-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O9JEIl7Kw4DVa15V2n0tEIiku53J0/0hVg9+7tdKG9Ot1U/z9GtuqgIwyWy/WpFo g2xtbLewTPCbVlSadOk5yg== 0001221073-09-000021.txt : 20090604 0001221073-09-000021.hdr.sgml : 20090604 20090603214855 ACCESSION NUMBER: 0001221073-09-000021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20090604 DATE AS OF CHANGE: 20090603 EFFECTIVENESS DATE: 20090604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mariner Wealth Advisors, LLC CENTRAL INDEX KEY: 0001373442 IRS NUMBER: 204553256 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13550 FILM NUMBER: 09872789 BUSINESS ADDRESS: STREET 1: 7400 COLLEGE BLVD. STREET 2: SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66210 BUSINESS PHONE: 9136479700 MAIL ADDRESS: STREET 1: 7400 COLLEGE BLVD. STREET 2: SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66210 13F-HR 1 mwa3q08.txt MARINER WEALTH ADVISORS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mariner Wealth Advisors LLC Address: 4200 West 115th Street, Suite 100 Leawood, KS 66211 13F File Number: 28-13550 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephanie Manning Title: Chief Compliance Officer Phone: 913-647-9700 Signature, Place, and Date of Signing: /s/ Stephanie Manning Leawood, KS May 13, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 102 Form13F Information Table Value Total: $165,681 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABLEAUCTIONS COM INC COM NEW COM 00371f206 2 30000 SH SOLE 30000 0 0 AEGON N V NY REGISTRY SH 007924103 0 43 SH SOLE 43 0 0 AFLAC INC COM 001055102 1007 17143 SH SOLE 17143 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741r102 3 100 SH SOLE 100 0 0 ALTRIA GROUP INC COM 02209s103 212 10678 SH SOLE 10678 0 0 APPLE INC COM 037833100 930 8178 SH SOLE 8178 0 0 AT&T INC COM 00206r102 149 5351 SH SOLE 5351 0 0 BANK OF AMERICA CORPORATION COM 060505104 288 8230 SH SOLE 8230 0 0 BARCLAYS PLC ADR 06738e204 1534 62124 SH SOLE 62124 0 0 BECTON DICKINSON & CO COM 075887109 201 2507 SH SOLE 2507 0 0 CBIZ INC COM 124805102 1708 202166 SH SOLE 202166 0 0 CELGENE CORP COM 151020104 633 10000 SH SOLE 10000 0 0 CHEVRON CORP NEW COM 166764100 287 3480 SH SOLE 3480 0 0 CISCO SYS INC COM 17275r102 1581 70058 SH SOLE 70058 0 0 CITIGROUP INC COM 172967101 1317 64210 SH SOLE 64210 0 0 CLAYMORE ETF TRUST 2 S&P GBL WATER 18383q507 3137 159256 SH SOLE 159256 0 0 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383m100 5259 151331 SH SOLE 151331 0 0 COLGATE PALMOLIVE CO COM 194162103 1671 22181 SH SOLE 22181 0 0 COMMERCE BANCSHARES INC COM 200525103 325 6997 SH SOLE 6997 0 0 COSTAR GROUP INC COM 22160n109 1004 22125 SH SOLE 22125 0 0 DENTSPLY INTL INC NEW COM 249030107 1314 35003 SH SOLE 35003 0 0 DIAMONDS TR UNIT SER 1 252787106 228 2107 SH SOLE 2107 0 0 DISNEY WALT CO COM DISNEY 254687106 954 31075 SH SOLE 31075 0 0 DST SYS INC DEL COM 233326107 724 12933 SH SOLE 12933 0 0 EL CAPITAN PRECIOUS METALS INC COM 282812106 4 31414 SH SOLE 31414 0 0 ELECTRONIC ARTS INC COM 285512109 691 18694 SH SOLE 18694 0 0 EXXON MOBIL CORP COM 30231g102 448 5770 SH SOLE 5770 0 0 FIFTH THIRD BANCORP COM 316773100 182 15295 SH SOLE 15295 0 0 FORCE PROTECTION INC COM NEW 345203202 54 20000 SH SOLE 20000 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671d857 569 10003 SH SOLE 10003 0 0 GENERAL ELECTRIC CO COM 369604103 1327 52046 SH SOLE 52046 0 0 GENZYME CORP COM 372917104 1111 13739 SH SOLE 13739 0 0 GILEAD SCIENCES INC COM 375558103 1382 30281 SH SOLE 30281 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 4 86 SH SOLE 86 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 947 7402 SH SOLE 7402 0 0 HOUSTON AMERN ENERGY CORP COM 44183u100 221 35000 SH SOLE 35000 0 0 INERGY HLDGS L P COM 45661q107 15945 625278 SH SOLE 625278 0 0 INTEL CORP COM 458140100 1137 60682 SH SOLE 60682 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 449 3839 SH SOLE 3839 0 0 ISHARES INC MSCI PAC J IDX 464286665 910 25350 SH SOLE 25350 0 0 ISHARES INC MSCI CDA INDEX 464286509 6276 238286 SH SOLE 238286 0 0 ISHARES INC MSCI AUSTRALIA 464286103 3745 182338 SH SOLE 182338 0 0 ISHARES TR MSCI EAFE IDX 464287465 4712 83695 SH SOLE 83695 0 0 ISHARES TR S&P GLB100INDX 464287572 4583 73780 SH SOLE 73780 0 0 ISHARES TR S&P NA NAT RES 464287374 4583 127419 SH SOLE 127419 0 0 ISHARES TR DJ US FINL SEC 464287788 3508 50520 SH SOLE 50520 0 0 ISHARES TR RUSSELL1000GRW 464287614 4688 96568 SH SOLE 96568 0 0 ISHARES TR S&P GBL HLTHCR 464287325 5052 100145 SH SOLE 100145 0 0 ISHARES TR S&P LTN AM 40 464287390 3567 92039 SH SOLE 92039 0 0 ISHARES TR S&P SMLCP GROW 464287887 5789 94267 SH SOLE 94267 0 0 ISHARES TR S&P GLO INFRAS 464288372 3087 84643 SH SOLE 84643 0 0 ITT CORP NEW COM 450911102 1684 30278 SH SOLE 30278 0 0 JABIL CIRCUIT INC COM 466313103 486 50910 SH SOLE 50910 0 0 JPMORGAN CHASE & CO COM 46625h100 1307 27993 SH SOLE 27993 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 12 270 SH SOLE 270 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1762 17918 SH SOLE 17918 0 0 LILLY ELI & CO COM 532457108 220 4999 SH SOLE 4999 0 0 LOCKHEED MARTIN CORP COM 539830109 1551 14141 SH SOLE 14141 0 0 LOOPNET INC COM 543524300 635 64580 SH SOLE 64580 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060u605 2660 72285 SH SOLE 72285 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 332 16461 SH SOLE 16461 0 0 MBIA INC COM 55262c100 144 12080 SH SOLE 12080 0 0 MERRILL LYNCH & CO INC COM COM 590188108 222 8780 SH SOLE 8780 0 0 METAVANTE TECHNOLOGIES INC COM 591407101 33 1697 SH SOLE 1697 0 0 MICROSOFT CORP COM 594918104 124 4660 SH SOLE 4660 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 2431 18443 SH SOLE 18443 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 1 63 SH SOLE 63 0 0 MONSANTO CO NEW COM 61166w101 812 8208 SH SOLE 8208 0 0 MORGAN STANLEY SHRT EUR ETN20 617480280 6645 140547 SH SOLE 140547 0 0 MOTOROLA INC COM 620076109 1 191 SH SOLE 191 0 0 NATIONAL CITY CORP COM COM 635405103 2 931 SH SOLE 931 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 1072 16694 SH SOLE 16694 0 0 NATIONAL OILWELL VARCO INC COM 637071101 985 19606 SH SOLE 19606 0 0 NEXXUS LIGHTING INC COM 65338e105 5944 771985 SH SOLE 771985 0 0 NIKE INC CL B 654106103 994 14854 SH SOLE 14854 0 0 NORFOLK SOUTHERN CORP COM 655844108 1757 26532 SH SOLE 26532 0 0 NORTHERN TR CORP COM 665859104 1143 15833 SH SOLE 15833 0 0 NOVARTIS A G SPONSORED ADR 66987v109 1019 19292 SH SOLE 19292 0 0 ONEOK INC NEW COM 682680103 757 22010 SH SOLE 22010 0 0 PEPSICO INC COM 713448108 1975 27708 SH SOLE 27708 0 0 PETROHAWK ENERGY CORP COM 716495106 4326 200000 SH SOLE 200000 0 0 PFIZER INC COM 717081103 97 5248 SH SOLE 5248 0 0 PHILIP MORRIS INTL INC COM 718172109 514 10678 SH SOLE 10678 0 0 PROCTER & GAMBLE CO COM 742718109 4564 65489 SH SOLE 65489 0 0 PROSHARES TR PSHS ULTRA FINL 74347r743 3035 173029 SH SOLE 173029 0 0 PRUDENTIAL FINL INC COM 744320102 1264 17551 SH SOLE 17551 0 0 ROYAL BK SCOTLAND GROUP PLC SP Sponsored ADR 780097721 1 300 SH SOLE 300 0 0 SIRIUS XM RADIO INC COM 82967n108 26 45120 SH SOLE 45120 0 0 SPDR SERIES TRUST MORGAN TECH ETF 78464a102 5509 118963 SH SOLE 118963 0 0 ST JUDE MED INC COM 790849103 1489 34240 SH SOLE 34240 0 0 STATOILHYDRO ASA SPONSORED ADR 85771p102 1177 49447 SH SOLE 49447 0 0 STRATFORD AMERN CORP COM NEW COM 86279e201 0 66666 SH SOLE 66666 0 0 STRYKER CORP COM 863667101 895 14369 SH SOLE 14369 0 0 TEAM FINANCIAL INC COM 87815x109 936 406748 SH SOLE 406748 0 0 TEXAS INSTRS INC COM 882508104 152 7088 SH SOLE 7088 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1442 26223 SH SOLE 26223 0 0 TRANSOCEAN INC NEW SHS COM - SHS g90073100 1161 10567 SH SOLE 10567 0 0 URS CORP NEW COM 903236107 768 20945 SH SOLE 20945 0 0 UST INC COM COM 902911106 309 4648 SH SOLE 4648 0 0 VIACOM INC NEW CL B 92553p201 745 30000 SH SOLE 30000 0 0 WEATHERFORD INTERNATIONAL LTD COM g95089101 1109 44118 SH SOLE 44118 0 0 WESTAR ENERGY INC COM 95709t100 13 545 SH SOLE 545 0 0
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