-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OKBxBrSyeJwl4dpnsxI2P7hUB/a7xFAbCfYWofrbZkkz8xm7Oet/N2+y7cVG7GgI 3HAKdsLsfcG8s9cnLsUGVg== 0000895345-08-000361.txt : 20080523 0000895345-08-000361.hdr.sgml : 20080523 20080523115845 ACCESSION NUMBER: 0000895345-08-000361 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080523 DATE AS OF CHANGE: 20080523 EFFECTIVENESS DATE: 20080523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EJF Capital LLC CENTRAL INDEX KEY: 0001353254 IRS NUMBER: 202815526 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11792 FILM NUMBER: 08857027 BUSINESS ADDRESS: STREET 1: 2107 WILSON BOULEVARD STREET 2: SUITE 410 CITY: ARLINGTON STATE: VA ZIP: 22201 BUSINESS PHONE: 703-875-0591 MAIL ADDRESS: STREET 1: 2107 WILSON BOULEVARD STREET 2: SUITE 410 CITY: ARLINGTON STATE: VA ZIP: 22201 13F-HR/A 1 lb13fhra_ejfcapital.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [X]; Amendment Number: 1 ---------------- This Amendment (Check only one.): [X] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: EJF Capital LLC Address: 2107 Wilson Boulevard, Suite 410 Arlington, VA 22201 Form 13F File Number: 28-____ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Neal J. Wilson Title: Chief Operating Officer Phone: 703-875-0591 Signature, Place, and Date of Signing: /s/ Neal J. Wilson Arlington, VA 5/23/2008 ---------------------- ---------------------- ---------------------- Neal J. Wilson Place Date Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this report manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 73 Form 13F Information Table Value Total: $86,991(thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ -------- ---------- -------- ------- --- ---- ------- -------- ------- ------ ----- Aercap Holdings Nv Equity COM N00985106 615 35,000 SH SOLE 35,000 0 0 Aircastle Ltd Equity COM G1029K104 113 10,000 SH SOLE 10,000 0 0 Ameritrade Holding Corp Equity COM 87236Y108 4,953 300,000 SH SOLE 300,000 0 0 Annaly Mortgage Management Equity COM 035710409 383 25,000 SH SOLE 25,000 0 0 April 08 Calls On Qcom Us @ 40 Option CALL 747525103 18.3 100 SH CALL 100 0 0 April 08 Puts On Bac Us @ 35 Option PUT 60505104 15 250 SH PUT SOLE 250 0 0 April 08 Puts On Etfc Us @ 3 Option PUT 269246104 5.57 557 SH PUT 557 0 0 April 08 Puts On Fed Us @ 25 Option PUT 337907109 12 100 SH PUT 100 0 0 April 08 Puts On Slm Us @ 10 Option PUT 78442P106 20.625 750 SH PUT 750 0 0 April 08 Puts On Tma Us @ 2.5 Option PUT 885218107 40 250 SH PUT 250 0 0 Bank of America Corp. Equity COM 60505104 7,582 200,000 SH SOLE 200,000 0 0 Bb&T Corporation Equity COM 54937107 4,488 140,000 SH SOLE 140,000 0 0 Bear Stearns Co Equity COM 073902108 378 10,000 SH SOLE 10,000 0 0 Castlepiont Holdings Ltd. COM G19522112 1 100 SH SOLE 100 0 0 Centex Corp Equity COM 152312104 242 10,000 SH SOLE 10,000 0 0 Citigroup Inc Equity COM 172967101 3,213 150,000 SH SOLE 150,000 0 0 Delta Air Lines Inc Equity COM 247361702 215 25,000 SH SOLE 25,000 0 0 Discover Financial - W/I Equity COM 254709108 2,226 136,000 SH SOLE 136,000 0 0 Downey Financial Corp Equity COM 261018105 184 10,000 SH SOLE 10,000 0 0 Dr Horton Inc Equity COM 23331A109 20 1,300 SH SOLE 1,300 0 0 Firstfed Financial Corp Equity COM 337907109 272 10,000 SH SOLE 10,000 0 0 Freeport-Mcmoran Copper-B Equity COM 35671D857 1,924 20,000 SH SOLE 20,000 0 0 Genesis Lease Ltd-Ads Equity COM 37183T107 509 35,000 SH SOLE 35,000 0 0 Google Inc-Cl A Equity COM 38259P508 529 1,200 SH SOLE 1,200 0 0 Grubb & Ellis Co. COM 400095204 687 100,000 SH SOLE 100,000 0 0 Horsehead Holding Corp Equity COM 440694305 3,382 289,857 SH SOLE 289,857 0 0 Interactive Brokers Gro-Cl A Equity COM 45841N107 2,251 87,700 SH SOLE 87,700 0 0 Janus Capital Group Inc Equity COM 47102X105 121 5,200 SH SOLE 5,200 0 0 Jpmorgan Chase & Co Equity COM 46625H100 6,013 140,000 SH SOLE 140,000 0 0 July 08 Puts On Slm Us @ 17.5 Option PUT 78442P106 205.5 500 SH PUT 500 0 0 June 08 Puts On Dal Us @ 12.5 Option PUT 247361702 113 250 SH PUT SOLE 250 0 0 June 08 Puts On Nwa Us @ 12.5 Option PUT 667280408 110 250 SH PUT 250 0 0 June 08 Puts On Stp Us @ 35 Option PUT 86800C104 31 100 SH PUT 100 0 0 Legg Mason Inc Equity COM 524901105 420 7,500 SH SOLE 7,500 0 0 Marvell Technology Group Ltd Equity COM G5876H105 163 15,000 SH SOLE 15,000 0 0 May 08 Puts On Dsl Us @ 17.5 Option PUT 261018105 28 100 SH PUT 100 0 0 Mcdermott Intl Inc Equity COM 580037109 685 12,500 SH SOLE 12,500 0 0 Memc Electronic Materials Equity COM 552715104 567 8,000 SH SOLE 8,000 0 0 Metlife Inc Equity COM 59156R108 3,616 60,000 SH SOLE 60,000 0 0 Mgic Investment Corp Equity COM 552848103 10,267 975,000 SH SOLE 975,000 0 0 Microsoft Corp Equity COM 594918104 1,135 40,000 SH SOLE 40,000 0 0 Millicom Intl Cellular S.A. Equity COM L6388F110 189 2,000 SH SOLE 2,000 0 0 Morgan Stanley Equity COM 617446448 800 17,500 SH SOLE 17,500 0 0 National-Oilwell Inc Equity COM 637071101 1,460 25,000 SH SOLE 25,000 0 0 Nokia Corp-Spon Adr Equity ADR 654902204 955 30,000 SH SOLE 30,000 0 0 Northwest Airlines Equity COM 667280408 225 25,000 SH SOLE 25,000 0 0 Nucor Corp Equity COM 670346105 508 7,500 SH SOLE 7,500 0 0 Nvidia Corp Equity COM 67066G104 99 5,000 SH SOLE 5,000 0 0 Occidental Petroleum Corp Equity COM 674599105 1,463 20,000 SH SOLE 20,000 0 0 Orion Marine Group Inc. COM 68628V308 221 18,519 SH SOLE 18,519 0 0 Pmi Group Inc/The Equity COM 69344M101 29 5,000 SH SOLE 5,000 0 0 Principal Financial Group Equity COM 74251V102 1,672 30,000 SH SOLE 30,000 0 0 Prudential Financial Inc Equity COM 744320102 1,565 20,000 SH SOLE 20,000 0 0 Qualcomm Inc Equity COM 747525103 1,107 27,000 SH SOLE 27,000 0 0 Radian Group Inc Equity COM 750236101 33 5,000 SH SOLE 5,000 0 0 Republic Airways Holdings In Equity COM 760276105 758 35,000 SH SOLE 35,000 0 0 Research In Motion Equity COM 760975102 393 3,500 SH SOLE 3,500 0 0 Sirius Satellite Radio inc Equity COM 82966U103 315 110,000 SH SOLE 110,000 0 0 Slm Corp Equity COM 78442P106 3,454 225,000 SH SOLE 225,000 0 0 Sonus Networks Inc Equity COM 835916107 602 175,000 SH SOLE 175,000 0 0 Sunpower Corp-Class A Equity COM 867652109 559 7,500 SH SOLE 7,500 0 0 Suntech Power Holdings-Adr Equity ADR 86800C104 608 15,000 SH SOLE 15,000 0 0 Suntrust Banks Inc Equity COM 867914103 1,103 20,000 SH SOLE 20,000 0 0 Thornburg Mtge Inc 10.0000% 12/31/2049 Equity COM 885218701 1,084 255,000 SH SOLE 255,000 0 0 Transocean Inc Equity COM G90073100 676 5,000 SH SOLE 5,000 0 0 Trina Solar Ltd-Spon Adr Equity ADR 89628E104 984 32,000 SH SOLE 32,000 0 0 Ucbh Holdings Inc Equity COM 90262T308 39 5,000 SH SOLE 5,000 0 0 Universal Display Corp Equity COM 91347P105 143 10,000 SH SOLE 10,000 0 0 Valero Energy Corp Equity COM 91913Y100 2,210 45,000 SH SOLE 45,000 0 0 Varian Semiconductor Equip Equity COM 922207105 70 2,500 SH SOLE 2,500 0 0 Wachovia Corp Equity COM 929903102 2,700 100,000 SH SOLE 100,000 0 0 Wells Fargo & Company Equity COM 949746101 3,783 130,000 SH SOLE 130,000 0 0 Zions Bancorporation Equity COM 989701107 342 7,500 SH SOLE 7,500 0 0
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