-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DCIlPUAjMZnm4OEvn3uMyO60PeARNnikqwQgivseLv2dQmDmEEmUH/IS8EiqGs30 RTAvEEowg7V7pXCRhwoweQ== 0000902664-09-003361.txt : 20090814 0000902664-09-003361.hdr.sgml : 20090814 20090814165510 ACCESSION NUMBER: 0000902664-09-003361 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empyrean Capital Partners, LP CENTRAL INDEX KEY: 0001317195 IRS NUMBER: 522403815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11141 FILM NUMBER: 091016690 BUSINESS ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310)843-9900 MAIL ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 p09-1636form13fhr.txt EMPYREAN CAPITAL PARTNERS, LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 ------------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Empyrean Capital Partners, LP -------------------------------------------------- Address: 10250 Constellation Boulevard -------------------------------------------------- Suite 2950 -------------------------------------------------- Los Angeles, California 90067 -------------------------------------------------- Form 13F File Number: 028-11141 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tony Hynes -------------------------------------------------- Title: Chief Financial Officer -------------------------------------------------- Phone: 310-843-3060 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Tony Hynes Los Angeles, California 8/14/09 ------------------------ ------------------------------ ---------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 27 ------------- Form 13F Information Table Value Total: $255,102 -------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM13FINFORMATIONTABLE COLUMN 1 COLUMN 2 COLUMN3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------------------------------------------------------------------------------------------------------------- AGNICO EAGLE MINES LTD COM 008474 10 8 7,872 150,000 SH 150,000 CEPHALON INC NOTE 2.500% 5/0 156708 AR 0 3,992 4,000,000 PRN 4,000,000 CHESAPEAKE ENERGY CORP COM 165167 90 7 438 10,000 SH CALL 7,000 CORRECTIONS CORP AMER NEW COM NEW 22025Y 40 7 5,097 300,000 SH 300,000 COVANTA HLDG CORP COM 22282E 10 2 9,328 550,000 SH 550,000 FIRST ADVANTAGE CORP CL A 31845F 10 0 6,346 417,201 SH 417,201 HOLOGIC INC FRNT 2.000%12/1 436440 AA 9 3,550 5,000,000 PRN 5,000,000 ISHARES SILVER TRUST ISHARES 46428Q 10 9 6,021 450,000 SH 450,000 L-3 COMMUNICATIONS HLDGS INC COM 502424 10 4 7,431 107,100 SH 107,100 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M 30 2 14,916 1,100,000 SH 1,100,000 LOCKHEED MARTIN CORP COM 539830 10 9 7,847 97,300 SH 97,300 MARKET VECTORS ETF TR COM 57060U 10 0 2,150 5,000 SH CALL 5,000 MONSANTO CO NEW COM 61166W 10 1 5,576 75,000 SH 75,000 NORTHROP GRUMMAN CORP COM 666807 10 2 7,236 158,400 SH 158,400 PEPSI BOTTLING GROUP INC COM 713409 10 0 16,920 500,000 SH 500,000 PEPSIAMERICAS INC COM 71343P 20 0 6,703 250,000 SH 250,000 PIER 1 IMPORTS INC NOTE 6.375% 2/1 720279 AH 1 575 1,000,000 PRN 1,000,000 RAYTHEON CO COM NEW 755111 50 7 9,295 209,200 SH 209,200 SCHERING PLOUGH CORP COM 806605 10 1 24,035 956,800 SH 956,800 SPDR GOLD TRUST GOLD SHS 78463V 10 7 24,391 267,500 SH 267,500 SPDR GOLD TRUST COM 78463V 10 7 501 2,250 SH CALL 2,250 SUNCOR ENERGY INC COM 867229 10 6 6,068 200,000 SH 200,000 VECTOR GROUP LTD DEBT 6/1 92240M AK 4 12,056 11,500,000 PRN 11,500,000 VIRGIN MEDIA INC COM 92769L 10 1 6,617 707,700 SH 707,700 WILLIAMS COS INC DEL COM 969457 10 0 19,513 1,250,000 SH 1,250,000 WYETH COM 983024 10 0 38,582 850,000 SH 850,000 WYETH COM 983024 10 0 2,050 5,000 SH CALL 5,000
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