-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WwHCuc1GYovHUGg7uQZelc365PQS71Lk16lqxkZsF3g8ofqfMZOFjqLlhq2MWbIP oigs7OPr6BokUkhk4s1D0A== 0001161722-03-000005.txt : 20030804 0001161722-03-000005.hdr.sgml : 20030804 20030804132553 ACCESSION NUMBER: 0001161722-03-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030804 EFFECTIVENESS DATE: 20030804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOLLENCREST SECURITIES LLC CENTRAL INDEX KEY: 0001161722 IRS NUMBER: 954121065 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06753 FILM NUMBER: 03819950 BUSINESS ADDRESS: STREET 1: 5535 BALBOA BLVD STREET 2: SUITE 200 CITY: ENCINO STATE: CA ZIP: 91316 BUSINESS PHONE: 8183827720 FORMER COMPANY: FORMER CONFORMED NAME: RND RESOURCES INC DATE OF NAME CHANGE: 20011031 13F-HR 1 june0313f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this report: Name: HOLLENCREST SECURITIES LLC Address: 5535 Balboa Blvd Suite 200 Encino, CA 91312 Form 13F File Number : 28- 06753 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit is, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on Behalf of Reporting Manager: Name: Dave Banerjee Title: Phone: 818-382-7720 Signature, Place, and Date of Signing: [Signature] [City, State] [Date] Report Type ( Check only one.): [ x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: n/a Form 13F Information Table Entry Total: 255 Form 13F Information Table Value Total: 176,866 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state" NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- Hollencrest Capital Management FORM 13F SEC 13-F "June 30, 2003" Voting Authority Value Shares/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Dscretn Managers Sole Alberto Culver Company Cl B COM 013068101 799 15638 Sole 3216 Altria Group Inc COM 02209s103 410 9017 Sole Avanir Pharmaceuticals Cl A COM 05348P104 44 25000 Sole Boston Scientific Corp Com COM 101137107 393 6437 Sole 1487 Cardinal Health Inc COM 14149y108 958 14906 Sole 3563 Cost-U-Less Inc Com COM 221492101 69 33582 Sole Emulex Corp New COM 292475209 552 24248 Sole 6769 Express Scripts Inc Com COM 302182100 445 6509 Sole 1781 Exxon Mobil Corp COM 30231g102 433 12048 Sole Fannie Mae (federal Natl Mtg A COM 313586109 530 7864 Sole 1751 First Health Group Cp Com COM 320960107 443 16047 Sole 3225 Hewlett Packard Co COM 428236103 623 29245 Sole 6743 Hot Topic Inc COM 441339108 628 23350 Sole 6809 Intl Game Technology COM 459902102 1037 10132 Sole 2046 K Mart Corp COM 482584109 0 65000 Sole Lincare Holdings Inc COM 532791100 437 13867 Sole 2860 Marsh & Mclennan Companies Inc COM 571748102 572 11202 Sole 2206 Merck & Co Inc COM 589331107 222 3674 Sole Mercury Interactive Corp COM 589405109 631 16338 Sole 4781 Network Appliance Inc Com COM 64120L104 627 38690 Sole 9996 Nortel Networks Corp COM 656568102 42 15409 Sole Oracle Corp COM 68389x105 719 59853 Sole 12116 Pec Solutions Inc COM 705107100 228 14182 Sole 4127 Pfizer Inc COM 717081103 1391 40719 Sole 8285 Pier 1 Imports Inc COM 720279108 770 37722 Sole 7855 Qlogic Corp Com COM 747277101 460 9515 Sole 2589 Sei Investments Co COM 784117103 740 23132 Sole 4545 Sun Microsystems Inc COM 866810104 52 11278 Sole Symantec Corp COM 871503108 749 17086 Sole 3510 Tenet Healthcare Corp COM 88033g100 180 15408 Sole 4345 Utstarcom Inc Com COM 918076100 691 19417 Sole 5377 V3 Semicon Inc Com COM 918392101 0 16000 Sole Viacom Inc-Cl A COM 925524100 524 11994 Sole 2639 Walgreen Co COM 931422109 569 18902 Sole 4459 Honda Motor Co Ltd-Adr New 438128308 601 31548 Sole 7788 Nokia Corp Sponsored Adr 654902204 524 31888 Sole 7460 Sector Spdr Trust Shs Ben Int 81369y803 642 37600 Sole 37600 Standard & Poors Depository Re 78462f103 473 4845 Sole Advisors Ser Tr Hollencrest Eq 007989650 4284 264443.729 Sole Evergreen Income Adv Com Shs 30023Y105 1549 102868 Sole Evergreen Managed Income Fund 30024y104 2470 123500 Sole 4500 Julius Baer International Equi 481370500 307 14284.932 Sole Nicholas-Applegate Conv & Inco 65370f101 788 52501 Sole 6400 Pimco California Municipal Inc 72201c109 1158 79334 Sole Pimco Fds Pac Invt Mgmt Ser Em 693391559 505 46182.317 Sole Pimco Corporate Opp Fd Com 72201b101 1963 117684 Sole 6800 Aberdeen Australia Eqt Com 003011103 71 10000 Sole Acadia Rlty Tr COM 004239109 208 22725 Sole Ade Corp Mass Com COM 00089C107 781 91013 Sole Advance Pcs Cl A COM 00790k109 206 5400 Sole 373 Advisors Ser Tr Hollencrest Eq 007989650 13299 820903.378 Sole 3334 Aetrium Inc Com COM 00817R103 351 239015 Sole Agere Systems Inc Cl B COM 00845v209 25 10833 Sole Alberto Culver Company Cl B COM 013068101 952 18638 Sole 3216 Allianz Aktiengesellsc Sp Adr 018805101 248 30000 Sole Almaden Minerals Ltd COM 020283107 25 44600 Sole Alpha Technologies Grp Com COM 020781100 18 10000 Sole Altria Group Inc COM 02209s103 669 14729 Sole 333 American Express Company COM 025816109 434 10370 Sole American Funds Investment Co A 461308108 201 7904.487 Sole American Tower Corp Cl A COM 029912201 92 10400 Sole Amgen Inc COM 031162100 863 12991 Sole Amr Corp Com COM 001765106 220 20000 Sole Aol Time Warner Inc COM 00184a105 385 23913 Sole 1110 Apache Corp COM 037411105 205 3150 Sole Applied Materials Inc COM 038222105 231 14558 Sole At&t Wireless Services Inc COM 00209a106 278 33904 Sole Avanir Pharmaceuticals Cl A COM 05348P104 44 25000 Sole Balsam Ventures Inc COM 058820101 10 240000 Sole Bank Of Amer Corp COM 060505104 1343 16993 Sole Baxter International Inc 7.00% 071813406 245 5000 Sole Bea Systems Inc COM 073325102 169 15600 Sole Bellsouth Corp COM 079860102 279 10492 Sole Berkshire Hathaway Inc-Del Cl COM 084670207 5365 2208 Sole Blue Chip Value Fund Inc 095333100 115 19846 Sole Bns Co Cl A New COM 055961304 103 20500 Sole Boeing Co COM 097023105 240 7002 Sole Boston Properties Inc COM 101121101 438 10000 Sole Boston Scientific Corp Com COM 101137107 605 9900 Sole 1487 Brinker International Inc COM 109641100 203 5623 Sole Caci International Inc-Cl A COM 127190304 305 8900 Sole Calamos Convertible Opportunit 128117108 489 26550 Sole Cardinal Health Inc COM 14149y108 1284 19975 Sole 3563 Cendant Corp COM 151313103 244 13338 Sole Chartwell Divd&income Com COM 16139P104 105 11500 Sole Chase Resource Corp New COM 161908108 0 26000 Sole Cheesecake Factory Inc Com COM 163072101 375 10454 Sole Chevrontexaco Corp COM 166764100 1303 18041 Sole Chiron Corp COM 170040109 403 9220 Sole Cisco Systems Inc COM 17275r102 1075 64382 Sole Clear Channel Communications I COM 184502102 301 7110 Sole Coca Cola Co COM 191216100 473 10181 Sole 350 Cool Can Technologies Com COM 216391102 0 30500 Sole Corinthian Colleges Inc COM 218868107 544 11200 Sole Corning Inc COM 219350105 426 57646 Sole 162 Costco Wholesale Corp-New COM 22160k105 445 12150 Sole Cost-U-Less Inc Com COM 221492101 342 167485 Sole Covad Communications Com COM 222814204 12 12000 Sole csuspvst COM 70 35000 Sole Cyberoptics Corp Com COM 232517102 231 34492 Sole D R Horton Inc COM 23331a109 930 33087 Sole Delias Corp Cl A COM 24688Q101 35 50000 Sole Dell Computer Inc COM 247025109 265 8282 Sole Deutsche Telekom Ag Sponsored 251566105 374 24600 Sole Diamonds Trust-Unit Series 1 252787106 394 4387 Sole Dicks Sporting Goods Inc COM 253393102 220 6000 Sole Dor Biopharma Inc Com COM 258094101 36 40484 Sole Drugstore Com Inc Com COM 262241102 117 20000 Sole Ebay Inc Com COM 278642103 216 2070 Sole El Paso Corporation COM 28336l109 118 14570 Sole Electroglas Inc Com COM 285324109 57 43520 Sole Eli Lilly & Co COM 532457108 252 3647 Sole Emc Corp-Mass COM 268648102 356 34032 Sole Emulex Corp New COM 292475209 728 31988 Sole 6769 Evergreen Income Adv Com Shs 30023Y105 4960 329371 Sole Evergreen Managed Income Fund 30024y104 5050 252510 Sole 15500 Express Scripts Inc Com COM 302182100 694 10159 Sole 1781 Exxon Mobil Corp COM 30231g102 1051 29260 Sole Fannie Mae (federal Natl Mtg A COM 313586109 715 10608 Sole 1751 First Data Corp COM 319963104 399 9618 Sole First Health Group Cp Com COM 320960107 443 16047 Sole 3225 First Point Minerals Corp COM 335937108 2 15000 Sole Flextronics Intl Ltd Ord COM Y2573F102 176 16968 Sole Fluor Corp New Com COM 343412102 489 14535 Sole Freddie Mac-Voting Common COM 313400301 325 6409 Sole Gabelli Conv & Income Conv Sec 36240B109 362 34899 Sole Gabelli Equity Trust Inc 362397101 235 31514 Sole Genelabs Technologies Inc COM 368706107 29 19000 Sole General Electric Co COM 369604103 734 25586 Sole Gillette Co COM 375766102 274 8600 Sole Global Crossing Ltd Bb COM G3921A100 0 11551 Sole 840 Go Call Inc Com COM 380163105 0 35000 Sole Hewlett Packard Co COM 428236103 985 46264 Sole 6743 Honda Motor Co Ltd-Adr New 438128308 807 42348 Sole 7788 Hong Kong & China Gas Ltd Spon 438550303 58 45974 Sole Hot Topic Inc COM 441339108 741 27550 Sole 6809 Huaneng Power Intl Inc Sponsor 443304100 373 8000 Sole Inca Pacific Resources Inc COM 45324a101 4 52500 Sole Infonet Svcs Corp Cl B COM 45666T106 159 100000 Sole Intel Corp COM 458140100 740 35571 Sole 500 International Business Machine COM 459200101 1762 21363 Sole International Food Products Gr COM 45952r103 36 142667 Sole Intl Game Technology COM 459902102 1483 14494 Sole 2046 Iron Mtn Inc Pa Com COM 462846106 223 6000 Sole Ishares Tr Dj Us Finl Svc 464287770 248 2775 Sole Ishares Trust S&p Smallcap 600 464287804 504 4600 Sole Jacobs Engineering Group Inc COM 469814107 211 5000 Sole Jds Uniphase Corp Com COM 46612j101 433 123248 Sole Jennison Sector Fds Inc Util F 476294848 138 16896.936 Sole Johnson & Johnson COM 478160104 500 9673 Sole Julius Baer International Equi 481370500 307 14284.932 Sole Jupiter Media Metrix Inc COM 48206u104 0 40000 Sole K Mart Corp COM 482584109 0 211033 Sole 208000 K Mart Corp COM 482584109 0 65217 Sole Kaiser Aluminum Corp COM 483007100 1 15000 Sole Kimberly Clark Corp COM 494368103 574 11000 Sole King Pharmaceuticals Inc COM 495582108 234 15866 Sole Kroger Co Com COM 501044101 3127 187486 Sole L-3 Communications Holdings In COM 502424104 300 6900 Sole Lam Research Corp Com COM 512807108 279 15332 Sole Largo Vista Group Ltd COM 517104105 2 100000 Sole Leisure Canada Inc COM 524911104 6 10000 Sole Liberty All-Star Equity Fund S 530158104 263 31911 Sole Lincare Holdings Inc COM 532791100 594 18867 Sole 2860 Lowes Companies Inc COM 548661107 702 16339 Sole 77 Lucent Technologies Inc COM 549463107 140 69092 Sole Maii Holdings Inc COM 55265b109 0 28000 Sole Manufactured Home Communities COM 564682102 316 9000 Sole Manulife Financial Corp COM 56501r106 925 32799 Sole Marsh & Mclennan Companies Inc COM 571748102 760 14878 Sole 2206 Martek Biosciences Corp COM 572901106 644 15000 Sole Maxworldwide Inc Com COM 577940109 176 262889 Sole Med Diversified Inc COM 58401N102 0 10000 Sole Medtronic Inc COM 585055106 443 9230 Sole Memc Electronic Materials Inc COM 552715104 1073 109490 Sole Merck & Co Inc COM 589331107 792 13077 Sole Mercury Interactive Corp COM 589405109 793 20538 Sole 4781 Merrill Lynch & Co Inc COM 590188108 387 8297 Sole Microsoft Corp COM 594918104 1638 63959 Sole Muniyield Quality Ii Com 62630T104 233 18200 Sole Nasdaq 100 Shares Unit Ser 1 631100104 664 22158 Sole Navigator Exploration Corp COM 638932103 5 20000 Sole Network Appliance Inc Com COM 64120L104 855 52732 Sole 9996 Nevsun Resources Ltd COM 64156l101 27 10000 Sole Nicholas-Applegate Conv & Inco 65370f101 1917 127800 Sole 6400 Nokia Corp Sponsored Adr 654902204 706 42994 Sole 7460 Nortel Networks Corp COM 656568102 508 188189 Sole Ntm Inc COM 629408105 233 30000 Sole Nvid International Inc COM 62944y104 0 10000 Sole Odyssey Resources Limted COM P73515101 3 20000 Sole Olstein Financial Alert Fund C 681383105 183 13813 Sole Openwave Sys Inc Com COM 683718100 20 10000 Sole Oracle Corp COM 68389x105 1472 122445 Sole 12116 P Com Inc COM 693262206 2 25000 Sole Palatin Technols Inc Com New COM 696077304 84 26444 Sole Pec Solutions Inc COM 705107100 418 25982 Sole 4127 Pfizer Inc COM 717081103 2566 75129 Sole 8285 Pier 1 Imports Inc COM 720279108 961 47122 Sole 7855 Pimco California Municipal Inc 72201c109 4822 330300 Sole Pimco Corporate Opp Fd Com 72201b101 256 15324 Sole Pimco Corporate Opp Fd Com 72201b101 9091 545019 Sole 6800 Pimco Fds Pac Invt Mgmt Ser Em 693391559 505 46182.317 Sole Pimco Mun Income Fund Iii 72201a103 337 22832 Sole Pimco Pea Innovation Class C 693389447 191 15567.206 Sole Pimco Pea Renaissance -Cl C 693389249 246 15122.119 Sole Placer Dome Inc Com COM 725906101 245 20000 Sole PMC-SIERRA INC COM 69344f106 129 11000 Sole Portal Software Inc Com COM 736126103 28 15000 Sole Qlogic Corp Com COM 747277101 658 13615 Sole 2589 Qualcomm Inc COM 747525103 220 6164 Sole Quicklogic Corp Com COM 74837P108 81 25200 Sole R G S Energy Group Inc COM 74956k104 1650 56783 Sole Rambus Inc Del Com COM 750917106 1423 85894 Sole Retail Holdrs Tr Depositary Rc 76127u101 503 6200 Sole Rf Microdevices Inc Com COM 749941100 602 100000 Sole Rite Aid Corp Com COM 767754104 457 102793 Sole Royce Micro-Cap Trust Inc 780915104 2736 280026 Sole Schnitzer Steel Industries Inc COM 806882106 221 5000 Sole Sector Spdr Trust Shs Ben Int 81369y803 811 47533 Sole 37600 Sector Spdr Trust Shs Ben Int 81369y886 209 9460 Sole Sei Investments Co COM 784117103 1112 34757 Sole 4545 Shear Minerals Ltd COM 820979102 16 15000 Sole Siebel Systems Inc COM 826170102 117 12275 Sole SM&A COM 78465d105 142 12500 Sole Smarttalk Teleservices Com COM 83169a100 0 50000 Sole Standard & Poors Depository Re 78462f103 3530 36154 Sole Starbucks Corp Com COM 855244109 202 8254 Sole Sultan Minerals Inc COM 86556l100 2 15000 Sole Sun Microsystems Inc COM 866810104 262 56448 Sole 500 Symantec Corp COM 871503108 894 20386 Sole 3510 Synopsys Inc COM 871607107 235 3800 Sole Taiwan Semiconductor Mfg Co Lt 874039100 143 14178 Sole Tcw Convertible Securities Fun 872340104 604 127500 Sole Tenet Healthcare Corp COM 88033g100 227 19454 Sole 4746 Tenneco Automotive Inc COM 880349105 54 15000 Sole Trc Cos Inc Com COM 872625108 177 12000 Sole Turbodyne Technologies Com COM 899905103 2 30000 Sole United Parcel Svc Inc Cl B COM 911312106 2395 37600 Sole 300 Us Bancorp Del Com New COM 902973304 3063 125000 Sole Utstarcom Inc Com COM 918076100 1030 28947 Sole 5377 V3 Semicon Inc Com COM 918392101 14 561902 Sole Vasomedical Inc Com COM 922321104 12 10000 Sole Verizon Communications COM 92343v104 362 9183 Sole Viacom Inc-Cl A COM 925524100 524 11994 Sole 2639 Viacom Inc-Cl B COM 925524308 324 7429 Sole Vignette Corp Com COM 926734104 39 20000 Sole Walgreen Co COM 931422109 894 29714 Sole 4459 Wal-Mart De Mexico Sa De Cv Cl COM p98180105 531 175000 Sole Wal-Mart Stores Inc COM 931142103 200 3735 Sole Washington Mutual Inc COM 939322103 7789 188593 Sole 701 Wells Fargo & Co-New COM 949746101 459 9116 Sole 339 Westfield America Inc COM 959910100 346 22100 Sole Xerox Corp Com COM 984121103 391 36900 Sole Xl Capital Ltd-Cl A COM g98255105 299 3600 Sole Zweig Fund Inc 989834106 700 127788 Sole -----END PRIVACY-ENHANCED MESSAGE-----