-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PsEwWMwDlGbBI4Vc62kLArlW4Fbr9aNabeOxkTj+trBj28zSEMaNKHIo1mVXcSyC kchbSMUlt+7vdMWSe3kByg== 0001221073-09-000022.txt : 20090604 0001221073-09-000022.hdr.sgml : 20090604 20090603214927 ACCESSION NUMBER: 0001221073-09-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090604 DATE AS OF CHANGE: 20090603 EFFECTIVENESS DATE: 20090604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mariner Wealth Advisors, LLC CENTRAL INDEX KEY: 0001373442 IRS NUMBER: 204553256 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13550 FILM NUMBER: 09872790 BUSINESS ADDRESS: STREET 1: 7400 COLLEGE BLVD. STREET 2: SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66210 BUSINESS PHONE: 9136479700 MAIL ADDRESS: STREET 1: 7400 COLLEGE BLVD. STREET 2: SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66210 13F-HR 1 mwa4q08.txt MARINER WEALTH ADVISORS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mariner Wealth Advisors LLC Address: 4200 West 115th Street, Suite 100 Leawood, KS 66211 13F File Number: 28-13550 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephanie Manning Title: Chief Compliance Officer Phone: 913-647-9700 Signature, Place, and Date of Signing: /s/ Stephanie Manning Leawood, KS May 13, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 121 Form13F Information Table Value Total: $160,372 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 425 7380 SH SOLE 7380 0 0 ABLEAUCTIONS COM INC COM NEW COM 00371f206 1 30000 SH SOLE 30000 0 0 AFLAC INC COM 001055102 1080 23552 SH SOLE 23552 0 0 ALTRA HOLDINGS INC COM 02208r106 78 9822 SH SOLE 9822 0 0 ALTRIA GROUP INC COM 02209s103 509 33824 SH SOLE 33824 0 0 APPLE INC COM 037833100 1008 11813 SH SOLE 11813 0 0 APPLIED MATLS INC COM 038222105 359 35416 SH SOLE 35416 0 0 BAKER HUGHES INC COM 057224107 844 26310 SH SOLE 26310 0 0 BARCLAYS PLC ADR 06738e204 262 26765 SH SOLE 26765 0 0 BECKMAN COULTER INC COM 075811109 1487 33838 SH SOLE 33838 0 0 BECTON DICKINSON & CO COM 075887109 245 3587 SH SOLE 3587 0 0 BEMIS INC COM 081437105 522 22056 SH SOLE 22056 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 376 117 SH SOLE 117 0 0 BEST BUY INC COM 086516101 542 19279 SH SOLE 19279 0 0 CBIZ INC COM 124805102 1749 202166 SH SOLE 202166 0 0 CELGENE CORP COM 151020104 553 10000 SH SOLE 10000 0 0 CERNER CORP COM 156782104 211 5485 SH SOLE 5485 0 0 CHEVRON CORP NEW COM 166764100 1144 15465 SH SOLE 15465 0 0 CISCO SYS INC COM 17275r102 1390 85301 SH SOLE 85301 0 0 CITIGROUP INC COM 172967101 265 39482 SH SOLE 39482 0 0 CLAYMORE ETF TRUST 2 S&P GBL WATER 18383q507 1661 117334 SH SOLE 117334 0 0 CLOROX CO DEL COM 189054109 1202 21626 SH SOLE 21626 0 0 COMMERCE BANCSHARES INC COM 200525103 323 7346 SH SOLE 7346 0 0 CONAGRA FOODS INC COM 205887102 468 28387 SH SOLE 28387 0 0 COSTAR GROUP INC COM 22160n109 723 21938 SH SOLE 21938 0 0 DENTSPLY INTL INC NEW COM 249030107 995 35240 SH SOLE 35240 0 0 DIANA SHIPPING INC COM y2066g104 805 63106 SH SOLE 63106 0 0 DISNEY WALT CO COM DISNEY 254687106 870 38330 SH SOLE 38330 0 0 ECOLAB INC COM 278865100 406 11537 SH SOLE 11537 0 0 EL CAPITAN PRECIOUS METALS INC COM 282812106 2 29944 SH SOLE 29944 0 0 EMERSON ELEC CO COM 291011104 594 16227 SH SOLE 16227 0 0 EMPIRE DIST ELEC CO COM 291641108 241 13670 SH SOLE 13670 0 0 EQUITABLE RES INC COM COM 294549100 784 23370 SH SOLE 23370 0 0 EXXON MOBIL CORP COM 30231g102 203 2544 SH SOLE 2544 0 0 FIFTH THIRD BANCORP COM 316773100 409 49525 SH SOLE 49525 0 0 FIRST HORIZON NATL CORP COM 320517105 188 17778 SH SOLE 17778 0 0 FORCE PROTECTION INC COM NEW 345203202 120 20000 SH SOLE 20000 0 0 GENERAL ELECTRIC CO COM 369604103 287 17709 SH SOLE 17709 0 0 GENERAL MLS INC COM 370334104 822 13530 SH SOLE 13530 0 0 GENUINE PARTS CO COM 372460105 307 8122 SH SOLE 8122 0 0 GENZYME CORP COM 372917104 901 13578 SH SOLE 13578 0 0 GILEAD SCIENCES INC COM 375558103 1940 37935 SH SOLE 37935 0 0 HEINZ H J CO COM 423074103 895 23815 SH SOLE 23815 0 0 HOUSTON AMERN ENERGY CORP COM 44183u100 118 35000 SH SOLE 35000 0 0 INERGY HLDGS L P COM 45661q107 13875 640278 SH SOLE 640278 0 0 INTEL CORP COM 458140100 1279 87250 SH SOLE 87250 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 181 2155 SH SOLE 2155 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 1436 48325 SH SOLE 48325 0 0 ISHARES INC MSCI AUSTRALIA 464286103 3151 224911 SH SOLE 224911 0 0 ISHARES INC MSCI PAC J IDX 464286665 770 29229 SH SOLE 29229 0 0 ISHARES TR RUSSELL1000GRW 464287614 3351 90428 SH SOLE 90428 0 0 ISHARES TR FTSE XNHUA IDX 464287184 4952 170225 SH SOLE 170225 0 0 ISHARES TR MSCI EMERG MKT 464287234 3452 138263 SH SOLE 138263 0 0 ISHARES TR RUSL 2000 VALU 464287630 3156 64191 SH SOLE 64191 0 0 ISHARES TR S&P GBL HLTHCR 464287325 4293 94882 SH SOLE 94882 0 0 ISHARES TR S&P GLB100INDX 464287572 3380 67407 SH SOLE 67407 0 0 ISHARES TR S&P GLO INFRAS 464288372 1840 61508 SH SOLE 61508 0 0 ISHARES TR S&P LTN AM 40 464287390 3506 137657 SH SOLE 137657 0 0 ISHARES TR S&P NA NAT RES 464287374 3069 121190 SH SOLE 121190 0 0 ISHARES TR S&P SMLCP GROW 464287887 343 7697 SH SOLE 7697 0 0 ISHARES TR RUSL 2000 GROW 464287648 18282 359450 SH SOLE 359450 0 0 ITT CORP NEW COM 450911102 1788 38881 SH SOLE 38881 0 0 JABIL CIRCUIT INC COM 466313103 732 108500 SH SOLE 108500 0 0 JOHNSON & JOHNSON COM 478160104 447 7474 SH SOLE 7474 0 0 JPMORGAN CHASE & CO COM 46625h100 831 26353 SH SOLE 26353 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 5 270 SH SOLE 270 0 0 KIMBERLY CLARK CORP COM 494368103 1166 22115 SH SOLE 22115 0 0 KRAFT FOODS INC CL A 50075N104 546 20319 SH SOLE 20319 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1634 22149 SH SOLE 22149 0 0 LILLY ELI & CO COM 532457108 201 4999 SH SOLE 4999 0 0 LITTELFUSE INC COM 537008104 480 28933 SH SOLE 28933 0 0 LOCKHEED MARTIN CORP COM 539830109 1408 16749 SH SOLE 16749 0 0 LOOPNET INC COM 543524300 440 64580 SH SOLE 64580 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 465 34066 SH SOLE 34066 0 0 MBIA INC COM 55262c100 127 31165 SH SOLE 31165 0 0 MERRILL LYNCH & CO INC COM COM 590188108 344 29587 SH SOLE 29587 0 0 METAVANTE TECHNOLOGIES INC COM 591407101 27 1697 SH SOLE 1697 0 0 METLIFE INC COM 59156r108 557 15977 SH SOLE 15977 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 1867 19214 SH SOLE 19214 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 0 63 SH SOLE 63 0 0 MONSANTO CO NEW COM 61166w101 1015 14426 SH SOLE 14426 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 803 15918 SH SOLE 15918 0 0 NATIONAL OILWELL VARCO INC COM 637071101 826 33785 SH SOLE 33785 0 0 NEXXUS LIGHTING INC COM 65338e105 5597 771985 SH SOLE 771985 0 0 NIKE INC CL B 654106103 986 19329 SH SOLE 19329 0 0 NORFOLK SOUTHERN CORP COM 655844108 1546 32858 SH SOLE 32858 0 0 NORTHERN TR CORP COM 665859104 1017 19503 SH SOLE 19503 0 0 NOVARTIS A G SPONSORED ADR 66987v109 968 19462 SH SOLE 19462 0 0 ONEOK INC NEW COM 682680103 638 21901 SH SOLE 21901 0 0 PETROHAWK ENERGY CORP COM 716495106 4689 300000 SH SOLE 300000 0 0 PHILIP MORRIS INTL INC COM 718172109 866 19899 SH SOLE 19899 0 0 PMI GROUP INC COM 69344M101 42 21745 SH SOLE 21745 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 925 47498 SH SOLE 47498 0 0 PROCTER & GAMBLE CO COM 742718109 2591 41907 SH SOLE 41907 0 0 PROSHARES TR PSHS ULTRA FINL 74347r743 147 24378 SH SOLE 24378 0 0 PRUDENTIAL FINL INC COM 744320102 981 32403 SH SOLE 32403 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 691 40330 SH SOLE 40330 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369y803 2438 158210 SH SOLE 158210 0 0 SIRIUS XM RADIO INC COM 82967n108 5 45600 SH SOLE 45600 0 0 SPDR SERIES TRUST KBW REGN BK ETF 78464a698 4081 139944 SH SOLE 139944 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464a888 203 16905 SH SOLE 16905 0 0 SPDR TR UNIT SER 1 78462f103 5527 61248 SH SOLE 61248 0 0 ST JUDE MED INC COM 790849103 1408 42723 SH SOLE 42723 0 0 STERICYCLE INC COM 858912108 957 18368 SH SOLE 18368 0 0 STRATFORD AMERN CORP COM NEW COM 86279e201 0 66666 SH SOLE 66666 0 0 STRYKER CORP COM 863667101 1412 35351 SH SOLE 35351 0 0 SVB FINL GROUP COM 78486q101 383 14620 SH SOLE 14620 0 0 TEAM FINANCIAL INC COM 87815x109 122 406748 SH SOLE 406748 0 0 TERADYNE INC COM 880770102 72 17064 SH SOLE 17064 0 0 TEXAS INSTRS INC COM 882508104 209 13479 SH SOLE 13479 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1270 37267 SH SOLE 37267 0 0 TRANSOCEAN LTD REG SHS H8817H100 616 13034 SH SOLE 13034 0 0 UNITED PARCEL SERVICE INC CL B 911312106 329 5957 SH SOLE 5957 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 336 8948 SH SOLE 8948 0 0 URS CORP NEW COM 903236107 1768 43375 SH SOLE 43375 0 0 UST INC COM COM 902911106 322 4648 SH SOLE 4648 0 0 VIACOM INC NEW CL B 92553p201 572 30000 SH SOLE 30000 0 0 WESTAR ENERGY INC COM 95709t100 548 26735 SH SOLE 26735 0 0 WISCONSIN ENERGY CORP COM 976657106 458 10905 SH SOLE 10905 0 0 XTO ENERGY INC COM 98385x106 1072 30400 SH SOLE 30400 0 0 ZIMMER HLDGS INC COM 98956p102 241 5951 SH SOLE 5951 0 0
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