-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tsif1leRMSkC7bm0/03Cag8hhR9e8aGULe8FQw/jfsYhE6Fh3Ovymcu66XYfHMQd gq44Efsszxu7VSsA5VoBsQ== 0000902664-09-002110.txt : 20090515 0000902664-09-002110.hdr.sgml : 20090515 20090515170435 ACCESSION NUMBER: 0000902664-09-002110 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 09834305 MAIL ADDRESS: STREET 1: 200 PARK AVE SOUTH STREET 2: SUITE 3900 CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 p09-1044form13fhr.txt JEFFREY L. GENDELL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 ------------------------ Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jeffrey L. Gendell - -------------------------------------------------- Address:55 Railroad Avenue - -------------------------------------------------- Greenwich, Connecticut 06830 - -------------------------------------------------- - -------------------------------------------------- Form 13F File Number: 028-06950 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey L. Gendell - -------------------------------------------------- Title: - -------------------------------------------------- Phone: 203-769-2000 - -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey L. Gendell New York, NY 05/15/09 - ------------------------------------------------------ -------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 112 ------------- Form 13F Information Table Value Total: $577,193 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No.Form 13F File NumberName NONE Form 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- --------- ---------------------- ----------- --------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- --------- ---------------------- ----------- --------- ----------------------- ADVANCED ENERGY INDS COM 007973100 1,551 206,000 SH SOLE 206,000 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 12,869 725,000 SH SOLE 725,000 0 0 AMERIANA BANCORP COM 023613102 633 226,078 SH SOLE 226,078 0 0 AMERICAN COMMERCIAL LINES COM NEW 025195207 2,384 752,103 SH SOLE 752,103 0 0 AMTECH SYS INC COM PAR $0.01N 032332504 432 134,300 SH SOLE 134,300 0 0 BANK OF AMERICA CORPORATION COM 060505104 218 32,000 SH CALL SOLE 32,000 0 0 BB&T CORP COM 054937107 8,460 500,000 SH SOLE 500,000 0 0 BRUSH ENGINEERED MATLS INC COM 117421107 8,006 577,200 SH SOLE 577,200 0 0 BUCYRUS INTL INC NEW COM 118759109 1,038 68,358 SH SOLE 68,358 0 0 CAMCO FINL CORP COM 132618109 801 513,444 SH SOLE 513,444 0 0 CAPITAL BK CORP COM 139793103 933 204,550 SH SOLE 204,550 0 0 CENTRAL BANCORP INC MASS COM 152418109 539 113,697 SH SOLE 113,697 0 0 CENTRUE FINL CORP NEW COM 15643B106 2,649 492,481 SH SOLE 492,481 0 0 CHART INDS INC COM PAR $0.01 16115Q308 8,155 1,034,910 SH SOLE 1,034,910 0 0 CITIGROUP INC COM 172967101 390 154,200 SH CALL SOLE 154,200 0 0 COLONY BANKCORP INC COM 19623P101 92 14,370 SH SOLE 14,370 0 0 COMMUNITY CAP CORP S C COM 20363C102 108 21,077 SH SOLE 21,077 0 0 COMMUNITY CENTRAL BANK CORP COM 20363J107 391 339,654 SH SOLE 339,654 0 0 CONSOL ENERGY INC COM 20854P109 30,280 1,199,700 SH SOLE 1,199,700 0 0 COOPERATIVE BANKSHARES INC COM 216844100 190 239,622 SH SOLE 239,622 0 0 CORE MOLDING TECHNOLOGIES IN COM 218683100 245 175,000 SH SOLE 175,000 0 0 DEARBORN BANCORP INC COM 24242R108 542 297,774 SH SOLE 297,774 0 0 DST SYS INC DEL COM 233326107 13,848 400,000 SH SOLE 400,000 0 0 DYCOM INDS INC COM 267475101 1,911 330,000 SH SOLE 330,000 0 0 EMCOR GROUP INC COM 29084Q100 4,796 279,297 SH SOLE 279,297 0 0 ENERSYS COM 29275Y102 4,519 372,840 SH SOLE 372,840 0 0 ENGLOBAL CORP COM 293306106 1,317 289,991 SH SOLE 289,991 0 0 EXIDE TECHNOLOGIES COM NEW 302051206 71,115 23,705,133 SH SOLE 23,705,133 0 0 FERRO CORP COM 315405100 504 352,400 SH SOLE 352,400 0 0 FIDELITY SOUTHERN CORP NEW COM 316394105 1,621 675,611 SH SOLE 675,611 0 0 FIFTH THIRD BANCORP COM 316773100 5,717 1,957,945 SH SOLE 1,957,945 0 0 FIRST BANCSHARES INC MO COM 318687100 799 92,901 SH SOLE 92,901 0 0 FIRST FED BANKSHARES INC DEL COM 32020V100 449 275,501 SH SOLE 275,501 0 0 FIRST FED NORTHN MICH BANCOR COM 32021X105 174 193,800 SH SOLE 193,800 0 0 FIRST FRANKLIN CORP COM 320272107 347 95,514 SH SOLE 95,514 0 0 FIRST HORIZON NATL CORP COM 320517105 10,740 1,000,000 SH SOLE 1,000,000 0 0 FIRST MARINER BANCORP COM 320795107 223 337,490 SH SOLE 337,490 0 0 FOSTER WHEELER AG COM H27178104 24,640 1,410,400 SH SOLE 1,410,400 0 0 GENTEK INC COM NEW 37245X203 1,028 58,800 SH SOLE 58,800 0 0 GREAT LAKES DREDGE & DOCK CO COM 390607109 569 188,905 SH SOLE 188,905 0 0 HALLIBURTON CO COM 406216101 2,044 132,100 SH SOLE 132,100 0 0 HARDINGE INC COM 412324303 536 192,267 SH SOLE 192,267 0 0 HAWTHORN BANCSHARES INC COM 420476103 2,836 241,340 SH SOLE 241,340 0 0 HMN FINL INC COM 40424G108 1,008 325,031 SH SOLE 325,031 0 0 HOPFED BANCORP INC COM 439734104 1,145 117,389 SH SOLE 117,389 0 0 HORIZON BANCORP IND COM 440407104 1,750 157,684 SH SOLE 157,684 0 0 INDEPENDENCE FED SVGS BK COM 453432106 61 20,403 SH SOLE 20,403 0 0 INNOSPEC INC COM 45768S105 18,203 4,828,345 SH SOLE 4,828,345 0 0 INTEGRA BK CORP COM 45814P105 868 459,441 SH SOLE 459,441 0 0 INTEGRATED ELECTRICAL SVC COM 45811E301 78,017 8,554,493 SH SOLE 8,554,493 0 0 JAMES RIVER COAL CO COM NEW 470355207 10,058 815,063 SH SOLE 815,063 0 0 JPMORGAN CHASE & CO COM 46625H100 1,988 74,800 SH SOLE 74,800 0 0 KBR INC COM 48242W106 23,506 1,702,100 SH SOLE 1,702,100 0 0 KMG CHEMICALS INC COM 482564101 4,855 959,555 SH SOLE 959,555 0 0 LADISH INC COM NEW 505754200 1,144 157,624 SH SOLE 157,624 0 0 LEGG MASON INC COM 524901105 15,503 975,000 SH SOLE 975,000 0 0 LSB INDS INC COM 502160104 1,684 170,301 SH SOLE 170,301 0 0 M&T BK CORP COM 55261F104 15,190 335,773 SH SOLE 335,773 0 0 MAGNETEK INC COM 559424106 3,396 1,886,800 SH SOLE 1,886,800 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 8,586 1,525,000 SH SOLE 1,525,000 0 0 MASTEC INC COM 576323109 1,209 100,000 SH SOLE 100,000 0 0 MATERIAL SCIENCES CORP COM 576674105 697 1,290,738 SH SOLE 1,290,738 0 0 MATRIX SVC CO COM 576853105 4,034 490,718 SH SOLE 490,718 0 0 MAXWELL TECHNOLOGIES INC COM 577767106 270 38,834 SH SOLE 38,834 0 0 MCDERMOTT INTL INC COM 580037109 23,175 1,730,800 SH SOLE 1,730,800 0 0 MESABI TR CTF BEN INT 590672101 96 12,960 SH SOLE 12,960 0 0 METROCORP BANCSHARES INC COM 591650106 202 72,468 SH SOLE 72,468 0 0 MFRI INC COM 552721102 3,229 511,712 SH SOLE 511,712 0 0 MIDSOUTH BANCORP INC COM 598039105 287 28,060 SH SOLE 28,060 0 0 MUTUALFIRST FINL INC COM 62845B104 1,467 305,639 SH SOLE 305,639 0 0 NACCO INDS INC CL A 629579103 272 10,000 SH SOLE 10,000 0 0 NATIONAL TECHNICAL SYS INC COM 638104109 2,349 736,297 SH SOLE 736,297 0 0 NAVISTAR INTL CORP NEW COM 63934E108 1,338 40,000 SH SOLE 40,000 0 0 NEW HAMPSHIRE THRIFT BANCSHS COM 644722100 2,221 306,310 SH SOLE 306,310 0 0 NORTH AMERN ENERGY PARTNERS COM 656844107 5,255 1,722,800 SH SOLE 1,722,800 0 0 NORTHEAST BANCORP COM 663904100 1,546 205,903 SH SOLE 205,903 0 0 OHIO LEGACY CORP COM 677399107 207 147,699 SH SOLE 147,699 0 0 OM GROUP INC COM 670872100 385 19,917 SH SOLE 19,917 0 0 PARKVALE FINL CORP COM 701492100 2,284 208,027 SH SOLE 208,027 0 0 PATRICK INDS INC COM 703343103 2,536 5,174,963 SH SOLE 5,174,963 0 0 PEOPLES BANCORP N C INC COM 710577107 2,090 363,406 SH SOLE 363,406 0 0 PERINI CORP COM 713839108 7,866 639,500 SH SOLE 639,500 0 0 PERMA-FIX ENVIRONMENTAL SVCS COM 714157104 3,279 1,681,492 SH SOLE 1,681,492 0 0 POLYONE CORP COM 73179P106 185 80,000 SH SOLE 80,000 0 0 POVIDENT CMNTY BANCSHARES IN COM 74386S107 407 153,572 SH SOLE 153,572 0 0 PREFORMED LINE PRODS CO COM 740444104 13,670 363,183 SH SOLE 363,183 0 0 PREMIER FINL BANCORP INC COM 74050M105 282 52,153 SH SOLE 52,153 0 0 PRINCETON NATL BANCORP INC COM 742282106 2,128 152,020 SH SOLE 152,020 0 0 PROVIDENT FINL HLDGS INC COM 743868101 360 68,426 SH SOLE 68,426 0 0 PROVIDENT NEW YORK BANCORP COM 744028101 466 54,500 SH SOLE 54,500 0 0 QCR HOLDINGS INC COM 74727A104 269 33,453 SH SOLE 33,453 0 0 RCM TECHNOLOGIES INC COM NEW 749360400 466 452,499 SH SOLE 452,499 0 0 REGIONAL BK HOLDRS TR DEPOSITRY RCPT 75902E100 1,287 25,900 SH SOLE 25,900 0 0 RURBAN FINL CORP COM 78176P108 882 111,615 SH SOLE 111,615 0 0 SATCON TECHNOLOGY CORP COM 803893106 1,651 994,773 SH SOLE 994,773 0 0 SHAW GROUP INC COM 820280105 3,781 137,934 SH SOLE 137,934 0 0 SHILOH INDS INC COM 824543102 2,215 1,165,695 SH SOLE 1,165,695 0 0 SMITH A O COM 831865209 3,843 152,635 SH SOLE 152,635 0 0 SOUTHERN CMNTY FINL CORP COM 842632101 985 276,685 SH SOLE 276,685 0 0 STATE STR CORPORATION COM 857477103 21,546 700,000 SH SOLE 700,000 0 0 SUN BANCORP INC COM 86663B102 3,099 597,176 SH SOLE 597,176 0 0 SUNTRUST BKS INC COM 867914103 8,218 700,000 SH SOLE 700,000 0 0 SYNALLOY CP DEL COM 871565107 2,394 455,912 SH SOLE 455,912 0 0 TENNECO INC COM 880349105 439 269,300 SH SOLE 269,300 0 0 THERMADYNE HLDGS CORP NEW COM PAR $0.01 883435307 322 151,718 SH SOLE 151,718 0 0 THOMAS & BETTS CORP COM 884315102 1,646 65,800 SH SOLE 65,800 0 0 TIERONE CORP COM 88650R108 843 394,014 SH SOLE 394,014 0 0 TRUEBLUE INC COM 89785X101 2,228 270,000 SH SOLE 270,000 0 0 UNITED BANCSHARES INC OHIO COM 909458101 1,205 133,888 SH SOLE 133,888 0 0 WABASH NATL CORP COM 929566107 2,224 1,808,000 SH SOLE 1,808,000 0 0 WESTMORELAND COAL CO COM 960878106 7,131 994,600 SH SOLE 994,600 0 0 WILLBROS GROUP INC DEL COM 969203108 9,126 940,786 SH SOLE 940,786 0 0
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