-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LEIXWIz8GtIwzXKqSDAL/XHgUvkxwfLaeRvjzXTiajIQEitdLXWqNt6/NzIOkXP+ yTtSaD9Fxt8RUXyahFpyZw== 0001279891-05-000009.txt : 20050211 0001279891-05-000009.hdr.sgml : 20050211 20050211160930 ACCESSION NUMBER: 0001279891-05-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050211 DATE AS OF CHANGE: 20050211 EFFECTIVENESS DATE: 20050211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WOLVERINE ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001279891 IRS NUMBER: 020611276 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10687 FILM NUMBER: 05598723 BUSINESS ADDRESS: STREET 1: 175 W. JACKSON STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60064 BUSINESS PHONE: 3128844400 MAIL ADDRESS: STREET 1: 175 WEST JACKSON STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 dec200413f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Wolverine Asset Management,LLC Address: 175 West Jackson Suite 200 Chicago,Il 60604 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items,statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Abraham Title: Director of Compliance Phone: 312-884-3749 Signature, Place, and Date of Signing: John Jay Doe Chicago, Illinois February 11, 2005 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 161 Form 13F Information Table Value Total: $277,722 List of Other Included Managers: FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ABGENIX INC COM 00339B107 78 7500 SH SOLE 7500 0 0 ADVANCED MICRO DEVICES INC PUT 007903957 23 7594 SH PUT SOLE 0 0 0 ADVANCED MICRO DEVICES INC NOTE 4.500%12/0 007903AF4 18392 6000000 PRN SOLE 0 0 0 ALKERMES INC CALL 01642T908 9 130 SH CALL SOLE 0 0 0 ALKERMES INC PUT 01642T958 3 35 SH PUT SOLE 0 0 0 ALKERMES INC NOTE 2.500% 9/0 01642TAE8 3654 3000000 PRN SOLE 0 0 0 ALLTEL CORP COM 020039103 825 14033 SH SOLE 14033 0 0 AMAZON COM INC PUT 023135956 50 16618 SH PUT SOLE 0 0 0 AMEREN CORP COM 023608102 414 8257 SH SOLE 8257 0 0 AMERICAN INTL GROUP INC COM 026874107 46 700 SH SOLE 700 0 0 AMERICAN INTL GROUP INC CALL 026874907 13 55 SH CALL SOLE 0 0 0 AMERICAN INTL GROUP INC PUT 026874957 9 82 SH PUT SOLE 0 0 0 AMERISOURCEBERGEN CORP COM 03073E105 891 15186 SH SOLE 15186 0 0 AMERISOURCEBERGEN CORP CALL 03073E905 178 841 SH CALL SOLE 0 0 0 AMERISOURCEBERGEN CORP PUT 03073E955 23 507 SH PUT SOLE 0 0 0 AMGEN INC CALL 031162900 1 3 SH CALL SOLE 0 0 0 AMKOR TECHNOLOGY INC NOTE 5.750% 6/0 031652AN0 490 500000 PRN SOLE 0 0 0 AMYLIN PHARMACEUTICALS INC CALL 032346908 190 545 SH CALL SOLE 0 0 0 AMYLIN PHARMACEUTICALS INC PUT 032346958 17 146 SH PUT SOLE 0 0 0 AMYLIN PHARMACEUTICALS INC NOTE 2.250% 6/3 032346AB4 1565 1500000 PRN SOLE 0 0 0 AQUILA INC PIES 6.75% 03840P409 568 16800 SH SOLE 0 0 0 ASK JEEVES INC CALL 045174909 3 212 SH CALL SOLE 0 0 0 ASK JEEVES INC PUT 045174959 282 806 SH PUT SOLE 0 0 0 ASK JEEVES INC NOTE 6/0 045174AB5 13870 7957000 PRN SOLE 0 0 0 ATHEROGENICS INC CALL 047439904 63 1259 SH CALL SOLE 0 0 0 ATHEROGENICS INC PUT 047439954 105 333 SH PUT SOLE 0 0 0 BISYS GROUP INC NOTE 4.000% 3/1 055472AB0 672 674000 PRN SOLE 0 0 0 BAXTER INTL INC COM 071813109 207 5989 SH SOLE 5989 0 0 CMS ENERGY CORP COM 125896100 76 7300 SH SOLE 7300 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 154 6167 SH SOLE 0 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 53 3825 SH SOLE 3825 0 0 CAPITAL ONE FINL CORP DECS UPPR 6.25 14040H204 1755 31200 SH SOLE 0 0 0 CELGENE CORP CALL 151020904 20 334 SH CALL SOLE 0 0 0 CELGENE CORP PUT 151020954 52 270 SH PUT SOLE 0 0 0 CELGENE CORP NOTE 1.750% 6/0 151020AC8 2450 1891000 PRN SOLE 0 0 0 CHIRON CORP CALL 170040909 75 510 SH CALL SOLE 0 0 0 CHIRON CORP PUT 170040959 2 102 SH PUT SOLE 0 0 0 CHUBB CORP CORP UNIT % 171232309 447 15100 SH SOLE 0 0 0 CINERGY CORP COM 172474108 1967 47235 SH SOLE 47235 0 0 COMVERSE TECHNOLOGY INC PUT 205862952 1 196 SH PUT SOLE 0 0 0 COMVERSE TECHNOLOGY INC DBCV 1.500%12/0 205862AJ4 128 130000 PRN SOLE 0 0 0 CONNETICS CORP NOTE 2.250% 5/3 208192AB0 5684 4500000 PRN SOLE 0 0 0 CONSECO INC PFD B CV 5.50% 208464867 1263 47700 SH SOLE 0 0 0 CONSTELLATION BRANDS INC CL A 21036P108 21 462 SH SOLE 0 0 0 CREDENCE SYS CORP NOTE 1.500% 5/1 225302AF5 8105 7500000 PRN SOLE 0 0 0 CURAGEN CORP SDCV 6.000% 2/0 23126RAC5 498 500000 PRN SOLE 0 0 0 DTE ENERGY CO COM 233331107 92 2130 SH SOLE 2130 0 0 DECS TR IX DECS EXCH LABR 24366R207 175 18600 SH SOLE 0 0 0 DOMINION RES INC VA NEW COM 25746U109 373 5502 SH SOLE 5502 0 0 DOV PHARMACEUTICAL INC COM 259858108 78 4300 SH SOLE 4300 0 0 DRESS BARN INC COM 261570105 79 4500 SH SOLE 4500 0 0 E TRADE FINANCIAL CORP PUT 269246954 9 2938 SH PUT SOLE 0 0 0 ELAN PLC CALL 284131908 687 1171 SH CALL SOLE 0 0 0 ELAN PLC PUT 284131958 68 226 SH PUT SOLE 0 0 0 EURONET WORLDWIDE INC COM 298736109 82 3170 SH SOLE 3170 0 0 EXTREME NETWORKS INC NOTE 3.500%12/0 30226DAB2 419 425000 PRN SOLE 0 0 0 FLIR SYS INC CALL 302445901 4 33 SH CALL SOLE 0 0 0 FLIR SYS INC NOTE 3.000% 6/0 302445AB7 4742 2910000 PRN SOLE 0 0 0 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 398 7500 SH SOLE 0 0 0 GENERAL MLS INC COM 370334104 26 521 SH SOLE 521 0 0 GENERAL MTRS CORP DEB SR CV C 33 370442717 29 1100 SH SOLE 0 0 0 GENERAL MTRS CORP DEB SR CONV B 370442733 275 11900 SH SOLE 0 0 0 GENERAL MTRS CORP CALL 370442905 3 29 SH CALL SOLE 0 0 0 GENERAL MTRS CORP PUT 370442955 5 20 SH PUT SOLE 0 0 0 GENWORTH FINL INC COM CL A 37247D106 265 9810 SH SOLE 0 0 0 GOOGLE INC CL A 38259P508 154 800 SH SOLE 0 0 0 GOOGLE INC PUT 38259P958 12 10 SH PUT SOLE 0 0 0 GREAT PLAINS ENERGY INC COM 391164100 534 17661 SH SOLE 17661 0 0 HUMAN GENOME SCIENCES INC PUT 444903958 2 740 SH PUT SOLE 0 0 0 HUMAN GENOME SCIENCES INC NOTE 3.750% 3/1 444903AH1 1258 1295000 PRN SOLE 0 0 0 IMCLONE SYS INC PUT 45245W959 30 9977 SH PUT SOLE 0 0 0 INCYTE CORP NOTE 3.500% 2/1 45337CAE2 2232 1975000 PRN SOLE 0 0 0 INDEVUS PHARMACEUTICALS INC NOTE 6.250% 7/1 454072AB5 1795 1500000 PRN SOLE 0 0 0 INPUT/OUTPUT INC NOTE 5.500%12/1 457652AB1 1402 625000 PRN SOLE 0 0 0 INTERNATIONAL RECTIFIER CORP COM 460254105 245 5500 SH SOLE 5500 0 0 INTERNATIONAL RECTIFIER CORP PUT 460254955 3 1000 SH PUT SOLE 0 0 0 INTERNATIONAL RECTIFIER CORP NOTE 4.250% 7/1 460254AE5 1894 1900000 PRN SOLE 0 0 0 INTERPUBLIC GROUP COS INC PFD CONV SER A 460690308 49 1000 SH SOLE 0 0 0 INTERPUBLIC GROUP COS INC PUT 460690950 1 230 SH PUT SOLE 0 0 0 IVAX CORP PUT 465823952 2 760 SH PUT SOLE 0 0 0 JAKKS PAC INC NOTE 4.625% 6/1 47012EAB2 4048 3000000 PRN SOLE 0 0 0 JETBLUE AWYS CORP NOTE 3.500% 7/1 477143AB7 957 1000000 PRN SOLE 0 0 0 KEYSPAN CORP COM 49337W100 31 793 SH SOLE 793 0 0 LTX CORP NOTE 4.250% 8/1 502392AE3 495 500000 PRN SOLE 0 0 0 LEVEL 3 COMMUNICATIONS INC PUT 52729N950 116 2560 SH PUT SOLE 0 0 0 LEVEL 3 COMMUNICATIONS INC NOTE 6.000% 9/1 52729NAG5 615 1000000 PRN SOLE 0 0 0 LEVEL 3 COMMUNICATIONS INC NOTE 2.875% 7/1 52729NBA7 1414 2000000 PRN SOLE 0 0 0 LIONS GATE ENTMNT CORP NOTE 4.875%12/1 535919AC8 2040 1000000 PRN SOLE 0 0 0 MARSH & MCLENNAN COS INC COM 571748102 289 8800 SH SOLE 8800 0 0 MARSH & MCLENNAN COS INC CALL 571748902 68 50 SH CALL SOLE 0 0 0 MARSH & MCLENNAN COS INC PUT 571748952 8 250 SH PUT SOLE 0 0 0 MCKESSON CORP PUT 58155Q953 2 774 SH PUT SOLE 0 0 0 MENTOR GRAPHICS CORP NOTE 6.875% 6/1 587200AB2 1576 1500000 PRN SOLE 0 0 0 MESA AIR GROUP INC NOTE 2.482% 6/1 590479AB7 2008 5000000 PRN SOLE 0 0 0 MICRON TECHNOLOGY INC CALL 595112903 51 1280 SH CALL SOLE 0 0 0 MOSAIC CO PFD CV 7.5% 61945A206 12155 110700 SH SOLE 0 0 0 NPS PHARMACEUTICALS INC NOTE 3.000% 6/1 62936PAB9 2762 3000000 PRN SOLE 0 0 0 NRG ENERGY INC COM NEW 629377508 83 2300 SH SOLE 0 0 0 NASDAQ 100 TR UNIT SER 1 631100104 1912 47900 SH SOLE 0 0 0 NASDAQ 100 TR CALL 631100904 1 5 SH CALL SOLE 0 0 0 NASDAQ 100 TR PUT 631100954 1 13 SH PUT SOLE 0 0 0 NATIONAL CITY CORP COM 635405103 26 701 SH SOLE 701 0 0 NAVISTAR INTL CORP NEW COM 63934E108 1676 38100 SH SOLE 38100 0 0 NETEASE COM INC SPONSORED ADR 64110W102 322 6082 SH SOLE 0 0 0 NETEASE COM INC PUT 64110W952 1 135 SH PUT SOLE 0 0 0 NEWMONT MINING CORP PUT 651639956 5 1539 SH PUT SOLE 0 0 0 OMNICARE INC COM 681904108 313 9042 SH SOLE 9042 0 0 ONEOK INC NEW COM 682680103 141 4964 SH SOLE 4964 0 0 OPENWAVE SYS INC NOTE 2.750% 9/0 683718AC4 516 460000 PRN SOLE 0 0 0 PMC-SIERRA INC NOTE 3.750% 8/1 69344FAB2 66 66000 PRN SOLE 0 0 0 PMI GROUP INC COM 69344M101 144 3452 SH SOLE 3452 0 0 PACIFICARE HEALTH SYS DEL PUT 695112952 7 2180 SH PUT SOLE 0 0 0 PACIFICARE HEALTH SYS DEL DBCV 3.000%10/1 695112AG7 5530 2000000 PRN SOLE 0 0 0 PHELPS DODGE CORP PFD A CV 6.75% 717265508 11831 57195 SH SOLE 0 0 0 PHELPS DODGE CORP CALL 717265902 3 2 SH CALL SOLE 0 0 0 PHELPS DODGE CORP PUT 717265952 25 100 SH PUT SOLE 0 0 0 PHOENIX COS INC NEW CORPORATE UNIT 71902E406 461 12300 SH SOLE 0 0 0 PROVIDIAN FINL CORP CALL 74406A902 5 77 SH CALL SOLE 0 0 0 PROVIDIAN FINL CORP PUT 74406A952 5 150 SH PUT SOLE 0 0 0 PROVIDIAN FINL CORP NOTE 4.000% 5/1 74406AAC6 3495 2500000 PRN SOLE 0 0 0 QLT INC NOTE 3.000% 9/1 746927AB8 1198 1000000 PRN SOLE 0 0 0 REYNOLDS AMERICAN INC CALL 761713906 666 740 SH CALL SOLE 0 0 0 REYNOLDS AMERICAN INC PUT 761713956 9 53 SH PUT SOLE 0 0 0 ST PAUL TRAVELERS INC EQUITY UNIT 792860306 1365 20500 SH SOLE 0 0 0 SCHERING PLOUGH CORP PFD CONV MAND 806605606 998 17800 SH SOLE 0 0 0 SCIENTIFIC GAMES CORP CL A 80874P109 72 3000 SH SOLE 0 0 0 SEACOR HOLDINGS INC COM 811904101 75 1400 SH SOLE 1400 0 0 SEALED AIR CORP NEW PUT 81211K950 22 7198 SH PUT SOLE 0 0 0 SEMPRA ENERGY COM 816851109 38 1041 SH SOLE 1041 0 0 SEPRACOR INC CALL 817315904 999 1631 SH CALL SOLE 0 0 0 SEPRACOR INC PUT 817315954 11 1025 SH PUT SOLE 0 0 0 SEPRACOR INC SDCV 5.000% 2/1 817315AL8 524 500000 PRN SOLE 0 0 0 SEROLOGICALS CORP SDCV 4.750% 8/1 817523AB9 5095 3000000 PRN SOLE 0 0 0 SHANDA INTERACTIVE ENTMT LTD CALL 81941Q903 71 70 SH CALL SOLE 0 0 0 SHANDA INTERACTIVE ENTMT LTD PUT 81941Q953 44 105 SH PUT SOLE 0 0 0 SIMON PPTY GROUP INC NEW COM 828806109 457 7056 SH SOLE 7056 0 0 SINA CORP NOTE 7/1 82922RAB9 5223 3500000 PRN SOLE 0 0 0 SIX FLAGS INC COM 83001P109 25 4724 SH SOLE 4724 0 0 SKYWORKS SOLUTIONS INC NOTE 4.750%11/1 83088MAB8 7304 6000000 PRN SOLE 0 0 0 SOVEREIGN BANCORP INC PUT 845905958 4 1335 SH PUT SOLE 0 0 0 STATE STR CORP SPACES 857477202 32320 144500 SH SOLE 0 0 0 TXU CORP CALL 873168908 3 10 SH CALL SOLE 0 0 0 TXU CORP PUT 873168958 8 250 SH PUT SOLE 0 0 0 TERADYNE INC SDCV 3.750%10/1 880770AD4 2017 2000000 PRN SOLE 0 0 0 TIME WARNER INC PUT 887317955 6 1860 SH PUT SOLE 0 0 0 TOYS R US INC CALL 892335900 9 27 SH CALL SOLE 0 0 0 TOYS R US INC PUT 892335950 23 408 SH PUT SOLE 0 0 0 TRANSWITCH CORP NOTE 4.500% 9/1 894065AB7 468 475000 PRN SOLE 0 0 0 TYCO INTL LTD NEW CALL 902124906 54 277 SH CALL SOLE 0 0 0 TYCO INTL LTD NEW PUT 902124956 2 1000 SH PUT SOLE 0 0 0 UNITED STATES STL CORP NEW PFD CV B 7% 912909207 41387 249800 SH SOLE 0 0 0 UNITED STATES STL CORP NEW CALL 912909908 12 20 SH CALL SOLE 0 0 0 UNITED STATES STL CORP NEW PUT 912909958 200 730 SH PUT SOLE 0 0 0 UNOCAL CORP PUT 915289952 1 241 SH PUT SOLE 0 0 0 UTSTARCOM INC CALL 918076900 1 10 SH CALL SOLE 0 0 0 UTSTARCOM INC NOTE 0.875% 3/0 918076AB6 9489 8095000 PRN SOLE 0 0 0 XEROX CORP PFD CONV SER C 984121509 12073 81700 SH SOLE 0 0 0 XEROX CORP PUT 984121953 14 4659 SH PUT SOLE 0 0 0 ELAN CAPITAL CORP LTD DBCV 6.500%11/1 G2955CAA5 17422 4560000 PRN SOLE 0 0 0
-----END PRIVACY-ENHANCED MESSAGE-----