-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NvrNaGZe+8SmKBkATU4est6V0DUecl5e13CxYAHawjSX00A+n+i0Q1fdqHYbC76+ sYK+kE3l+rcK6w2oEXShEw== 0001221073-09-000020.txt : 20090604 0001221073-09-000020.hdr.sgml : 20090604 20090603214828 ACCESSION NUMBER: 0001221073-09-000020 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20090604 DATE AS OF CHANGE: 20090603 EFFECTIVENESS DATE: 20090604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mariner Wealth Advisors, LLC CENTRAL INDEX KEY: 0001373442 IRS NUMBER: 204553256 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13550 FILM NUMBER: 09872788 BUSINESS ADDRESS: STREET 1: 7400 COLLEGE BLVD. STREET 2: SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66210 BUSINESS PHONE: 9136479700 MAIL ADDRESS: STREET 1: 7400 COLLEGE BLVD. STREET 2: SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66210 13F-HR 1 mwa2q08.txt MARINER WEALTH ADVISORS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mariner Wealth Advisors LLC Address: 4200 West 115th Street, Suite 100 Leawood, KS 66211 13F File Number: 28-13550 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephanie Manning Title: Chief Compliance Officer Phone: 913-647-9700 Signature, Place, and Date of Signing: /s/ Stephanie Manning Leawood, KS May 13, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 103 Form13F Information Table Value Total: $207,549 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABLEAUCTIONS COM INC COM NEW COM 00371f206 2 30000 SH SOLE 30000 0 0 AFLAC INC COM 001055102 1017 16193 SH SOLE 16193 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741r102 625 10550 SH SOLE 10550 0 0 ALTRIA GROUP INC COM 02209s103 215 10464 SH SOLE 10464 0 0 APPLE INC COM 037833100 1229 7340 SH SOLE 7340 0 0 AT&T INC COM 00206r102 178 5286 SH SOLE 5286 0 0 BARCLAYS PLC ADR 06738e204 699 30185 SH SOLE 30185 0 0 BECTON DICKINSON & CO COM 075887109 204 2508 SH SOLE 2508 0 0 CBIZ INC COM 124805102 961 120888 SH SOLE 120888 0 0 CELGENE CORP COM 151020104 639 10000 SH SOLE 10000 0 0 CHEVRON CORP NEW COM 166764100 357 3601 SH SOLE 3601 0 0 CISCO SYS INC COM 17275r102 1560 67071 SH SOLE 67071 0 0 CITIGROUP INC COM 172967101 936 55852 SH SOLE 55852 0 0 CLAYMORE ETF TRUST 2 S&P GBL WATER 18383q507 3696 156985 SH SOLE 156985 0 0 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383m100 7067 143065 SH SOLE 143065 0 0 COLGATE PALMOLIVE CO COM 194162103 1440 20842 SH SOLE 20842 0 0 CONOCOPHILLIPS COM 20825c104 1609 17051 SH SOLE 17051 0 0 COSTAR GROUP INC COM 22160n109 983 22125 SH SOLE 22125 0 0 DENTSPLY INTL INC NEW COM 249030107 1207 32793 SH SOLE 32793 0 0 DIAMONDS TR UNIT SER 1 252787106 239 2107 SH SOLE 2107 0 0 DST SYS INC DEL COM 233326107 650 11803 SH SOLE 11803 0 0 EL CAPITAN PRECIOUS METALS INC COM 282812106 4 31414 SH SOLE 31414 0 0 ELECTRONIC ARTS INC COM 285512109 778 17502 SH SOLE 17502 0 0 EXXON MOBIL CORP COM 30231g102 558 6330 SH SOLE 6330 0 0 FIFTH THIRD BANCORP COM 316773100 89 8765 SH SOLE 8765 0 0 FORCE PROTECTION INC COM NEW 345203202 66 20000 SH SOLE 20000 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671d857 1067 9105 SH SOLE 9105 0 0 GENERAL ELECTRIC CO COM 369604103 1887 70711 SH SOLE 70711 0 0 GENZYME CORP COM 372917104 945 13144 SH SOLE 13144 0 0 GILEAD SCIENCES INC COM 375558103 1527 28836 SH SOLE 28836 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 4 85 SH SOLE 85 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 1188 6791 SH SOLE 6791 0 0 HOUSTON AMERN ENERGY CORP COM 44183u100 393 35000 SH SOLE 35000 0 0 INERGY HLDGS L P COM 45661q107 22490 626279 SH SOLE 626279 0 0 INTEL CORP COM 458140100 1307 60846 SH SOLE 60846 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 455 3840 SH SOLE 3840 0 0 ISHARES INC MSCI AUSTRALIA 464286103 4603 173886 SH SOLE 173886 0 0 ISHARES INC MSCI GERMAN 464286806 7260 246606 SH SOLE 246606 0 0 ISHARES INC MSCI CDA INDEX 464286509 7672 231368 SH SOLE 231368 0 0 ISHARES INC MSCI PAC J IDX 464286665 5984 43970 SH SOLE 43970 0 0 ISHARES TR S&P MIDCP VALU 464287705 411 5552 SH SOLE 5552 0 0 ISHARES TR RUSSELL1000GRW 464287614 5017 90825 SH SOLE 90825 0 0 ISHARES TR S&P 500 INDEX 464287200 283 2207 SH SOLE 2207 0 0 ISHARES TR S&P NA NAT RES 464287374 6126 39979 SH SOLE 39979 0 0 ISHARES TR S&P MC 400 GRW 464287606 518 5851 SH SOLE 5851 0 0 ISHARES TR S&P LTN AM 40 464287390 4935 17947 SH SOLE 17947 0 0 ISHARES TR S&P GLO INFRAS 464288372 3609 81490 SH SOLE 81490 0 0 ISHARES TR S&P GLB100INDX 464287572 4727 68541 SH SOLE 68541 0 0 ISHARES TR MSCI EAFE IDX 464287465 5437 79173 SH SOLE 79173 0 0 ISHARES TR S&P GBL HLTHCR 464287325 4909 95214 SH SOLE 95214 0 0 ITT CORP NEW COM 450911102 1827 28844 SH SOLE 28844 0 0 JPMORGAN CHASE & CO COM 46625h100 896 26123 SH SOLE 26123 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 12 270 SH SOLE 270 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1552 17076 SH SOLE 17076 0 0 LILLY ELI & CO COM 532457108 231 5000 SH SOLE 5000 0 0 LOCKHEED MARTIN CORP COM 539830109 1321 13389 SH SOLE 13389 0 0 LOOPNET INC COM 543524300 730 64580 SH SOLE 64580 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060u605 4320 69731 SH SOLE 69731 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 177 11557 SH SOLE 11557 0 0 MBIA INC COM 55262c100 51 11695 SH SOLE 11695 0 0 METAVANTE TECHNOLOGIES INC COM 591407101 38 1697 SH SOLE 1697 0 0 MICROSOFT CORP COM 594918104 158 5731 SH SOLE 5731 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 2600 17474 SH SOLE 17474 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 1 63 SH SOLE 63 0 0 MONSANTO CO NEW COM 61166w101 1757 13899 SH SOLE 13899 0 0 MOTOROLA INC COM 620076109 1 191 SH SOLE 191 0 0 NATIONAL CITY CORP COM COM 635405103 4 931 SH SOLE 931 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 1037 15714 SH SOLE 15714 0 0 NATIONAL OILWELL VARCO INC COM 637071101 1615 18207 SH SOLE 18207 0 0 NEXXUS LIGHTING INC COM 65338e105 5713 771985 SH SOLE 771985 0 0 NORFOLK SOUTHERN CORP COM 655844108 1615 25763 SH SOLE 25763 0 0 NORTHERN TR CORP COM 665859104 648 9448 SH SOLE 9448 0 0 NOVARTIS A G SPONSORED ADR 66987v109 1000 18161 SH SOLE 18161 0 0 ONEOK INC NEW COM 682680103 1005 20584 SH SOLE 20584 0 0 PEPSICO INC COM 713448108 1818 28594 SH SOLE 28594 0 0 PETROHAWK ENERGY CORP COM 716495106 18524 400000 SH SOLE 400000 0 0 PFIZER INC COM 717081103 92 5246 SH SOLE 5246 0 0 PHILIP MORRIS INTL INC COM 718172109 517 10463 SH SOLE 10463 0 0 PROCTER & GAMBLE CO COM 742718109 3919 64444 SH SOLE 64444 0 0 PROSHARES TR PSHS ULTRA FINL 74347r743 3220 159904 SH SOLE 159904 0 0 PRUDENTIAL FINL INC COM 744320102 980 16397 SH SOLE 16397 0 0 ROYAL BK SCOTLAND GROUP PLC SP Sponsored ADR 780097721 1 293 SH SOLE 293 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369y803 369 16102 SH SOLE 16102 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369y308 413 15443 SH SOLE 15443 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 328 3711 SH SOLE 3711 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 319 9382 SH SOLE 9382 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3237 159791 SH SOLE 159791 0 0 SIRIUS SATELLITE RADIO INC COM COM 82966u103 160 83265 SH SOLE 83265 0 0 SPDR INDEX SHS FDS SPDR DJ EURO ETF 78463x202 4680 91208 SH SOLE 91208 0 0 SPDR SERIES TRUST MORGAN TECH ETF 78464a102 6188 111454 SH SOLE 111454 0 0 ST JUDE MED INC COM 790849103 1360 33272 SH SOLE 33272 0 0 STATOILHYDRO ASA SPONSORED ADR 85771p102 1784 47735 SH SOLE 47735 0 0 STRATFORD AMERN CORP COM NEW COM 86279e201 0 66666 SH SOLE 66666 0 0 STRYKER CORP COM 863667101 862 13716 SH SOLE 13716 0 0 TEAM FINANCIAL INC COM 87815x109 2413 426352 SH SOLE 426352 0 0 TEXAS INSTRS INC COM 882508104 208 7389 SH SOLE 7389 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1384 24839 SH SOLE 24839 0 0 TRANSOCEAN INC NEW SHS COM - SHS g90073100 1697 11136 SH SOLE 11136 0 0 URS CORP NEW COM 903236107 771 18359 SH SOLE 18359 0 0 UST INC COM COM 902911106 254 4648 SH SOLE 4648 0 0 VIACOM INC NEW CL B 92553p201 916 30000 SH SOLE 30000 0 0 WEATHERFORD INTERNATIONAL LTD COM g95089101 3052 61539 SH SOLE 61539 0 0 WESTAR ENERGY INC COM 95709t100 12 546 SH SOLE 546 0 0
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