-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TG52mW9dVE9DVQGBwUHldafzCayMXIZZ61L6JQ7TYDZuVVGjY4BMsstmQDv8/lZs UyJAMF3pgL6Ypb9PTzbWog== 0000895345-06-000749.txt : 20060808 0000895345-06-000749.hdr.sgml : 20060808 20060808172344 ACCESSION NUMBER: 0000895345-06-000749 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060808 DATE AS OF CHANGE: 20060808 EFFECTIVENESS DATE: 20060808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EJF Capital LLC CENTRAL INDEX KEY: 0001353254 IRS NUMBER: 202815526 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11792 FILM NUMBER: 061014256 BUSINESS ADDRESS: STREET 1: 2107 WILSON BOULEVARD STREET 2: SUITE 410 CITY: ARLINGTON STATE: VA ZIP: 22201 BUSINESS PHONE: 703-875-0591 MAIL ADDRESS: STREET 1: 2107 WILSON BOULEVARD STREET 2: SUITE 410 CITY: ARLINGTON STATE: VA ZIP: 22201 13F-HR 1 lb13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2006 Check here if Amendment [ ]; Amendment Number: ---------------- This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: EJF Capital LLC Address: 2107 Wilson Boulevard, Suite 410 Arlington, VA 22201 Form 13F File Number: 28-____ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Neal J. Wilson Title: Chief Operating Officer Phone: 703-875-0591 Signature, Place, and Date of Signing: /s/ Neal J. Wilson Arlington, VA 8/08/2006 - ---------------------- ---------------------- ---------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this report manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 80 Form 13F Information Table Value Total: $132,345(thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- ------- ------ ------ SEAGATE TECHNOLOGY SHS G7945J104 566 25,000 SH SOLE 25,000 0 0 AMERICAN INTL GROUP INC COM 026874107 11,810 200,000 SH SOLE 200,000 0 0 BANK OF AMERICA CORPORATION COM 060505104 9,692 201,500 SH SOLE 201,500 0 0 CHESAPEAKE ENERGY CORP. COM 165167107 605 20,000 SH SOLE 20,000 0 0 CITIGROUP INC. COM 172967101 3,860 80,000 SH SOLE 80,000 0 0 COMERICA INC COM 200340107 5,199 100,000 SH SOLE 100,000 0 0 CORNING INC COM 219350105 1,284 53,100 SH SOLE 53,100 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 1,773 122,000 SH SOLE 122,000 0 0 E TRADE FINANCIAL CORP COM 269246104 1,757 77,000 SH SOLE 77,000 0 0 MASSEY ENERGY CO COM 576206106 1,080 30,000 SH SOLE 30,000 0 0 MOTOROLA INC. COM 620076109 2,528 125,500 SH SOLE 125,500 0 0 PETROHAWK ENERGY CORP COM 716495106 2,848 226,099 SH SOLE 226,099 0 0 SCHWAB CHARLES CORP (NEW) COM 808513105 3,856 241,330 SH SOLE 241,330 0 0 AAMES INVT CORP MD COM 00253G108 10,625 2,129,300 SH SOLE 2,129,300 0 0 CISCO SYS INC COM 17275R102 1,953 100,000 SH SOLE 100,000 0 0 ECC CAPITAL CORP COM 26826M108 3,856 3,160,700 SH SOLE 3,160,700 0 0 ENSCO INTL INC COM 26874Q100 1,891 41,100 SH SOLE 41,100 0 0 JP MORGAN CHASE & CO COM 46625H100 7,144 170,100 SH SOLE 170,100 0 0 MORTGAGEIT HLDGS INC COM 61915Q108 5,342 443,000 SH SOLE 443,000 0 0 RINKER GROUP LTD SPONSORED ADR 76687M101 2,279 37,600 SH SOLE 37,600 0 0 SANDISK CORP COM 80004C101 254 5,000 SH SOLE 5,000 0 0 WALTER INDS INC COM 93317Q105 8,772 151,304 SH SOLE 151,304 0 0 WALTER INDS INC CALL 93317Q905 4 100 SH CALL SOLE 100 0 0 AAMES INVESTMENT CORP COM 00253G108 10,625 2,129,300 SH SOLE 2,129,300 0 0 ADOLOR CORPORATION COM 00724X102 43 1,752 SH SOLE 1,752 0 0 AETNA INC COM 00817Y108 79 2,000 SH SOLE 2,000 0 0 ALEXION PHARMACEUTICALS INC COM 15351109 50 1,400 SH SOLE 1,400 0 0 ALKERMES INC COM 01642T108 37 2,000 SH SOLE 2,000 0 0 AMERICAN FINANCIAL REALTY TRUST COM 02607P305 1,452 150,004 SH SOLE 150,004 0 0 AMERICREDIT CORP COM 03060R101 4,504 161,350 SH SOLE 161,350 0 0 AMERITRADE HOLDING CORP COM 87236Y108 74 5,000 SH SOLE 5,000 0 0 AMYLIN PHARMACEUTICALS INC COM 32346108 89 2,000 SH SOLE 2,000 0 0 ARCHER-DANIELS-MIDLAND CORP COM 39483102 41 1,000 SH SOLE 1,000 0 0 ASPREVA PHARMACEUTICALS CORP COM 04538T109 705 26,000 SH SOLE 26,000 0 0 AXCELIS TECHNOLOGIES INC COM 54540109 324 25,000 SH SOLE 25,000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 57 4,000 SH SOLE 4,000 0 0 CARDIOME PHARMA CORPORATION COM 4159U202 35 4,000 SH SOLE 4,000 0 0 CELGENE CORP COM 151020104 189 4,000 SH SOLE 4,000 0 0 CENTURY ALUMINUM COMPANY COM 156431108 356 10,000 SH SOLE 10,000 0 0 CEPHALON INC COM 156708109 120 2,000 SH SOLE 2,000 0 0 CUBIST PHARMACEUTICALS INC COM 229678107 57 2,300 SH SOLE 2,300 0 0 FREEPORT-MCMORAN COPPER-B COM 35671D857 2,077 37,500 SH SOLE 37,500 0 0 GENENTECH INC COM 368710406 81 1,000 SH SOLE 1,000 0 0 GENERAL MOTORS CORP PUT 370442955 6 50 SH PUT SOLE 50 0 0 GENENTECH INC CALL 368710906 37 50 SH CALL SOLE 50 0 0 GILEAD SCIENCES INC COM 375558103 118 2,000 SH SOLE 2,000 0 0 HEALTHEXTRAS INC COM 422211102 60 2,000 SH SOLE 2,000 0 0 HORNBECK OFFSHORE SERVICES COM 440543106 177 5,000 SH SOLE 5,000 0 0 INDYMAC BANCORP INC COM 456607100 1,146 25,000 SH SOLE 25,000 0 0 INTUITIVE SURGICAL INC COM 46120E602 230 2,000 SH SOLE 2,000 0 0 ISHARES MSCI EMERGING MKT IN COM 464287234 281 3,000 SH SOLE 3,000 0 0 ISHARES TR MSCI EMERG MKT PUT 464287954 4 30 SH PUT SOLE 30 0 0 ISHARES RUSSELL 2000 COM 464287655 358 5,000 SH SOLE 5,000 0 0 ISHARES TR RUSSELL 2000 PUT 464287955 20 5,000 SH PUT SOLE 5,000 0 0 ISHARES TR RUSSELL 2000 PUT 464287955 2 50 SH PUT SOLE 50 0 0 ISHARES TR NASDQ BIO INDX CALL 464287906 66 200 SH CALL SOLE 200 0 0 LEHMAN BROTHERS HOLDINGS INC COM 524908100 651 10,000 SH SOLE 10,000 0 0 MEMC ELECTRONIC MATERIALS COM 552715104 187 5,000 SH SOLE 5,000 0 0 MONSANTO CO COM 61166W101 84 1,000 SH SOLE 1,000 0 0 MUELLER WATER PRODUCTS INC-A COM 624758108 2,689 154,500 SH SOLE 154,500 0 0 MYOGEN INC COM 62856E104 174 6,000 SH SOLE 6,000 0 0 NATIONAL-OILWELL INC COM 637071101 633 10,000 SH SOLE 10,000 0 0 NEWFIELD EXPLORATION CO COM 651290108 2,632 53,800 SH SOLE 53,800 0 0 ONYX PHARMACEUTICALS INC COM 683399109 151 9,000 SH SOLE 9,000 0 0 ONYX PHARMACEUTICALS INC CALL 683399909 39 100 SH CALL SOLE 100 0 0 PALOMAR MEDICAL TECHNOLOGIES COM 697529303 45 1,000 SH SOLE 1,000 0 0 PDL BIOPHARNA INC COM 69329Y104 18 1,000 SH SOLE 1,000 0 0 PEABODY ENERGY CORP COM 704549104 557 10,000 SH SOLE 10,000 0 0 PHELPS DODGE CORP. COM 717265102 410 5,000 SH SOLE 5,000 0 0 QUALCOMM INC COM 747525103 400 10,000 SH SOLE 10,000 0 0 SANOFI-AVENTIS-ADR SPONSORED ADR 80105N105 97 2,000 SH SOLE 2,000 0 0 SONUS NETWORKS INC COM 835916107 1,245 251,600 SH SOLE 251,600 0 0 SPIDER TR PUT 78462F953 46 750 SH PUT SOLE 750 0 0 STAMPS.COM INC COM 852857200 250 9,000 SH SOLE 9,000 0 0 SUNCOR ENERGY INC. COM 867229106 405 5,000 SH SOLE 5,000 0 0 SYNGENTA AG-ADR SPONSORED ADR 87160A100 106 4,000 SH SOLE 4,000 0 0 UNITED STATES STEEL CORP COM 912909108 12,937 184,500 SH SOLE 184,500 0 0 VALERO ENERGY CORP COM 91913Y100 665 10,000 SH SOLE 10,000 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 110 3,000 SH SOLE 3,000 0 0 WACHOVIA CORP COM 929903102 5,948 110,000 SH SOLE 110,000 0 0 NEUROCHEM INC PUT 64125K951 20 50 SH PUT SOLE 50 0 0
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