-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FoOwBpgcXmCtqEvKpRIrN0NlX6v9uRkb1HlY9OuTSewsNzKQpnvCRujr9k4kJtvE JQDKhZ2zaPwWF7bXd1RtOA== 0001161722-05-000010.txt : 20050428 0001161722-05-000010.hdr.sgml : 20050428 20050428161123 ACCESSION NUMBER: 0001161722-05-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050331 FILED AS OF DATE: 20050428 DATE AS OF CHANGE: 20050428 EFFECTIVENESS DATE: 20050428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOLLENCREST SECURITIES LLC CENTRAL INDEX KEY: 0001161722 IRS NUMBER: 954121065 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06753 FILM NUMBER: 05780782 BUSINESS ADDRESS: STREET 1: 5535 BALBOA BLVD STREET 2: SUITE 200 CITY: ENCINO STATE: CA ZIP: 91316 BUSINESS PHONE: 8183827720 FORMER COMPANY: FORMER CONFORMED NAME: RND RESOURCES INC DATE OF NAME CHANGE: 20011031 13F-HR 1 inftable.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 23F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2005 Check Here if Amendment [ ] This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hollencrest Securities LLC Address: 100 Bayview Circle Suite 500 Newport Beach, CA 92660 13F File Number: 028-06753 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Peter J. Pellizzon Title: Managing Director Phone: 949-823-7723 Signature: Place: and Date of Signing: Peter J. Pellizzon Los Angeles, California April 28,2005 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 229 Form 13F Information Table Value Total: $179,452 ($1,000s) List of Other Included Managers: 0 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALLIANCE GAMING CORP COM NEW COM 01859P609 105 11000 SH SOLE 11000 ALLTEL CORP COM COM 020039103 965 17600 SH SOLE 17600 AMERISTAR CASINOS INC COM COM 03070Q101 262 4800 SH SOLE 4800 Aetrium Inc Com COM 00817R103 84 30080 SH SOLE 30080 Almaden Minerals Ltd COM 020283107 14 10000 SH SOLE 10000 Altria Group Inc COM 02209s103 357 5452 SH SOLE 5452 American Express Company COM 025816109 619 12048 SH SOLE 1000 11048 Amgen Inc Com COM 031162100 996 17110 SH SOLE 6388 10722 Apache Corp COM 037411105 2887 47151 SH SOLE 47151 Arawak Energy Corp COM 038743100 74 50000 SH SOLE 50000 Armor Hldgs Inc Com COM 042260109 279 7528 SH SOLE 6628 900 Atlantis Internet Group Corp COM 04914u100 0 10000 SH SOLE 10000 BALSAM VENTURES INC COM 058820101 24 240000 SH SOLE 240000 BEA SYS INC COM COM 073325102 217 27275 SH SOLE 27275 BEAR STEARNS COS INC COM COM 073902108 300 3000 SH SOLE 3000 BELO CORP COM SER A COM 080555105 280 11600 SH SOLE 11600 Bank Of America Corp COM 060505104 1545 35044 SH SOLE 578 34466 Berkshire Hathaway Inc-Del Cl COM 084670207 10796 3780 SH SOLE 5 3775 Biomet Inc Com COM 090613100 474 13063 SH SOLE 7887 5176 Biomira Inc COM 09161r106 31 16900 SH SOLE 16900 Boston Properties Inc COM 101121101 1578 26200 SH SOLE 26200 Burlington Res Inc Com COM 122014103 389 7770 SH SOLE 7770 COMPUTER ASSOC INTL INC COM COM 204912109 949 35011 SH SOLE 1345 33666 COSTCO WHOLESALE CORP-NEW COM 22160k105 624 14125 SH SOLE 2000 12125 COUNTRYWIDE FINANCIAL CORP COM 222372104 211 6498 SH SOLE 6498 Cardiac Science Inc New COM 141410209 23 20000 SH SOLE 20000 Cendant Corp COM 151313103 297 14477 SH SOLE 2073 12404 Chase Resource Corp New COM 161908108 0 26000 SH SOLE 26000 Chesapeake Energy Corp COM 165167107 2122 96700 SH SOLE 96700 Chevrontexaco Corp COM 166764100 2051 35176 SH SOLE 800 34376 Chicago Mercantile Exchange Ho COM 167760107 1164 6000 SH SOLE 6000 Cisco Systems Inc COM 17275r102 817 45677 SH SOLE 2270 43407 Claire S Stores Inc Com COM 179584107 342 14841 SH SOLE 14841 Cmgi Inc Com COM 125750109 21 10025 SH SOLE 10025 Coca Cola Co COM 191216100 518 12440 SH SOLE 453 11987 Cognizant Technology Solutions COM 192446102 384 8310 SH SOLE 7510 800 Commercewest Bank Na COM 20084t103 156 11124 SH SOLE 11124 Corning Inc COM 219350105 332 29815 SH SOLE 6015 23800 Cost-U-Less Inc Com COM 221492101 2008 179923 SH SOLE 26982 152941 Countrywide Financial Corp COM 222372104 487 15010 SH SOLE 14702 308 Covad Communications Com COM 222814204 25 21088 SH SOLE 21088 Cvb Financial Corp COM 126600105 203 11202 SH SOLE 11202 Davita Inc Com COM 23918K108 482 11529 SH SOLE 6529 5000 Dell Inc Com COM 24702R101 785 20436 SH SOLE 11208 9228 Delta Air Lines Inc COM 247361108 324 80000 SH SOLE 80000 Drugstore Com Inc Com COM 262241102 52 20000 SH SOLE 20000 Dst Systems Inc-Del COM 233326107 16532 357996 SH SOLE 357996 EASTMAN KODAK CO COM COM 277461109 352 10827 SH SOLE 10827 Ebay Inc Com COM 278642103 340 9130 SH SOLE 6446 2684 Electronic Arts Inc Com COM 285512109 1023 19764 SH SOLE 19764 Exxon Mobil Corp COM 30231g102 1045 17535 SH SOLE 464 17071 FEDERATED DEPT STORES INC DE C COM 31410H101 356 5600 SH SOLE 5600 Fidelity National Financial In COM 316326107 1721 52258 SH SOLE 52258 First Community Bancorp Calif COM 31983b101 582 13137 SH SOLE 13137 Florida Rock Inds Inc Com COM 341140101 1249 21231 SH SOLE 5431 15800 GANNETT INC COM COM 364730101 661 8360 SH SOLE 8360 General Electric Co COM 369604103 4793 132920 SH SOLE 4608 128312 General Growth Properties Inc COM 370021107 283 8300 SH SOLE 8300 Global Diamond Resources Inc N COM 379320203 0 10000 SH SOLE 10000 H E R C Products Inc COM 404165102 0 10000 SH SOLE 10000 HARRAHS ENTMT INC COM COM 413619107 342 5300 SH SOLE 5300 HEALTH MGMT ASSOC CL A COM 421933102 325 12400 SH SOLE 12400 HEWLETT PACKARD CO COM COM 428236103 732 33352 SH SOLE 33352 Haemonetics Corp-Mass COM 405024100 236 5600 SH SOLE 5600 INFORMATICA CORP COM COM 45666Q102 191 23100 SH SOLE 23100 INTERNATIONAL BUSINESS MACHINE COM 459200101 1832 20045 SH SOLE 1058 18987 INTERNATIONAL GAME TECHNOLOGY COM 459902102 416 15600 SH SOLE 15600 ITRONICS INC COM 465743102 4 47750 SH SOLE 47750 Icu Med Inc Com COM 44930G107 248 6975 SH SOLE 6975 Intel Corp COM 458140100 712 30646 SH SOLE 2450 28196 International Food Products Gr COM 45952r103 8 142667 SH SOLE 142667 Jds Uniphase Corp Com COM 46612j101 205 123026 SH SOLE 2170 120856 Johnson & Johnson COM 478160104 348 5187 SH SOLE 200 4987 Joy Global Inc COM 481165108 348 9931 SH SOLE 9931 Joystar Inc COM 48122a109 49 81000 SH SOLE 81000 K Mart Corp COM 482584109 0 276250 SH SOLE 65000 211250 KNIGHT RIDDER INC COM COM 499040103 417 6200 SH SOLE 6200 King Pharmaceuticals Inc COM 495582108 125 15000 SH SOLE 15000 Kroger Co Com COM 501044101 3021 188486 SH SOLE 1000 187486 L-3 Communications Holdings In COM 502424104 370 5212 SH SOLE 4719 493 LEE ENTERPRISES INC COM COM 523768109 321 7400 SH SOLE 300 7100 LIBERTY MEDIA CORP COM SER A COM 530718105 221 21278 SH SOLE 21278 Largo Vista Group Ltd COM 517104105 19 100000 SH SOLE 100000 Leisure Canada Inc COM 524911104 2 10000 SH SOLE 10000 Lowes Companies Inc COM 548661107 366 6413 SH SOLE 325 6088 MCCLATCHY CO CL A COM 579489105 415 5600 SH SOLE 5600 MERRILL LYNCH & CO INC COM 590188108 280 4940 SH SOLE 1858 3082 METASOLV INC COM COM 59139P104 41 16900 SH SOLE 16900 MGM MIRAGEINC COM COM 552953101 381 5378 SH SOLE 5378 Manulife Financial Corp COM 56501r106 1518 31685 SH SOLE 31685 May Department Stores Co COM 577778103 376 10162 SH SOLE 10162 Mci Communications Corp COM 552691107 5558 223217 SH SOLE 64470 158747 Mediterranean Minerals Corp COM 58501p106 1 10000 SH SOLE 10000 Merck & Co Inc COM 589331107 405 12517 SH SOLE 700 11817 Microsoft Corp COM 594918104 1090 45098 SH SOLE 5286 39812 Morgan Stanley Eastn Com COM 616988101 255 9000 SH SOLE 9000 NEW YORK TIMES CO CL A COM 650111107 315 8600 SH SOLE 8600 New Visual Corp Com New COM 649099207 6 34734 SH SOLE 34734 Nortel Networks Corp COM 656568102 73 26823 SH SOLE 11337 15486 Ntm Inc COM 629408105 0 30000 SH SOLE 30000 Nvid International Inc COM 62944y104 0 10000 SH SOLE 10000 Occidental Pete Corp COM 674599105 413 5804 SH SOLE 5603 201 Odyssey Resources Limted COM P73515101 1 20000 SH SOLE 20000 Oracle Corp COM 68389x105 408 32679 SH SOLE 2790 29889 Penn National Gaming Inc COM 707569109 1616 55000 SH SOLE 55000 Pepsico Inc COM 713448108 218 4115 SH SOLE 930 3185 Pfizer Inc COM 717081103 928 35338 SH SOLE 35338 Phoenix Leisure Corporation COM 719093106 0 31000 SH SOLE 31000 Placer Dome Inc COM 725906101 822 50700 SH SOLE 50700 Pmc-Sierra Inc COM 69344f106 97 11000 SH SOLE 11000 QUALCOMM INC COM COM 747525103 781 21316 SH SOLE 10794 10522 QUANTUM CORP DSSG COM COM 747906204 92 31700 SH SOLE 31700 Qlogic Corp COM 747277101 598 14765 SH SOLE 14765 RAYMOND JAMES FINANCIAL INC CO COM 754730109 273 9000 SH SOLE 9000 Rambus Inc Del Com COM 750917106 464 30814 SH SOLE 30814 Rayonier Inc Reit COM 754907103 297 6000 SH SOLE 6000 Regis Corp. COM 758932107 2165 52893 SH SOLE 52893 Rf Microdevices Inc Com COM 749941100 522 100000 SH SOLE 100000 Rite Aid Corp Com COM 767754104 91 22903 SH SOLE 22903 SAMSUNG ELECTRONICS GDR REPSTG COM 4942818 247 1000 SH SOLE 1000 SCIENTIFIC ATLANTA INC COM COM 808655104 257 9100 SH SOLE 9100 SUPERIOR INDS INTL INC COM COM 868168105 280 10600 SH SOLE 10600 Shuffle Master Inc Com COM 825549108 309 10656 SH SOLE 10656 Sirius Satellite Radio Inc COM 82966u103 224 39831 SH SOLE 39831 Smarttalk Teleservices Com COM 83169a100 0 50000 SH SOLE 50000 Smith Intl Inc Com COM 832110100 330 5266 SH SOLE 5266 Ss&c Technologies Inc COM 85227q100 228 10000 SH SOLE 10000 Starbucks Corp Com COM 855244109 413 8003 SH SOLE 8003 Station Casinos Inc COM 857689103 2273 33654 SH SOLE 5346 28308 Sun Microsystems Inc COM 866810104 178 44080 SH SOLE 7100 36980 Symantec Corp Com COM 871503108 933 43758 SH SOLE 28546 15212 Tenneco Automotive Inc COM 880349105 187 15000 SH SOLE 15000 Time Warner Inc New COM 887317105 316 18017 SH SOLE 4787 13230 Trc Cos Inc Com COM 872625108 176 12000 SH SOLE 12000 Triangle Multi-Media Ltd Inc C COM 895891109 5 1500000 SH SOLE 1500000 Tyco International Ltd COM 902124106 224 6627 SH SOLE 6627 UNIVERSAL HEALTH SVCS INC CL B COM 913903100 258 4915 SH SOLE 215 4700 United Parcel Svc Inc Cl B COM 911312106 3136 43106 SH SOLE 43106 Urban Outfitters Inc Com COM 917047102 329 6850 SH SOLE 5550 1300 Us Bancorp Del Com New COM 902973304 3603 125000 SH SOLE 125000 VERITAS SOFTWARE CORP COM COM 923436109 283 12200 SH SOLE 12200 Varian Medical Systems Inc COM 92220p105 206 6000 SH SOLE 6000 Vasomedical Inc Com COM 922321104 9 10000 SH SOLE 10000 Vertical Computer Systems Inc COM 92532r203 1 50000 SH SOLE 50000 Veteran Resources Inc COM 92549v106 10 10000 SH SOLE 10000 Vignette Corp Com COM 926734104 26 20000 SH SOLE 20000 Vrb Power Systems Inc COM 91829g102 33 50000 SH SOLE 50000 WHOLE FOODS MARKET INC COM 966837106 327 3200 SH SOLE 3200 WILEY JOHN + SON CLASS A COM 968223206 331 9400 SH SOLE 100 9300 West Corp Com COM 952355105 269 8395 SH SOLE 8395 Western Digital Corp Com COM 958102105 736 57761 SH SOLE 9050 48711 Yahoo Inc Com COM 984332106 967 28517 SH SOLE 11289 17228 ALLIANZ AKTIENGESELLSCHAFT SPO ADR 018805101 382 30000 SH SOLE 30000 Bhp Billiton Ltd Sponsored Adr ADR 088606108 1791 64000 SH SOLE 64000 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 489 24500 SH SOLE 24500 Huaneng Power Intl Inc Sponsor ADR 443304100 916 31000 SH SOLE 31000 DIAMONDS TRUST-UNIT SERIES 1 INDEX CEF 252787106 238 2263.000 SH SOLE 2263.000 Internet Holdrs Tr Depositary INDEX CEF 46059w102 204 3700.000 SH SOLE 3700.000 Ishares Inc Msci Japan Index F INDEX CEF 464286848 1254 119585.000SH SOLE 119143.000 442.000 Ishares Tr Goldman Sachs Multi INDEX CEF 464287531 292 11500.000SH SOLE 11500.000 Ishares Tr Nasdaq Biotechnolog INDEX CEF 464287556 362 5700.000 SH SOLE 5700.000 Ishares Trust Dow Jones U S Te INDEX CEF 464287721 336 7500.000 SH SOLE 7500.000 Ishares Trust Dow Jones Us Fin INDEX CEF 464287770 291 2775.000 SH SOLE 2775.000 Ishares Trust Russell 1000 Gro INDEX CEF 464287614 332 7079.000 SH SOLE 7079.000 Ishares Trust Russell 1000 Val INDEX CEF 464287598 415 6307.000 SH SOLE 6307.000 Ishares Trust Russell 2000 Gro INDEX CEF 464287648 309 4936.000 SH SOLE 250.000 4686.000 Ishares Trust Russell 2000 Val INDEX CEF 464287630 340 1843.000 SH SOLE 1843.000 Ishares Trust S&p 500 Index Fu INDEX CEF 464287200 206 1750.000 SH SOLE 1750.000 Ishares Trust S&p 500/Barra Va INDEX CEF 464287408 235 3850.000 SH SOLE 3850.000 Nasdaq 100 Shares Unit Ser 1 INDEX CEF 631100104 577 15786.000SH SOLE 1300.000 14486.000 SECTOR SPDR TR TECHNOLOGY INDEX CEF 81369Y803 928 47423.000SH SOLE 37600.000 9823.000 Standard & Poors Depositary Re INDEX CEF 78462f103 1880 15936.000SH SOLE 4046.000 11890.000 Enbridge Energy Partners L P LP 29250r106 339 6800.000 SH SOLE 6800.000 Pope Resources-A Delaware Lp D LP 732857107 860 23500.000SH SOLE 23500.000 Alliance Calif Mun Income Fund NON-TAX CEF 018546101 249 17600.000SH SOLE 17600.000 Blackrock Ca Muni Income Tr Sh NON-TAX CEF 09248e102 3302 242270.000SH SOLE 242270.000 Blackrock Investment Quality M NON-TAX CEF 09247d105 200 13300.000SH SOLE 13300.000 Morgan Stanley Calif Quality M NON-TAX CEF 61745p635 149 10575.000SH SOLE 10575.000 Muniholdings California Insure NON-TAX CEF 625933106 1041 73225.000SH SOLE 1500.000 71725.000 Munivest Fund Ii Inc NON-TAX CEF 62629p105 595 39796.000SH SOLE 39796.000 Muniyield California Fund Inc NON-TAX CEF 626296107 1494 109525.000SH SOLE 4000.000 105525.000 Muniyield California Insured F NON-TAX CEF 62629l104 891 65488.000SH SOLE 65488.000 Muniyield Quality Fund Ii Inc NON-TAX CEF 62630t104 209 17000.000SH SOLE 17000.000 Nuveen California Dividend Adv NON-TAX CEF 67066y105 215 14800.000SH SOLE 3100.000 11700.000 Nuveen California Dividend Adv NON-TAX CEF 67070y109 153 11530.000SH SOLE 11530.000 Pimco Ca Muni Inc Fd Com NON-TAX CEF 72200N106 168 11946.000SH SOLE 11946.000 Pimco California Muni Income F NON-TAX CEF 72200m108 324 23000.000SH SOLE 5000.000 18000.000 Pimco California Municipal Inc NON-TAX CEF 72201c109 1977 140011.000SH SOLE 24100.000 115911.000 Pimco Municipal Inc Fd Com NON-TAX CEF 72200R107 268 18500.000SH SOLE 18500.000 Van Kampen California Quality NON-TAX CEF 920920105 955 61863.000SH SOLE 61863.000 Aberdeen Asia Pacific Income F TAXABLE CEF 003009107 328 54083.000SH SOLE 2000.000 52083.000 Aberdeen Australia Equity Fund TAXABLE CEF 003011103 875 76900.000SH SOLE 76900.000 Acm Income Fd Inc Formerly Acm TAXABLE CEF 000912105 1366 168701.000SH SOLE 29440.000 139261.000 Blackrock California Insured M TAXABLE CEF 09247g108 330 20610.000SH SOLE 20610.000 Blackrock Global Floating Rate TAXABLE CEF 091941104 324 17800.000SH SOLE 17800.000 Blackrock Income Opportunity T TAXABLE CEF 092475102 147 13500.000SH SOLE 13500.000 Blackrock Income Trust Inc TAXABLE CEF 09247f100 95 13336.000SH SOLE 13336.000 CALAMOS STRATEGIC TOTAL RETURN TAXABLE CEF 128125101 246 18500.000SH SOLE 18500.000 Corporate High Yield Fund Inc TAXABLE CEF 219914108 123 14800.000SH SOLE 13800.000 1000.000 Debt Strategies Fd Inc New TAXABLE CEF 24276q109 281 44900.000SH SOLE 44900.000 EATON VANCE FLOATING RATE INCO TAXABLE CEF 278279104 650 34450.000SH SOLE 34450.000 EATON VANCE LIMITED DURATION I TAXABLE CEF 27828h105 1346 74433.000SH SOLE 19596.000 54837.000 EATON VANCE TAX ADVANTAGED TAXABLE CEF 27828G107 3675 181676.000SH SOLE 95200.000 86476.000 EATON VANCE TAX ADVANTAGED GLO TAXABLE CEF 27828s101 5954 312718.000SH SOLE 44900.000 267818.000 Evergreen Income Advantage Fun TAXABLE CEF 30023y105 2407 169270.000SH SOLE 69217.000 100053.000 Evergreen Managed Income Fund TAXABLE CEF 30024y104 3440 200566.000SH SOLE 44500.000 156066.000 Franklin Universal Trust-Sbi TAXABLE CEF 355145103 226 37983.000SH SOLE 13590.000 24393.000 Gabelli Equity Trust Inc TAXABLE CEF 362397101 262 29098.000SH SOLE 29098.000 John Hancock Preferred Income TAXABLE CEF 41013w108 419 18700.000SH SOLE 18700.000 John Hancock Preferred Income TAXABLE CEF 41013x106 305 13500.000SH SOLE 13500.000 John Hancock Preferred Income TAXABLE CEF 41021p103 733 34100.000SH SOLE 34100.000 Liberty All-Star Equity Fund S TAXABLE CEF 530158104 175 19608.000SH SOLE 19608.000 Morgan Stanley Asia Pacific Fu TAXABLE CEF 61744u106 1685 132400.000SH SOLE 132400.000 Nicholas-Applegate Conv & Inco TAXABLE CEF 65370f101 869 57530.000SH SOLE 29367.000 28163.000 Nuveen Floating Rate Income Op TAXABLE CEF 6706en100 215 15100.000SH SOLE 15100.000 Nuveen Quality Pfd Income Fd 2 TAXABLE CEF 67072c105 575 42152.000SH SOLE 3000.000 39152.000 Nuveen Quality Pfd Income Fund TAXABLE CEF 67071s101 212 16031.000SH SOLE 16031.000 Pimco Coml Mtg Secs Tr Com TAXABLE CEF 693388100 192 14300.000SH SOLE 14300.000 Pimco Corporate Opp Fd Com TAXABLE CEF 72201b101 7388 476043.000SH SOLE 69279.000 406764.000 Pimco High Income Fund TAXABLE CEF 722014107 1378 97869.000SH SOLE 23800.000 74069.000 Pioneer High Income Tr TAXABLE CEF 72369h106 368 24310.000SH SOLE 4500.000 19810.000 Royce Micro-Cap Trust Inc TAXABLE CEF 780915104 274 20100.000SH SOLE 3000.000 17100.000 Scudder High Income Tr Shs TAXABLE CEF 811153105 94 13450.000SH SOLE 13450.000 Templeton Dragon Fund Inc New TAXABLE CEF 88018t101 2086 122300.000SH SOLE 122300.000 Van Kampen Senior Income Trust TAXABLE CEF 920961109 173 20300.000SH SOLE 20300.000 Western Asset/Claymore U S Tre TAXABLE CEF 95766r104 384 29250.000SH SOLE 29250.000 Zweig Fund Inc TAXABLE CEF 989834106 329 60002.000SH SOLE 60002.000 Corporate High Yield Fund Iii HEDGE 219925104 103 12580.00 SH SOLE 9080.00 3500.00 NEUBERGER BERMAN REAL ESTATE C REIT CEF 64190A103 202 15063 SH SOLE 10063 5000
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