-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NVT2bWe9c1Vji7HTK5uBjLQjbuWjusTnazEj0uTm7ZdUlWwv8QRvHZkMqUjlD0r3 mAdI2J5gNSJDKKxaLMAyow== 0001279891-05-000014.txt : 20050516 0001279891-05-000014.hdr.sgml : 20050516 20050516111708 ACCESSION NUMBER: 0001279891-05-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050331 FILED AS OF DATE: 20050516 DATE AS OF CHANGE: 20050516 EFFECTIVENESS DATE: 20050516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WOLVERINE ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001279891 IRS NUMBER: 020611276 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10687 FILM NUMBER: 05832096 BUSINESS ADDRESS: STREET 1: 175 W. JACKSON STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60064 BUSINESS PHONE: 3128844400 MAIL ADDRESS: STREET 1: 175 WEST JACKSON STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 mar0513f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F Report for the Calendar Year or Quarter Ended: March 31, 2005 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Wolverine Asset Management, Inc. Address: 175 W. Jackson Suite 200 Chicago, IL 60604 13F File Number: 28-99999 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items,statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Abraham Title: Director Of Compliance Phone: 312-884-3749 Signature, Place, and Date of Signing: Matthew Abraham Chicago, Illinois March 31, 2005 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 172 Form 13F Information Table Value Total: $319,923 List of Other Included Managers: FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ADVANCED MICRO DEVICES INC CALL 007903907 22 75 SH CALL SOLE 0 0 0 ADVANCED MICRO DEVICES INC NOTE 4.500%12/0 007903AF4 9110 4000000 PRN SOLE 0 0 0 ADVANCED MICRO DEVICES INC PUT 007903957 4 1019 SH PUT SOLE 0 0 0 AKAMAI TECHNOLOGIES INC NOTE 1.000%12/1 00971TAE1 2016 2000000 PRN SOLE 0 0 0 ALBERTSONS INC COM 013104104 40 1935 SH SOLE 1935 0 0 ALKERMES INC NOTE 2.500% 9/0 01642TAE8 965 1000000 PRN SOLE 0 0 0 ALLIED WASTE INDS INC PFD CV D 6.25% 019589704 3417 14400 SH SOLE 0 0 0 ALLIED WASTE INDS INC PFD SR C CONV 019589605 877 20254 SH SOLE 0 0 0 ALLIED WASTE INDS INC CALL 019589908 4 50 SH CALL SOLE 0 0 0 ALLSCRIPTS HEALTHCARE SOLUTI DBCV 3.500% 7/1 01988PAB4 4134 2854000 PRN SOLE 0 0 0 ALLTEL CORP CORP UNT 7.75% 020039822 2540 50337 SH SOLE 0 0 0 AMERADA HESS CORP PFD CV ACES 7% 023551401 2125 25300 SH SOLE 0 0 0 AMEREN CORP EQTY UN 9.75% 023608201 242 9000 SH SOLE 0 0 0 AMERICAN INTL GROUP INC CALL 026874907 6 184 SH CALL SOLE 0 0 0 AMERICAN INTL GROUP INC COM 026874107 1878 33900 SH SOLE 33900 0 0 AMERICAN INTL GROUP INC PUT 026874957 487 562 SH PUT SOLE 0 0 0 AMERICREDIT CORP NOTE 1.750%11/1 03060RAM3 1025 750000 PRN SOLE 0 0 0 AMERISOURCEBERGEN CORP PUT 03073E955 204 1199 SH PUT SOLE 0 0 0 AMERISOURCEBERGEN CORP CALL 03073E905 104 396 SH CALL SOLE 0 0 0 AMGEN INC CALL 031162900 0 3 SH CALL SOLE 0 0 0 AMKOR TECHNOLOGY INC NOTE 5.750% 6/0 031652AN0 485 500000 PRN SOLE 0 0 0 AMYLIN PHARMACEUTICALS INC CALL 032346908 47 836 SH CALL SOLE 0 0 0 AMYLIN PHARMACEUTICALS INC COM 032346108 7 409 SH SOLE 409 0 0 AMYLIN PHARMACEUTICALS INC PUT 032346958 203 603 SH PUT SOLE 0 0 0 ANDREW CORP NOTE 3.250% 8/1 034425AB4 4389 4000000 PRN SOLE 0 0 0 AQUILA INC PIES 6.75% 03840P409 3549 100376 SH SOLE 0 0 0 ARCH COAL INC PFD CV 5% PERP 039380209 38 358 SH SOLE 0 0 0 ASK JEEVES INC CALL 045174909 48 250 SH CALL SOLE 0 0 0 ASK JEEVES INC PUT 045174959 14 53 SH PUT SOLE 0 0 0 ASK JEEVES INC NOTE 6/0 045174AB5 13369 7957000 PRN SOLE 0 0 0 ATHEROGENICS INC CALL 047439904 63 1494 SH CALL SOLE 0 0 0 ATHEROGENICS INC PUT 047439954 523 1484 SH PUT SOLE 0 0 0 ATHEROGENICS INC NOTE 4.500% 9/0 047439AB0 3422 3000000 PRN SOLE 0 0 0 BAXTER INTL INC CORP UNITS 7% 071813406 1952 36200 SH SOLE 0 0 0 BIOGEN IDEC INC COM 09062X103 1014 29400 SH SOLE 29400 0 0 BIOGEN IDEC INC PUT 09062X953 266 670 SH PUT SOLE 0 0 0 BUNGE LIMITED COM G16962105 3132 58800 SH SOLE 58800 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 66 4425 SH SOLE 4425 0 0 CAPITAL ONE FINL CORP PUT 14040H955 8 20 SH PUT SOLE 0 0 0 CAPITAL ONE FINL CORP CALL 14040H905 4 116 SH CALL SOLE 0 0 0 CAPITAL ONE FINL CORP DECS UPPR 6.25 14040H204 1013 20000 SH SOLE 0 0 0 CAPITAL ONE FINL CORP COM 14040H105 464 6205 SH SOLE 6205 0 0 CELANESE CORP DEL PFD 4.25% CONV 150870202 230 8300 SH SOLE 0 0 0 CELGENE CORP PUT 151020954 21 455 SH PUT SOLE 0 0 0 CELGENE CORP COM 151020104 1536 45100 SH SOLE 45100 0 0 CELGENE CORP CALL 151020904 219 726 SH CALL SOLE 0 0 0 CENTURYTEL INC COM 156700106 25 768 SH SOLE 768 0 0 CHESAPEAKE ENERGY CORP PFD CONV 5% 165167800 14 100 SH SOLE 0 0 0 CHIRON CORP CALL 170040909 41 471 SH CALL SOLE 0 0 0 CHIRON CORP COM 170040109 79 2260 SH SOLE 2260 0 0 CHIRON CORP PUT 170040959 6 223 SH PUT SOLE 0 0 0 CHUBB CORP CORP UNIT % 171232309 2436 82086 SH SOLE 0 0 0 CKE RESTAURANTS INC NOTE 4.000%10/0 12561EAG0 4788 2500000 PRN SOLE 0 0 0 COMVERSE TECHNOLOGY INC DBCV 1.500%12/0 205862AJ4 129 130000 PRN SOLE 0 0 0 CONEXANT SYSTEMS INC NOTE 4.250% 5/0 207142AB6 991 1000000 PRN SOLE 0 0 0 CONNETICS CORP NOTE 2.250% 5/3 208192AB0 5721 4500000 PRN SOLE 0 0 0 CONSECO INC PFD B CV 5.50% 208464867 2294 86900 SH SOLE 0 0 0 CONSTELLATION BRANDS INC PFD 1/40 A5.75 21036P306 1139 28202 SH SOLE 0 0 0 CREDENCE SYS CORP NOTE 1.500% 5/1 225302AF5 7254 7500000 PRN SOLE 0 0 0 CRESCENT REAL ESTATE EQUITIE PFD CV A 6.75% 225756204 421 19600 SH SOLE 0 0 0 CURAGEN CORP SDCV 6.000% 2/0 23126RAC5 497 500000 PRN SOLE 0 0 0 DOMINION RES INC VA NEW COM 25746U109 106 1429 SH SOLE 1429 0 0 EBAY INC CALL 278642903 0 24 SH CALL SOLE 0 0 0 EBAY INC PUT 278642953 2 20 SH PUT SOLE 0 0 0 ELAN PLC CALL 284131908 60 1820 SH CALL SOLE 0 0 0 ELAN PLC PUT 284131958 1137 2737 SH PUT SOLE 0 0 0 EXTREME NETWORKS INC NOTE 3.500%12/0 30226DAB2 423 425000 PRN SOLE 0 0 0 FELCOR LODGING TR INC PFD CV A $1.95 31430F200 54 2200 SH SOLE 0 0 0 FLIR SYS INC NOTE 3.000% 6/0 302445AB7 4453 2910000 PRN SOLE 0 0 0 FLIR SYS INC PUT 302445951 26 95 SH PUT SOLE 0 0 0 FLIR SYS INC CALL 302445901 6 40 SH CALL SOLE 0 0 0 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 36 800 SH SOLE 0 0 0 FORD MTR CO DEL CALL 345370900 0 136 SH CALL SOLE 0 0 0 GENERAL MLS INC COM 370334104 127 2589 SH SOLE 2589 0 0 GENERAL MTRS CORP COM 370442105 1 19 SH SOLE 19 0 0 GENERAL MTRS CORP DEB SR CONV B 370442733 159 8323 SH SOLE 0 0 0 GENERAL MTRS CORP DEB SR CV C 33 370442717 420 19500 SH SOLE 0 0 0 GENERAL MTRS CORP PUT 370442955 861 2154 SH PUT SOLE 0 0 0 GENERAL MTRS CORP CALL 370442905 234 1577 SH CALL SOLE 0 0 0 GOOGLE INC CALL 38259P908 194 100 SH CALL SOLE 0 0 0 GREAT PLAINS ENERGY INC COM 391164100 168 5492 SH SOLE 5492 0 0 HILB ROGAL & HOBBS CO CALL 431294907 6 30 SH CALL SOLE 0 0 0 HUMAN GENOME SCIENCES INC NOTE 3.750% 3/1 444903AH1 525 545000 PRN SOLE 0 0 0 HUNTSMAN CORP PFD MND CV 5% 447011206 15 300 SH SOLE 0 0 0 INDEVUS PHARMACEUTICALS INC NOTE 6.250% 7/1 454072AB5 2082 2500000 PRN SOLE 0 0 0 INPUT/OUTPUT INC NOTE 5.500%12/1 457652AB1 1044 625000 PRN SOLE 0 0 0 INTERPUBLIC GROUP COS INC PFD CONV SER A 460690308 248 5317 SH SOLE 0 0 0 INTERPUBLIC GROUP COS INC PUT 460690950 17 242 SH PUT SOLE 0 0 0 INTERPUBLIC GROUP COS INC CALL 460690900 1 22 SH CALL SOLE 0 0 0 JAKKS PAC INC NOTE 4.625% 6/1 47012EAB2 3908 3000000 PRN SOLE 0 0 0 LEVEL 3 COMMUNICATIONS INC COM 52729N100 48 23454 SH SOLE 23454 0 0 LEVEL 3 COMMUNICATIONS INC PUT 52729N950 279 3470 SH PUT SOLE 0 0 0 LEVEL 3 COMMUNICATIONS INC NOTE 6.000% 9/1 52729NAG5 531 1000000 PRN SOLE 0 0 0 LEXINGTON CORP PPTYS TR PFD CONV SER C 529043309 733 14559 SH SOLE 0 0 0 LILLY ELI & CO PUT 532457958 219 1630 SH PUT SOLE 0 0 0 LILLY ELI & CO CALL 532457908 77 1403 SH CALL SOLE 0 0 0 LIONS GATE ENTMNT CORP NOTE 4.875%12/1 535919AC8 2125 1000000 PRN SOLE 0 0 0 LOWES COS INC CALL 548661907 11 75 SH CALL SOLE 0 0 0 MARSH & MCLENNAN COS INC COM 571748102 70 2300 SH SOLE 2300 0 0 MARSH & MCLENNAN COS INC PUT 571748952 87 497 SH PUT SOLE 0 0 0 MARSH & MCLENNAN COS INC CALL 571748902 80 189 SH CALL SOLE 0 0 0 MERCK & CO INC PUT 589331957 200 350 SH PUT SOLE 0 0 0 MERCK & CO INC COM 589331107 285 8800 SH SOLE 8800 0 0 MERCK & CO INC CALL 589331907 0 10 SH CALL SOLE 0 0 0 MESA AIR GROUP INC NOTE 2.482% 6/1 590479AB7 1893 5000000 PRN SOLE 0 0 0 MICRON TECHNOLOGY INC CALL 595112903 11 1280 SH CALL SOLE 0 0 0 MICRON TECHNOLOGY INC PUT 595112953 7 406 SH PUT SOLE 0 0 0 MOSAIC CO PFD CV 7.5% 61945A206 18043 158000 SH SOLE 0 0 0 NASDAQ 100 TR PUT 631100954 18 89 SH PUT SOLE 0 0 0 NASDAQ 100 TR CALL 631100904 80 1520 SH CALL SOLE 0 0 0 NETEASE COM INC CALL 64110W902 3 6 SH CALL SOLE 0 0 0 OMNICARE INC PUT 681904958 2 40 SH PUT SOLE 0 0 0 OMNICARE INC CALL 681904908 2 7 SH CALL SOLE 0 0 0 OPEN SOLUTIONS INC COM 68371P102 6 312 SH SOLE 312 0 0 OPENWAVE SYS INC NOTE 2.750% 9/0 683718AC4 2441 2460000 PRN SOLE 0 0 0 PACIFICARE HEALTH SYS DEL DBCV 3.000%10/1 695112AG7 5548 2000000 PRN SOLE 0 0 0 PEGASUS SOLUTIONS INC NOTE 3.875% 7/1 705906AB1 465 500000 PRN SOLE 0 0 0 PHELPS DODGE CORP CALL 717265902 58 81 SH CALL SOLE 0 0 0 PHELPS DODGE CORP PFD A CV 6.75% 717265508 21848 102395 SH SOLE 0 0 0 PHELPS DODGE CORP PUT 717265952 797 1250 SH PUT SOLE 0 0 0 PHOENIX COS INC NEW CORPORATE UNIT 71902E406 176 4700 SH SOLE 0 0 0 PMI GROUP INC COM 69344M101 258 6788 SH SOLE 6788 0 0 POWERWAVE TECHNOLOGIES INC NOTE 1.250% 7/1 739363AB5 3526 3675000 PRN SOLE 0 0 0 PROVIDIAN FINL CORP CALL 74406A902 16 98 SH CALL SOLE 0 0 0 PROVIDIAN FINL CORP NOTE 4.000% 5/1 74406AAC6 5336 3705000 PRN SOLE 0 0 0 QLT INC CALL 746927902 2 132 SH CALL SOLE 0 0 0 QLT INC COM 746927102 27 2100 SH SOLE 2100 0 0 RAMCO-GERSHENSON PPTYS TR PFD CV C 7.95% 751452509 331 10600 SH SOLE 0 0 0 REYNOLDS AMERICAN INC CALL 761713906 783 872 SH CALL SOLE 0 0 0 REYNOLDS AMERICAN INC PUT 761713956 187 683 SH PUT SOLE 0 0 0 SANDISK CORP CALL 80004C901 1 4 SH CALL SOLE 0 0 0 SCHERING PLOUGH CORP PFD CONV MAND 806605606 613 12200 SH SOLE 0 0 0 SEMPRA ENERGY INCOME EQTY UT 816851208 323 9800 SH SOLE 0 0 0 SEPRACOR INC CALL 817315904 884 2418 SH CALL SOLE 0 0 0 SEPRACOR INC SDCV 5.000% 2/1 817315AL8 1024 1000000 PRN SOLE 0 0 0 SEPRACOR INC PUT 817315954 785 1364 SH PUT SOLE 0 0 0 SEROLOGICALS CORP SDCV 4.750% 8/1 817523AB9 7126 4000000 PRN SOLE 0 0 0 SHANDA INTERACTIVE ENTMT LTD PUT 81941Q953 81 59 SH PUT SOLE 0 0 0 SHANDA INTERACTIVE ENTMT LTD CALL 81941Q903 5 86 SH CALL SOLE 0 0 0 SIMON PPTY GROUP INC NEW PFD CONV I 6% 828806802 1376 23800 SH SOLE 0 0 0 SINA CORP NOTE 7/1 82922RAB9 4723 3500000 PRN SOLE 0 0 0 SINA CORP PUT G81477954 14 105 SH PUT SOLE 0 0 0 SINA CORP CALL G81477904 9 190 SH CALL SOLE 0 0 0 SKYWORKS SOLUTIONS INC NOTE 4.750%11/1 83088MAB8 3550 3500000 PRN SOLE 0 0 0 SOUTHERN CO COM 842587107 17 546 SH SOLE 546 0 0 SPDR TR CALL 78462F903 70 580 SH CALL SOLE 0 0 0 SPDR TR PUT 78462F953 107 650 SH PUT SOLE 0 0 0 SPDR TR UNIT SER 1 78462F103 1126 9540 SH SOLE 9540 0 0 ST PAUL TRAVELERS INC EQUITY UNIT 792860306 2483 38256 SH SOLE 0 0 0 STATE STR CORP CALL 857477903 16 89 SH CALL SOLE 0 0 0 STATE STR CORP SPACES 857477202 32299 163300 SH SOLE 0 0 0 SYNAPTICS INC PUT 87157D959 195 212 SH PUT SOLE 0 0 0 SYNAPTICS INC COM 87157D109 526 22700 SH SOLE 22700 0 0 SYNAPTICS INC CALL 87157D909 12 410 SH CALL SOLE 0 0 0 TEEKAY SHIPPING MARSHALL ISL CALL Y8564W903 15 28 SH CALL SOLE 0 0 0 TEEKAY SHIPPING MARSHALL ISL PUT Y8564W953 297 714 SH PUT SOLE 0 0 0 TEKELEC NOTE 2.250% 6/1 879101AE3 3673 3514000 PRN SOLE 0 0 0 TOYS R US INC CALL 892335900 243 705 SH CALL SOLE 0 0 0 TOYS R US INC PUT 892335950 4 524 SH PUT SOLE 0 0 0 TRANSWITCH CORP NOTE 4.500% 9/1 894065AB7 469 475000 PRN SOLE 0 0 0 TXU CORP PUT 873168958 28 280 SH PUT SOLE 0 0 0 TXU CORP CALL 873168908 28 60 SH CALL SOLE 0 0 0 UNITED STATES STL CORP NEW PUT 912909958 590 1178 SH PUT SOLE 0 0 0 UNITED STATES STL CORP NEW CALL 912909908 96 573 SH CALL SOLE 0 0 0 UNITED STATES STL CORP NEW PFD CV B 7% 912909207 45643 279500 SH SOLE 0 0 0 UTSTARCOM INC CALL 918076900 1 28 SH CALL SOLE 0 0 0 UTSTARCOM INC NOTE 0.875% 3/0 918076AB6 4978 6095000 PRN SOLE 0 0 0 UTSTARCOM INC PUT 918076950 59 114 SH PUT SOLE 0 0 0 WCI CMNTYS INC NOTE 4.000% 8/1 92923CAK0 2527 2000000 PRN SOLE 0 0 0 XEROX CORP CALL 984121903 52 732 SH CALL SOLE 0 0 0 XEROX CORP PFD CONV SER C 984121509 29526 226000 SH SOLE 0 0 0 XEROX CORP PUT 984121953 288 2510 SH PUT SOLE 0 0 0
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