-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ApjvU5jRdCDGUPx1Uv+zvLlIi353Gj3s4XbOwXrlbVgG9ouQjufvGWxi6oUx9poO BNRVcT//8t8dbBAE2acuXg== 0000902664-09-002085.txt : 20090515 0000902664-09-002085.hdr.sgml : 20090515 20090515143134 ACCESSION NUMBER: 0000902664-09-002085 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polar Securities Inc. CENTRAL INDEX KEY: 0001326389 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12489 FILM NUMBER: 09831798 BUSINESS ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 13F-HR 1 p09-1021form13fhr.txt POLAR SECURITIES INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 ------------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Polar Securities Inc. -------------------------------------------------- Address: 372 Bay Street, 21st Floor -------------------------------------------------- Toronto, Ontario M5H 2N9 -------------------------------------------------- Canada -------------------------------------------------- Form 13F File Number: 028-12489 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robyn Schultz -------------------------------------------------- Title: Chief Compliance Officer -------------------------------------------------- Phone: 416-369-4453 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Robyn Schultz Toronto, Ontario Canada 5/15/09 ------------------------ ------------------------------ ---------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 190 ------------- Form 13F Information Table Value Total: $596,014 ------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE 2020 CHINACAP ACQUIRCO INC COM 90212G109 1,976 260,700 SH SOLE 260,700 2020 CHINACAP ACQUIRCO INC *W EXP 11/08/201 90212G117 5 100,000 SH SOLE 100,000 A C MOORE ARTS & CRAFTS INC COM 00086T103 207 109,559 SH SOLE 109,559 ACTIVISION BLIZZARD INC COM 00507V109 1,015 97,000 SH CALL SOLE 97,000 ACTIVISION BLIZZARD INC COM 00507V109 1,015 97,000 SH PUT SOLE 97,000 ADVANCED TECHNOLOGY ACQU COR COM 007556103 8,222 1,063,600 SH SOLE 1,063,600 AFC ENTERPRISES INC COM 00104Q107 2,994 663,796 SH SOLE 663,796 AGILENT TECHNOLOGIES INC COM 00846U101 6,151 400,200 SH SOLE 400,200 ALPHA NATURAL RESOURCES INC COM 02076X102 2,609 147,000 SH SOLE 147,000 ALPHA SEC GROUP CORP *W EXP 03/23/201 02078A118 0 100,000 SH SOLE 100,000 ALPHA SEC GROUP CORP COM 02078A100 3,159 317,800 SH SOLE 317,800 ALSIUS CORPORATION COM 021211107 7 25,000 SH SOLE 25,000 ALTERNATIVE ASSET MGMT ACQU *W EXP 08/01/201 02149U119 1 146,800 SH SOLE 146,800 ALTERNATIVE ASSET MGMT ACQU COM 02149U101 9,437 979,999 SH SOLE 979,999 ALYST ACQUISTION CORP COM 02263A105 5,976 778,100 SH SOLE 778,100 ALYST ACQUISTION CORP *W EXP 06/28/201 02263A113 16 283,000 SH SOLE 283,000 AMICAS INC COM 001712108 267 131,600 SH SOLE 131,600 ANADIGICS INC COM 032515108 690 333,300 SH SOLE 333,300 ANNTAYLOR STORES CORP COM 036115103 1,040 200,000 SH SOLE 200,000 APEX BIOVENTURES ACQ CORP COM 03753Q105 6,128 789,679 SH SOLE 789,679 ASIA SPECIAL SIT ACQST CORP SHS G0538M105 5,489 583,920 SH SOLE 583,920 ATLAS ACQUISITION HLDGS CORP COM 049162100 4,316 458,200 SH SOLE 458,200 AUTHENTEC INC COM 052660107 443 299,000 SH SOLE 299,000 BANK MONTREAL QUE COM 063671101 483 18,500 SH CALL SOLE 18,500 BANK MONTREAL QUE COM 063671101 2,232 85,500 SH PUT SOLE 85,500 BCE INC COM NEW 05534B760 1,272 63,900 SH CALL SOLE 63,900 BCE INC COM NEW 05534B760 5,303 266,500 SH PUT SOLE 266,500 BLUEPHOENIX SOLUTIONS LTD SHS M20157109 190 99,000 SH SOLE 99,000 BRINKER INTL INC COM 109641100 2,158 142,900 SH SOLE 142,900 BROOKFIELD HOMES CORP COM 112723101 1,304 377,836 SH SOLE 377,836 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 2,658 203,235 SH SOLE 203,235 CAPITOL ACQUISITION CORP DEL COM 14055E104 2,795 294,800 SH SOLE 294,800 CARDERO RES CORP COM 14140U105 43 36,669 SH SOLE 36,669 CARNIVAL CORP PAIRED CTF 143658300 6,754 312,700 SH SOLE 312,700 CARNIVAL CORP PAIRED CTF 143658300 8,640 400,000 SH PUT SOLE 400,000 CDN IMPERIAL BK OF COMMERCE COM 136069101 970 26,700 SH CALL SOLE 26,700 CELESTICA INC SUB VTG SHS 15101Q108 1,425 400,374 SH SOLE 400,374 CHARDAN 2008 CHINA ACQST COR SHS G8977T101 706 100,000 SH SOLE 100,000 CHINA HEALTHCARE ACQ CORP *W EXP 04/18/201 16939Q112 0 386,000 SH SOLE 386,000 CHINA HLDGS ACQUISITION CORP COM 16942N106 4,424 474,200 SH SOLE 474,200 CLARK HLDGS INC *W EXP 02/15/201 18145M117 0 11,300 SH SOLE 11,300 CME GROUP INC COM 12572Q105 3,154 12,800 SH SOLE 12,800 COCA COLA CO COM 191216100 6,733 153,200 SH SOLE 153,200 COLUMBUS ACQUISITION CORP COM 198851107 9,058 1,144,350 SH SOLE 1,144,350 DARDEN RESTAURANTS INC COM 237194105 2,443 71,300 SH SOLE 71,300 DENTSPLY INTL INC NEW COM 249030107 3,445 128,300 SH SOLE 128,300 DESCARTES SYS GROUP INC COM 249906108 11,545 3,209,800 SH SOLE 3,209,800 DISNEY WALT CO COM DISNEY 254687106 3,024 166,530 SH SOLE 166,530 DR PEPPER SNAPPLE GROUP INC COM 26138E109 2,893 171,100 SH SOLE 171,100 ELDORADO GOLD CORP NEW COM 284902103 3,563 395,913 SH SOLE 395,913 ENBRIDGE INC COM 29250N105 464 16,100 SH CALL SOLE 16,100 ENBRIDGE INC COM 29250N105 1,354 47,000 SH PUT SOLE 47,000 ENCANA CORP COM 292505104 650 16,000 SH PUT SOLE 16,000 ENCANA CORP COM 292505104 812 20,000 SH CALL SOLE 20,000 ENTERPRISE ACQUISITION CORP COM 29365R108 6,086 636,600 SH SOLE 636,600 ENTERPRISE ACQUISITION CORP *W EXP 11/07/201 29365R116 11 440,000 SH SOLE 440,000 EQUIFAX INC COM 294429105 6,579 269,100 SH SOLE 269,100 EXACTECH INC COM 30064E109 6,398 556,824 SH SOLE 556,824 EXCEL MARITIME CARRIERS LTD COM V3267N107 45 10,000 SH SOLE 10,000 FISERV INC COM 337738108 7,201 197,500 SH SOLE 197,500 GARMIN LTD ORD G37260109 806 38,000 SH CALL SOLE 38,000 GHL ACQUISITION CORP COM 36172H108 6,817 727,500 SH SOLE 727,500 GILDAN ACTIVEWEAR INC COM 375916103 3,448 425,731 SH SOLE 425,731 GLOBAL BRANDS ACQUISITION CO COM 378982102 3,098 325,380 SH SOLE 325,380 GOLDEN POND HEALTHCARE INC COM 38116J109 1,395 184,800 SH SOLE 184,800 GROUPE CGI INC CL A SUB VTG 39945C109 905 113,133 SH SOLE 113,133 GSC ACQUISITION COMPANY COM 40053G106 7,868 813,660 SH SOLE 813,660 HARLEY DAVIDSON INC COM 412822108 4,687 350,000 SH CALL SOLE 350,000 HARMONIC INC COM 413160102 3,622 557,167 SH SOLE 557,167 HARVEST ENERGY TR TRUST UNIT 41752X101 61 16,600 SH PUT SOLE 16,600 HERCULES OFFSHORE INC COM 427093109 79 50,000 SH CALL SOLE 50,000 HICKS ACQUISITION CO I INC COM 429086309 10,689 1,134,700 SH SOLE 1,134,700 HIGHLANDS ACQUISITION CORP COM 430880104 8,058 849,100 SH SOLE 849,100 HUB GROUP INC CL A 443320106 3,184 187,300 SH SOLE 187,300 HUDSON HIGHLAND GROUP INC COM 443792106 141 126,600 SH SOLE 126,600 HYPERCOM CORP COM 44913M105 250 260,000 SH SOLE 260,000 ICT GROUP INC COM 44929Y101 163 29,223 SH SOLE 29,223 IDEATION ACQUISITION CORP COM 451665103 2,487 332,000 SH SOLE 332,000 IMS HEALTH INC COM 449934108 3,194 256,100 SH SOLE 256,100 INFOGROUP INC COM 45670G108 9,857 2,369,410 SH SOLE 2,369,410 INTER ATLANTIC FINANCIAL INC COM 45890H100 7,162 933,717 SH SOLE 933,717 INTER ATLANTIC FINANCIAL INC *W EXP 10/02/201 45890H118 12 306,500 SH SOLE 306,500 INTUIT COM 461202103 4,917 182,112 SH SOLE 182,112 ISHARES INC MSCI JAPAN 464286848 1,185 150,000 SH CALL SOLE 150,000 ISHARES INC MSCI JAPAN 464286848 103 13,000 SH SOLE 13,000 ISHARES TR RUSSELL 2000 464287655 210 5,000 SH PUT SOLE 5,000 ISHARES TR BARCLYS 20+ YR 464287432 12,750 132,000 SH PUT SOLE 132,000 IVANHOE MINES LTD COM 46579N103 1,422 231,141 SH SOLE 231,141 JACKSON HEWITT TAX SVCS INC COM 468202106 1,491 285,700 SH SOLE 285,700 JDS UNIPHASE CORP COM PAR $0.001 46612J507 481 148,000 SH CALL SOLE 148,000 JOHNSON & JOHNSON COM 478160104 1,578 30,000 SH CALL SOLE 30,000 JOHNSON & JOHNSON COM 478160104 6,060 115,200 SH PUT SOLE 115,200 KBL HEALTHCARE ACQUIS CORP I COM 48241N107 10,305 1,341,800 SH SOLE 1,341,800 KIMBERLY CLARK CORP COM 494368103 715 15,500 SH PUT SOLE 15,500 KINGSWAY FINL SVCS INC COM 496904103 2,428 1,363,800 SH SOLE 1,363,800 LAS VEGAS SANDS CORP COM 517834107 66 22,000 SH CALL SOLE 22,000 LIBERTY ACQUISITION HLDGS CO COM 53015Y107 3,985 453,914 SH SOLE 453,914 LIFE TECHNOLOGIES CORP COM 53217V109 3,618 111,400 SH SOLE 111,400 LINCARE HLDGS INC COM 532791100 3,495 160,300 SH SOLE 160,300 LO-JACK CORP COM 539451104 1,407 310,530 SH SOLE 310,530 MASCO CORP COM 574599106 1,994 285,700 SH SOLE 285,700 MASTERCARD INC CL A 57636Q104 2,512 15,000 SH CALL SOLE 15,000 MASTERCARD INC CL A 57636Q104 2,512 15,000 SH PUT SOLE 15,000 MBF HEALTHCARE ACQUISITION C *W EXP 04/16/201 552650111 0 278,000 SH SOLE 278,000 MEDIA & ENTMT HOLDINGS INC COM 58439W108 3,718 476,074 SH SOLE 476,074 MEDIA & ENTMT HOLDINGS INC *W EXP 03/09/201 58439W116 1 214,500 SH SOLE 214,500 MICROSEMI CORP COM 595137100 2,938 253,300 SH SOLE 253,300 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 3,231 2,605,411 SH SOLE 2,605,411 MONSANTO CO NEW COM 61166W101 2,493 30,000 SH CALL SOLE 30,000 NAM TAI ELECTRS INC COM PAR $0.02 629865205 56 15,150 SH SOLE 15,150 NAVIOS MARITIME ACQUIS CORP SHS Y62159101 4,331 479,056 SH SOLE 479,056 NEW YORK & CO INC COM 649295102 4,014 1,130,738 SH SOLE 1,130,738 NORFOLK SOUTHERN CORP COM 655844108 6,713 198,900 SH SOLE 198,900 NORTH AMERN PALLADIUM LTD *W EXP 12/13/200 656912110 25 458,800 SH SOLE 458,800 NOVA CHEMICALS CORP COM 66977W109 2,880 500,000 SH SOLE 500,000 NRDC ACQUISITION CORP COM 62941R102 11,084 1,160,600 SH SOLE 1,160,600 NVIDIA CORP COM 67066G104 99 10,000 SH CALL SOLE 10,000 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 3,204 936,768 SH SOLE 936,768 OCEANAUT INC COM 675227102 2,478 300,700 SH SOLE 300,700 OFFICE DEPOT INC COM 676220106 1,518 1,159,100 SH SOLE 1,159,100 OPEN TEXT CORP COM 683715106 1,068 31,000 SH CALL SOLE 31,000 OPEN TEXT CORP COM 683715106 1,756 51,000 SH PUT SOLE 51,000 OVERTURE ACQUISITION CORP SHS G6830P100 2,390 253,009 SH SOLE 253,009 P C CONNECTION COM 69318J100 38 10,000 SH SOLE 10,000 PALL CORP COM 696429307 7,494 366,800 SH SOLE 366,800 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 557 76,700 SH SOLE 76,700 PAN AMERICAN SILVER CORP COM 697900108 1,727 99,144 SH SOLE 99,144 PEPSICO INC COM 713448108 8,752 170,000 SH PUT SOLE 170,000 PERKINELMER INC COM 714046109 7,241 567,000 SH SOLE 567,000 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1,360 68,000 SH CALL SOLE 68,000 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1,580 79,000 SH PUT SOLE 79,000 PRICELINE COM INC COM NEW 741503403 394 5,000 SH CALL SOLE 5,000 PRICELINE COM INC COM NEW 741503403 1,970 25,000 SH PUT SOLE 25,000 PRIMUS GUARANTY LTD SHS G72457107 686 437,033 SH SOLE 437,033 PROCTER & GAMBLE CO COM 742718109 6,856 145,600 SH PUT SOLE 145,600 PROSPECT ACQUISITION CORP COM 74347T103 7,891 834,100 SH SOLE 834,100 QUANEX BUILDING PRODUCTS COR COM 747619104 872 114,691 SH SOLE 114,691 RADVISION LTD ORD M81869105 694 139,000 SH SOLE 139,000 RELIANT ENERGY INC COM 75952B105 80 25,000 SH CALL SOLE 25,000 REPUBLIC SVCS INC COM 760759100 6,767 394,555 SH SOLE 394,555 RESEARCH IN MOTION LTD COM 760975102 1,228 28,495 SH SOLE 28,495 ROGERS COMMUNICATIONS INC CL B 775109200 639 28,000 SH PUT SOLE 28,000 ROSS STORES INC COM 778296103 3,387 94,400 SH SOLE 94,400 ROYAL BK CDA MONTREAL QUE COM 780087102 1,952 67,500 SH PUT SOLE 67,500 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 3,724 464,900 SH CALL SOLE 464,900 SANTA MONICA MEDIA CORP COM 802501106 4,764 598,520 SH SOLE 598,520 SANTA MONICA MEDIA CORP *W EXP 03/27/201 802501114 1 180,500 SH SOLE 180,500 SAPPHIRE INDUSTRIALS CORP COM 80306T109 4,398 461,520 SH SOLE 461,520 SECURE AMER ACQUISITION CORP COM 81372L103 2,522 331,400 SH SOLE 331,400 SECURE AMER ACQUISITION CORP *W EXP 10/23/201 81372L111 2 62,600 SH SOLE 62,600 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 5,973 319,400 SH SOLE 319,400 SP ACQUISITION HOLDINGS INC COM 78470A104 3,951 415,500 SH SOLE 415,500 SP ACQUISITION HOLDINGS INC *W EXP 10/10/201 78470A112 8 100,000 SH SOLE 100,000 SPDR TR UNIT SER 1 78462F103 28,627 360,000 SH PUT SOLE 360,000 SPDR TR UNIT SER 1 78462F103 4,890 61,500 SH SOLE 61,500 SPORTS PPTYS ACQUISITION COR COM 84920F107 4,431 468,930 SH SOLE 468,930 STANLEY WKS COM 854616109 2,501 85,900 SH SOLE 85,900 STONELEIGH PARTNERS ACQUS CO COM 861923100 6,379 806,500 SH SOLE 806,500 STONELEIGH PARTNERS ACQUS CO *W EXP 05/31/201 861923126 1 64,200 SH SOLE 64,200 SUN LIFE FINL INC COM 866796105 268 15,000 SH PUT SOLE 15,000 SUPERGEN INC COM 868059106 91 50,000 SH CALL SOLE 50,000 TAILWIND FINL INC COM 874023104 4,428 550,000 SH SOLE 550,000 TAILWIND FINL INC *W EXP 04/11/201 874023112 20 280,000 SH SOLE 280,000 TEXTRON INC COM 883203101 1,148 200,000 SH SOLE 200,000 THESTREET COM COM 88368Q103 750 380,694 SH SOLE 380,694 TOMOTHERAPY INC COM 890088107 2,198 829,532 SH SOLE 829,532 TRANSALTA CORP COM 89346D107 1,102 75,000 SH SOLE 75,000 TRANSCANADA CORP COM 89353D107 710 30,000 SH CALL SOLE 30,000 TRANSCANADA CORP COM 89353D107 3,063 129,500 SH PUT SOLE 129,500 TRANSOCEAN LTD REG SHS H8817H100 3,083 52,400 SH SOLE 52,400 TREMISIS ENERGY ACQ CORP II COM 89472N101 3,264 428,400 SH SOLE 428,400 TRIAN ACQUISITION I CORP COM 89582E108 1,862 200,000 SH SOLE 200,000 TRIPLECROWN ACQUISITION CORP COM 89677G109 7,277 776,600 SH SOLE 776,600 TRUE RELIGION APPAREL INC COM 89784N104 3,411 288,800 SH SOLE 288,800 TYSON FOODS INC CL A 902494103 4,478 476,900 SH SOLE 476,900 UNITED REFINING ENERGY CORP COM 911360105 7,550 788,132 SH SOLE 788,132 UNITED REFINING ENERGY CORP *W EXP 12/11/201 911360113 9 100,000 SH SOLE 100,000 UNITED STATES OIL FUND LP UNITS 91232N108 1,336 46,000 SH PUT SOLE 46,000 UNITED STATES OIL FUND LP UNITS 91232N108 581 20,000 SH CALL SOLE 20,000 URBAN OUTFITTERS INC COM 917047102 2,105 128,600 SH SOLE 128,600 VALUECLICK INC COM 92046N102 4,578 537,900 SH SOLE 537,900 VIACOM INC NEW CL B 92553P201 7,973 458,749 SH SOLE 458,749 VICTORY ACQUISITION CORP COM 92644D100 5,940 600,000 SH SOLE 600,000 VIGNETTE CORP COM NEW 926734401 590 88,373 SH SOLE 88,373 WABTEC CORP COM 929740108 3,962 150,195 SH SOLE 150,195 WATERS CORP COM 941848103 3,695 100,000 SH PUT SOLE 100,000 WATERS CORP COM 941848103 4,859 131,500 SH SOLE 131,500 WATSON WYATT WORLDWIDE INC CL A 942712100 3,466 70,200 SH SOLE 70,200 WESTERN GOLDFIELDS INC CDA COM NEW 95828P203 824 438,500 SH SOLE 438,500 WESTERN UN CO COM 959802109 3,872 308,000 SH SOLE 308,000
-----END PRIVACY-ENHANCED MESSAGE-----