-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ANIV8RnqGlZ9Yfnp0OID1acCrPD5wKxBilyAtuzMVZmkDFiCAC4oxyYqpc1FN8Qs cXIitHTD6jAPVEFavr9Wnw== 0001161722-08-000004.txt : 20080731 0001161722-08-000004.hdr.sgml : 20080731 20080731132535 ACCESSION NUMBER: 0001161722-08-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080731 DATE AS OF CHANGE: 20080731 EFFECTIVENESS DATE: 20080731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOLLENCREST SECURITIES LLC CENTRAL INDEX KEY: 0001161722 IRS NUMBER: 954121065 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06753 FILM NUMBER: 08981227 BUSINESS ADDRESS: STREET 1: 5535 BALBOA BLVD STREET 2: SUITE 200 CITY: ENCINO STATE: CA ZIP: 91316 BUSINESS PHONE: 8183827720 FORMER COMPANY: FORMER CONFORMED NAME: RND RESOURCES INC DATE OF NAME CHANGE: 20011031 13F-HR/A 1 inftable.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 23F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check Here if Amendment [ ] This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hollencrest Securities LLC Address: 100 Bayview Circle Suite 500 Newport Beach, CA 92660 13F File Number: 801-55904 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Peter J. Pellizzon Title: Managing Director Phone: 949-823-7723 Signature: Place: and Date of Signing: Peter J. Pellizzon Los Angeles, California April 28, 2008 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 355 Form 13F Information Table Value Total: $301,755 ($1,000s) List of Other Included Managers: 0 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COCOM COM 88579Y101 296 3734 SH SOLE 475 3259 ABBOTT LABS COM COM 002824100 332 6014 SH SOLE 1140 4874 AMAZON.COM INC COM COM 023135106 2626 36833 SH SOLE 36833 AMBAC FINANCIAL GROUP INC COM 023139108 184 32000 SH SOLE 9000 23000 AMERICAN EXPRESS CO COM COM 025816109 973 22245 SH SOLE 2100 20145 AMERICAN INTL GROUP INC COM COM 026874107 397 9186 SH SOLE 90 9096 AMGEN INCCOM COM 031162100 643 15381 SH SOLE 1559 13822 AMPHENOL CORP NEW CL A COM 032095101 2362 63400 SH SOLE 63400 ANHEUSER BUSCH COS INC COM COM 035229103 210 4429 SH SOLE 265 4164 APACHE CORP COM COM 037411105 228 1887 SH SOLE 50 1837 APPLE INC COM 037833100 895 6239 SH SOLE 350 5889 APPLIED MATLS INC COM COM 038222105 253 12960 SH SOLE 6100 6860 AT & T INC COM COM 00206R102 300 7822 SH SOLE 7822 AVT INC COM 002422103 13 10072 SH SOLE 10072 Advanced Micro Devices Inc Com COM 007903107 759 128798 SH SOLE 20108 108690 Aetrium Inc Com COM 00817R103 51 12940 SH SOLE 12940 Afv Solutions Inc COM 00106x100 4 15000 SH SOLE 15000 Alaska Communications Sys Grou COM 01167p101 323 26396 SH SOLE 26396 Amtrust Financial Services Inc COM 032359309 195 12000 SH SOLE 12000 Arawak Energy Corp COM 038743100 69 30000 SH SOLE 30000 Arena Pharmaceuticals Inc COM 040047102 128 18700 SH SOLE 7000 11700 At&t Corp New COM 001957505 214 5575 SH SOLE 1000 4575 Atwood Oceanics Inc COM 050095108 1926 21000 SH SOLE 21000 BANK OF AMERICA CORP COM 060505104 3787 99901 SH SOLE 37836 62065 BEA SYS INC COM COM 073325102 241 12600 SH SOLE 5200 7400 BOEING CO COM COM 097023105 268 3598 SH SOLE 3598 BRISTOL MYERS SQUIBB CO COM COM 110122108 895 42010 SH SOLE 42010 Balsam Ventures Inc COM 058820101 8 240000 SH SOLE 240000 Bank 1440 Peoria Ariz Com COM 062199104 0 24407 SH SOLE 24407 Berkshire Hathaway Inc-Del Cl COM 084670207 17122 3828 SH SOLE 66 3762 Birks & Mayors Inc Class A Vot COM 090881103 93 21737 SH SOLE 21737 Bravo Brands Inc COM 105666101 0 20000 SH SOLE 20000 CA INC COM COM 12673P105 329 14600 SH SOLE 5700 8900 CALIFORNIA REPUBLIC BK NEWPORT COM 130569106 575 57500 SH SOLE 57500 CATERPILLAR INC COM 149123101 315 4023 SH SOLE 4023 CELGENE CORP COM 151020104 256 4185 SH SOLE 4185 CHEVRON CORPORATION COM COM 166764100 1278 14974 SH SOLE 3533 11441 CHINA TRAVEL INTERNATIONAL INV COM y1507d100 8 20000 SH SOLE 20000 CHITTENDEN CORP COM 170228100 1565 625 SH SOLE 625 CISCO SYS INC COM COM 17275R102 1307 54239 SH SOLE 7485 46754 CITIGROUP INC COM COM 172967101 394 18393 SH SOLE 3100 15293 COCA COLA CO COM COM 191216100 1623 26662 SH SOLE 10391 16271 CONOCOPHILLIPSCOM COM 20825C104 720 9443 SH SOLE 733 8710 CORNING INC COM COM 219350105 239 9935 SH SOLE 2091 7844 COSTCO WHSL CORP NEW COM COM 22160K105 425 6549 SH SOLE 2000 4549 CVS CAREMARK CORP COM 126650100 220 5443 SH SOLE 100 5343 Cabot Oil & Gas Corp COM 127097103 239 4700 SH SOLE 4700 Cadence Design COM 149 13948 SH SOLE 13500 448 Cic Energy Corp COM g2136r106 244 14230 SH SOLE 14230 Clarient Inc COM 180489106 22 15100 SH SOLE 15100 Conographic Corp Calif Restr COM 0 11000 SH SOLE 11000 Countrywide Financial Corp COM 222372104 276 50200 SH SOLE 50200 Cvb Financial Corp COM 126600105 160 15402 SH SOLE 15402 DELL INC COM COM 24702R101 307 15400 SH SOLE 400 15000 DENTSPLY INTL INC NEW COM COM 249030107 884 22911 SH SOLE 22911 DENWAY MOTORS LTD HKD0.1 COM y2032y106 4 10000 SH SOLE 10000 DEVON ENERGY CORP NEW COM COM 25179M103 221 2120 SH SOLE 2120 DISNEY WALT CO COM COM 254687106 363 11556 SH SOLE 3408 8148 DOMTAR CORP COM COM 257559104 119 17446 SH SOLE 17446 DUNDEE CORPORATION CL A SUBVTG COM 264901109 232 18000 SH SOLE 2700 15300 Delphi Corp (formerly Delphi A COM 2 41725 SH SOLE 10725 31000 Drugstore Com Inc Com COM 262241102 44 20000 SH SOLE 20000 EBAY INC COM COM 278642103 266 8904 SH SOLE 833 8071 EMC CORP MASS COM 268648102 294 20514 SH SOLE 8630 11884 EXXON MOBIL CORP COM 30231G102 3794 44859 SH SOLE 2600 42259 Easyriders Inc. 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COM 758932107 1321 48063 SH SOLE 48063 Repligen Corp COM 759916109 452 93846 SH SOLE 93846 Revlon Inc-Cl A COM 761525500 247 242480 SH SOLE 242480 Rite Aid Corp Com COM 767754104 88 30000 SH SOLE 30000 SALESFORCE COM INCCOM COM 79466L302 295 5100 SH SOLE 5100 SCHLUMBERGER LTD COM COM 806857108 504 5797 SH SOLE 5797 SEARS HLDGS CORPCOM COM 812350106 406 3974 SH SOLE 2000 1974 SIRIUS SATELLITE RADIO INC COM COM 82966U103 64 22381 SH SOLE 940 21441 SMITH INTL INC COM COM 832110100 225 3500 SH SOLE 2292 1208 SOUTHERN COPPER CORPORATION COM 84265v105 1496 14406 SH SOLE 14406 SOUTHWEST CASINO CORPORATION COM 84479v107 10 20000 SH SOLE 20000 STARBUCKS CORP COM COM 855244109 369 21065 SH SOLE 1958 19107 SUN BANCORP INC N J COM COM 86663B102 215 16360 SH SOLE 16360 SYMANTEC CORP COM COM 871503108 201 12085 SH SOLE 4219 7866 Seagate Technology COM G7945J104 633 30225 SH SOLE 11600 18625 Smartalk Teleservices Inc COM 83169a100 0 50000 SH SOLE 50000 Southern Union Co New COM 844030106 280 12018 SH 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237 14444.000SH SOLE 13558.000 886.000 Blackrock Floating Rate Income TAXABLE CEF 09255x100 174 12118.000SH SOLE 12110.000 8.000 Blackrock Global Floating Rate TAXABLE CEF 091941104 301 20772.516SH SOLE 15360.000 5412.516 Blackrock Income Opportunity T TAXABLE CEF 092475102 295 30230.000SH SOLE 23330.000 6900.000 Blackrock Income Trust Inc TAXABLE CEF 09247f100 87 14990.000SH SOLE 4690.000 10300.000 Blackrock Limited Duration Inc TAXABLE CEF 09249w101 286 19320.000SH SOLE 12386.000 6934.000 Calamos Conv & High Income Fd TAXABLE CEF 12811p108 3320 262247.000SH SOLE 158361.000 103886.000 Chartwell Divid & Income Fd In TAXABLE CEF 16139p104 158 24003.000SH SOLE 22203.000 1800.000 Clough Global Allocation Fd TAXABLE CEF 18913y103 293 15500.000SH SOLE 13200.000 2300.000 Clough Global Equity Fd TAXABLE CEF 18914c100 259 14400.000SH SOLE 14400.000 Clough Global Opportunities Fd TAXABLE CEF 18914e106 591 36200.000SH SOLE 36200.000 Credit Suisse High Yield Bd Fd TAXABLE CEF 22544f103 71 23020.000SH SOLE 23020.000 Dreman/Claymore Divid & Income TAXABLE CEF 26153r100 273 19000.000SH SOLE 19000.000 Dreyfus High Yield Strategies TAXABLE CEF 26200s101 114 32970.000SH SOLE 12750.000 20220.000 Dws Multi Mkt Income Tr TAXABLE CEF 23338l108 231 28887.000SH SOLE 28887.000 EATON VANCE CREDIT OPPORTUNITI TAXABLE CEF 278271101 153 11291.000SH SOLE 9281.000 2010.000 EATON VANCE FLOATING RATE INCO TAXABLE CEF 278279104 330 23331.000SH SOLE 7970.000 15361.000 EATON VANCE SENIOR FLOATING RA TAXABLE CEF 27828q105 158 11477.000SH SOLE 11477.000 Eaton Vance Limited Duration I TAXABLE CEF 27828h105 2163 153497.000SH SOLE 102282.000 51215.000 Eaton Vance Short Duration Div TAXABLE CEF 27828v104 477 31370.000SH SOLE 20080.000 11290.000 Eaton Vance Tax-Managed Global TAXABLE CEF 27829c105 204 12853.000SH SOLE 10253.000 2600.000 Evergreen Income Advantage Fun TAXABLE CEF 30023y105 1281 121514.000SH SOLE 64205.000 57309.000 Evergreen Multi Sector Income TAXABLE CEF 30024y104 1677 106429.000SH SOLE 62682.000 43747.000 First Tr / Aberdeen Emerging O TAXABLE CEF 33731k102 209 11960.000SH SOLE 10400.000 1560.000 Franklin Templeton Limited Dur TAXABLE CEF 35472t101 146 13362.000SH SOLE 8902.000 4460.000 Franklin Universal Trust-Sbi TAXABLE CEF 355145103 232 36790.000SH SOLE 15390.000 21400.000 GABELLI DIVIDEND & INCOME FUND TAXABLE CEF 36242h104 421 23600.000SH SOLE 6150.000 17450.000 GABELLI EQUITY TRUST INC TAXABLE CEF 362397101 3974 467535.000SH SOLE 29800.000 437735.000 GLOBAL HIGH INCOME FUND INC TAXABLE CEF 37933g108 1565 113186.000SH SOLE 25918.000 87268.000 Gabelli Healthcare & Wellness TAXABLE CEF 36246k103 110 16451.000SH SOLE 1390.000 15061.000 HIGHLAND CREDIT STRATEGIES FUN TAXABLE CEF 43005q107 300 23034.000SH SOLE 20202.000 2832.000 Hyperion Brookfield Strategic TAXABLE CEF 44915c105 549 62500.000SH SOLE 12500.000 50000.000 Hyperion Brookfield Total Retu TAXABLE CEF 449145101 366 51671.000SH SOLE 43870.000 7801.000 ING PRIME RATE TR SH BEN INT TAXABLE CEF 44977w106 97 17823.000SH SOLE 10890.000 6933.000 Ing Global Equity Dividend And TAXABLE CEF 45684e107 661 39837.000SH SOLE 21337.000 18500.000 JOHN HANCOCK INCOME SECURITIES TAXABLE CEF 410123103 362 28230.000SH SOLE 15766.000 12464.000 LIBERTY ALL-STAR EQUITY FUND S TAXABLE CEF 530158104 470 73515.000SH SOLE 25263.000 48252.000 Lehman Brothers First Trust In TAXABLE CEF 525178109 254 23160.000SH SOLE 18269.000 4891.000 MANAGED HIGH YIELD PLUS FUND I TAXABLE CEF 561911108 68 20830.000SH SOLE 4880.000 15950.000 MFS INTERMEDIATE INCOME TRUST TAXABLE CEF 55273c107 198 31111.000SH SOLE 12360.000 18751.000 MFS MULTIMARKET INCOME TRUST S TAXABLE CEF 552737108 182 31970.000SH SOLE 16670.000 15300.000 MORGAN STANLEY EASTERN EUROPE TAXABLE CEF 616988101 243 7650.000 SH SOLE 7650.000 MORGAN STANLEY EMERGING MARKET TAXABLE CEF 61744h105 108 11300.000SH SOLE 2700.000 8600.000 MORGAN STANLEY EMERGING MARKET TAXABLE CEF 617477104 289 16679.000SH SOLE 12515.000 4164.000 Madison Claymore Covered Call TAXABLE CEF 556582104 166 15598.000SH SOLE 15598.000 Morgan Stanley Asia Pacific Fu TAXABLE CEF 61744u106 3942 218367.093SH SOLE 218367.093 NUVEEN EQUITY PREM ADVANTAGE F TAXABLE CEF 6706et107 194 12730.000SH SOLE 7830.000 4900.000 NUVEEN EQUITY PREM OPPORTUNITY TAXABLE CEF 6706em102 403 26280.000SH SOLE 11380.000 14900.000 NUVEEN QUALITY PFD INCOME FD 2 TAXABLE CEF 67072c105 468 42736.000SH SOLE 16310.000 26426.000 NUVEEN QUALITY PFD INCOME FUND TAXABLE CEF 67071s101 173 16861.000SH SOLE 14960.000 1901.000 Nicholas-Applegate Conv Income TAXABLE CEF 65370g109 744 67660.000SH SOLE 52810.000 14850.000 Nicholas-Applegate Global Equi TAXABLE CEF 65370l108 871 44740.000SH SOLE 44740.000 Nuveen Global Govt Enhanced In TAXABLE CEF 67073c104 212 12179.000SH SOLE 12179.000 Nuveen Global Value Opportunit TAXABLE CEF 6706eh103 201 11070.000SH SOLE 10470.000 600.000 Nuveen Multi-Strategy Income A TAXABLE CEF 67073b106 349 34310.000SH SOLE 12310.000 22000.000 Nuveen Multi-Strategy Income A TAXABLE CEF 67073d102 177 17360.000SH SOLE 13310.000 4050.000 PIMCO FLOATING RATE INCOME FUN TAXABLE CEF 72201h108 757 52449.000SH SOLE 19660.000 32789.000 PIMCO FLOATING RATE STRATEGY F TAXABLE CEF 72201j104 974 77555.000SH SOLE 20850.000 56705.000 PIMCO GLOBAL STOCKPLUS & INCOM TAXABLE CEF 722011103 340 15320.000SH SOLE 14320.000 1000.000 PIMCO INCOME OPPORTUNITY FD CO TAXABLE CEF 72202b100 459 20300.000SH SOLE 2000.000 18300.000 PUTNAM PREMIER INCOME TRUST SB TAXABLE CEF 746853100 176 29005.000SH SOLE 10405.000 18600.000 Pcm Fd Inc Com TAXABLE CEF 69323t101 334 32922.000SH SOLE 21922.000 11000.000 Pimco Corporate Income Fd TAXABLE CEF 72200u100 261 18300.000SH SOLE 11800.000 6500.000 Pimco Corporate Opportunity Fu TAXABLE CEF 72201b101 2871 200612.000SH SOLE 48442.000 152170.000 Pimco High Income Fund TAXABLE CEF 722014107 378 32228.000SH SOLE 25745.000 6483.000 Pioneer Floating Rate Trust TAXABLE CEF 72369j102 256 18410.000SH SOLE 18410.000 Powershares Exchange Traded Fu TAXABLE CEF 73935x856 874 52100.000SH SOLE 52100.000 Royce Micro-Cap Trust Inc TAXABLE CEF 780915104 248 23427.000SH SOLE 7327.000 16100.000 Templeton Dragon Fund Inc New TAXABLE CEF 88018t101 8961 366514.168SH SOLE 366514.168 Templeton Emerging Markets Fun TAXABLE CEF 880191101 5193 263481.957SH SOLE 263481.957 Templeton Global Income Fund TAXABLE CEF 880198106 2905 303501.898SH SOLE 14670.000 288831.898 VAN KAMPEN SENIOR INCOME TRUST TAXABLE CEF 920961109 128 21722.725SH SOLE 11890.000 9832.725 WESTERN ASSET HIGH INCOME FD I TAXABLE CEF 95766j102 196 21320.000SH SOLE 5170.000 16150.000 WESTERN ASSET INFLATION MGMT F TAXABLE CEF 95766u107 185 10905.000SH SOLE 9177.000 1728.000 Western Asset 2008 Worldwide D TAXABLE CEF 95766w103 223 21700.000SH SOLE 21700.000 Western Asset Emerging Mkts De TAXABLE CEF 95766a101 260 14950.000SH SOLE 13250.000 1700.000 Western Asset Premier Bd Fund TAXABLE CEF 957664105 174 14001.000SH SOLE 13001.000 1000.000 Western Asset/Claymore Inflati TAXABLE CEF 95766r104 513 42865.000SH SOLE 37303.000 5562.000 Western Asset/Claymore Inflati TAXABLE CEF 95766q106 227 18930.000SH SOLE 16230.000 2700.000 ZWEIG FUND INC TAXABLE CEF 989834106 163 35456.000SH SOLE 35456.000 ZWEIG TOTAL RETURN FUND INC TAXABLE CEF 989837109 112 24220.000SH SOLE 6170.000 18050.000 Blackrock Corporate High Yield HEDGE 09255m104 110 16880.00 SH SOLE 3840.00 13040.00 Alpine Global Premier Pptys Fd REIT CEF 02083a103 1603 126500 SH SOLE 35900 90600 Cohen & Steers Worldwide Rlty REIT CEF 19248j100 211 14171 SH SOLE 12471 1700 NEUBERGER BERMAN REALTY INCOME REIT CEF 64126g109 1492 900 SH SOLE 900
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