-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, On8KuKlDwteB+QBwnuTZ++b4ZZD2tuMIFZ/X6P4FkP4ZdHtdlVhtTBSox0ecYCRP WK7k1AlSnGMrsE9gfrruZg== 0001221073-09-000023.txt : 20090604 0001221073-09-000023.hdr.sgml : 20090604 20090603215011 ACCESSION NUMBER: 0001221073-09-000023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090604 DATE AS OF CHANGE: 20090603 EFFECTIVENESS DATE: 20090604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mariner Wealth Advisors, LLC CENTRAL INDEX KEY: 0001373442 IRS NUMBER: 204553256 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13550 FILM NUMBER: 09872794 BUSINESS ADDRESS: STREET 1: 7400 COLLEGE BLVD. STREET 2: SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66210 BUSINESS PHONE: 9136479700 MAIL ADDRESS: STREET 1: 7400 COLLEGE BLVD. STREET 2: SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66210 13F-HR 1 mwa1q09.txt MARINER WEALTH ADVISORS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mariner Wealth Advisors LLC Address: 4200 West 115th Street, Suite 100 Leawood, KS 66211 13F File Number: 28-13550 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephanie Manning Title: Chief Compliance Officer Phone: 913-647-9700 Signature, Place, and Date of Signing: /s/ Stephanie Manning Leawood, KS May 13, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 109 Form13F Information Table Value Total: $182,678 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 2490 50071 SH SOLE 50071 0 0 AFLAC INC COM 001055102 670 34616 SH SOLE 34616 0 0 ALTRA HOLDINGS INC COM 02208r106 512 132058 SH SOLE 132058 0 0 ALTRIA GROUP INC COM 02209s103 785 48974 SH SOLE 48974 0 0 APPLE INC COM 037833100 1673 15918 SH SOLE 15918 0 0 APPLIED MATLS INC COM 038222105 963 89541 SH SOLE 89541 0 0 APTARGROUP INC COM 038336103 1258 40404 SH SOLE 40404 0 0 BAKER HUGHES INC COM 057224107 837 29325 SH SOLE 29325 0 0 BANK OF AMERICA CORPORATION COM 060505104 1458 213718 SH SOLE 213718 0 0 BECTON DICKINSON & CO COM 075887109 286 4247 SH SOLE 4247 0 0 BEMIS INC COM 081437105 3145 149976 SH SOLE 149976 0 0 BEST BUY INC COM 086516101 798 21009 SH SOLE 21009 0 0 CBIZ INC COM 124805102 1404 201441 SH SOLE 201441 0 0 CELGENE CORP COM 151020104 445 10030 SH SOLE 10030 0 0 CHEVRON CORP NEW COM 166764100 1071 15932 SH SOLE 15932 0 0 CHUBB CORP COM 171232101 2550 60257 SH SOLE 60257 0 0 CISCO SYS INC COM 17275r102 1761 104985 SH SOLE 104985 0 0 CLOROX CO DEL COM 189054109 1438 27923 SH SOLE 27923 0 0 COLGATE PALMOLIVE CO COM 194162103 248 4211 SH SOLE 4211 0 0 COMMERCE BANCSHARES INC COM 200525103 386 10631 SH SOLE 10631 0 0 COPANO ENERGY L L C COM UNITS 217202100 360 27000 SH SOLE 27000 0 0 COSTAR GROUP INC COM 22160n109 663 21913 SH SOLE 21913 0 0 DIANA SHIPPING INC COM y2066g104 829 70283 SH SOLE 70283 0 0 DISNEY WALT CO COM DISNEY 254687106 748 41216 SH SOLE 41216 0 0 ECOLAB INC COM 278865100 3120 89837 SH SOLE 89837 0 0 EMERSON ELEC CO COM 291011104 2456 85944 SH SOLE 85944 0 0 EMPIRE DIST ELEC CO COM 291641108 223 15450 SH SOLE 15450 0 0 EQT CORP COM 26884l109 3031 96740 SH SOLE 96740 0 0 EXXON MOBIL CORP COM 30231g102 256 3760 SH SOLE 3760 0 0 FIFTH THIRD BANCORP COM 316773100 136 46675 SH SOLE 46675 0 0 FIRST HORIZON NATL CORP COM 320517105 188 17525 SH SOLE 17525 0 0 FORCE PROTECTION INC COM NEW 345203202 96 20000 SH SOLE 20000 0 0 FRANKLIN RES INC COM 354613101 200 3720 SH SOLE 3720 0 0 GENERAL ELECTRIC CO COM 369604103 731 72298 SH SOLE 72298 0 0 GENERAL MLS INC COM 370334104 762 15277 SH SOLE 15277 0 0 GILEAD SCIENCES INC COM 375558103 1167 25190 SH SOLE 25190 0 0 GREAT PLAINS ENERGY INC COM 391164100 1346 99914 SH SOLE 99914 0 0 HEINZ H J CO COM 423074103 2301 69605 SH SOLE 69605 0 0 HOUSTON AMERN ENERGY CORP COM 44183u100 65 35000 SH SOLE 35000 0 0 HUDSON CITY BANCORP COM 443683107 123 10520 SH SOLE 10520 0 0 INERGY HLDGS L P COM 45661q107 19146 628753 SH SOLE 628753 0 0 INTEL CORP COM 458140100 1357 90256 SH SOLE 90256 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 321 3309 SH SOLE 3309 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 4658 152935 SH SOLE 152935 0 0 ISHARES INC MSCI AUSTRALIA 464286103 3096 231193 SH SOLE 231193 0 0 ISHARES INC MSCI PAC J IDX 464286665 720 29234 SH SOLE 29234 0 0 ISHARES TR S&P NA NAT RES 464287374 2879 121890 SH SOLE 121890 0 0 ISHARES TR FTSE XNHUA IDX 464287184 5024 176099 SH SOLE 176099 0 0 ISHARES TR MSCI EMERG MKT 464287234 3385 136454 SH SOLE 136454 0 0 ISHARES TR RUSL 2000 GROW 464287648 11303 245816 SH SOLE 245816 0 0 ISHARES TR RUSL 2000 VALU 464287630 2544 64472 SH SOLE 64472 0 0 ISHARES TR RUSSELL1000GRW 464287614 3203 91308 SH SOLE 91308 0 0 ISHARES TR S&P GBL HLTHCR 464287325 3820 95965 SH SOLE 95965 0 0 ISHARES TR S&P GLO INFRAS 464288372 1542 63008 SH SOLE 63008 0 0 ISHARES TR S&P LTN AM 40 464287390 3501 136557 SH SOLE 136557 0 0 ITT CORP NEW COM 450911102 1738 45178 SH SOLE 45178 0 0 JABIL CIRCUIT INC COM 466313103 703 126491 SH SOLE 126491 0 0 JOHNSON & JOHNSON COM 478160104 1650 31370 SH SOLE 31370 0 0 JPMORGAN CHASE & CO COM 46625h100 689 25937 SH SOLE 25937 0 0 KIMBERLY CLARK CORP COM 494368103 6083 131917 SH SOLE 131917 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1709 25207 SH SOLE 25207 0 0 LITTELFUSE INC COM 537008104 2326 211663 SH SOLE 211663 0 0 LOCKHEED MARTIN CORP COM 539830109 1016 14716 SH SOLE 14716 0 0 LOOPNET INC COM 543524300 392 64500 SH SOLE 64500 0 0 MARSH & MCLENNAN COS INC COM 571748102 2243 110788 SH SOLE 110788 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 148 26260 SH SOLE 26260 0 0 MBIA INC COM 55262c100 131 28560 SH SOLE 28560 0 0 METLIFE INC COM 59156r108 411 18035 SH SOLE 18035 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 1522 29650 SH SOLE 29650 0 0 MONSANTO CO NEW COM 61166w101 1507 18134 SH SOLE 18134 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 660 17069 SH SOLE 17069 0 0 NATIONAL OILWELL VARCO INC COM 637071101 1302 45335 SH SOLE 45335 0 0 NEXXUS LIGHTING INC COM 65338e105 4825 771985 SH SOLE 771985 0 0 NIKE INC CL B 654106103 1208 25764 SH SOLE 25764 0 0 NORFOLK SOUTHERN CORP COM 655844108 1435 42524 SH SOLE 42524 0 0 NORTHERN TR CORP COM 665859104 1230 20567 SH SOLE 20567 0 0 ONEOK INC NEW COM 682680103 539 23804 SH SOLE 23804 0 0 PANERA BREAD CO CL A 69840w108 453 8097 SH SOLE 8097 0 0 PETROHAWK ENERGY CORP COM 716495106 5769 300000 SH SOLE 300000 0 0 PHILIP MORRIS INTL INC COM 718172109 690 19399 SH SOLE 19399 0 0 PMI GROUP INC COM 69344M101 13 20415 SH SOLE 20415 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 3549 201743 SH SOLE 201743 0 0 PROCTER & GAMBLE CO COM 742718109 2222 47181 SH SOLE 47181 0 0 PROSHARES TR PSHS ULTRA FINL 74347r743 63 24278 SH SOLE 24278 0 0 PRUDENTIAL FINL INC COM 744320102 913 48003 SH SOLE 48003 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 904 45873 SH SOLE 45873 0 0 REPUBLIC SVCS INC COM 760759100 633 36910 SH SOLE 36910 0 0 SCHWAB CHARLES CORP NEW COM 808513105 876 56520 SH SOLE 56520 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369y803 2446 156563 SH SOLE 156563 0 0 SIRIUS XM RADIO INC COM 82967n108 16 44370 SH SOLE 44370 0 0 SPDR SERIES TRUST MORGAN TECH ETF 78464a102 307 8525 SH SOLE 8525 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464a888 166 15625 SH SOLE 15625 0 0 SPDR TR UNIT SER 1 78462f103 215 2700 SH SOLE 2700 0 0 SPECTRA ENERGY PARTNERS LP COM 84756n109 590 27020 SH SOLE 27020 0 0 ST JUDE MED INC COM 790849103 1855 51060 SH SOLE 51060 0 0 STERICYCLE INC COM 858912108 962 20161 SH SOLE 20161 0 0 STRYKER CORP COM 863667101 4015 117947 SH SOLE 117947 0 0 SVB FINL GROUP COM 78486q101 391 19555 SH SOLE 19555 0 0 TEAM FINANCIAL INC COM 87815x109 80 406748 SH SOLE 406748 0 0 TERADYNE INC COM 880770102 78 17748 SH SOLE 17748 0 0 TEXAS INSTRS INC COM 882508104 238 14414 SH SOLE 14414 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1585 44439 SH SOLE 44439 0 0 TRANSOCEAN LTD REG SHS H8817H100 853 14497 SH SOLE 14497 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2566 52128 SH SOLE 52128 0 0 URS CORP NEW COM 903236107 2026 50129 SH SOLE 50129 0 0 VIACOM INC NEW CL B 92553p201 521 30000 SH SOLE 30000 0 0 WESTAR ENERGY INC COM 95709t100 2550 145485 SH SOLE 145485 0 0 WISCONSIN ENERGY CORP COM 976657106 1309 31804 SH SOLE 31804 0 0 XTO ENERGY INC COM 98385x106 879 28700 SH SOLE 28700 0 0
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