-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JegO0u45j2DWaUp3zcLtUxT6Gp3qexZFI1kHILw3EVFJGUYCrkVoykSJFKQWinr6 +GtHlJQkhLLAqFykPhF6hw== 0000902664-09-003329.txt : 20090814 0000902664-09-003329.hdr.sgml : 20090814 20090814115656 ACCESSION NUMBER: 0000902664-09-003329 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARDSLEY ADVISORY PARTNERS CENTRAL INDEX KEY: 0000900529 IRS NUMBER: 0 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04639 FILM NUMBER: 091013533 BUSINESS ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-564-4230 MAIL ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 p09-1697form13fhr.txt ARDSLEY ADVISORY PARTNERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 ----------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ardsley Advisory Partners -------------------------------------------------- Address: 262 Harbor Drive, 4th Floor -------------------------------------------------- Stamford, CT 06902 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-04639 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Napoli -------------------------------------------------- Title: Partner -------------------------------------------------- Phone: 203-564-4230 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Steven Napoli Stamford, CT 8/14/09 ------------------------ --------------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: none Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 83 ------------- Form 13F Information Table Value Total: $457,828 ------------- (thousands) List of Other Included Managers: none Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(x$1000) SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE 3PAR INC COM 88580F109 4,960 400,000 SH SOLE 400,000 ALCOA INC COM 013817101 258 25,000 SH SOLE 25,000 ALPHA NATURAL RESOURCES INC COM 02076X102 657 25,000 SH SOLE 25,000 ALTAIR NANOTECHNOLOGIES INC COM 021373105 405 427,350 SH SOLE 427,350 AMERICAN PUBLIC EDUCATION IN COM 02913V103 5,537 140,000 SH SOLE 140,000 AMERICAN AXLE & MFG HLDGS IN COM 024061103 344 100,000 SH SOLE 100,000 AMERICAN COMMERCIAL LINES COM NEW 025195207 774 50,000 SH SOLE 50,000 AON CORP COM 037389103 947 25,000 SH SOLE 25,000 APPLE INC COM 037833100 8,546 60,000 SH SOLE 60,000 ARRIS GROUP INC COM 04269Q100 7,606 625,000 SH SOLE 625,000 BIOVAIL CORP COM 09067J109 8,406 625,000 SH SOLE 625,000 CALGON CARBON CORP COM 129603106 695 50,000 SH SOLE 50,000 CHINA GREEN AGRICULTURE INC COM 16943W105 5,418 706,849 SH SOLE 706,849 CLEAN ENERGY FUELS CORP COM 184499101 4,395 510,500 SH SOLE 510,500 COMVERGE INC COM 205859101 605 50,000 SH SOLE 50,000 COVANTA HLDG CORP COM 22282E102 6,996 412,500 SH SOLE 412,500 CVS CAREMARK CORPORATION COM 126650100 6,374 200,000 SH SOLE 200,000 DELTA AIR LINES INC DEL COM NEW 247361702 4,343 750,000 SH SOLE 750,000 DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 493 25,000 SH SOLE 25,000 ECLIPSYS CORP COM 278856109 5,334 300,000 SH SOLE 300,000 ENVIRONMENTAL PWR CORP COM NEW 29406L201 455 874,289 SH SOLE 874,289 EVERGREEN SOLAR INC NOTE 4.000% 7/1 30033RAC2 1,093 2,500,000 PRN SOLE 2,500,000 FAMILY DLR STORES INC COM 307000109 4,245 150,000 SH CALL SOLE FIRST SOLAR INC COM 336433107 811 5,000 SH SOLE 5,000 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 7,053 875,000 SH SOLE 875,000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 7,517 150,000 SH SOLE 150,000 FUEL SYS SOLUTIONS INC COM 35952W103 5,552 275,000 SH SOLE 275,000 FUELCELL ENERGY INC COM 35952H106 1,463 350,000 SH SOLE 350,000 GILEAD SCIENCES INC COM 375558103 7,729 165,000 SH SOLE 165,000 GOLAR LNG LTD SHS G9456A100 855 100,000 SH SOLE 100,000 GOODYEAR TIRE & RUBBER CO COM 382550101 4,504 400,000 SH SOLE 400,000 GOOGLE INC CL A 38259P508 8,432 20,000 SH SOLE 20,000 GRAFTECH INTL LTD COM 384313102 566 50,000 SH SOLE 50,000 HARBIN ELECTRIC INC COM 41145W109 4,629 295,983 SH SOLE 295,983 HARMONIC INC COM 413160102 589 100,000 SH SOLE 100,000 HARRIS STRATEX NTWRKS INC CL A 41457P106 2,268 350,000 SH SOLE 350,000 HEXCEL CORP NEW COM 428291108 715 75,000 SH SOLE 75,000 HOLOGIC INC COM 436440101 4,275 300,000 SH SOLE 300,000 ITRON INC COM 465741106 826 15,000 SH SOLE 15,000 JOY GLOBAL INC COM 481165108 1,786 50,000 SH PUT SOLE 50,000 LEXMARK INTL NEW CL A 529771107 5,548 350,000 SH SOLE 350,000 LIFE TECHNOLOGIES CORP COM 53217V109 5,215 125,000 SH SOLE 125,000 LINCOLN NATL CORP IND COM 534187109 4,303 250,000 SH SOLE 250,000 MAXWELL TECHNOLOGIES INC COM 577767106 7,192 520,000 SH SOLE 520,000 MELLANOX TECHNOLOGIES LTD SHS M51363113 3,609 300,000 SH SOLE 300,000 MEMC ELECTR MATLS INC COM 552715104 891 50,000 SH SOLE 50,000 MIDCAP SPDR TR UNIT SER 1 595635103 5,260 50,000 SH PUT SOLE 50,000 MONSANTO CO NEW COM 61166W101 743 10,000 SH SOLE 10,000 MYLAN INC COM 628530107 8,189 627,500 SH SOLE 627,500 MYR GROUP INC DEL COM 55405W104 859 42,500 SH SOLE 42,500 ORACLE CORP COM 68389X105 6,426 300,000 SH SOLE 300,000 OWENS CORNING NEW COM 690742101 320 25,000 SH SOLE 25,000 PLAINS EXPL& PRODTN CO COM 726505100 20,246 740,000 SH SOLE 740,000 PLAINS EXPL& PRODTN CO COM 726505100 8,208 300,000 SH CALL SOLE PROSHARES TR PSHS REAL ESTAT 74347R552 492 25,000 SH SOLE 25,000 PROSHARES TR PSHS ULTSH 20YRS 74347R297 31,978 628,000 SH SOLE 628,000 PROSHARES TR PSHS ULTSH 20YRS 74347R297 10,184 200,000 SH CALL SOLE PROSHARES TR PSHS ULTSH 20YRS 74347R297 15,276 300,000 SH CALL SOLE REGENERON PHARMACEUTICALS COM 75886F107 2,240 125,000 SH SOLE 125,000 RIVERBED TECHNOLOGY INC COM 768573107 4,638 200,000 SH SOLE 200,000 ROCKWOOD HLDGS INC COM 774415103 6,954 475,000 SH SOLE 475,000 RTI INTL METALS INC COM 74973W107 884 50,000 SH SOLE 50,000 SALESFORCE COM INC COM 79466L302 7,252 190,000 SH SOLE 190,000 SATCON TECHNOLOGY CORP COM 803893106 315 175,000 SH SOLE 175,000 SCHERING PLOUGH CORP COM 806605101 19,468 775,000 SH SOLE 775,000 SCHLUMBERGER LTD COM 806857108 27,055 500,000 SH CALL SOLE SMART BALANCE INC COM 83169Y108 8,513 1,250,000 SH SOLE 1,250,000 SOLUTIA INC COM NEW 834376501 4,320 750,000 SH SOLE 750,000 STATE STR CORP COM 857477103 11,800 250,000 SH SOLE 250,000 SYNTHESIS ENERGY SYS INC COM 871628103 549 477,200 SH SOLE 477,200 TELVENT GIT SA SHS E90215109 8,235 380,000 SH SOLE 380,000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 7,401 150,000 SH SOLE 150,000 UNITED STATES NATL GAS FUND UNIT 912318102 694 50,000 SH CALL SOLE UNITED STATES NATL GAS FUND UNIT 912318102 8,322 600,000 SH CALL SOLE UNIVERSAL DISPLAY CORP COM 91347P105 978 100,000 SH SOLE 100,000 VMWARE INC CL A COM 928563402 6,408 235,000 SH SOLE 235,000 WEATHERFORD INTERNATIONAL LT REG H27013103 15,159 775,000 SH SOLE 775,000 WESTPORT INNOVATIONS INC COM NEW 960908309 809 100,000 SH SOLE 100,000 WONDER AUTO TECHNOLOGY INC COM 978166106 13,169 1,300,000 SH SOLE 1,300,000 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 5,149 380,000 SH SOLE 380,000 YUCHENG TECHNOLOGIES LTD COM G98777108 9,852 1,155,000 SH SOLE 1,155,000 ZBB ENERGY CORPORATION COM 98876R204 438 364,795 SH SOLE 364,795 ZHONGPIN INC COM 98952K107 13,831 1,335,000 SH SOLE 1,335,000
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