 138,760 PHILIP MORRIS COS INC 67,346 8 67,346 PHILIPPINES LONG DISTANCE TEL 44,624 2 44,624 PHILIPPINES LONG DISTANCE TEL 26,600 3 26,600 PHOENIX COMPANIES INC 89,900 - 1 20,300 69,600 PLAINS RES INC 815,333 29,400 1 720,033 124,700 PLANTRONICS INC NEW 483,400 - 1 144,000 339,400 PLEXUS CORP 194,700 - 1 57,100 137,600 POHANG IRON & STEEL LTD 712,870 1 712,870 POHANG IRON & STEEL LTD 609,247 2 609,247 POHANG IRON & STEEL LTD 886,771 3 886,771 POHANG IRON & STEEL LTD 38,840 4 38,840 POHANG IRON & STEEL LTD 5,780 5 5,780 POHANG IRON & STEEL LTD 218,990 6 218,990 POWER-ONE INC 293,900 - 1 85,700 208,200 PROCTER & GAMBLE CO 169,819 1,550 1 86,390 84,979 PROCTOR & GAMBLE CO 48,482 2 48,482 PROCTOR & GAMBLE CO 1,244,404 3 1,244,404 PROCTOR & GAMBLE CO 3,919 4 3,919 PROCTOR & GAMBLE CO 94,655 5 94,655 PROCTOR & GAMBLE CO 9,862 8 9,862 PROFESSIONAL STAFF PLC 86,200 8 86,200 PROGRESS SOFTWARE CORP 625,806 - 1 188,700 437,106 PROTECTIVE LIFE CORP 989,367 28,600 1 870,067 147,900 PROTECTIVE LIFE CORP 1,000 5 1,000 PROTEIN DESIGN LABS INC 19,600 1 19,600 PROTEIN DESIGN LABS INC 11,460 2 11,460 PROTEIN DESIGN LABS INC 55,370 3 55,370 PROTEIN DESIGN LABS INC 340 5 340 PROTEIN DESIGN LABS INC 8,910 8 8,910 PROVIDIAN FINL CORP 514,699 4,760 1 260,013 259,446 PROVIDIAN FINL CORP 520 3 520 PROVINCE HEALTHCARE CO 143,600 - 1 41,700 101,900 PT TELEKOMUNIKASI INDONESIA 151,928 2 151,928 PT TELEKOMUNIKASI INDONESIA 172,622 3 172,622 PURE RESOURCES INC 838,511 24,444 1 755,441 107,514 QUAKER CITY BANCORP INC 30,000 - 1 30,000 - QUALCOMM INC 10,012 - 1 10,012 - QUALCOMM INC 600 6 600 QUALCOMM INC 5,140 8 5,140 QUANTA SVCS INC 1,132,300 28,800 1 962,800 198,300
19 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INC COM 74834L100 $ 6,423,710.40 104,112 QUINENCO SA SPON ADR 748718103 $ 4,489,200.00 748,200 QUINENCO SA SPON ADR 748718103 $ 3,730,800.00 621,800 QUINENCO SA SPON ADR 748718103 $ 1,720,200.00 286,700 QWEST COMM INTL INC COM 749121109 $ 38,142.80 2,284 QWEST COMM INTL INC COM 749121109 $ 26,469.50 1,585 QWEST COMM INTL INC COM 749121109 $ 29,776.10 1,783 QWEST COMMUNICATIONS INTL COM 749121109 $ 16,341,951.60 978,547 R O C TAIWAN FD SH BEN INT 749651105 $ 450,660.00 129,500 R O C TAIWAN FD SH BEN INT 749651105 $ 2,829,936.00 813,200 R O C TAIWAN FD SH BEN INT 749651105 $ 303,456.00 87,200 RACING CHAMPIONS CORP COM 750069106 $ 693,000.00 150,000 RADIOLOGIX INC COM 75040K109 $ 1,813,500.00 310,000 RADISAN GROUP INC COM 750236101 $ 853,930.00 22,180 RADISAN GROUP INC COM 750236101 $ 262,185.00 6,810 RADISAN GROUP INC COM 750236101 $ 2,384,690.00 61,940 RADISAN GROUP INC COM 750236101 $ 65,450.00 1,700 RARE HOSPITALITY INTL INC COM 753820109 $ 933,954.00 60,100 RAYTHEON COMPANY COM 755111507 $ 647,392.57 18,630 REEBOK INTL LTD COM 758110100 $ 7,959,150.00 384,500 REGISTER COM INC COM 75914G101 $ 248,000.00 25,000 REHABCARE GROUP INC COM 759148109 $ 6,204,526.00 142,600 RELIANT RESOURCES INC COM 75952B105 $ 1,637,820.00 101,100 RENAISSANCERE HOLDINGS LTD COM G7496G103 $ 11,905,049.00 133,900 RENT A CTR INC NEW COM 76009N100 $ 12,581,853.75 541,155 REPSOL YPF SA SPON ADR 76026T205 $ 218,400.00 15,000 RIO TINTO PLC ORD 10P COM G75754104 $ 786,289.50 50,000 RITE AID CORP COM 767754104 $ 105,764.00 13,700 RITE AID CORP COM 767754104 $ 779,720.00 101,000 ROSTELECOM OPEN JT STK LNG DST SPON ADR 778529107 $ 76,750.00 25,000 ROSTELECOM OPEN JT STK LNG DST SPON ADR 778529107 $ 1,347,085.30 438,790 ROUSE CO COM 779273101 $ 338,380.00 14,000 ROUSE CO COM 779273101 $ 205,445.00 8,500 ROXIO INC COM 780008108 $ 202,038.40 13,292 RUBY TUESDAY INC COM 781182100 $ 14,788,552.20 941,946 RYDER SYS INC COM 783549108 $ 6,976,510.00 349,000 SAFEWAY INC COM 786514208 $ 16,744,561.80 421,565 SAFEWAY INC COM 786514208 $ 83,412.00 2,100 SAFEWAY INC COM NEW COM 786514208 $ 6,261,087.00 157,632 SANDISK CORP COM 80004C101 $ 6,409.00 650 SANDISK CORP COM 80004C101 $ 303,688.00 30,800 SANMINA CORP COM 800907107 $ 19,012.00 1,400 SARA LEE CORP COM 803111103 $ 25,560.00 1,200 SARA LEE CORP COM 803111103 $ 596,400.00 28,000 SBA COMMUNICATIONS CORP COM 78388J106 $ 17,959,755.00 1,345,300 SBC COMM INC COM 78387G103 $ 4,816,417.92 102,216 SBC COMM INC COM 78387G103 $ 105,526,323.76 2,239,523 SBC COMM INC COM 78387G103 $ 807,636.80 17,140 SBC COMM INC COM 78387G103 $ 15,242,330.48 323,479 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INC 104,112 - 1 30,900 73,212 QUINENCO SA 748,200 1 748,200 QUINENCO SA 621,800 2 621,800 QUINENCO SA 286,700 3 286,700 QWEST COMM INTL INC 2,284 4 2,284 QWEST COMM INTL INC 1,585 6 1,585 QWEST COMM INTL INC 1,783 8 1,783 QWEST COMMUNICATIONS INTL 969,747 8,800 1 486,502 492,045 R O C TAIWAN FD 129,500 1 129,500 R O C TAIWAN FD 813,200 2 813,200 R O C TAIWAN FD 87,200 3 87,200 RACING CHAMPIONS CORP 150,000 - 1 150,000 - RADIOLOGIX INC 310,000 - 1 310,000 - RADISAN GROUP INC 22,180 1 22,180 RADISAN GROUP INC 6,810 2 6,810 RADISAN GROUP INC 61,940 3 61,940 RADISAN GROUP INC 1,700 5 1,700 RARE HOSPITALITY INTL INC 60,100 - 1 60,100 - RAYTHEON COMPANY 18,630 - 1 18,630 - REEBOK INTL LTD 384,500 - 1 114,200 270,300 REGISTER COM INC 25,000 8 25,000 REHABCARE GROUP INC 142,600 - 1 43,200 99,400 RELIANT RESOURCES INC 101,100 - 1 22,100 79,000 RENAISSANCERE HOLDINGS LTD 133,900 - 1 39,000 94,900 RENT A CTR INC NEW 541,155 - 1 156,400 384,755 REPSOL YPF SA 15,000 6 15,000 RIO TINTO PLC ORD 10P 50,000 - 1 50,000 - RITE AID CORP 13,700 3 13,700 RITE AID CORP 101,000 8 101,000 ROSTELECOM OPEN JT STK LNG DST 25,000 1 25,000 ROSTELECOM OPEN JT STK LNG DST 438,790 3 438,790 ROUSE CO 14,000 3 14,000 ROUSE CO 8,500 4 8,500 ROXIO INC 13,292 8 13,292 RUBY TUESDAY INC 941,946 - 1 284,200 657,746 RYDER SYS INC 349,000 - 1 102,000 247,000 SAFEWAY INC 416,265 5,300 1 161,640 259,925 SAFEWAY INC 2,100 8 2,100 SAFEWAY INC COM NEW 157,632 1 130,362 27,270 SANDISK CORP 650 1 650 SANDISK CORP 30,800 3 30,800 SANMINA CORP 1,400 8 1,400 SARA LEE CORP 1,200 3 1,200 SARA LEE CORP 28,000 8 28,000 SBA COMMUNICATIONS CORP 1,304,400 40,900 1 1,153,500 191,800 SBC COMM INC 102,216 2 102,216 SBC COMM INC 2,239,523 3 2,239,523 SBC COMM INC 17,140 4 17,140 SBC COMM INC 323,479 5 323,479
20 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- SBC COMM INC COM 78387G103 $ 550,927.04 11,692 SBC COMMUNICATIONS INC COM 78387G103 $ 554,838.00 11,775 SCANSOURCE INC COM 806037107 $ 1,155,582.00 25,800 SCHERING PLOUGH CORP COM 806605101 $ 494,914.00 13,340 SCHERING PLOUGH CORP COM 806605101 $ 1,159,375.00 31,250 SCHERING PLOUGH CORP COM 806605101 $ 11,886,283.50 320,385 SCHERING PLOUGH CORP COM 806605101 $ 6,038,581.50 162,765 SCHERING PLOUGH CORP COM 806605101 $ 7,839,378.40 211,304 SCHLUMBERGER LTD COM 806857108 $ 19,580,175.00 428,439 SCHLUMBERGER LTD COM 806857108 $ 694,183.00 15,190 SCHLUMBERGER LTD COM 806857108 $ 14,115,678.90 308,877 SCHLUMBERGER LTD COM 806857108 $ 242,210.00 5,300 SCHLUMBERGER LTD COM 806857108 $ 470,710.00 10,300 SCHOLASTIC CORP COM 807066105 $ 30,925,585.50 710,933 SCI SYS INC COM 783890106 $ 765,000.00 42,500 SCI SYS INC COM 783890106 $ 75,420.00 4,190 SCIENTIFIC ATLANTA INC COM 808655104 $ 271,600.00 15,520 SCIENTIFIC ATLANTA INC COM 808655104 $ 739,287.50 42,245 SCOTTS CO COM 810186106 $ 17,636,520.00 517,200 SELECTIVE INSURANCE GROUP INC COM 816300107 $ 7,888,642.89 338,133 SEMTECH CORP COM 816850101 $ 9,904,620.00 349,000 SERENA SOFTWARE INC COM 817492101 $ 278,435.00 23,900 SHERWIN WILLIAMS CO COM 824348106 $ 273,083.80 12,290 SHERWIN WILLIAMS CO COM 824348106 $ 35,552.00 1,600 SILICONWARE PRECISION INDS LTD SPON ADR 827084864 $ 984,438.50 408,142 SILICONWARE PRECISION INDS LTD SPON ADR 827084864 $ 61,129.73 25,344 SILICONWARE PRECISION INDS LTD SPON ADR 827084864 $ 308,521.33 127,911 SK TELCOM LTD SPON ADR 78440P108 $ 2,789,123.76 151,254 SK TELCOM LTD SPON ADR 78440P108 $ 2,810,901.40 152,435 SK TELCOM LTD SPON ADR 78440P108 $ 18,262,330.60 990,365 SK TELCOM LTD SPON ADR 78440P108 $ 11,289,465.88 612,227 SK TELCOM LTD SPON ADR 78440P108 $ 465,056.80 25,220 SK TELCOM LTD SPON ADR 78440P108 $ 2,227,939.24 120,821 SOCIEDAD QUIMICA MINERA DE CHI SPON ADR SER B 833635105 $ 7,682,451.90 453,242 SOCIEDAD QUIMICA MINERA DE CHI SPON ADR SER B 833635105 $ 3,276,807.90 193,322 SOCIEDAD QUIMICA MINERA DE CHI SPON ADR SER B 833635105 $ 861,060.00 50,800 SOLA INTL INC COM 834092108 $ 609,432.00 40,200 SOLUTIA INC COM 834376105 $ 548,452.00 44,230 SOLUTIA INC COM 834376105 $ 1,099,012.00 88,630 SONIC CORP COM 835451105 $ 1,044,796.88 34,459 SONIC CORP COM 835451105 $ 408,562.00 13,475 SONIC CORP COM 835451105 $ 2,185,920.40 72,095 SONIC CORP COM 835451105 $ 52,908.40 1,745 SOUTHERN CO COM 842587107 $ 296,872.40 12,380 SOUTHERN CO COM 842587107 $ 326,128.00 13,600 SOUTHERN CO COM 842587107 $ 7,576,936.62 315,969 SOUTHERN CO COM 842587107 $ 95,920.00 4,000 SOUTHERN CO COM 842587107 $ 263,780.00 11,000 SOUTHERN UN CO NEW COM 844030106 $ 25,359,089.43 1,211,614 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- SBC COMM INC 11,692 8 11,692 SBC COMMUNICATIONS INC 11,775 - 1 - 11,775 SCANSOURCE INC 25,800 - 1 25,800 - SCHERING PLOUGH CORP 13,340 - 1 10,240 3,100 SCHERING PLOUGH CORP 31,250 2 31,250 SCHERING PLOUGH CORP 320,385 3 320,385 SCHERING PLOUGH CORP 162,765 6 162,765 SCHERING PLOUGH CORP 211,304 8 211,304 SCHLUMBERGER LTD 424,559 3,880 1 210,521 217,918 SCHLUMBERGER LTD 15,190 4 15,190 SCHLUMBERGER LTD 308,877 5 308,877 SCHLUMBERGER LTD 5,300 6 5,300 SCHLUMBERGER LTD 10,300 8 10,300 SCHOLASTIC CORP 689,533 21,400 1 610,723 100,210 SCI SYS INC 42,500 - 1 9,200 33,300 SCI SYS INC 4,190 2 4,190 SCIENTIFIC ATLANTA INC 15,520 1 15,520 SCIENTIFIC ATLANTA INC 42,245 3 42,245 SCOTTS CO 501,700 15,500 1 447,400 69,800 SELECTIVE INSURANCE GROUP INC 327,833 10,300 1 292,233 45,900 SEMTECH CORP 349,000 - 1 104,300 244,700 SERENA SOFTWARE INC 23,900 3 23,900 SHERWIN WILLIAMS CO 12,290 3 12,290 SHERWIN WILLIAMS CO 1,600 8 1,600 SILICONWARE PRECISION INDS LTD 408,142 4 408,142 SILICONWARE PRECISION INDS LTD 25,344 5 25,344 SILICONWARE PRECISION INDS LTD 127,911 6 127,911 SK TELCOM LTD 151,254 1 151,254 SK TELCOM LTD 152,435 2 152,435 SK TELCOM LTD 990,365 3 990,365 SK TELCOM LTD 612,227 4 612,227 SK TELCOM LTD 25,220 5 25,220 SK TELCOM LTD 120,821 6 120,821 SOCIEDAD QUIMICA MINERA DE CHI 453,242 1 453,242 SOCIEDAD QUIMICA MINERA DE CHI 193,322 2 193,322 SOCIEDAD QUIMICA MINERA DE CHI 50,800 3 50,800 SOLA INTL INC 40,200 - 1 40,200 - SOLUTIA INC 44,230 1 44,230 SOLUTIA INC 88,630 3 88,630 SONIC CORP 34,459 1 34,459 SONIC CORP 13,475 2 13,475 SONIC CORP 72,095 3 72,095 SONIC CORP 1,745 5 1,745 SOUTHERN CO 12,380 3 12,380 SOUTHERN CO 13,600 4 13,600 SOUTHERN CO 315,969 5 315,969 SOUTHERN CO 4,000 6 4,000 SOUTHERN CO 11,000 8 11,000 SOUTHERN UN CO NEW 1,174,974 36,640 1 1,039,447 172,167
21 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- SPARTAN STORES INC COM 846822104 $ 1,457,900.00 119,500 SPRINT CORP PCS COM SER 1 852061506 $ 69,405.60 2,640 SPRINT CORP-PCS GROUP COM 852061506 $ 10,240,655.80 389,525 SPX CORP COM 784635104 $ 11,511,494.00 138,860 STANDARD COML CORP COM 853258101 $ 222,075.00 13,500 STAPLES INC COM 855030102 $ 1,796,910.00 134,600 STAPLES INC COM 855030102 $ 237,763.50 17,810 STAPLES INC COM 855030102 $ 26,700.00 2,000 STERICYCLE INC COM 858912108 $ 2,084,000.00 50,000 STILLWELL FINANCIAL INC COM 860831106 $ 1,253,850.00 64,300 STORAGE TECHNOLOGY CORP COM 862111200 $ 26,439,499.15 2,106,733 SUIZA FOODS CORP COM 865077101 $ 2,119,294.10 33,565 SUIZA FOODS CORP COM 865077101 $ 455,870.80 7,220 SUIZA FOODS CORP COM 865077101 $ 4,858,623.00 76,950 SUN MICROSYSTEMS INC COM 866810104 $ 10,989,851.25 1,328,873 SUN MICROSYSTEMS INC COM 866810104 $ 13,066.60 1,580 SUN MICROSYSTEMS INC COM 866810104 $ 834,079.12 100,856 SUN MICROSYSTEMS INC COM 866810104 $ 21,553,017.63 2,606,169 SUN MICROSYSTEMS INC COM 866810104 $ 832,540.90 100,670 SUN MICROSYSTEMS INC COM 866810104 $ 13,878,937.29 1,678,227 SUN MICROSYSTEMS INC COM 866810104 $ 1,316,600.54 159,202 SUN MICROSYSTEMS INC COM 866810104 $ 2,646.40 320 SUN MICROSYSTEMS INC COM 866810104 $ 964,662.42 116,646 SYBRON DENTAL SPECIALTIES COM 871142105 $ 2,790,000.00 150,000 SYMANTEC CORP COM 871503108 $ 7,715,427.13 222,539 SYMBOL TECH INC COM 871508107 $ 221,339.00 21,100 SYMBOL TECH INC COM 871508107 $ 43,187.33 4,117 SYMBOL TECH INC COM 871508107 $ 599,954.57 57,193 SYMBOL TECH INC COM 871508107 $ 21,084.90 2,010 SYNCOR INTL CORP DEL COM 87157J106 $ 14,164.35 445 SYNCOR INTL CORP NEW COM 87157J106 $ 25,922,352.00 814,400 SYNOPSYS INC COM 871607107 $ 847,925.40 21,140 SYSCO CORP COM 871829107 $ 530,593.50 20,775 SYSCO CORP COM 871829107 $ 102,160.00 4,000 TAIWAN FD INC COM 874036106 $ 288,420.00 38,000 TAIWAN FD INC COM 874036106 $ 1,554,432.00 204,800 TAIWAN FD INC COM 874036106 $ 625,416.00 82,400 TAIWAN FD INC COM 874036106 $ 122,958.00 16,200 TAIWAN SEMICONDUCTOR MFG LTD SPON ADR 874039100 $ 19,109,946.57 2,013,693 TAIWAN SEMICONDUCTOR MFG LTD SPON ADR 874039100 $ 16,113,298.76 1,697,924 TAIWAN SEMICONDUCTOR MFG LTD SPON ADR 874039100 $ 2,142,993.84 225,816 TAIWAN SEMICONDUCTOR MFG LTD SPON ADR 874039100 $ 386,252.49 40,701 TAIWAN SEMICONDUCTOR MFG LTD SPON ADR 874039100 $ 1,459,856.19 153,831 TARGET CORP COM 8.76E+110 $ 247,650.00 7,800 TARGET CORP COM 87612E106 $ 762,952.50 24,030 TARGET CORP COM 87612E106 $ 13,840,364.75 435,917 TARGET CORP COM 87612E106 $ 373,062.50 11,750 TEEKAY SHIPPING CORP COM Y8564W103 $ 7,286,766.00 233,700 TEKELEC COM 879101103 $ 825,495.60 62,680 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- SPARTAN STORES INC 119,500 - 1 119,500 - SPRINT CORP 2,640 4 2,640 SPRINT CORP-PCS GROUP 385,975 3,550 1 191,127 198,398 SPX CORP 138,860 - 1 35,915 102,945 STANDARD COML CORP 13,500 - 1 13,500 - STAPLES INC 134,600 - 1 28,600 106,000 STAPLES INC 17,810 3 17,810 STAPLES INC 2,000 8 2,000 STERICYCLE INC 50,000 - 1 50,000 - STILLWELL FINANCIAL INC 64,300 - 1 14,300 50,000 STORAGE TECHNOLOGY CORP 2,042,933 63,800 1 1,808,233 298,500 SUIZA FOODS CORP 33,565 1 33,565 SUIZA FOODS CORP 7,220 2 7,220 SUIZA FOODS CORP 76,950 3 76,950 SUN MICROSYSTEMS INC 1,316,888 11,985 1 670,751 658,122 SUN MICROSYSTEMS INC 1,580 1 1,580 SUN MICROSYSTEMS INC 100,856 2 100,856 SUN MICROSYSTEMS INC 2,606,169 3 2,606,169 SUN MICROSYSTEMS INC 100,670 4 100,670 SUN MICROSYSTEMS INC 1,678,227 5 1,678,227 SUN MICROSYSTEMS INC 159,202 6 159,202 SUN MICROSYSTEMS INC 320 7 320 SUN MICROSYSTEMS INC 116,646 8 116,646 SYBRON DENTAL SPECIALTIES 150,000 - 1 150,000 - SYMANTEC CORP 222,539 - 1 60,400 162,139 SYMBOL TECH INC 21,100 1 21,100 SYMBOL TECH INC 4,117 2 4,117 SYMBOL TECH INC 57,193 3 57,193 SYMBOL TECH INC 2,010 5 2,010 SYNCOR INTL CORP DEL 445 8 445 SYNCOR INTL CORP NEW 789,700 24,700 1 698,600 115,800 SYNOPSYS INC 21,140 3 21,140 SYSCO CORP 20,775 - 1 20,700 75 SYSCO CORP 4,000 8 4,000 TAIWAN FD INC 38,000 1 38,000 TAIWAN FD INC 204,800 2 204,800 TAIWAN FD INC 82,400 3 82,400 TAIWAN FD INC 16,200 5 16,200 TAIWAN SEMICONDUCTOR MFG LTD 2,013,693 1 2,013,693 TAIWAN SEMICONDUCTOR MFG LTD 1,697,924 2 1,697,924 TAIWAN SEMICONDUCTOR MFG LTD 225,816 3 225,816 TAIWAN SEMICONDUCTOR MFG LTD 40,701 5 40,701 TAIWAN SEMICONDUCTOR MFG LTD 153,831 6 153,831 TARGET CORP 7,800 - 1 7,800 - TARGET CORP 24,030 4 24,030 TARGET CORP 435,917 5 435,917 TARGET CORP 11,750 8 11,750 TEEKAY SHIPPING CORP 233,700 - 1 75,200 158,500 TEKELEC 62,680 3 62,680
22 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- TEKELEC COM 879101103 $ 69,801.00 5,300 TEKTRONIX INC COM 879131100 $ 11,657,085.00 666,500 TELE CELULAR SUL PART SA SPON ADR PFD 879238103 $ 3,654,560.00 351,400 TELE CELULAR SUL PART SA SPON ADR PFD 879238103 $ 2,476,344.00 238,110 TELE CELULAR SUL PART SA SPON ADR PFD 879238103 $ 1,211,080.00 116,450 TELE CELULAR SUL PART SA SPON ADR PFD 879238103 $ 55,640.00 5,350 TELE NORTE LESTE PART SA SPON ADR PFD 879246106 $ 32,438,820.00 3,584,400 TELE NORTE LESTE PART SA SPON ADR PFD 879246106 $ 16,062,763.55 1,774,891 TELE NORTE LESTE PART SA SPON ADR PFD 879246106 $ 4,292,415.00 474,300 TELE NORTE LESTE PART SA SPON ADR PFD 879246106 $ 160,130.70 17,694 TELE SUDESTE CELULAR PART SA SPON ADR PFD 879252104 $ 1,292,080.00 104,200 TELE SUDESTE CELULAR PART SA SPON ADR PFD 879252104 $ 26,040.00 2,100 TELECOMM ARGENTINA STET-FRANCE SPON ADR REP B 879273209 $ 1,429,505.00 164,500 TELECOMM ARGENTINA STET-FRANCE SPON ADR REP B 879273209 $ 861,874.20 99,180 TELECOMM ARGENTINA STET-FRANCE SPON ADR REP B 879273209 $ 822,074.00 94,600 TELECOMUNICACOES BRASILEIRAS SA SPON ADR 879287308 $ 19,083,993.10 754,010 TELECOMUNICACOES BRASILEIRAS SA SPON ADR 879287308 $ 5,507,253.52 217,592 TELECOMUNICACOES BRASILEIRAS SA SPON ADR 879287308 $ 1,759,551.20 69,520 TELEFONICA DE ARGENTINA SA SPON ADR CL B 879378206 $ 14,535,290.00 1,661,176 TELEFONICA DE ARGENTINA SA SPON ADR CL B 879378206 $ 10,500,927.50 1,200,106 TELEFONICA DE ARGENTINA SA SPON ADR CL B 879378206 $ 1,987,737.50 227,170 TELEFONOS DE MEXICO SA SPON ADR ORD L 879403780 $ 140,406,154.94 4,348,286 TELEFONOS DE MEXICO SA SPON ADR ORD L 879403780 $ 68,492,417.85 2,121,165 TELEFONOS DE MEXICO SA SPON ADR ORD L 879403780 $ 16,751,696.81 518,789 TELEFONOS DE MEXICO SA SPON ADR ORD L 879403780 $ 1,286,756.50 39,850 TELELESTE CELULAR PART SA SPON ADR PFD 87943B102 $ 83,640.00 6,800 TELESP CELULAR PART SA SPON ADR PFD 87952L108 $ 1,049,664.00 198,800 TELESP CELULAR PART SA SPON ADR PFD 87952L108 $ 247,843.20 46,940 TELESP CELULAR PART SA SPON ADR PFD 87952L108 $ 269,280.00 51,000 TERADYNE INC COM 880770102 $ 384,150.00 19,700 TERADYNE INC COM 880770102 $ 778,908.00 39,944 TEREX CORP NEW COM 880779103 $ 19,856,369.00 1,114,900 TERRA NETWORKS SA SPON ADR 88100W103 $ 359,837.55 70,695 TERRA NETWORKS SA SPON ADR 88100W103 $ 12,292.35 2,415 TERRA NETWORKS SA SPON ADR 88100W103 $ 2,733.33 537 TETRA TECH INC COM 88162G103 $ 15,399,280.00 696,800 TEVA PHARM INDS LTD ADR 881624209 $ 36,020,341.50 595,870 TEVA PHARM INDS LTD ADR 881624209 $ 38,486,097.00 636,660 TEVA PHARM INDS LTD ADR 881624209 $ 9,510,296.25 157,325 TEVA PHARM INDS LTD ADR 881624209 $ 415,896.00 6,880 TEXACO INC COM 881694103 $ 338,260.00 5,204 TEXACO INC COM 881694103 $ 964,600.00 14,840 TEXACO INC COM 881694103 $ 652,600.00 10,040 TEXACO INC COM 881694103 $ 1,132,950.00 17,430 TEXAS INSTRS INC COM 882508104 $ 315,622.30 12,635 TEXAS INSTRS INC COM 882508104 $ 1,088,878.20 43,590 TEXAS INSTRS INC COM 882508104 $ 26,108,246.68 1,045,166 TEXAS INSTRS INC COM 882508104 $ 760,516.10 30,445 TEXAS INSTRS INC COM 882508104 $ 14,839,793.66 594,067 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- TEKELEC 5,300 8 5,300 TEKTRONIX INC 666,500 - 1 197,400 469,100 TELE CELULAR SUL PART SA 351,400 1 351,400 TELE CELULAR SUL PART SA 238,110 2 238,110 TELE CELULAR SUL PART SA 116,450 3 116,450 TELE CELULAR SUL PART SA 5,350 5 5,350 TELE NORTE LESTE PART SA 3,584,400 1 3,584,400 TELE NORTE LESTE PART SA 1,774,891 2 1,774,891 TELE NORTE LESTE PART SA 474,300 3 474,300 TELE NORTE LESTE PART SA 17,694 5 17,694 TELE SUDESTE CELULAR PART SA 104,200 1 104,200 TELE SUDESTE CELULAR PART SA 2,100 3 2,100 TELECOMM ARGENTINA STET-FRANCE 164,500 1 164,500 TELECOMM ARGENTINA STET-FRANCE 99,180 2 99,180 TELECOMM ARGENTINA STET-FRANCE 94,600 3 94,600 TELECOMUNICACOES BRASILEIRAS SA 754,010 1 754,010 TELECOMUNICACOES BRASILEIRAS SA 217,592 2 217,592 TELECOMUNICACOES BRASILEIRAS SA 69,520 3 69,520 TELEFONICA DE ARGENTINA SA 1,661,176 1 1,661,176 TELEFONICA DE ARGENTINA SA 1,200,106 2 1,200,106 TELEFONICA DE ARGENTINA SA 227,170 3 227,170 TELEFONOS DE MEXICO SA 4,348,286 1 4,348,286 TELEFONOS DE MEXICO SA 2,121,165 2 2,121,165 TELEFONOS DE MEXICO SA 518,789 3 518,789 TELEFONOS DE MEXICO SA 39,850 5 39,850 TELELESTE CELULAR PART SA 6,800 3 6,800 TELESP CELULAR PART SA 198,800 1 198,800 TELESP CELULAR PART SA 46,940 2 46,940 TELESP CELULAR PART SA 51,000 3 51,000 TERADYNE INC 19,700 1 19,700 TERADYNE INC 39,944 3 39,944 TEREX CORP NEW 1,080,700 34,200 1 955,900 159,000 TERRA NETWORKS SA 70,695 1 70,695 TERRA NETWORKS SA 2,415 3 2,415 TERRA NETWORKS SA 537 8 537 TETRA TECH INC 676,200 20,600 1 600,200 96,600 TEVA PHARM INDS LTD 595,870 1 595,870 TEVA PHARM INDS LTD 636,660 2 636,660 TEVA PHARM INDS LTD 157,325 3 157,325 TEVA PHARM INDS LTD 6,880 5 6,880 TEXACO INC 5,204 - 1 - 5,204 TEXACO INC 14,840 3 14,840 TEXACO INC 10,040 6 10,040 TEXACO INC 17,430 8 17,430 TEXAS INSTRS INC 12,635 - 1 12,635 - TEXAS INSTRS INC 43,590 2 43,590 TEXAS INSTRS INC 1,045,166 3 1,045,166 TEXAS INSTRS INC 30,445 4 30,445 TEXAS INSTRS INC 594,067 5 594,067
23 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- TEXAS INSTRS INC COM 882508104 $ 978,591.50 39,175 TEXAS INSTRS INC COM 882508104 $ 2,064,347.20 82,640 TEXTRON INC COM 883203101 $ 18,149.40 540 TEXTRON INC COM 883203101 $ 1,039,960.62 30,942 TEXTRON INC COM 883203101 $ 36,505,938.43 1,086,163 TEXTRON INC COM 883203101 $ 63,859.00 1,900 THERMO ELECTRON CORP COM 883556102 $ 380,042.75 21,055 TITAN CORP COM 888266103 $ 3,430,000.00 175,000 TITANIUM METALS CORP COM 888339108 $ 5,095,145.60 1,592,233 TOLLGRADE COMMUNICATIONS INC COM 889542106 $ 1,344,000.00 70,000 TOMMY HILFIGER CORP COM G8915Z102 $ 6,965,785.00 778,300 TRANSOCEAN SEDCO FOREX INC COM G90078109 $ 251,935.20 9,543 TRANSOCEAN SEDCO FOREX INC ORD G90078109 $ 115,500.00 4,375 TRANSOCEAN SEDCO FOREX INC ORD G90078109 $ 2,845,788.00 107,795 TRANSOCEAN SEDCO FOREX INC ORD G90078109 $ 101,244.00 3,835 TRANSOCEAN SEDCO FOREX INC ORD G90078109 $ 286,862.40 10,866 TRINTON PCS HLDGS INC CL A 89677M106 $ 469,300.00 12,350 TRINTON PCS HLDGS INC CL A 89677M106 $ 1,227,932.00 32,314 TRIQUINT SEMICONDUCTOR INC COM 89674K103 $ 78,351.00 4,900 TRUMP HOTEL & CASINO RESORT COM 898168109 $ 533,030.00 353,000 TUBOS DE ACERO DE MEXICO SA ADR 898592506 $ 5,251,500.00 583,500 TUBOS DE ACERO DE MEXICO SA ADR 898592506 $ 4,902,300.00 544,700 TUBOS DE ACERO DE MEXICO SA ADR 898592506 $ 866,700.00 96,300 TUESDAY MORNING CORP COM 899035505 $ 1,514,700.00 165,000 TYCO INTL LTD COM 902124106 $ 967,148.00 21,256 TYCO INTL LTD COM 902124106 $ 933,068.50 20,507 TYCO INTL LTD COM 902124106 $ 23,222,244.50 510,379 TYCO INTL LTD COM 902124106 $ 4,955,860.00 108,920 TYCO INTL LTD COM 902124106 $ 9,100.00 200 TYCO INTL LTD COM 902124106 $ 1,628,900.00 35,800 TYCO INTL LTD NEW COM 902124106 $ 30,058,011.00 660,605 U S BANCORP COM NEW COM 902973304 $ 6,610,214.00 298,019 ULTRAPAR PARTICIPACIES SA SP ADR REP PFD 90400P101 $ 6,000,660.00 1,132,200 ULTRAPAR PARTICIPACIES SA SP ADR REP PFD 90400P101 $ 3,867,410.00 729,700 ULTRAPAR PARTICIPACIES SA SP ADR REP PFD 90400P101 $ 799,770.00 150,900 ULTRAPAR PARTICIPACIES SA SP ADR REP PFD 90400P101 $ 13,250.00 2,500 UNIBANCO-UNIAO DE BANCOS BRAL GDR REP PFD UT 90458E107 $ 20,170,950.00 1,391,100 UNIBANCO-UNIAO DE BANCOS BRAL GDR REP PFD UT 90458E107 $ 7,138,350.00 492,300 UNIBANCO-UNIAO DE BANCOS BRAL GDR REP PFD UT 90458E107 $ 3,609,340.00 248,920 UNITED MICROELECTRONICS CORP SPON ADR 910873207 $ 537,123.16 100,963 UNITED MICROELECTRONICS CORP SPON ADR 910873207 $ 47,108.60 8,855 UNITED MICROELECTRONICS CORP SPON ADR 910873207 $ 618,987.32 116,351 UNITED MICROELECTRONICS CORP SPON ADR 910873207 $ 121,258.76 22,793 UNITED RENTALS INC COM 911363109 $ 11,014,368.00 635,200 UNITED RENTALS INC COM 911363109 $ 46,818.00 2,700 UNITED TECH CORP COM 913017109 $ 1,965,927.00 42,278 UNITED TECH CORP COM 913017109 $ 80,717,164.50 1,735,853 UNITED TECH CORP COM 913017109 $ 450,585.00 9,690 UNITED TECHNOLOGIES CORP COM 913017109 $ 423,569.00 9,109 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- TEXAS INSTRS INC 39,175 6 39,175 TEXAS INSTRS INC 82,640 8 82,640 TEXTRON INC 540 1 540 TEXTRON INC 30,942 2 30,942 TEXTRON INC 1,086,163 3 1,086,163 TEXTRON INC 1,900 8 1,900 THERMO ELECTRON CORP 21,055 8 21,055 TITAN CORP 169,700 5,300 1 150,100 24,900 TITANIUM METALS CORP 1,545,333 46,900 1 1,381,633 210,600 TOLLGRADE COMMUNICATIONS INC 70,000 - 1 70,000 - TOMMY HILFIGER CORP 778,300 - 1 227,400 550,900 TRANSOCEAN SEDCO FOREX INC 9,543 - 1 7,715 1,828 TRANSOCEAN SEDCO FOREX INC 4,375 4 4,375 TRANSOCEAN SEDCO FOREX INC 107,795 5 107,795 TRANSOCEAN SEDCO FOREX INC 3,835 6 3,835 TRANSOCEAN SEDCO FOREX INC 10,866 8 10,866 TRINTON PCS HLDGS INC 12,350 1 12,350 TRINTON PCS HLDGS INC 32,314 3 32,314 TRIQUINT SEMICONDUCTOR INC 4,900 8 4,900 TRUMP HOTEL & CASINO RESORT 353,000 8 353,000 TUBOS DE ACERO DE MEXICO SA 583,500 1 583,500 TUBOS DE ACERO DE MEXICO SA 544,700 2 544,700 TUBOS DE ACERO DE MEXICO SA 96,300 3 96,300 TUESDAY MORNING CORP 165,000 - 1 165,000 - TYCO INTL LTD 21,256 3 21,256 TYCO INTL LTD 20,507 4 20,507 TYCO INTL LTD 510,379 5 510,379 TYCO INTL LTD 108,920 6 108,920 TYCO INTL LTD 200 7 200 TYCO INTL LTD 35,800 8 35,800 TYCO INTL LTD NEW 653,795 6,810 1 371,586 289,019 U S BANCORP COM NEW 298,019 1 246,780 51,239 ULTRAPAR PARTICIPACIES SA 1,132,200 1 1,132,200 ULTRAPAR PARTICIPACIES SA 729,700 2 729,700 ULTRAPAR PARTICIPACIES SA 150,900 3 150,900 ULTRAPAR PARTICIPACIES SA 2,500 5 2,500 UNIBANCO-UNIAO DE BANCOS BRAL 1,391,100 1 1,391,100 UNIBANCO-UNIAO DE BANCOS BRAL 492,300 2 492,300 UNIBANCO-UNIAO DE BANCOS BRAL 248,920 3 248,920 UNITED MICROELECTRONICS CORP 100,963 4 100,963 UNITED MICROELECTRONICS CORP 8,855 5 8,855 UNITED MICROELECTRONICS CORP 116,351 6 116,351 UNITED MICROELECTRONICS CORP 22,793 8 22,793 UNITED RENTALS INC 635,200 - 1 188,600 446,600 UNITED RENTALS INC 2,700 8 2,700 UNITED TECH CORP 42,278 2 42,278 UNITED TECH CORP 1,735,853 3 1,735,853 UNITED TECH CORP 9,690 8 9,690 UNITED TECHNOLOGIES CORP 9,109 - 1 9,109 -
24 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- UNIVERSAL COMPRESSION HLDGS COM 913431102 $ 884,250.00 39,300 UNIVERSAL HEALTH SVCS INC COM 913903100 $ 10,635,374.40 217,938 UNIVERSAL HLTH SVCS INC COM 913903100 $ 4,355,888.00 89,260 UNMPROVIDENT CORP COM 91529Y106 $ 303,252.50 12,010 US BANCORP COM 902973304 $ 17,369,712.50 783,125 US BANCORP DEL COM 902973304 $ 1,182,637.60 53,320 US BANCORP DEL COM 902973304 $ 23,362,970.30 1,053,335 US BANCORP DEL COM 902973304 $ 1,072,735.70 48,365 USX-U S STL COM 90337T101 $ 475,739.40 34,030 USX-U S STL COM 90337T101 $ 1,364,448.00 97,600 USX-U S STL COM 90337T101 $ 16,776.00 1,200 VALASSIS COMMUNICATIONS INC COM 918866104 $ 11,979,875.57 375,427 VARIAN INC. COM 922206107 $ 7,524,244.00 295,300 VARIAN MEDICAL SYSTEMS COM 92220P105 $ 7,999,505.00 124,700 VARIAN SEMICONDUCTOR EQUIP COM 922207105 $ 5,394,895.00 208,700 VERIZON COMMUNICATIONS COM 92343V104 $ 12,523,632.97 231,445 VIDESH SANCHAR NIGAM LTD SPON ADR 92659G600 $ 172,062.00 18,150 VIDESH SANCHAR NIGAM LTD SPON ADR 92659G600 $ 392,727.96 41,427 VISHAY INTERTECHNOLOGY INC COM 928298108 $ 2,296,412.00 124,805 VITESSE SEMICONDUCTOR CORP COM 928497106 $ 5,735.00 740 VITESSE SEMICONDUCTOR CORP COM 928497106 $ 319,687.50 41,250 VITESSE SEMICONDUCTOR CORP COM 928497106 $ 6,820.00 880 VODAFONE GROUP PLC COM 92857T107 $ 293,166.00 13,350 VODAFONE GROUP PLC SPON ADR 92857W100 $ 61,488.00 2,800 WADDELL & REED FINL INC CL A 930059100 $ 1,167,920.00 44,920 WADDELL & REED FINL INC CL A 930059100 $ 34,060.00 1,310 WADDELL & REED FINL INC COM 930059100 $ 13,732,654.01 528,179 WAL MART STORES INC COM 931142103 $ 28,803,681.00 581,882 WAL MART STORES INC COM 931142103 $ 5,682,798.00 114,804 WAL MART STORES INC COM 931142103 $ 120,005,374.50 2,424,351 WAL MART STORES INC COM 931142103 $ 1,336,747.50 27,005 WAL MART STORES INC COM 931142103 $ 25,989,430.50 525,039 WAL MART STORES INC COM 931142103 $ 2,507,917.50 50,665 WAL MART STORES INC COM 931142103 $ 2,137,756.50 43,187 WASHINGTON FEDERAL INC COM 938824109 $ 20,329,001.85 811,537 WASHINGTON MUT INC COM 939322103 $ 1,146,434.64 29,793 WASHINGTON MUT INC COM 939322103 $ 112,554.00 2,925 WASHINGTON MUTUAL INC COM 939322103 $ 21,934.00 570 WASTE MGMT INC DEL COM 94106L109 $ 54,282.20 2,030 WASTE MGMT INC DEL COM 94106L109 $ 339,063.20 12,680 WASTE MGMT INC DEL COM 94106L109 $ 31,018.40 1,160 WATERS CORP COM 941848103 $ 580,904.80 16,240 WATERS CORP COM 941848103 $ 1,752,372.30 48,990 WATERS CORP COM 941848103 $ 7,154.00 200 WATSON PHARM INC COM 942683103 $ 2,007,857.00 36,700 WATSON PHARM INC COM 942683103 $ 4,619,165.30 84,430 WATSON PHARM INC COM 942683103 $ 89,177.30 1,630 WATSON PHARM INC COM 942683103 $ 547,100.00 10,000 WATSON PHARMACEUTICALS INC COM 942683103 $ 831,592.00 15,200 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- UNIVERSAL COMPRESSION HLDGS 39,300 - 1 39,300 - UNIVERSAL HEALTH SVCS INC 217,938 - 1 81,938 136,000 UNIVERSAL HLTH SVCS INC 89,260 3 89,260 UNMPROVIDENT CORP 12,010 3 12,010 US BANCORP 773,160 9,965 1 295,325 487,800 US BANCORP DEL 53,320 4 53,320 US BANCORP DEL 1,053,335 5 1,053,335 US BANCORP DEL 48,365 8 48,365 USX-U S STL 34,030 1 34,030 USX-U S STL 97,600 3 97,600 USX-U S STL 1,200 5 1,200 VALASSIS COMMUNICATIONS INC 375,427 - 1 112,110 263,317 VARIAN INC. 295,300 - 1 91,200 204,100 VARIAN MEDICAL SYSTEMS 124,700 - 1 36,400 88,300 VARIAN SEMICONDUCTOR EQUIP 208,700 - 1 61,100 147,600 VERIZON COMMUNICATIONS 229,560 1,885 1 115,987 115,458 VIDESH SANCHAR NIGAM LTD 18,150 5 18,150 VIDESH SANCHAR NIGAM LTD 41,427 6 41,427 VISHAY INTERTECHNOLOGY INC 124,805 8 124,805 VITESSE SEMICONDUCTOR CORP 740 1 740 VITESSE SEMICONDUCTOR CORP 41,250 3 41,250 VITESSE SEMICONDUCTOR CORP 880 5 880 VODAFONE GROUP PLC 13,350 - 1 9,800 3,550 VODAFONE GROUP PLC 2,800 8 2,800 WADDELL & REED FINL INC 44,920 3 44,920 WADDELL & REED FINL INC 1,310 5 1,310 WADDELL & REED FINL INC 514,029 14,150 1 463,129 65,050 WAL MART STORES INC 576,547 5,335 1 298,568 283,314 WAL MART STORES INC 114,804 2 114,804 WAL MART STORES INC 2,424,351 3 2,424,351 WAL MART STORES INC 27,005 4 27,005 WAL MART STORES INC 525,039 5 525,039 WAL MART STORES INC 50,665 6 50,665 WAL MART STORES INC 43,187 8 43,187 WASHINGTON FEDERAL INC 787,557 23,980 1 696,657 114,880 WASHINGTON MUT INC 29,793 3 29,793 WASHINGTON MUT INC 2,925 5 2,925 WASHINGTON MUTUAL INC 570 1 570 - WASTE MGMT INC DEL 2,030 - 1 - 2,030 WASTE MGMT INC DEL 12,680 3 12,680 WASTE MGMT INC DEL 1,160 8 1,160 WATERS CORP 16,240 1 16,240 WATERS CORP 48,990 3 48,990 WATERS CORP 200 8 200 WATSON PHARM INC 36,700 1 36,700 WATSON PHARM INC 84,430 3 84,430 WATSON PHARM INC 1,630 5 1,630 WATSON PHARM INC 10,000 8 10,000 WATSON PHARMACEUTICALS INC 15,200 - 1 3,300 11,900
25 FORM 13F US DOLLAR DENOMINATED HOLDINGS - SIM GROUP SEPTEMBER 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 NAME OF ISSUE CLASS TITLE CUSIP MARKET VALUE SHARES - ----------------------------------------------------------------------------------------------------- WEATHERFORD INTL INC COM 947074100 $ 1,295,908.00 50,800 WEBMD CORPORATION COM 94769M105 $ 788,526.00 185,100 WELLS FARGO & CO COM 949746101 $ 5,338,445.00 120,100 WELLS FARGO & CO COM 949746101 $ 117,941,585.30 2,653,354 WELLS FARGO & CO COM 949746101 $ 1,311,186.10 29,498 WELLS FARGO & CO COM 949746101 $ 492,950.50 11,090 WELLS FARGO & CO COM 949746101 $ 769,162.80 17,304 WELLS FARGO & CO NEW COM 949746101 $ 2,889.00 65 WERNER ENTERPRISES INC COM 950755108 $ 3,439,304.00 205,700 WEST MARINE INC COM 954235107 $ 2,923,000.00 370,000 WET SEAL INC - CL A COM 961840105 $ 2,374,890.00 129,000 WHITE MOUNTAINS INSURANCE GRP COM G9618E107 $ 14,219,100.00 42,700 WHOLE FOODS MKT INC COM 966837106 $ 749,128.50 23,850 WHOLE FOODS MKT INC COM 966837106 $ 1,479,096.90 47,090 WILLIS GROUP HOLDINGS COM G96655108 $ 1,169,500.00 50,000 WILMINGTON TRUST CORPORATION COM 971807102 $ 24,670,701.60 446,933 WOLVERINE WORLD WIDE INC COM 978097103 $ 8,129,856.00 604,900 WORLDCOM INC GA MCI GROUP CPM 98157D304 $ 7,005.80 460 WORLDCOM INC GA MCI GROUP CPM 98157D304 $ 32,683.58 2,146 WORLDCOM INC GA WRLDCOM GP COM 98157D106 $ 172,960.00 11,500 WORLDCOM INC GA WRLDCOM GP COM 98157D106 $ 1,678,509.12 111,603 XEROX CORP COM 984121103 $ 56,637.00 7,308 XEROX CORP COM 984121103 $ 465,031.00 60,004 XEROX CORP COM 984121103 $ 732,375.00 94,500 ZALE CORP COM 988858106 $ 673,651.20 25,440 ZALE CORP COM 988858106 $ 1,979,115.20 74,740 ZALE CORP COM 988858106 $ 25,950.40 980 ZALE CORP NEW COM 988858106 $ 10,880,022.96 410,877 ZEBRA TECHNOLOGIES CORP COM 989207105 $ 4,296,662.00 114,700 ZIONS BANCORPORATION COM 989701107 $ 677,189.20 12,620 ZIONS BANCORPORATION COM 989701107 $ 2,105,081.80 39,230 ZORAN CORP COM 98975F101 $ 1,646,960.00 68,000 ----------------- ----------- $6,213,055,746.59 241,978,837 ITEM 1 ITEM 6 - INVESTMENT DISCRETION ITEM 7 ITEM 8 - VOTING AUTHORITY NAME OF ISSUE SOLE SHARED OTHER MANAGERS SOLE SHARED NONE A B C A B C - ---------------------------------------------------------------------------------------------------------------------- WEATHERFORD INTL INC 50,800 - 1 10,900 39,900 WEBMD CORPORATION 185,100 - 1 41,100 144,000 WELLS FARGO & CO 120,100 2 120,100 WELLS FARGO & CO 2,653,354 3 2,653,354 WELLS FARGO & CO 29,498 4 29,498 WELLS FARGO & CO 11,090 6 11,090 WELLS FARGO & CO 17,304 8 17,304 WELLS FARGO & CO NEW 65 1 65 - WERNER ENTERPRISES INC 205,700 - 1 65,600 140,100 WEST MARINE INC 370,000 - 1 370,000 - WET SEAL INC - CL A 129,000 - 1 129,000 - WHITE MOUNTAINS INSURANCE GRP 42,700 - 1 13,100 29,600 WHOLE FOODS MKT INC 23,850 1 23,850 WHOLE FOODS MKT INC 47,090 3 47,090 WILLIS GROUP HOLDINGS 50,000 - 1 11,300 38,700 WILMINGTON TRUST CORPORATION 433,033 13,900 1 382,033 64,900 WOLVERINE WORLD WIDE INC 604,900 - 1 179,600 425,300 WORLDCOM INC GA 460 6 460 WORLDCOM INC GA 2,146 8 2,146 WORLDCOM INC GA 11,500 6 11,500 WORLDCOM INC GA 111,603 8 111,603 XEROX CORP 7,308 2 7,308 XEROX CORP 60,004 3 60,004 XEROX CORP 94,500 8 94,500 ZALE CORP 25,440 1 25,440 ZALE CORP 74,740 3 74,740 ZALE CORP 980 5 980 ZALE CORP NEW 410,877 - 1 121,137 289,740 ZEBRA TECHNOLOGIES CORP 114,700 - 1 35,100 79,600 ZIONS BANCORPORATION 12,620 1 12,620 ZIONS BANCORPORATION 39,230 3 39,230 ZORAN CORP 68,000 - 1 68,000 - ----------- ------ ------- ----------- ------ ---------- 241,012,388 - 966,449 205,279,911 - 36,698,926
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