-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P7iyzkIpiQnuGYreRgBJI64Fpp9RC10BTeIble3dgQfMvpq/chYUnoOUIBnjD5XD 9Znd7ffJhfP6EjjwBoTOaw== 0001103882-09-000049.txt : 20090814 0001103882-09-000049.hdr.sgml : 20090814 20090814170116 ACCESSION NUMBER: 0001103882-09-000049 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUNRISE PARTNERS LLC /CT CENTRAL INDEX KEY: 0001103882 IRS NUMBER: 061374252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05431 FILM NUMBER: 091016804 BUSINESS ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 BUSINESS PHONE: 2038628000 MAIL ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 13F-HR 1 sunlpsunrise.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sunrise Partners Limited Partnership Address: Two American Lane Greenwich, CT 06836-2571 13F File Number: 028-05431 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Randall U. Tam Title: Vice President Phone: 203-861-3288 Signature, Place and Date of Signing: Randall U. Tam Greenwich, Connecticut August 14, 2009 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: No. 13F File Number Name 01 028-12344 MAK Capital One L.L.C. 02 028-11799 Xaraf Management L.L.C. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 111 Form 13F Information Table Value Total: $683,928 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A-POWER ENERGY GENERATION COM G04136100 82 10300 SH SHARED 10300 A-POWER ENERGY GENERATION COM G04136100 82 10300 SH PUT SHARED 0 ACERGY SA-SPON ADR ADR 00443E104 1998 203051 SH SHARED 203051 AEGON NV - AMER REG SHR ADR 007924103 9153 1485952 SH SHARED 1485952 ALLIANZ AG-ADR ADR 018805101 2269 246400 SH SHARED 246400 AMERICAN SUPERCONDUCTOR CORP COM 030111108 263 10000 SH SHARED 10000 AMERICAN SUPERCONDUCTOR CORP COM 030111108 263 10000 SH PUT SHARED 0 AT&T INC COM 00206R102 1484 59729 SH SHARED 59729 AXA - ADR ADR 054536107 1177 62100 SH SHARED 62100 BANCO BILBAO VIZCAYA - ADR ADR 05946K101 152 12086 SH SHARED 12086 BHP BILLITON PLC-ADR ADR 05545E209 5531 121673 SH SHARED 121673 BJ'S WHOLESALE CLUB INC COM 05548J106 806 25000 SH SHARED 25000 BRASKEM SA - SPONS ADR ADR 105532105 1049 142504 SH SHARED 142504 BRISTOL MYERS SQUIBB COM 110122108 366 18000 SH SHARED 18000 BRISTOL MYERS SQUIBB COM 110122108 366 18000 SH PUT SHARED 0 CEMEX SA - SPONS ADR PART CER ADR 151290889 867 92872 SH CALL SHARED 0 CEMEX SA - SPONS ADR PART CER ADR 151290889 2602 278616 SH PUT SHARED 0 CENTEX CORP COM 152312104 2538 300000 SH SHARED 300000 CENTRAIS ELEC BRAS-SP ADR CM ADR 15234Q207 4634 317860 SH SHARED 317860 CENTRAL FUND CANADA CL A COM 153501101 261 22213 SH SHARED 22213 CENTRAL GARDEN AND PET CO-A COM 153527205 1450 147211 SH SHARED 147211 CIA VALE DO RIO DOCE-ADR ADR 91912E105 1740 98700 SH SHARED 98700 CITIGROUP INC COM 172967101 830 279400 SH SHARED 279400 CITIGROUP INC COM 172967101 3168 1066800 SH CALL SHARED 0 CITIGROUP INC COM 172967101 3768 1268600 SH PUT SHARED 0 DATA DOMAIN INC COM 1668 50000 SH SHARED 50000 DELTA AIR LINES INC COM 247361702 2 387 SH SHARED 387 DELTA AIR LINES INC COM 247361702 83 14262 SH SOLE 14262 DEUTSCHE TELEKOM AG - ADR ADR 251566105 9695 821623 SH SHARED 821623 DIRECTV GROUP INC/THE COM 25459L106 618 25000 SH CALL SHARED 0 DIRECTV GROUP INC/THE COM 25459L106 778 31500 SH PUT SHARED 0 DISCOVERY COMMUNICATIONS-C COM 25470F302 2242 109208 SH SHARED 109208 E*TRADE FINANCIAL CORP COM 269246104 208 162800 SH SHARED 162800 E*TRADE FINANCIAL CORP COM 269246104 208 162800 SH PUT SHARED 0 EASTMAN KODAK 3.375% 15OCT2033 SDBCV 277461BE8 810 1000000 PRN SHARED 1000000 ERICSSON (LM) TEL-SP ADR ADR 294821608 54879 5611350 SH SHARED 5611350 EXXON MOBIL CORP COM 30231G102 1049 15000 SH PUT SHARED 0 FANNIE MAE COM 313586109 12 20000 SH SOLE 20000 FOUNDATION COAL HOLDINGS INC COM 35039W100 7749 275676 SH SHARED 275676 FREEPORT MCMORAN COPPER CL B COM 35671D857 2218 44266 SH SHARED 44266 GERDAU AMERISTEEL CORP COM 37373P105 1606 235476 SH SHARED 235476 GERDAU SA -SPON ADR ADR 373737105 5017 479200 SH PUT SHARED 0 GERON CORP COM 374163103 192 25000 SH SHARED 25000 GERON CORP COM 374163103 192 25000 SH PUT SHARED 0 GREAT ATLANTI CV 6.75% 15DEC12 SDBCV 390064AK9 7661 12500000 PRN SHARED 12500000 GREAT ATLANTIC & PAC TEA CO COM 390064103 332 78100 SH SHARED 78100 HEALTH CARE SELECT SECTOR ETF 81369Y209 2960 112500 SH PUT SHARED 0 HUANENG POWER INTL - ADR ADR 443304100 3509 125000 SH SHARED 125000 HUTCHISON TELECOMMUNICAT-ADR ADR 44841T107 1775 500000 SH SHARED 500000 ING GROEP N.V. - ADR ADR 456837103 1433 141292 SH SHARED 141292 INTERTAPE POLYMER GROUP INC COM 460919103 9 10545 SH SHARED 10545 IPCS INC COM 44980Y305 257 17200 SH SHARED 17200 ISHARES FTSE/XINHUA CHINA 25 COM 464287184 7820 203800 SH SHARED 203800 ISHARES FTSE/XINHUA CHINA 25 COM 464287184 7820 203800 SH PUT SHARED 0 KEYCORP COM 493267108 252 48000 SH SHARED 48000 KEYCORP COM 493267108 252 48000 SH PUT SHARED 0 LAMAR ADVERTISING CO COM 512815101 350 22900 SH SHARED 22900 LAMAR ADVERTISING CO COM 512815101 443 29000 SH PUT SHARED 0 LAN AIRLINES SA-SPON ADR ADR 501723100 1940 161294 SH SHARED 161294 LIBERTY GLOBAL INC COM 530555101 1242 78169 SH SHARED 78169 M&T BANK CORPORATION COM 55261F104 12753 250400 SH SHARED 250400 M&T BANK CORPORATION COM 55261F104 224 4400 SH CALL SHARED 0 M&T BANK CORPORATION COM 55261F104 12753 250400 SH PUT SHARED 0 MATRIXX INITIATIVES INC COM 57685L105 268 48000 SH SHARED 48000 MATRIXX INITIATIVES INC COM 57685L105 268 48000 SH PUT SHARED 0 MGM MIRAGE COM 552953101 199 31200 SH SHARED 31200 MGM MIRAGE COM 552953101 199 31200 SH PUT SHARED 0 NEWS CORP-CL A COM 65248E104 472 51800 SH SHARED 51800 NIDEC CORPORATION-ADR COM 654090109 1602 106000 SH SHARED 106000 NII HOLDINGS INC-CL B COM 62913F201 2267 118904 SH SHARED 118904 NII HOLDINGS INC-CL B COM 62913F201 896 47000 SH PUT SHARED 0 NISSAN MOTOR CO LTD-SPON ADR ADR 654744408 2369 196081 SH SHARED 196081 NOKIA CORP - ADR ADR 654902204 235745 16169084 SH SHARED 16169084 NORDIC AMER TANKER SHIPPING COM G65773106 1896 59600 SH CALL SHARED 0 NOVARTIS AG-ADR ADR 66987V109 4919 120595 SH SHARED 120595 PAN AMERICAN SILVER CORP COM 697900108 1406 76704 SH SHARED 76704 PETROLEO BRASILEIRO S.A.-ADR ADR 71654V408 1068 26050 SH SHARED 26050 PETROLEO BRASILEIRO S.A.-ADR ADR 71654V101 4868 145914 SH SHARED 145914 PIER 1 IMP CV 6.375% 15FEB36 SDBCV 720279AH1 10579 16433000 PRN SHARED 16433000 PULTE HOMES INC COM 745867101 431 48774 SH SHARED 48774 RIO TINTO PLC - ADR ADR 767204100 1688 10300 SH PUT SHARED 0 S&P 500 DEPOSITORY RECEIPT COM 78462F103 18384 200000 SH PUT SHARED 0 SAKS INC CV 2% 15MAR2024 SDBCV 79377WAL2 2648 4000000 PRN SHARED 4000000 SANDRIDGE ENERGY INC COM 80007P307 426 50000 SH PUT SHARED 0 SANOFI-SYNTHELABO SA-ADR ADR 80105N105 54718 1855480 SH SHARED 1855480 SAP AG - ADR ADR 803054204 13556 337293 SH SHARED 337293 SCHERING PLOUGH COM 806605101 8048 320400 SH SHARED 320400 SHANDA INTERACTIVE ENTER-ADR ADR 81941Q203 335 6400 SH CALL SHARED 0 SHANDA INTERACTIVE ENTER-ADR ADR 81941Q203 340 6500 SH PUT SHARED 0 SHIRE PHARMACEUTICAL - ADR ADR 82481R106 882 21264 SH SHARED 21264 SINCLAIR BROAD 4.875% 15JUL18 SDBCV 829226AU3 355 500000 PRN SHARED 500000 SINCLAIR BROADCAST 3% CV MAY27 SDBCV 829226AW9 1682 2000000 PRN SHARED 2000000 SPANISH BROADCASTING SYS CLA COM 846425882 18 101600 SH SHARED 101600 STMICROELECTRONICS NV-NY SHS COM 861012102 4411 587335 SH SHARED 587335 SUNPOWER CORP-CLASS A COM 867652109 9082 340900 SH SHARED 340900 SUNPOWER CORP-CLASS A COM 867652109 8988 337400 SH PUT SHARED 0 SUSSER HOLDINGS CORP COM 869233106 601 53709 SH SHARED 53709 SYNAPTICS INC COM 87157D109 1353 35000 SH SHARED 35000 SYNAPTICS INC COM 87157D109 1353 35000 SH PUT SHARED 0 TELECOM ITALIA SPA - ADR ADR 87927Y102 1376 100000 SH SHARED 100000 TELECOMUNICACOES DE S.P. ADR 87929A102 3144 141364 SH SHARED 141364 TENARIS SA-ADR ADR 88031M109 1652 61100 SH CALL SHARED 0 UNDER ARMOUR INC-CLASS A COM 904311107 2469 110300 SH SHARED 110300 UNDER ARMOUR INC-CLASS A COM 904311107 2469 110300 SH PUT SHARED 0 UNILEVER NV ADR 904784709 10286 425408 SH SHARED 425408 UNITED STATES OIL FUND LP COM 91232N108 1268 33420 SH SHARED 33420 VISA INC-CLASS A SHRS COM 92826C839 23584 378800 SH SHARED 378800 VISA INC-CLASS A SHRS COM 92826C839 23584 378800 SH PUT SHARED 0 WAL-MART STORES INC COM 931142103 1090 22500 SH SHARED 22500 WELLCARE HEALTH PLANS INC COM 94946T106 1849 100000 SH SHARED 100000 WYETH COM 983024100 12927 284800 SH SHARED 284800
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