-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K08XgLN8EmvJLJOkDT8vWT28m8C66W1g3uZf69x2crbLgSEeMDpLi2lRdxTtItWG hi5a2BsKvJSXF5+GTOYx8A== 0001161722-06-000003.txt : 20060523 0001161722-06-000003.hdr.sgml : 20060523 20060523123131 ACCESSION NUMBER: 0001161722-06-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060523 DATE AS OF CHANGE: 20060523 EFFECTIVENESS DATE: 20060523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOLLENCREST SECURITIES LLC CENTRAL INDEX KEY: 0001161722 IRS NUMBER: 954121065 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06753 FILM NUMBER: 06860744 BUSINESS ADDRESS: STREET 1: 5535 BALBOA BLVD STREET 2: SUITE 200 CITY: ENCINO STATE: CA ZIP: 91316 BUSINESS PHONE: 8183827720 FORMER COMPANY: FORMER CONFORMED NAME: RND RESOURCES INC DATE OF NAME CHANGE: 20011031 13F-HR 1 inftable.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 23F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2006 Check Here if Amendment [ ] This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hollencrest Securities LLC Address: 100 Bayview Circle Suite 500 Newport Beach, CA 92660 13F File Number: 801-55904 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Peter J. Pellizzon Title: Managing Director Phone: 949-823-7723 Signature: Place: and Date of Signing: Peter J. Pellizzon Los Angeles, California May 23, 2006 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 298 Form 13F Information Table Value Total: $242,160 ($1,000s) List of Other Included Managers: 0 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADOBE SYSTEMS INC COM 00724f101 361 10345 SH SOLE 2000 8345 ALLIANCE GAMING CORP COM NEW COM 01859P609 0 11000 SH SOLE 11000 ALLTEL CORP COM COM 020039103 1379 21300 SH SOLE 21300 ALTRIA GROUP INC COM 02209s103 1090 15378 SH SOLE 15378 AMERICAN MOBILE DENTAL CORP COM 02755p107 0 100000 SH SOLE 100000 AMERIPRISE FINL INC COM 03076c106 343 7601 SH SOLE 7601 APACHE CORP COM 037411105 398 6075 SH SOLE 6075 APPLIED MATERIALS INC COM 038222105 202 11512 SH SOLE 6496 5016 AUTOMATIC DATA PROCESSING INC COM 053015103 420 9200 SH SOLE 9200 AZTAR CORP COM COM 054802103 370 8800 SH SOLE 8800 Aetrium Inc Com COM 00817R103 132 26195 SH SOLE 26195 American Express Company COM 025816109 579 11010 SH SOLE 11010 Amgen Inc Com COM 031162100 1127 15496 SH SOLE 5279 10217 Apple Computer Com Npv COM 037833100 298 4744 SH SOLE 4744 Arawak Energy Corp COM 038743100 135 50000 SH SOLE 50000 Armor Hldgs Inc Com COM 042260109 412 7072 SH SOLE 6472 600 Atlantis Internet Group Corp COM 04914u100 1 10000 SH SOLE 10000 BALSAM VENTURES INC COM 058820101 31 240000 SH SOLE 240000 BANK OF AMERICA CORP COM 060505104 1649 36210 SH SOLE 862 35348 BEA SYS INC COM COM 073325102 351 26700 SH SOLE 26700 BEAR STEARNS COS INC COM COM 073902108 735 5300 SH SOLE 5300 BELO CORP COM SER A COM 080555105 231 11600 SH SOLE 11600 BIOMET INC COM 090613100 407 11460 SH SOLE 6284 5176 BIRKS & MAYORS INC CLASS A VOT COM 090881103 133 21737 SH SOLE 21737 BOYD GAMING CORP COM COM 103304101 395 7900 SH SOLE 7900 BRAVO FOODS INTERNATIONAL CORP COM 105666101 11 20000 SH SOLE 20000 BURLINGTON RESOURCES INC COM 122014103 451 4907 SH SOLE 4907 Berkshire Hathaway Inc-Del Cl COM 084670207 11533 3829 SH SOLE 66 3763 Biomira Inc COM 09161r106 23 16900 SH SOLE 16900 Broadcom Corp Cl A COM 111320107 268 6209 SH SOLE 4694 1515 CAPITAL CITY BK GROUP INC COM COM 139674105 210 5906 SH SOLE 5906 CB RICHARD ELLIS GROUP INC COM 12497t101 892 11050 SH SOLE 11050 CELGENE CORP COM 151020104 1150 26000 SH SOLE 26000 CENDANT CORP COM 151313103 238 13700 SH SOLE 1700 12000 CHEVRON CORPORATION COM 166764100 1998 34458 SH SOLE 1348 33110 CHICAGO MERCANTILE EXCHANGE HO COM 167760107 3133 7000 SH SOLE 7000 CITIGROUP INC COM 172967101 232 4914 SH SOLE 3020 1894 COCA COLA CO COM 191216100 521 12440 SH SOLE 453 11987 COMPUTER ASSOC INTL INC COM COM 204912109 1380 50700 SH SOLE 50700 COSTCO WHOLESALE CORP-NEW COM 22160k105 770 14225 SH SOLE 2000 12225 CVB FINANCIAL CORP COM 126600105 287 16802 SH SOLE 16802 Ceradyne Inc Com COM 156710105 228 4574 SH SOLE 4574 Chase Resource Corp New COM 161908108 0 26000 SH SOLE 26000 Cisco Systems Inc COM 17275r102 719 33177 SH SOLE 7810 25367 Claire S Stores Inc Com COM 179584107 416 11455 SH SOLE 11455 Cognizant Technology Solutions COM 192446102 355 5971 SH SOLE 5571 400 Commercewest Bank Na COM 20084t103 200 11124 SH SOLE 6024 5100 Conographic Corp Calif Restr COM 0 11000 SH SOLE 11000 Corning Inc COM 219350105 226 8416 SH SOLE 2376 6040 Cost-U-Less Inc Com COM 221492101 1311 166965 SH SOLE 20000 146965 Covansys Corp COM 22281w103 172 10000 SH SOLE 10000 DELPHI CORP (FORMERLY DELPHI A COM 7 10250 SH SOLE 10250 DICKS SPORTING GOODS INC COM 253393102 563 14200 SH SOLE 14200 Davita Inc Com COM 23918K108 362 6010 SH SOLE 6010 Dell Inc Com COM 24702R101 254 8548 SH SOLE 800 7748 Drugstore Com Inc Com COM 262241102 62 20000 SH SOLE 20000 EASTMAN KODAK CO COM COM 277461109 618 21742 SH SOLE 21742 EXXON MOBIL CORP COM 30231g102 954 15678 SH SOLE 1326 14352 Easyriders Inc. 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13948.000 MANAGED HIGH YIELD PLUS FUND I TAXABLE CEF 561911108 72 14500.000SH SOLE 14500.000 MFS MULTIMARKET INCOME TRUST S TAXABLE CEF 552737108 79 13200.000SH SOLE 13200.000 MORGAN STANLEY ASIA PACIFIC FU TAXABLE CEF 61744u106 4513 268300.000SH SOLE 268300.000 MORGAN STANLEY EMERGING MKTS F TAXABLE CEF 61744g107 1007 40000.000SH SOLE 40000.000 MORGAN STANLEY HIGH YIELD FUND TAXABLE CEF 61744m104 124 21720.000SH SOLE 9120.000 12600.000 Mfs Intermediate Income Trust TAXABLE CEF 55273c107 124 20152.000SH SOLE 20152.000 NUVEEN FLOATING RATE INCOME FD TAXABLE CEF 67072t108 393 30100.000SH SOLE 25300.000 4800.000 NUVEEN FLOATING RATE INCOME OP TAXABLE CEF 6706en100 533 40200.000SH SOLE 19500.000 20700.000 NUVEEN PFD & CONV INCOME FUND TAXABLE CEF 67073d102 314 25450.000SH SOLE 25450.000 NUVEEN PREFERRED AND CONVERTIB TAXABLE CEF 67073b106 234 18896.000SH SOLE 18896.000 NUVEEN QUALITY PFD INCOME FD 2 TAXABLE CEF 67072c105 501 36694.000SH SOLE 3000.000 33694.000 NUVEEN SR INCOME FD TAXABLE CEF 67067y104 123 14600.000SH SOLE 6500.000 8100.000 Nicholas-Applegate Conv & Inco TAXABLE CEF 65370f101 497 31934.000SH SOLE 18267.000 13667.000 PIMCO FLOATING RATE INCOME FUN TAXABLE CEF 72201h108 780 40100.000SH SOLE 28300.000 11800.000 PUTNAM MASTER INTERMEDIATE INC TAXABLE CEF 746909100 135 22500.000SH SOLE 22500.000 PUTNAM PREMIER INCOME TRUST SB TAXABLE CEF 746853100 277 45300.000SH SOLE 45300.000 Pimco Coml Mtg Secs Tr Com TAXABLE CEF 693388100 199 14300.000SH SOLE 1500.000 12800.000 Pimco Corporate Opp Fd Com TAXABLE CEF 72201b101 2461 141751.000SH SOLE 21912.000 119839.000 Pimco High Income Fund TAXABLE CEF 722014107 687 45583.000SH SOLE 12850.000 32733.000 Pioneer High Income Tr TAXABLE CEF 72369h106 226 13460.000SH SOLE 5450.000 8010.000 Royce Micro-Cap Trust Inc TAXABLE CEF 780915104 291 19100.000SH SOLE 3000.000 16100.000 SALOMON BROS EMERGING MKTS DEB TAXABLE CEF 79550e107 197 11200.000SH SOLE 11200.000 SALOMON BROTHERS EMERGING MARK TAXABLE CEF 794910109 140 10500.000SH SOLE 3100.000 7400.000 SALOMON BROTHERS GLOBAL HIGH I TAXABLE CEF 79550g102 162 13000.000SH SOLE 13000.000 SALOMON BROTHERS HIGH INCOME F TAXABLE CEF 794907105 124 12500.000SH SOLE 12500.000 SALOMON BROTHERS INFLATION MAN TAXABLE CEF 79550v109 203 12500.000SH SOLE 10100.000 2400.000 Senior High Income Portfolio I TAXABLE CEF 81721e107 63 10700.000SH SOLE 10700.000 TEMPLETON DRAGON FUND INC NEW TAXABLE CEF 88018t101 6322 292300.000SH SOLE 292300.000 TEMPLETON EMERGING MARKETS FUN TAXABLE CEF 880191101 1927 96100.000SH SOLE 96100.000 VAN KAMPEN SENIOR INCOME TRUST TAXABLE CEF 920961109 317 38800.000SH SOLE 38800.000 WESTERN ASSET/CLAYMORE U S TRE TAXABLE CEF 95766q106 193 17000.000SH SOLE 14300.000 2700.000 WESTERN ASSET/CLAYMORE U S TRE TAXABLE CEF 95766r104 1340 116505.000SH SOLE 54994.000 61511.000 ZWEIG FUND INC TAXABLE CEF 989834106 330 60002.000SH SOLE 60002.000 Putnam Var Ann - Fixed Acct ANNUITY 65 64503.18 SH SOLE 64503.18 CORPORATE HIGH YIELD FUND III HEDGE 219925104 92 12080.00 SH SOLE 9080.00 3000.00 ING CLARION GLOBAL REAL ESTATE REIT CEF 44982g104 347 18900 SH SOLE 1200 17700 NEUBERGER BERMAN REAL ESTATE C REIT CEF 64190A103 237 15000 SH SOLE 10000 5000
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