-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EOlgDt7zte7lyYPo1p2IYiRwGjKjfWOunp3TfbTZCFga0/zah8sMpI+EgSr+6XaW iHWtiKiLzgczclH0uA437A== 0001061186-99-000010.txt : 19990705 0001061186-99-000010.hdr.sgml : 19990705 ACCESSION NUMBER: 0001061186-99-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990702 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WCM INVESTMENT MANAGEMENT/CA CENTRAL INDEX KEY: 0001061186 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 953046237 STATE OF INCORPORATION: CA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-07104 FILM NUMBER: 99658321 BUSINESS ADDRESS: STREET 1: 23702 BIRTCHER DR CITY: LAKE FOREST STATE: CA ZIP: 92630 BUSINESS PHONE: 9493800200 MAIL ADDRESS: STREET 1: 23702 BIRTCHER DRIVE CITY: LAKE FORST STATE: CA ZIP: 92630 13F-HR 1 FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment: [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WCM Investment Management Address: 23702 Birtcher Dr. Lake Forest, CA 92630 Form 13F File Number: 28-7104 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tom Rydzeski Title: Vice President, Operations Phone: 949 380-0200 Signature, Place, and Date of Signing: Tom Rydzeski Lake Forest, CA 7/01/99 - ------------------------------ -------------------- -------- Signature City, State Date Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 92 Form 13F Information Table Value Total: $193,856 List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------------- -------- --------- -------- ---------------------- -------- ------------ -------------------------- TITLE CUSIP VALUE SHARES / SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS NUMBER (x$1000) PRINCIPAL AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------- -------- --------- -------- ------------- --- ---- -------- ------------ -------- -------- -------- AT&T CORP COMMON 001957109 7109 127373 SH SOLE AL 127373 ALLSTATE CORP. COMMON 020002101 521 14513 SH SOLE AL 14513 AMERICAN CAPITAL STRATEGIES COMMON 024937104 611 33500 SH SOLE AL 33500 AMERICAN EXPRESS CO COMMON 025816109 286 2200 SH SOLE AL 2200 AMERICAN HOME PRODUCTS CORP COMMON 026609107 580 10112 SH SOLE AL 10112 AMERICAN INTERNATIONAL GROUP INC COMMON 026874107 1029 8777 SH SOLE AL 8777 AMGEN INC COMMON 031162100 558 9160 SH SOLE AL 9160 ANHEUSER-BUSCH COMPANIES INC COMMON 035229103 5086 71700 SH SOLE AL 71700 BANK OF AMERICA CORP. COMMON 060505104 6459 88100 SH SOLE AL 88100 BANK OF NEW YORK COMPANY, INC. COMMON 064057102 400 10913 SH SOLE AL 10913 BANK ONE CORPORATION COMMON 06423A103 6756 113435 SH SOLE AL 113435 BERKSHIRE HATHAWAY CLASS B COMMON 084670207 582 260 SH SOLE AL 260 BESTFOODS COMMON 08658U101 213 4300 SH SOLE AL 4300 BOEING CO COMMON 097023105 454 10325 SH SOLE AL 10325 CARLISLE COMPANIES, INC. COMMON 142339100 451 9375 SH SOLE AL 9375 CARNIVAL CORP COMMON 143658102 209 4305 SH SOLE AL 4305 CATERPILLAR INC COMMON 149123101 11818 196961 SH SOLE AL 196961 CENDANT CORP COMMON 151313103 287 14000 SH SOLE AL 14000 CHASE MANHATTAN CORP COMMON 16161A108 8305 96017 SH SOLE AL 96017 CHEVRON CORP COMMON 166751107 1024 10770 SH SOLE AL 10770 CHIRON CORP. COMMON 170040109 367 17675 SH SOLE AL 17675 CISCO SYSTEMS INC COMMON 17275R102 1620 25135 SH SOLE AL 25135 CITIGROUP, INC COMMON 172967101 865 18209 SH SOLE AL 18209 CLEAR CHANNEL COMMUNICATIONS INC COMMON 184502102 729 10575 SH SOLE AL 10575 COSTCO COMPANIES INC COMMON 22160Q102 685 8550 SH SOLE AL 8550 DELPHI AUTOMOTIVE SYSTEMS COMMON 247126105 2105 113791 SH SOLE AL 113791 DOVER CORPORATION COMMON 260003108 428 12225 SH SOLE AL 12225 E I DUPONT DE NEMOURS & CO COMMON 263534109 11412 167059 SH SOLE AL 167059 EMC CORPORATION COMMON 268648102 502 9125 SH SOLE AL 9125 EASTMAN KODAK CO COMMON 277461109 714 10540 SH SOLE AL 10540 ELECTRONIC DATA SYSTEMS CORP COMMON 285661104 762 13450 SH SOLE AL 13450 EMERSON ELECTRIC COMPANY COMMON 291011104 4908 77978 SH SOLE AL 77978 ENRON CORP COMMON 293561106 828 10125 SH SOLE AL 10125 EXXON CORPORATION COMMON 302290101 5336 69190 SH SOLE AL 69190 FREDDIE MAC COMMON 313400301 672 11585 SH SOLE AL 11585 FANNIE MAE COMMON 313586109 245 3585 SH SOLE AL 3585 FIRST UNION CORP COMMON 337358105 4768 101186 SH SOLE AL 101186 FIRSTAR CORP COMMON 33763V109 642 22925 SH SOLE AL 22925 FLEET FINANCIAL GROUP COMMON 338915101 422 9510 SH SOLE AL 9510 FORD MOTOR COMPANY COMMON 345370100 6391 113233 SH SOLE AL 113233 GTE CORP COMMON 362320103 5543 73420 SH SOLE AL 73420 GANNETT COMPANY INC COMMON 364730101 493 6910 SH SOLE AL 6910 GAP INC COMMON 364760108 1636 32484 SH SOLE AL 32484 GENERAL ELECTRIC COMPANY COMMON 369604103 1397 12366 SH SOLE AL 12366 GENERAL MOTORS CORPORATION COMMON 370442105 10456 158425 SH SOLE AL 158425 GILLETTE COMPANY COMMON 375766102 770 18777 SH SOLE AL 18777 GOODYEAR TIRE & RUBBER CO COMMON 382550101 10552 179410 SH SOLE AL 179410 HEINZ (H.J.) CO COMMON 423074103 3615 72115 SH SOLE AL 72115 HOME DEPOT INC COMMON 437076102 1284 19931 SH SOLE AL 19931 INTEL CORP COMMON 458140100 834 14015 SH SOLE AL 14015 INTERNATIONAL BUSINESS MACHINES COMMON 459200101 996 7703 SH SOLE AL 7703 INTERNATIONAL PAPER CO COMMON 460146103 515 10250 SH SOLE AL 10250 JOHNSON & JOHNSON COMMON 478160104 578 5900 SH SOLE AL 5900 KIMBERLY CLARK CORP COMMON 494368103 860 15085 SH SOLE AL 15085 LOT$OFF CORPORATION COMMON 545674103 65 65000 SH SOLE AL 65000 LOWE'S COMPANIES COMMON 548661107 677 11950 SH SOLE AL 11950 LUCENT TECHNOLOGIES INC COMMON 549463107 1077 15968 SH SOLE AL 15968 MCGRATH RENTCORP COMMON 580589109 3797 189860 SH SOLE AL 189860 MERCK & COMPANY INCORPORATED COMMON 589331107 1176 15975 SH SOLE AL 15975 MICROSOFT CORP COMMON 594918104 2152 23860 SH SOLE AL 23860 MINNESOTA MINING & MANUFACTURING COMMON 604059105 1445 16620 SH SOLE AL 16620 J. P. MORGAN & CO INC COMMON 616880100 1289 9175 SH SOLE AL 9175 NCT GROUP INC COMMON 62888Q109 8 32500 SH SOLE AL 32500 NATIONAL CITY CORP COMMON 635405103 4137 63161 SH SOLE AL 63161 NIKE INC COMMON 654106103 678 10695 SH SOLE AL 10695 NUCOR CORP COMMON 670346105 493 10400 SH SOLE AL 10400 OMNICOM GROUP COMMON 681919106 754 9425 SH SOLE AL 9425 ORACLE CORPORATION COMMON 68389X105 866 23335 SH SOLE AL 23335 PEPSICO INC COMMON 713448108 304 7850 SH SOLE AL 7850 PHARMACIA & UPJOHN INC COMMON 716941109 5203 91585 SH SOLE AL 91585 PFIZER INC COMMON 717081103 706 6477 SH SOLE AL 6477 PHILIP MORRIS COMPANIES INC COMMON 718154107 7417 184560 SH SOLE AL 184560 ROYAL DUTCH PETRO-NY SHARES COMMON 780257804 5617 93225 SH SOLE AL 93225 SPDR TRUST COMMON 78462F103 4768 34800 SH SOLE AL 34800 SAFEWAY INC COMMON 786514208 523 10560 SH SOLE AL 10560 SARA LEE CORPORATION COMMON 803111103 352 15500 SH SOLE AL 15500 SCHERING-PLOUGH CORP COMMON 806605101 706 13451 SH SOLE AL 13451 SCHLUMBERGER LIMITED COMMON 806857108 546 8575 SH SOLE AL 8575 SEARS, ROEBUCK AND CO COMMON 812387108 282 6325 SH SOLE AL 6325 TEXACO INC COMMON 881694103 5115 82008 SH SOLE AL 82008 TOSCO CORP COMMON 891490302 471 18150 SH SOLE AL 18150 TRANSATLANTIC HOLDINGS INC COMMON 893521104 343 4575 SH SOLE AL 4575 TYCO INTERNATIONAL LTD COMMON 902124106 746 7875 SH SOLE AL 7875 U.S. BANCORP COMMON 902973106 392 11750 SH SOLE AL 11750 VANGUARD EXPLORER FUND COMMON 921926101 240 3857 SH SOLE AL 3857 VANGUARD INDEX 500 FUND COMMON 922908108 1393 10984 SH SOLE AL 10984 WAL-MART STORES INC COMMON 931142103 565 11700 SH SOLE AL 11700 WALGREEN CO COMMON 931422109 824 28039 SH SOLE AL 28039 WASHINGTON MUTUAL INC COMMON 939322103 444 12485 SH SOLE AL 12485 WELLS FARGO COMPANY COMMON 949746101 572 13378 SH SOLE AL 13378 ZIONS BANCORPORATION COMMON 989701107 575 9050 SH SOLE AL 9050 HELEN OF TROY LTD COMMON G4388N106 470 26175 SH SOLE AL 26175
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