-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CzMQUxR8qoBZA1WeAV05TpYzTv1VbCUi3XR7W9VavrYi6D21s5F1rdwReNyt5a8g eFPuJ8V6lSwIAV6OYkrGGA== 0000919574-06-004508.txt : 20061114 0000919574-06-004508.hdr.sgml : 20061114 20061114092013 ACCESSION NUMBER: 0000919574-06-004508 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 EFFECTIVENESS DATE: 20061114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALKEON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001230239 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10451 FILM NUMBER: 061211565 BUSINESS ADDRESS: STREET 1: 350 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123898704 13F-HR 1 d720070_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2006 Check here if Amendment: |_|; Amendment Number: |_| This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Alkeon Capital Management, LLC Address: 350 Madison Avenue New York, New York 10017 13F File Number: 028-10451 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Greg Jakubowsky Title: Compliance Officer Phone: (212) 389-8710 Signature, Place and Date of Signing: /s/ Greg Jakubowsky New York, New York November 14, 2006 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 153 Form 13F Information Table Value Total: $ 840,947 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 028-10748 Oppenheimer Asset Management Inc. - ---- -------------------- --------------------------------- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COL 4 COLUMN 5 COL 6 COL 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRTN MNGRS SOLE SHARED NONE ADVANCED MICRO DEVICES INC COM 007903107 1,064 42,830 SH SOLE 42,830 ADVANCED MICRO DEVICES INC COM 007903107 8,230 331,170 SH SHARED 1 331,170 AMERICAN TOWER CORP CLA 029912201 2,174 59,560 SH SOLE 59,560 AMERICAN TOWER CORP CLA 029912201 16,478 451,440 SH SHARED 1 451,440 APPLE COMPUTER INC COM 037833100 2,272 29,510 SH SOLE 29,510 APPLE COMPUTER INC COM 037833100 15,297 198,720 SH SHARED 1 198,720 APACHE CORP COM 037411105 454 7,190 SH SOLE 7,190 ARM HLDGS PLC SPONSORED ADR 042068106 2,141 326,311 SH SOLE 326,311 ARM HLDGS PLC SPONSORED ADR 042068106 13,086 1,994,769 SH SHARED 1 1,994,769 ASML HLDG NV NY SHS N07059111 1,076 46,230 SH SOLE 46,230 ASML HLDG NV NY SHS N07059111 11,728 503,770 SH SHARED 1 503,770 APPLIED MATLS INC COM 038222105 2,329 131,370 SH SOLE 131,370 APPLIED MATLS INC COM 038222105 11,367 641,130 SH SHARED 1 641,130 BUSINESS OBJECTS SA SPONSORED ADR 12328X107 2,761 80,990 SH SOLE 80,990 BUSINESS OBJECTS SA SPONSORED ADR 12328X107 21,886 642,010 SH SHARED 1 642,010 BROADCOM CORP CLA 111320107 4,156 136,980 SH SOLE 136,980 BROADCOM CORP CLA 111320107 25,547 842,020 SH SHARED 1 842,020 BROADWING CORP COM 11161E101 1,553 123,040 SH SOLE 123,040 BROADWING CORP COM 11161E101 7,281 576,960 SH SHARED 1 576,960 CEPHALON INC NOTE 6/1 156708AK5 1,381 1,200,000 PRN SOLE 1,200,000 0 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 900 42,000 SH SOLE 42,000 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 9,820 458,000 SH SHARED 1 458,000 COMPUWARE CORP COM 205638109 328 42,110 SH SOLE 42,110 COMPUWARE CORP COM 205638109 3,567 457,890 SH SHARED 1 457,890 CINTAS CORP COM 172908105 481 11,770 SH SOLE 11,770 CISCO SYS INC COM 17275R102 4,419 192,290 SH SOLE 192,290 CISCO SYS INC COM 17275R102 21,744 946,220 SH SHARED 1 946,220 CITRIX SYS INC COM 177376100 2,414 66,660 SH SOLE 66,660 CITRIX SYS INC COM 177376100 12,070 333,340 SH SHARED 1 333,340 COVANTA HLDG CORP COM 22282E102 1,635 75,950 SH SOLE 75,950 COVANTA HLDG CORP COM 22282E102 13,267 616,220 SH SHARED 1 616,220 CVS CORP COM 126650100 751 23,370 SH SOLE 23,370 CVS CORP COM 126650100 5,338 166,180 SH SHARED 1 166,180 DOLBY LABORATORIES INC COM 25659T107 3,022 152,223 SH SOLE 152,223 DOLBY LABORATORIES INC COM 25659T107 17,131 863,012 SH SHARED 1 863,012 DOLLAR TREE STORES INC COM 256747106 522 16,860 SH SOLE 16,860 DOLLAR TREE STORES INC COM 256747106 5,670 183,140 SH SHARED 1 183,140 EMC CORP MASS COM 268648102 151 12,630 SH SOLE 12,630 EMC CORP MASS COM 268648102 1,646 137,370 SH SHARED 1 137,370 EMERSON ELEC CO COM 291011104 518 6,180 SH SOLE 6,180 EMERSON ELEC CO COM 291011104 2,016 24,040 SH SHARED 1 24,040 FOUNDRY NETWORKS INC COM 35063R100 332 25,260 SH SOLE 26,260 FOUNDRY NETWORKS INC COM 35063R100 3,613 274,740 SH SHARED 1 274,740 FEDEX CORP COM 31428X106 1,301 11,970 SH SOLE 11,970 FEDEX CORP COM 31428X106 9,865 90,770 SH SHARED 1 90,770 FISERV INC COM 337738108 516 10,950 SH SOLE 10,950 FISERV INC COM 337738108 3,601 76,460 SH SHARED 1 76,460 M SYS FLASH DISK PIONEERS LTD ORD M7061C100 2,028 50,394 SH SOLE 50,394 M SYS FLASH DISK PIONEERS LTD ORD M7061C100 13,263 329,606 SH SHARED 1 329,606 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 748 12,910 SH SOLE 12,910 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 4,227 72,980 SH SHARED 1 72,980 FREESCALE SEMICONDUCTOR INC COM CLA 35687M107 8,654 227,440 SH SOLE 227,440 FREESCALE SEMICONDUCTOR INC COM CLA 35687M107 51,266 1,347,325 SH SHARED 1 1,347,325 GENZYME CORP COM 372917104 567 8,400 SH SOLE 8,400 GENZYME CORP COM 372917104 6,180 91,600 SH SHARED 1 91,600 GRIFFON CORP COM 398433102 480 20,100 SH SOLE 20,100 GILEAD SCIENCES INC COM 375558103 966 14,050 SH SOLE 14,050 GILEAD SCIENCES INC COM 375558103 6,817 99,130 SH SHARED 1 99,130 GLOBAL CROSSING LTD SHS NEW G3921A175 2,536 123,690 SH SOLE 123,690 GLOBAL CROSSING LTD SHS NEW G3921A175 11,889 579,930 SH SHARED 1 579,930 CORNING INC COM 219350105 1,851 75,850 SH SOLE 75,850 CORNING INC COM 219350105 10,620 435,050 SH SHARED 1 435,050 GATEWAY INC COM 367626108 207 109,470 SH SOLE 109,470 GATEWAY INC COM 367626108 2,250 1,190,530 SH SHARED 1 1,190,530 GRANT PRIDECO INC COM 38821G101 510 13,400 SH SOLE 13,400 HEWLETT PACKARD CO COM 428236103 2,169 59,130 SH SOLE 59,130 HEWLETT PACKARD CO COM 428236103 16,616 452,870 SH SHARED 1 452,870 INTEGRATED DEVICE TECHNOLOGY INC COM 458118106 411 25,580 SH SOLE 25,580 INTEGRATED DEVICE TECHNOLOGY INC COM 458118106 4,410 274,420 SH SHARED 1 274,420 INTERSIL CORP CLA 46069S109 2,192 89,300 SH SOLE 89,300 INTERSIL CORP CLA 46069S109 9,592 390,700 SH SHARED 1 390,700 KLA-TENCOR CORP COM 482480100 4,721 106,160 SH SOLE 106,160 KLA-TENCOR CORP COM 482480100 25,848 581,250 SH SHARED 1 581,250 KONGZHONG CORP SPONSORED ADR 50047P104 202 27,850 SH SOLE 27,850 KONGZHONG CORP SPONSORED ADR 50047P104 2,168 298,630 SH SHARED 1 298,630 LAM RESEARCH CORP COM 512807108 267 5,890 SH SOLE 5,890 LAM RESEARCH CORP COM 512807108 2,906 64,110 SH SHARED 1 64,110 LOGITECH INTERNATIONAL SA SPONSORED ADR 541419107 887 40,750 SH SOLE 40,750 LOGITECH INTERNATIONAL SA SPONSORED ADR 541419107 3,938 180,970 SH SHARED 1 180,970 LEVEL 3 COMMUNICATIONS INC COM 52729N100 454 84,220 SH SOLE 84,220 LEVEL 3 COMMUNICATIONS INC COM 52729N100 4,936 915,780 SH SHARED 1 915,780 MANPOWER INC COM 56418H100 290 4,740 SH SOLE 4,740 MANHATTAN ASSOCS INC COM 562750109 610 25,260 SH SOLE 25,260 MANHATTAN ASSOCS INC COM 562750109 6,632 274,740 SH SHARED 1 274,740 MCKESSON CORP COM 58155Q103 2,488 47,195 SH SOLE 47,195 MCKESSON CORP COM 58155Q103 19,144 363,125 SH SHARED 1 363,125 MONOLITHIC POWER SYS INC COM 609839105 424 44,796 SH SOLE 44,796 MONOLITHIC POWER SYS INC COM 609839105 2,945 311,360 SH SHARED 1 311,360 NALCO HOLDING COMPANY COM 62985Q101 292 15,790 SH SOLE 15,790 NALCO HOLDING COMPANY COM 62985Q101 2,033 109,770 SH SHARED 1 109,770 NVIDIA CORP COM 67066G104 1,282 43,310 SH SOLE 43,310 NVIDIA CORP COM 67066G104 8,749 295,690 SH SHARED 1 295,690 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 908 45,470 SH SOLE 45,470 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 9,881 494,541 SH SHARED 1 494,541 ORACLE CORP COM 68389X105 452 25,500 SH SOLE 25,500 ORACLE CORP COM 68389X105 4,934 278,140 SH SHARED 1 278,140 PORTALPLAYER INC COM 736187204 190 16,840 SH SOLE 16,840 PORTALPLAYER INC COM 736187204 2,066 183,160 SH SHARED 1 183,160 PEOPLESUPPORT INC COM 712714302 493 26,660 SH SOLE 26,660 PEOPLESUPPORT INC COM 712714302 5,298 286,360 SH SHARED 1 286,360 PACTIV CORP COM 695257105 646 22,720 SH SOLE 22,720 PRAXAIR INC COM 74005P104 2,382 40,270 SH SOLE 40,270 PRAXAIR INC CO 74005P104 16,235 274,420 SH SHARED 1 274,420 QUALCOMM INC COM 747525103 4,899 134,780 SH SOLE 134,780 QUALCOMM INC COM 747525103 32,166 884,900 SH SHARED 1 884,900 QUEST SOFTWARE INC COM 74834T103 1,158 81,110 SH SOLE 81,110 QUEST SOFTWARE INC COM 74834T103 5,296 370,890 SH SHARED 1 370,890 REDIFF.COM INDIA LTD. SPONSORED ADR 757479100 1,065 73,100 SH SOLE 73,100 REDIFF.COM INDIA LTD. SPONSORED ADR 757479100 7,727 530,310 SH SHARED 1 530,310 RESEARCH IN MOTION LTD COM 760975102 1,760 17,150 SH SOLE 17,150 RESEARCH IN MOTION LTD COM 760975102 14,356 139,850 SH SHARED 1 139,850 POLO RALPH LAUREN CORP CLA 731572103 1,908 29,490 SH SOLE 29,490 POLO RALPH LAUREN CORP CLA 731572103 14,793 228,680 SH SHARED 1 228,680 SINA CORP ORD G81477104 1,705 67,790 SH SOLE 67,790 SINA CORP ORD G81477104 10,886 432,856 SH SHARED 1 432,856 SIRF TECHONOLOGY HLDGS INC COM 82967H101 803 33,460 SH SOLE 33,460 SIRF TECHONOLOGY HLDGS INC COM 82967H101 7,714 321,540 SH SHARED 1 321,540 SOLECTRON CORP COM 834182107 384 117,900 SH SOLE 117,900 SOLECTRON CORP COM 834182107 4,180 1,282,100 SH SHARED 1 1,282,100 SMITH MICRO SOFTWARE INC COM 832154108 307 21,340 SH SOLE 21,340 SMITH MICRO SOFTWARE INC COM 832154108 3,288 228,660 SH SHARED 1 228,660 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 256 17,040 SH SOLE 17,040 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 2,744 182,960 SH SHARED 1 182,960 SANDISK CORP COM 80004C101 1,790 33,440 SH SOLE 33,440 SANDISK CORP COM 80004C101 13,147 245,560 SH SHARED 1 245,560 SONUS NETWORKS INC COM 835916107 1,846 351,570 SH SOLE 351570 SONUS NETWORKS INC COM 835916107 8,654 1,648,430 SH SHARED 1 1,648,430 SAVVIS INC COM NEW 805423308 247 8,659 SH SOLE 8,659 SAVVIS INC COM NEW 805423308 2,687 94,284 SH SHARED 94,284 SYNAPTICS INC COM 87157D109 1,065 43,690 SH SOLE 43,690 SYNAPTICS INC COM 87157D109 11,414 468,370 SH SHARED 1 468,370 TRIMBLE NAVIGATION LTD COM 896239100 1,199 25,460 SH SOLE 25,460 TRIMBLE NAVIGATION LTD COM 896239100 6,480 137,630 SH SHARED 1 137,630 TESSERA TECHNOLOGIES INC COM 88164L100 4,130 118,755 SH SOLE 118,755 TESSERA TECHNOLOGIES INC COM 88164L100 28,752 826,672 SH SHARED 1 826,672 TEXAS INSTRS INC COM 882508104 2,534 76,200 SH SOLE 76,200 TEXAS INSTRS INC COM 882508104 15,000 451,120 SH SHARED 1 451,120 T-HQ INC COM NEW 874039100 1,068 36,609 SH SOLE 36,609 T-HQ INC COM NEW 872443403 11,446 392,406 SH SHARED 1 392,406 VALUECLICK INC COM 92046N102 405 21,840 SH SOLE 21,840 VALUECLICK INC COM 92046N102 4,415 238,160 SH SHARED 1 238,160 VOLTERRA SEMICONDUCTOR CORP COM 928708106 1,246 76,650 SH SOLE 76,650 VOLTERRA SEMICONDUCTOR CORP COM 928708106 8,107 498,882 SH SHARED 1 498,882 AMDOCS LTD NOTE 0.500% 3/1 02342TAD1 1,383 1,300,000 PRN SOLE 1,300,000 AMDOCS LTD NOTE 0.500% 3/1 02342TAD1 1,590 1,500,000 PRN SOLE 1,500,000 CARNIVAL CORP DBCV 2.000% 4/1 143658AN2 2,599 2,100,000 PRN SOLE 2,100,000 CYTC CORP NOTE 2.250% 3/1 232946AB9 3,056 3,000,000 PRN SOLE 3,000,000 ELECTRONICS FOR IMAGING INC DBCV 1.500% 6/0 286082AA0 2,704 2,600,000 PRN SOLE 2,600,000 REAL NETWORKS INC NOTE 7/0 75605LAB0 1,870 1,500,000 PRN SOLE 1,500,000 WEBMD CORP NOTE 1.750% 6/1 94769MAE5 2,572 2,700,000 PRN SOLE 1,200,000 FAIR ISAAC CORP NOTE 1.500% 8/1 303250AD6 1,425 1,400,000 PRN SOLE 1,400,000 MANOR CARE INC NEW NOTE 2.125% 8/0 564055AM3 3,695 3,000,000 PRN SOLE 1,800,000 OMNICOM GROUP INC NOTE 2/0 681919AK2 2,977 3,000,000 PRN SOLE 3,000,000
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