-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NESTzR6EqSQ08p9Zi3YBqp4cWh88ym4ei/JaQTeTg08YLmPiJVjT+XNP9y3DrwRc A/SYxYDAHc3aYl6nDhexog== 0001161722-04-000003.txt : 20040401 0001161722-04-000003.hdr.sgml : 20040401 20040401123258 ACCESSION NUMBER: 0001161722-04-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040401 EFFECTIVENESS DATE: 20040401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOLLENCREST SECURITIES LLC CENTRAL INDEX KEY: 0001161722 IRS NUMBER: 954121065 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06753 FILM NUMBER: 04708541 BUSINESS ADDRESS: STREET 1: 5535 BALBOA BLVD STREET 2: SUITE 200 CITY: ENCINO STATE: CA ZIP: 91316 BUSINESS PHONE: 8183827720 FORMER COMPANY: FORMER CONFORMED NAME: RND RESOURCES INC DATE OF NAME CHANGE: 20011031 13F-HR 1 inftable.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 23F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2003 Check Here if Amendment [ ] This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Amendment Number Institutional Investment Manager Filing this Report: Name: Hollencrest Capital Management Address: 100 Bayview Circle Suite 500 Newport Beach, CA 92660 13F File Number: 801-55904 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Peter J. Pellizzon Title: Managing Director Phone: 949-823-7723 Signature: Place: and Date of Signing: Peter J. Pellizzon Los Angeles, California April 1, 2004 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 225 Form 13F Information Table Value Total: $197,154 ($1,000s) List of Other Included Managers: 0 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Ade Corp Mass Com COM 00089C107 398 21478 SH SOLE 21478 Aetrium Inc Com COM 00817R103 250 80256 SH SOLE 80256 Agere Systems Inc Cl B COM 00845v209 61 21075 SH SOLE 535 20540 Alltel Corp Com COM 020039103 252 5400 SH SOLE 5400 Almaden Minerals Ltd COM 020283107 54 30000 SH SOLE 30000 Altria Group Inc COM 02209s103 610 11204 SH SOLE 8207 2997 Amcol Intl Corp Com COM 02341W103 618 30441 SH SOLE 15441 15000 Amdocs Ltd Shs COM G02602103 410 18235 SH SOLE 12735 5500 American Express Company COM 025816109 598 12399 SH SOLE 1321 11078 American Tower Corp Cl A COM 029912201 108 10000 SH SOLE 10000 Amgen Inc COM 031162100 997 16139 SH SOLE 160 15979 Amkor Technology Inc Com COM 031652100 433 23792 SH SOLE 13562 10230 Apache Corp COM 037411105 255 3150 SH SOLE 3150 Apple Computer Com Npv COM 037833100 252 11800 SH SOLE 11800 Applied Materials Inc COM 038222105 277 12328 SH SOLE 3412 8916 Arawak Energy Corp COM 038743100 46 65000 SH SOLE 65000 At&t Wireless Services Inc COM 00209a106 100 12519 SH SOLE 1024 11495 Balsam Ventures Inc COM 058820101 10 240000 SH SOLE 240000 Bank Of America Corp COM 060505104 1325 16480 SH SOLE 16480 Belo Corp Com Ser A COM 080555105 244 8600 SH SOLE 8600 Berkshire Hathaway Inc-Del Cl COM 084670207 14843 5273 SH SOLE 5 5268 Biomet Inc Com COM 090613100 938 25754 SH SOLE 18504 7250 Biophan Technologies COM 09064v105 17 46000 SH SOLE 46000 Boeing Co COM 097023105 232 5513 SH SOLE 3759 1754 Bombay Co Inc COM 097924104 94 11500 SH SOLE 11500 Boston Properties Inc COM 101121101 964 20000 SH SOLE 20000 Boston Scientific Corp Com COM 101137107 1579 42947 SH SOLE 19621 23326 Caci International Inc-Cl A COM 127190304 660 13577 SH SOLE 6967 6610 Capital Automotive Reit-Sbi COM 139733109 339 10600 SH SOLE 10600 Cendant Corp Com COM 151313103 1233 55361 SH SOLE 26807 28554 Chase Resource Corp New COM 161908108 0 26000 SH SOLE 26000 Chesapeake Energy Corp COM 165167107 1385 102000 SH SOLE 102000 Chevrontexaco Corp COM 166764100 1547 17909 SH SOLE 300 17609 Chicago Brdg + Iron Co N V N Y COM 167250109 850 29406 SH SOLE 19406 10000 Cisco Systems Inc COM 17275r102 1760 72458 SH SOLE 2670 69788 Coca Cola Co COM 191216100 531 10468 SH SOLE 653 9815 Coca Cola Enterprises Inc Com COM 191219104 742 33924 SH SOLE 24924 9000 Computer Assoc Intl Inc Com COM 204912109 520 19011 SH SOLE 1345 17666 Corning Inc COM 219350105 578 55391 SH SOLE 6664 48727 Cost-U-Less Inc Com COM 221492101 611 197685 SH SOLE 33582 164103 Costco Wholesale Corp-New COM 22160k105 525 14110 SH SOLE 2000 12110 Covad Communications Com COM 222814204 43 12000 SH SOLE 12000 Cyberoptics Corp Com COM 232517102 279 25802 SH SOLE 1000 24802 D R Horton Inc COM 23331a109 3205 74087 SH SOLE 74087 Dell Inc Com COM 24702R101 572 16857 SH SOLE 1793 15064 Dentsply Intl Inc New COM 249030107 926 20505 SH SOLE 14305 6200 Donaldson Co Inc Com COM 257651109 868 14671 SH SOLE 10671 4000 Drugstore Com Inc Com COM 262241102 110 20000 SH SOLE 20000 Dst Systems Inc-Del COM 233326107 14950 357996 SH SOLE 357996 Dycom Inds Inc Com COM 267475101 842 31377 SH SOLE 20577 10800 Ebay Inc Com COM 278642103 446 6909 SH SOLE 119 6790 Electroglas Inc Com COM 285324109 54 14699 SH SOLE 14699 Eli Lilly & Co COM 532457108 235 3346 SH SOLE 143 3203 Emc Corp-Mass COM 268648102 385 29784 SH SOLE 4177 25607 Empire Of Carolina Inc COM 292007101 0 15830 SH SOLE 15830 Equity Office Properties Trust COM 294741103 602 21000 SH SOLE 21000 Equity Residential COM 29476l107 469 15900 SH SOLE 15900 Exxon Mobil Corp COM 30231g102 491 11968 SH SOLE 3124 8844 First Point Minerals Corp COM 335937108 4 15000 SH SOLE 15000 Fiserv Inc COM 337738108 973 24627 SH SOLE 16711 7916 Flextronics Intl Ltd Ord COM Y2573F102 207 13968 SH SOLE 13968 Fluor Corp New Com COM 343412102 576 14535 SH SOLE 14535 Gabelli Util Tr Com COM 36240A101 396 41275 SH SOLE 7500 33775 Gannett Inc Com COM 364730101 444 4982 SH SOLE 322 4660 Gap Inc Com COM 364760108 823 35453 SH SOLE 25084 10369 Genelabs Technologies Inc COM 368706107 53 19000 SH SOLE 19000 Genentech Inc Com COM 368710406 1324 14151 SH SOLE 6251 7900 General Electric Co COM 369604103 3983 128552 SH SOLE 5759 122793 Global Crossing Ltd COM g3921a100 0 11551 SH SOLE 11551 Go Call Inc Com COM 380163105 0 35000 SH SOLE 35000 Helen Of Troy Ltd Com New COM G4388N106 891 38509 SH SOLE 28009 10500 Home Depot Inc Com COM 437076102 223 6272 SH SOLE 462 5810 Hot Topic Inc Com COM 441339108 842 28583 SH SOLE 18883 9700 Hovnanian Enterprises Inc-Cl A COM 442487203 2177 25000 SH SOLE 25000 Inca Pacific Resources Inc COM 45324a101 10 52500 SH SOLE 52500 Infonet Svcs Corp Cl B COM 45666T106 170 100000 SH SOLE 100000 Intel Corp COM 458140100 1375 42697 SH SOLE 3266 39431 International Business Machine COM 459200101 1890 20388 SH SOLE 1051 19337 International Food Products Gr COM 45952r103 27 142667 SH SOLE 142667 International Game Technology COM 459902102 2464 69021 SH SOLE 38221 30800 Itronics Inc COM 465743102 6 42750 SH SOLE 42750 Jds Uniphase Corp Com COM 46612j101 447 122543 SH SOLE 1145 121398 Johnson & Johnson COM 478160104 373 7213 SH SOLE 2400 4813 K Mart Corp COM 482584109 0 276250 SH SOLE 65000 211250 K Swiss Inc A Cl A COM 482686102 939 39021 SH SOLE 28421 10600 Kaiser Aluminum Corp COM 483007100 1 17500 SH SOLE 17500 Key Energy Services Inc COM 492914106 206 20000 SH SOLE 20000 King Pharmaceuticals Inc COM 495582108 242 15866 SH SOLE 15866 Knight Ridder Inc Com COM 499040103 209 2700 SH SOLE 2700 Kroger Co Com COM 501044101 3470 187486 SH SOLE 1000 186486 Lam Resh Corp Com COM 512807108 370 11450 SH SOLE 11450 Largo Vista Group Ltd COM 517104105 2 100000 SH SOLE 100000 Lee Enterprises Inc Com COM 523768109 240 5500 SH SOLE 300 5200 Lehman Brothers Hldgs Inc Com COM 524908100 937 12136 SH SOLE 6183 5953 Leisure Canada Inc COM 524911104 3 10000 SH SOLE 10000 Level 3 Communications Inc COM 52729n100 302 53050 SH SOLE 53050 Lowes Cos Inc Usd0.50 COM 548661107 776 14014 SH SOLE 792 13222 Lucent Technologies Inc COM 549463107 197 69396 SH SOLE 2025 67371 Manhattan Minerals Corp-B C COM 56310p101 3 10000 SH SOLE 10000 Manulife Financial Corp COM 56501r106 1059 32799 SH SOLE 32799 Maxworldwide Inc Com COM 577940109 127 159000 SH SOLE 159000 May Department Stores Co COM 577778103 214 7377 SH SOLE 7377 Mbna Corp Com COM 55262L100 918 36960 SH SOLE 21492 15468 Mcclatchy Co Cl A COM 579489105 234 3400 SH SOLE 3400 Mci Inc COM 552691107 218 9292 SH SOLE 1892 7400 Mci Inc COM 212 9000 SH SOLE 9000 Memc Electronic Materials Inc COM 552715104 168 17488 SH SOLE 17488 Merck & Co Inc COM 589331107 277 5988 SH SOLE 3458 2530 Merrill Lynch & Co Inc COM 590188108 358 6100 SH SOLE 2575 3525 Metasolv Inc Com COM 59139P104 41 16900 SH SOLE 16900 Mgm Mirageinc Com COM 552953101 210 5578 SH SOLE 5578 Microsoft Corp COM 594918104 1590 57749 SH SOLE 4836 52913 Morgan Stanley Eastn Com COM 616988101 229 9000 SH SOLE 9000 Navigator Exploration Corp COM 638932103 6 20000 SH SOLE 20000 Ncr Corp New Com COM 62886E108 208 5351 SH SOLE 5351 Nevsun Resources Ltd COM 64156l101 52 10000 SH SOLE 10000 Newmont Mng Corp Com COM 651639106 1613 33191 SH SOLE 164 33027 Nextel Communications Inc-Cl A COM 65332v103 353 12566 SH SOLE 1646 10920 Nortel Networks Corp COM 656568102 782 184814 SH SOLE 12840 171974 Ntm Inc COM 629408105 0 30000 SH SOLE 30000 Nvid International Inc COM 62944y104 0 10000 SH SOLE 10000 Odyssey Resources Limted COM P73515101 6 20000 SH SOLE 20000 Odyssey Healthcare Inc COM 67611v101 296 10112 SH SOLE 10112 Omnicare Inc Com COM 681904108 1011 25038 SH SOLE 17438 7600 Oracle Corp COM 68389x105 508 38447 SH SOLE 5348 33099 Orezone Resources Inc COM 685921108 14 14000 SH SOLE 14000 Overseas Shipholding Group Inc COM 690368105 495 14535 SH SOLE 9935 4600 P Com Inc COM 693262206 10 70000 SH SOLE 70000 Palatin Technols Inc Com New COM 696077304 30 12030 SH SOLE 12030 Pfizer Inc COM 717081103 1274 36071 SH SOLE 312 35759 Placer Dome Inc Com COM 725906101 1254 70000 SH SOLE 70000 Pmc-Sierra Inc COM 69344f106 222 11000 SH SOLE 11000 Progressive Corp Ohio Com COM 743315103 426 5099 SH SOLE 5099 Qlt Inc Com COM 746927102 440 23344 SH SOLE 15944 7400 Qualcomm Inc Com COM 747525103 331 6133 SH SOLE 1378 4755 Quantum Corp Dssg Com COM 747906204 99 31700 SH SOLE 31700 R G S Energy Group Inc COM 74956k104 2161 54683 SH SOLE 54683 Rambus Inc Del Com COM 750917106 2637 85894 SH SOLE 85894 Rf Microdevices Inc Com COM 749941100 1005 100000 SH SOLE 100000 Rite Aid Corp Com COM 767754104 614 101693 SH SOLE 101693 Schlumberger Ltd COM 806857108 454 8300 SH SOLE 8300 Schnitzer Steel Industries Inc COM 806882106 605 10000 SH SOLE 10000 Scientific Atlanta Inc Com COM 808655104 249 9115 SH SOLE 9115 Select Med Corp Oc Com COM 816196109 413 25362 SH SOLE 17362 8000 Siebel Systems Inc COM 826170102 146 10531 SH SOLE 3629 6902 Smarttalk Teleservices Com COM 83169a100 0 50000 SH SOLE 50000 Starbucks Corp Com COM 855244109 298 9005 SH SOLE 9005 Stornoway Diamond Corp COM 86222q103 14 10000 SH SOLE 10000 Sun Microsystems Inc COM 866810104 222 49347 SH SOLE 12062 37285 Techne Corp Com COM 878377100 498 13174 SH SOLE 9561 3613 Tenneco Automotive Inc COM 880349105 100 15000 SH SOLE 15000 Time Warner Inc New COM 887317105 369 20497 SH SOLE 4787 15710 Trc Cos Inc Com COM 872625108 253 12000 SH SOLE 12000 Tyco International Ltd COM 902124106 237 8949 SH SOLE 352 8597 United Parcel Svc Inc Cl B COM 911312106 3012 40400 SH SOLE 200 40200 Universal Health Svcs Inc Cl B COM 913903100 265 4934 SH SOLE 234 4700 Us Bancorp Del Com New COM 902973304 3723 125030 SH SOLE 30 125000 Utstarcom Inc Com COM 918076100 1159 31259 SH SOLE 13029 18230 V3 Semicon Inc Com COM 918392101 51 317597 SH SOLE 16000 301597 Vasomedical Inc Com COM 922321104 11 10000 SH SOLE 10000 Veritas Software Corp Com COM 923436109 897 24135 SH SOLE 11793 12342 Vignette Corp Com COM 926734104 45 20000 SH SOLE 20000 Vrb Power Systems Inc COM 91829g102 45 60000 SH SOLE 60000 Wal-Mart De Mexico Sa De Cv Cl COM p98180105 498 175000 SH SOLE 175000 Wal-Mart Stores Inc COM 931142103 217 4093 SH SOLE 4093 Washington Mutual Inc COM 939322103 9948 247953 SH SOLE 1515 246438 Western Digital Corp Com COM 958102105 140 11900 SH SOLE 6000 5900 Xerox Corp Com COM 984121103 508 36800 SH SOLE 36800 Allianz Aktiengesellschaft Spo ADR 018805101 382 30000 SH SOLE 30000 America Movil S A Dec V Spons ADR 02364W105 948 34683 SH SOLE 19683 15000 Aventis Sponsored Adr ADR 053561106 431 6500 SH SOLE 6500 Bhp Billiton Ltd Sponsored Adr ADR 088606108 1296 71000 SH SOLE 71000 Companhia Siderurgica Natl Spo ADR 20440W105 945 17625 SH SOLE 11525 6100 Deutsche Telekom Ag Sponsored ADR 251566105 1418 78212 SH SOLE 31112 47100 Glaxosmithkline Plc Sponsored ADR 37733W105 840 18026 SH SOLE 11360 6666 Huaneng Power Intl Inc Sponsor ADR 443304100 1874 27000 SH SOLE 27000 Diamonds Trust-Unit Series 1 INDEX CEF 252787106 443 4235.000 SH SOLE 482.000 3753.000 Ishares Inc Msci Japan Index F INDEX CEF 464286848 378 39198.000SH SOLE 37798.000 1400.000 Ishares Trust Dow Jones Us Fin INDEX CEF 464287770 338 3285.000 SH SOLE 3285.000 Ishares Trust Russell 1000 Gro INDEX CEF 464287614 849 18137.000SH SOLE 51.000 18086.000 Ishares Trust Russell 1000 Val INDEX CEF 464287598 216 3695.000 SH SOLE 3695.000 Ishares Trust Russell 2000 Val INDEX CEF 464287630 214 1337.000 SH SOLE 1337.000 Nasdaq 100 Shares Unit Ser 1 INDEX CEF 631100104 597 16386.000SH SOLE 1400.000 14986.000 Sector Spdr Tr Technology INDEX CEF 81369Y803 969 47533.000SH SOLE 37600.000 9933.000 Standard & Poors Depository Re INDEX CEF 78462f103 2203 19801.000SH SOLE 3436.000 16365.000 Enbridge Energy Partners L P LP 29250r106 339 6800.000 SH SOLE 6800.000 Terra Nitrogen Co Lp Common Un LP 881005201 52 10400.000SH SOLE 10400.000 American Funds Investment Co A 461308108 231 8016.178 SH SOLE 8016.178 Hollencrest Equity Fund 007989650 15483 886741.855SH SOLE 244989.725 641752.130 Jennison Sector Fds Inc Util F 476294848 161 17760.408SH SOLE 17760.408 Julius Baer International Equi 481370500 733 27268.641SH SOLE 27268.641 Matthews China Fund 577130701 425 30112.071SH SOLE 28277.980 1834.091 Olstein Financial Alert Fund C 681383105 226 13813.000SH SOLE 13813.000 Pimco Dividend Value Class C 72200p663 668 55761.012SH SOLE 7394.046 48366.966 Pimco Nfj Dividend Value Class 72200p689 189 15689.540SH SOLE 15689.540 Pimco Pea Innovation Class C 693389447 199 12642.806SH SOLE 1182.293 11460.513 Pimco Pea Renaissance -Cl C 693389249 395 18156.953SH SOLE 18156.953 Pimco Real Return Asset Fund I 72200q505 543 47019.276SH SOLE 47019.276 Ewco Swaption Jan118 Call (out CALL 317501QV9 1 7500000 SH CALL SOLE 7500000 Blackrock Investment Quality M NON-TAX CEF 09247d105 146 10000.000SH SOLE 10000.000 Morgan Stanley Calif Insd Mun NON-TAX CEF 61745p502 304 22100.000SH SOLE 22100.000 Muniholdings California Insure NON-TAX CEF 625933106 863 59225.000SH SOLE 59225.000 Munivest Fund Ii Inc NON-TAX CEF 62629p105 585 39796.000SH SOLE 39796.000 Muniyield California Insured F NON-TAX CEF 62629l104 627 44913.000SH SOLE 44913.000 Muniyield Quality Fund Ii Inc NON-TAX CEF 62630t104 215 17000.000SH SOLE 17000.000 Nuveen California Dividend Adv NON-TAX CEF 67066y105 214 14000.000SH SOLE 3100.000 10900.000 Pimco Ca Muni Inc Fd Com NON-TAX CEF 72200N106 443 33075.000SH SOLE 33075.000 Pimco California Muni Income F NON-TAX CEF 72200m108 171 12600.000SH SOLE 12600.000 Pimco California Municipal Inc NON-TAX CEF 72201c109 3340 248160.000SH SOLE 27100.000 221060.000 Pimco Municipal Inc Fd Com NON-TAX CEF 72200R107 256 18500.000SH SOLE 18500.000 Aberdeen Asia Pacific Income F TAXABLE CEF 003009107 1352 212841.000SH SOLE 2000.000 210841.000 Aberdeen Australia Equity Fund TAXABLE CEF 003011103 91 10000.000SH SOLE 10000.000 Acm Income Fd Inc Formerly Acm TAXABLE CEF 000912105 1009 117561.000SH SOLE 32798.000 84763.000 Blackrock California Insured M TAXABLE CEF 09247g108 417 24410.000SH SOLE 24410.000 Blackrock Income Trust Inc TAXABLE CEF 09247f100 100 13336.000SH SOLE 13336.000 Combined Penny Stock Fund Inc TAXABLE CEF 200243103 0 10900.000SH SOLE 10900.000 Debt Strategies Fd Inc New TAXABLE CEF 24276q109 1366 195207.000SH SOLE 195207.000 Eaton Vance Limited Duration I TAXABLE CEF 27828h105 914 49500.000SH SOLE 5000.000 44500.000 Evergreen Income Adv Com Shs TAXABLE CEF 30023Y105 5625 357161.000SH SOLE 86462.000 270699.000 Evergreen Managed Income Fund TAXABLE CEF 30024y104 4082 219715.000SH SOLE 69500.000 150215.000 Franklin Universal Trust-Sbi TAXABLE CEF 355145103 672 114818.000SH SOLE 13590.000 101228.000 Gabelli Equity Trust Inc TAXABLE CEF 362397101 265 33098.000SH SOLE 33098.000 Global High Income Dollar Fund TAXABLE CEF 37933g108 217 11900.000SH SOLE 11900.000 Liberty All-Star Equity Fund S TAXABLE CEF 530158104 244 25766.000SH SOLE 25766.000 Liberty All-Star Growth Fund I TAXABLE CEF 529900102 180 26308.000SH SOLE 1500.000 24808.000 Nicholas-Applegate Conv & Inco TAXABLE CEF 65370f101 1276 77036.000SH SOLE 28767.000 48269.000 Pimco Coml Mtg Secs Tr Com TAXABLE CEF 693388100 167 11500.000SH SOLE 11500.000 Pimco Corporate Opp Fd Com TAXABLE CEF 72201b101 7540 437879.000SH SOLE 73714.000 364165.000 Pimco Floating Rate Income Fun TAXABLE CEF 72201h108 446 22500.000SH SOLE 22500.000 Pimco High Income Fund TAXABLE CEF 722014107 8657 576004.000SH SOLE 96017.000 479987.000 Royce Micro-Cap Trust Inc TAXABLE CEF 780915104 736 58645.000SH SOLE 3000.000 55645.000 Tcw Convertible Securities Fun TAXABLE CEF 872340104 50 10000.000SH SOLE 10000.000 Templeton Dragon Fund Inc New TAXABLE CEF 88018t101 1079 60000.000SH SOLE 60000.000 Templeton Global Income Fund I TAXABLE CEF 880198106 1789 187885.000SH SOLE 187885.000 Van Kampen Senior Income Trust TAXABLE CEF 920961109 1300 150580.000SH SOLE 150580.000 Zweig Fund Inc TAXABLE CEF 989834106 306 62503.000SH SOLE 62503.000
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