-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JGoqN4qNt0FRk0+UZVe22O8LZD6hlIDLn4F8ZPsm6TQx6jPoevULonekt2PcI3xD 6XWn6j/6xIpQuO1Ndh0VqA== 0001161722-06-000004.txt : 20060724 0001161722-06-000004.hdr.sgml : 20060724 20060724134942 ACCESSION NUMBER: 0001161722-06-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060724 DATE AS OF CHANGE: 20060724 EFFECTIVENESS DATE: 20060724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOLLENCREST SECURITIES LLC CENTRAL INDEX KEY: 0001161722 IRS NUMBER: 954121065 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06753 FILM NUMBER: 06976169 BUSINESS ADDRESS: STREET 1: 5535 BALBOA BLVD STREET 2: SUITE 200 CITY: ENCINO STATE: CA ZIP: 91316 BUSINESS PHONE: 8183827720 FORMER COMPANY: FORMER CONFORMED NAME: RND RESOURCES INC DATE OF NAME CHANGE: 20011031 13F-HR 1 inftable.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 23F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2006 Check Here if Amendment [ ] This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hollencrest Securities LLC Address: 100 Bayview Circle Suite 500 Newport Beach, CA 92660 13F File Number: 801-55904 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Peter J. Pellizzon Title: Managing Director Phone: 949-823-7723 Signature: Place: and Date of Signing: Peter J. Pellizzon Los Angeles, California July 24, 2006 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 290 Form 13F Information Table Value Total: $244,041 ($1,000s) List of Other Included Managers: 0 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALLIANCE GAMING CORP COM NEW COM 01859P609 0 11000 SH SOLE 11000 ALLTEL CORP COM COM 020039103 1360 21300 SH SOLE 21300 ALTRIA GROUP INC COM 02209s103 615 8378 SH SOLE 8378 AMERICAN EXPRESS COMPANY COM 025816109 586 11010 SH SOLE 11010 AMERICAN MOBILE DENTAL CORP COM 02755p107 0 100000 SH SOLE 100000 APACHE CORP COM 037411105 415 6075 SH SOLE 6075 AUTOMATIC DATA PROCESSING INC COM 053015103 417 9200 SH SOLE 9200 AZTAR CORP COM COM 054802103 457 8800 SH SOLE 8800 Aetrium Inc Com COM 00817R103 119 26195 SH SOLE 26195 Amgen Inc Com COM 031162100 991 15194 SH SOLE 5202 9992 Apple Computer Com Npv COM 037833100 272 4762 SH SOLE 4762 Arawak Energy Corp COM 038743100 98 50000 SH SOLE 50000 Armor Hldgs Inc Com COM 042260109 388 7072 SH SOLE 6472 600 Atlantis Internet Group Corp COM 04914u100 0 10000 SH SOLE 10000 BALSAM VENTURES INC COM 058820101 20 240000 SH SOLE 240000 BANK OF AMERICA CORP COM 060505104 1742 36210 SH SOLE 862 35348 BEA SYS INC COM COM 073325102 350 26700 SH SOLE 26700 BEAR STEARNS COS INC COM COM 073902108 826 5900 SH SOLE 5900 BELO CORP COM SER A COM 080555105 181 11600 SH SOLE 11600 BERKSHIRE HATHAWAY INC-DEL CL COM 084670108 367 4 SH SOLE 4 BIOMET INC COM 090613100 355 11360 SH SOLE 6184 5176 BIRKS & MAYORS INC CLASS A VOT COM 090881103 140 21737 SH SOLE 21737 BOYD GAMING CORP COM COM 103304101 319 7900 SH SOLE 7900 BRAVO FOODS INTERNATIONAL CORP COM 105666101 12 20000 SH SOLE 20000 Berkshire Hathaway Inc-Del Cl COM 084670207 11643 3826 SH SOLE 66 3760 Biomira Inc COM 09161r106 18 16900 SH SOLE 16900 CB RICHARD ELLIS GROUP INC COM 12497t101 769 30900 SH SOLE 30900 CELGENE CORP COM 151020104 1233 26000 SH SOLE 26000 CENDANT CORP COM 151313103 223 13700 SH SOLE 1700 12000 CHEVRON CORPORATION COM 166764100 2138 34458 SH SOLE 1348 33110 CHICAGO MERCANTILE EXCHANGE HO COM 167760107 3438 7000 SH SOLE 7000 CHINA TRAVEL INTERNATIONAL INV COM y1507d100 5 20000 SH SOLE 20000 CITIGROUP INC COM 172967101 204 4227 SH SOLE 2330 1897 COCA COLA CO COM 191216100 536 12465 SH SOLE 453 12012 COMPUTER ASSOC INTL INC COM COM 204912109 1042 50700 SH SOLE 50700 CONOCOPHILLIPS COM 20825c104 287 4376 SH SOLE 3536 840 COSTCO WHOLESALE CORP-NEW COM 22160k105 813 14225 SH SOLE 2000 12225 CVB FINANCIAL CORP COM 126600105 263 16802 SH SOLE 16802 Ceradyne Inc Com COM 156710105 257 5199 SH SOLE 5199 Chase Resource Corp New COM 161908108 0 26000 SH SOLE 26000 Cisco Systems Inc COM 17275r102 643 32927 SH SOLE 7810 25117 Claire S Stores Inc Com COM 179584107 287 11246 SH SOLE 11246 Cognizant Technology Solutions COM 192446102 402 5971 SH SOLE 5571 400 Commercewest Bank Na COM 20084t103 192 11124 SH SOLE 6024 5100 Conographic Corp Calif Restr COM 0 11000 SH SOLE 11000 Corning Inc COM 219350105 212 8746 SH SOLE 2091 6655 Cost-U-Less Inc Com COM 221492101 1314 162605 SH SOLE 20000 142605 Covansys Corp COM 22281w103 126 10000 SH SOLE 10000 DELPHI CORP (FORMERLY DELPHI A COM 68 40250 SH SOLE 10250 30000 DICKS SPORTING GOODS INC COM 253393102 378 9540 SH SOLE 9540 Davita Inc Com COM 23918K108 299 6010 SH SOLE 6010 Drugstore Com Inc Com COM 262241102 58 20000 SH SOLE 20000 EASTMAN KODAK CO COM COM 277461109 517 21742 SH SOLE 21742 EXXON MOBIL CORP COM 30231g102 952 15525 SH SOLE 1326 14199 Easyriders Inc. 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COM 758932107 1824 51213 SH SOLE 51213 Reynaldos Mexican Food Company COM 761692102 2 10075 SH SOLE 10075 Rf Microdevices Inc Com COM 749941100 602 100900 SH SOLE 900 100000 Rite Aid Corp Com COM 767754104 144 34000 SH SOLE 34000 SEAGATE TECHNOLOGY COM g7945j104 395 17435 SH SOLE 11600 5835 SMITH INTERNATIONAL INC COM 832110100 355 7980 SH SOLE 7980 SOLPOWER CORP COM 833981103 2 22000 SH SOLE 22000 STATION CASINOS INC COM 857689103 4127 60620 SH SOLE 5220 55400 SYMANTEC CORP COM COM 871503108 1041 67018 SH SOLE 24151 42867 Shuffle Master Inc Com COM 825549108 341 10403 SH SOLE 10403 Sirius Satellite Radio Inc COM 82966u103 228 47972 SH SOLE 790 47182 Smarttalk Teleservices Com COM 83169a100 0 50000 SH SOLE 50000 Southwestern Energy Co COM 845467109 329 10558 SH SOLE 58 10500 Starbucks Corp Com COM 855244109 602 15949 SH SOLE 520 15429 Sun Microsystems Inc COM 866810104 141 33967 SH SOLE 15375 18592 TD BANKNORTH INC COM COM 87235A101 395 13426 SH SOLE 13426 TEJON RANCH CO COM 879080109 263 6400 SH SOLE 6400 TELKONET INC COM 879604106 31 10000 SH SOLE 10000 TENNECO INC COM 880349105 364 14000 SH SOLE 14000 TIME WARNER INC NEW COM COM 887317105 566 32734 SH SOLE 2987 29747 Tlc Vision Corporation COM 872549100 73 16000 SH SOLE 16000 Trc Cos Inc Com COM 872625108 126 12000 SH SOLE 12000 Triangle Multi-Media Ltd Inc C COM 895891109 0 1500000 SH SOLE 1500000 Tyco International Ltd COM 902124106 223 8127 SH SOLE 8127 UNITED PARCEL SVC INC CL B COM 911312106 3963 48136 SH SOLE 230 47906 UNIVERSAL HEALTH SVCS INC CL B COM 913903100 247 4915 SH SOLE 215 4700 US BANCORP DEL COM NEW COM 902973304 3860 125000 SH SOLE 125000 USEC INC COM 90333e108 237 20000 SH SOLE 20000 Urban Outfitters Inc Com COM 917047102 180 10279 SH SOLE 8679 1600 VERISIGN INC COM COM 92343E102 204 8800 SH SOLE 8800 VOLKSWAGEN AG-ORD NO PAR VALUE COM d94523145 560 8000 SH SOLE 8000 Vasomedical Inc Com COM 922321104 1 10000 SH SOLE 10000 Vertical Computer Systems Inc COM 92532r203 2 50000 SH SOLE 50000 Vrb Power Systems Inc COM 91829g102 22 40000 SH SOLE 40000 WASHINGTON MUTUAL INC COM 939322103 229 5025 SH SOLE 1500 3525 WILEY JOHN + SON CLASS A COM 968223206 309 9300 SH SOLE 9300 West Corp Com COM 952355105 383 7995 SH SOLE 7995 Wet Seal Inc-Cl A COM 961840105 57 11650 SH SOLE 11650 Yahoo Inc Com COM 984332106 561 16985 SH SOLE 8586 8399 ALLIANZ AKTIENGESELLSCHAFT SPO ADR 018805101 474 30000 SH SOLE 30000 BHP BILLITON LTD SPONSORED ADR ADR 088606108 4936 114600 SH SOLE 114600 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 393 24500 SH SOLE 24500 NESTLE SA-SPONSORED ADR REPSTG ADR 641069406 580 7400 SH SOLE 7400 NOVARTIS AG-SPONSORED ADR ADR 66987v109 2157 40000 SH SOLE 40000 PETROCHINA CO ADS EACH REPR 10 ADR 71646e100 2213 20500 SH SOLE 20500 TOYOTA MOTOR CORP-ADR NEW REPS ADR 892331307 272 2600 SH SOLE 100 2500 DIAMONDS TRUST-UNIT SERIES 1 INDEX CEF 252787106 253 2260.000 SH SOLE 150.000 2110.000 ISHARES TR RUSSELL MIDCAP GROW INDEX CEF 464287481 518 5405.000 SH SOLE 5151.000 254.000 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CEF 464287408 1133 16488.000SH SOLE 15908.000 580.000 ISHARES TRUST S&P MIDCAP 400 I INDEX CEF 464287507 352 4603.000 SH SOLE 3883.000 720.000 Ishares Inc Msci Japan Index F INDEX CEF 464286848 1712 125479.000SH SOLE 121217.000 4262.000 Nasdaq 100 Shares Unit Ser 1 INDEX CEF 631100104 740 19094.660SH SOLE 2985.000 16109.660 POWERSHARES EXCHANGE-TRADED FU INDEX CEF 73935x583 310 6000.000 SH SOLE 6000.000 SECTOR SPDR TRUST SHS BEN INT INDEX CEF 81369y803 202 9923.000 SH SOLE 9923.000 STANDARD & POORS DEPOSITARY RE INDEX CEF 78462f103 2624 20626.000SH SOLE 9706.000 10920.000 Bayport Foxmoor Associates LP 0 100000.000SH SOLE 100000.000 Bayport Serenade Partners LP 3 LP 0 40000.000SH SOLE 40000.000 Enbridge Energy Partners L P LP 29250r106 296 6800.000 SH SOLE 6800.000 POPE RESOURCES-A DELAWARE LP D LP 732857107 732 23500.000SH SOLE 23500.000 Smith Barney AAA Energy Future LP 260 101.226 SH SOLE 101.226 Nicholas-Applegate Conv & Inco CONV 65370f101 461 29600 SH SOLE 29600 Alliance Calif Mun 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KAMPEN CALIFORNIA VALUE MU NON-TAX CEF 92112b107 3086 203705.000SH SOLE 34303.000 169402.000 VAN KAMPEN TR FOR INVESTMENT G NON-TAX CEF 920932100 200 14000.000SH SOLE 14000.000 ABERDEEN AUSTRALIA EQUITY FUND TAXABLE CEF 003011103 986 76900.000SH SOLE 76900.000 ACM INCOME FD INC FORMERLY ACM TAXABLE CEF 000912105 2081 280841.000SH SOLE 78490.000 202351.000 ALLIANCE WORLD DOLLAR GOVERNME TAXABLE CEF 01879r106 161 13400.000SH SOLE 13400.000 Aberdeen Asia Pacific Income F TAXABLE CEF 003009107 303 50814.000SH SOLE 50814.000 BLACKROCK DIVIDEND ACHIEVERS T TAXABLE CEF 09250n107 681 53100.000SH SOLE 39100.000 14000.000 BLACKROCK ENHANCED DIVID ACHIE TAXABLE CEF 09251a104 251 18600.000SH SOLE 18600.000 BLACKROCK GLOBAL FLOATING RATE TAXABLE CEF 091941104 294 15512.516SH SOLE 15512.516 BLACKROCK INCOME TRUST INC TAXABLE CEF 09247f100 186 30500.000SH SOLE 30500.000 CALAMOS CONV & HIGH INCOME FD TAXABLE CEF 12811p108 352 22000.000SH SOLE 22000.000 CALAMOS STRATEGIC TOTAL RETURN TAXABLE CEF 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41013w108 204 9084.000 SH SOLE 9084.000 KOREA FUND INC TAXABLE CEF 500634100 1344 37000.000SH SOLE 37000.000 LIBERTY ALL-STAR EQUITY FUND S TAXABLE CEF 530158104 100 13209.000SH SOLE 13209.000 MFS GOVERNMENT MARKETS INCOME TAXABLE CEF 552939100 102 16300.000SH SOLE 16300.000 MFS INTERMEDIATE INCOME TRUST TAXABLE CEF 55273c107 199 32702.000SH SOLE 32702.000 MFS MULTIMARKET INCOME TRUST S TAXABLE CEF 552737108 93 16000.000SH SOLE 16000.000 MORGAN STANLEY ASIA PACIFIC FU TAXABLE CEF 61744u106 4226 268300.000SH SOLE 268300.000 MORGAN STANLEY EMERGING MKTS F TAXABLE CEF 61744g107 1242 54000.000SH SOLE 54000.000 MORGAN STANLEY HIGH YIELD FUND TAXABLE CEF 61744m104 121 21720.000SH SOLE 9120.000 12600.000 Morgan Stanley Eastern Europe TAXABLE CEF 616988101 308 9000.000 SH SOLE 9000.000 NUVEEN EQUITY PREM OPPORTUNITY TAXABLE CEF 6706em102 295 16400.000SH SOLE 16400.000 NUVEEN FLOATING RATE INCOME FD TAXABLE CEF 67072t108 393 30100.000SH SOLE 25300.000 4800.000 NUVEEN FLOATING RATE INCOME OP TAXABLE CEF 6706en100 550 41350.000SH SOLE 19500.000 21850.000 NUVEEN PFD & CONV INCOME FUND TAXABLE CEF 67073d102 645 52508.000SH SOLE 52508.000 NUVEEN PREFERRED AND CONVERTIB TAXABLE CEF 67073b106 449 36504.000SH SOLE 36504.000 NUVEEN QUALITY PFD INCOME FD 2 TAXABLE CEF 67072c105 717 52548.000SH SOLE 3000.000 49548.000 NUVEEN QUALITY PFD INCOME FUND TAXABLE CEF 67071s101 250 19290.000SH SOLE 19290.000 NUVEEN SR INCOME FD TAXABLE CEF 67067y104 162 20100.000SH SOLE 6500.000 13600.000 Nicholas-Applegate Conv & Inco TAXABLE CEF 65370f101 498 31934.000SH SOLE 18267.000 13667.000 Nicholas-Applegate Convertible TAXABLE CEF 65370g109 275 18397.000SH SOLE 18397.000 PIMCO FLOATING RATE INCOME FUN TAXABLE CEF 72201h108 838 42100.000SH SOLE 30300.000 11800.000 PUTNAM MASTER INTERMEDIATE INC TAXABLE CEF 746909100 113 18800.000SH SOLE 18800.000 PUTNAM PREMIER INCOME TRUST SB TAXABLE CEF 746853100 283 47100.000SH SOLE 47100.000 Pimco Coml Mtg Secs Tr Com TAXABLE CEF 693388100 195 14300.000SH SOLE 1500.000 12800.000 Pimco Corporate Opp Fd Com TAXABLE CEF 72201b101 1168 68715.000SH SOLE 20212.000 48503.000 Pimco High Income Fund TAXABLE CEF 722014107 842 56033.000SH SOLE 12850.000 43183.000 Pioneer High Income Tr TAXABLE CEF 72369h106 232 13460.000SH SOLE 5450.000 8010.000 Royce Micro-Cap Trust Inc TAXABLE CEF 780915104 278 19100.000SH SOLE 3000.000 16100.000 SALOMON BROS EMERGING MKTS DEB TAXABLE CEF 79550e107 186 11200.000SH SOLE 11200.000 SALOMON BROTHERS EMERGING MARK TAXABLE CEF 794910109 132 10500.000SH SOLE 3100.000 7400.000 SALOMON BROTHERS HIGH INCOME F TAXABLE CEF 794907105 160 16300.000SH SOLE 16300.000 SALOMON BROTHERS INFLATION MAN TAXABLE CEF 79550v109 198 12500.000SH SOLE 10100.000 2400.000 Senior High Income Portfolio I TAXABLE CEF 81721e107 67 11100.000SH SOLE 11100.000 TEMPLETON DRAGON FUND INC NEW TAXABLE CEF 88018t101 6030 292300.000SH SOLE 292300.000 TEMPLETON EMERGING MARKETS FUN TAXABLE CEF 880191101 1760 96900.000SH SOLE 96900.000 VAN KAMPEN SENIOR INCOME TRUST TAXABLE CEF 920961109 380 45600.000SH SOLE 45600.000 WESTERN ASSET/CLAYMORE U S TRE TAXABLE CEF 95766q106 189 17000.000SH SOLE 14300.000 2700.000 WESTERN ASSET/CLAYMORE U S TRE TAXABLE CEF 95766r104 1321 117606.000SH SOLE 55574.000 62032.000 ZWEIG FUND INC TAXABLE CEF 989834106 320 60002.000SH SOLE 60002.000 Putnam Var Ann - Fixed Acct ANNUITY 65 64503.18 SH SOLE 64503.18 Pacific Specialty Mgmt (affili 69486#104 2500 2500000.0000000SH SOLE 2500000.0000000 CORPORATE HIGH YIELD FUND III HEDGE 219925104 88 12080.00 SH SOLE 9080.00 3000.00 ING CLARION GLOBAL REAL ESTATE REIT CEF 44982g104 545 30500 SH SOLE 1200 29300 NEUBERGER BERMAN REAL ESTATE S REIT CEF 64190a103 154 10000 SH SOLE 10000
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