-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DcaKr3rMdptCkY750XvXYfqVbjk6XmJHR+cqToGnSZcNorIiUfcjg+7AODgqTPGE fBZQXKFdtA7NZ0iqN/u+qA== 0000895345-08-000573.txt : 20081105 0000895345-08-000573.hdr.sgml : 20081105 20081105170716 ACCESSION NUMBER: 0000895345-08-000573 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081105 DATE AS OF CHANGE: 20081105 EFFECTIVENESS DATE: 20081105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EJF Capital LLC CENTRAL INDEX KEY: 0001353254 IRS NUMBER: 202815526 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11792 FILM NUMBER: 081164493 BUSINESS ADDRESS: STREET 1: 2107 WILSON BOULEVARD STREET 2: SUITE 410 CITY: ARLINGTON STATE: VA ZIP: 22201 BUSINESS PHONE: 703-875-0591 MAIL ADDRESS: STREET 1: 2107 WILSON BOULEVARD STREET 2: SUITE 410 CITY: ARLINGTON STATE: VA ZIP: 22201 13F-HR 1 lb13fhr_ejfcapital.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: ---------------- This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: EJF Capital LLC Address: 2107 Wilson Boulevard, Suite 410 Arlington, VA 22201 Form 13F File Number: 28-____ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Neal J. Wilson Title: Chief Operating Officer Phone: 703-875-0591 Signature, Place, and Date of Signing: /s/ Neal J. Wilson Arlington, VA 11/05/2008 ---------------------- ---------------------- ---------------------- Neal J. Wilson Place Date Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this report manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 56 Form 13F Information Table Value Total: $31,975(thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/PRN PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) AMT SH/PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------- -------- --------- -------- ---------- ------ ---- ------- -------- ------ ------ ---- AERCAP HOLDINGS NV COM N00985106 212 20,000 SH SOLE 20,000 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 514 10,000 SH SOLE 10,000 0 0 A-POWER ENERGY GENERATION SYSTEMS LTD COM G04136100 90 10,000 SH SOLE 10,000 0 0 APPLE INC COM 037833100 796 7,000 SH SOLE 7,000 0 0 BANK OF AMERICA CORP COM 060505104 875 25,000 SH SOLE 25,000 0 0 BHP BILLITON LTD SPONSORED ADR COM 088606108 520 10,000 SH SOLE 10,000 0 0 BROADCOM CORP CL A COM 111320107 186 10,000 SH SOLE 10,000 0 0 CONSOL ENERGY INC COM 20854P109 574 12,500 SH SOLE 12,500 0 0 CORNING INC COM 219350105 156 10,000 SH SOLE 10,000 0 0 DEVON ENERGY CORPORATION NEW COM 25179M103 456 5,000 SH SOLE 5,000 0 0 FIFTH THIRD BANCORP COM 316773100 357 30,000 SH SOLE 30,000 0 0 FIRST SOLAR INC COM 336433107 94 500 SH SOLE 500 0 0 FREEPORT MCMORAN COPPER & GOLDINC COM 35671D857 1,137 20,000 SH SOLE 20,000 0 0 FRONTIER OIL CORP COM 35914P105 553 30,000 SH SOLE 30,000 0 0 GENESIS LEASE LIMITED ADR COM 37183T107 219 25,000 SH SOLE 25,000 0 0 Goldman Sachs Group Inc CALL 38141G904 9 50 CALL SOLE 50 0 0 Grubb & Ellis Company COM 400095202 270 100,000 SH SOLE 100,000 0 0 GT SOLAR INTERNATIONAL INC COM 3623E0209 190 17,500 SH SOLE 17,500 0 0 HELMERICH & PAYNE INC COM 423452101 648 15,000 SH SOLE 15,000 0 0 HORSEHEAD HOLDING CORP COM 440694305 295 50,000 SH SOLE 50,000 0 0 Horsehead Holding Corp. COM 440694305 1,710 289,857 SH SOLE 289,857 0 0 INVESTMENT TECHNOLOGY GROUP COM 46145F105 456 15,000 SH SOLE 15,000 0 0 KEYCORP NEW COM 493267108 597 50,000 SH SOLE 50,000 0 0 LINCOLN NATIONAL CORP-IND COM 534187109 428 10,000 SH SOLE 10,000 0 0 Maiden Holdings, Ltd. COM G5753U112 1,278 293,700 SH SOLE 293,700 0 0 MARVELL TECHNOLOGY GROUP LTD COM G5876H105 302 32,500 SH SOLE 32,500 0 0 MBIA INC COM 55262C100 357 30,000 SH SOLE 30,000 0 0 MCDERMOTT INTERNATIONAL INC COM 580037109 447 17,500 SH SOLE 17,500 0 0 MEMC ELECTRONIC MATERIALS INC COM 552715104 424 15,000 SH SOLE 15,000 0 0 METLIFE INC COM 59156R108 2,800 50,000 SH SOLE 50,000 0 0 MF GLOBAL LTD COM G60642108 292 67,300 SH SOLE 67,300 0 0 MILLICOM INTERNATIONAL CELLULAR SA COM L6388F110 343 5,000 SH SOLE 5,000 0 0 NATIONAL-OILWELL VARCO INC COM 637071101 1,005 20,000 SH SOLE 20,000 0 0 NETLOGIC MICROSYSTEMS INC COM 64118B100 756 25,000 SH SOLE 25,000 0 0 NOKIA CORPORATION SPONSORED ADR REPSTG 1 SER A COM 654902204 187 10,000 SH SOLE 10,000 0 0 NUCOR CORP COM 670346105 395 10,000 SH SOLE 10,000 0 0 OCCIDENTAL PETE CORP COM 674599105 2,466 35,000 SH SOLE 35,000 0 0 Orion Marine Group, Inc. COM 68628V308 194 18,519 SH SOLE 18,519 0 0 PMI GROUP INC COM 69344M101 295 100,000 SH SOLE 100,000 0 0 REPUBLIC AIRWAYS HOLDINGS INC COM 760276105 510 50,000 SH SOLE 50,000 0 0 REPUBLIC AIRWAYS HOLDINGS INC CALL 760276905 47 500 CALL SOLE 500 0 0 SBA COMMUNICATIONS CORP CL A COM 78388J106 93 3,600 SH SOLE 3,600 0 0 SLM CORPORATION COM 78442P106 617 50,000 SH SOLE 50,000 0 0 SUNPOWER CORP CL A COM 867652109 177 2,500 SH SOLE 2,500 0 0 SUNTECH PWR HLDGS CO LTD ADR COM 86800C104 717 20,000 SH SOLE 20,000 0 0 SUPERIOR ENERGY SERVICES INC COM 868157108 467 15,000 SH SOLE 15,000 0 0 THORNBURG MTG INC CUMULATIVE CONV REDEEMABLE PFDSTK SER F COM 885218701 3,197 3,196,700 SH SOLE 3,196,700 0 0 TRANSOCEAN INC NEW COM G90073100 1,098 10,000 SH SOLE 10,000 0 0 TRINA SOLAR LTD SPONSORED ADR COM 89628E104 344 15,000 SH SOLE 15,000 0 0 UNIBANCO-UNIAO DE BANCOS BRASILEIROS S A-GDR REP 1 PFD & 1 PFD CL B UNIBANCO COM 90458E107 404 4,000 SH SOLE 4,000 0 0 UNITED STATES STL CORP NEW COM 912909108 388 5,000 SH SOLE 5,000 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 55 5,000 SH SOLE 5,000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 152 5,000 SH SOLE 5,000 0 0 WACHOVIA CORPORATION COM COM 929903102 53 15,000 SH SOLE 15,000 0 0 WALTER INDUSTRIES INC NEW COM 93317Q105 475 10,000 SH SOLE 10,000 0 0 WEATHERFORD INTERNATIONAL LTD NEW (BERMUDA) COM G95089101 251 10,000 SH SOLE 10,000 0 0
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