-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WxJU+H6Lw2WJZDy3e43P9YcIa4nJkL948JihYSabiu89wC3zcrNKSe6vGZSeIjdc DCJZB7o0jLMyl3N1s/t/xA== 0000902584-09-000130.txt : 20090814 0000902584-09-000130.hdr.sgml : 20090814 20090814104116 ACCESSION NUMBER: 0000902584-09-000130 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORY RESEARCH INC CENTRAL INDEX KEY: 0000902584 IRS NUMBER: 132831881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05637 FILM NUMBER: 091012933 BUSINESS ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: STE 5500 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125651414 MAIL ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: SUITE 5780 CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 ari2q09hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: June 30, 2009 Check here if Amendment: [ ] # ____ This Amendment [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Advisory Research, Inc. Address: 180 North Stetson, Suite 5500 Chicago, IL 60601 13F File Number: 028-05637 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of the Reporting Manager: Name: Brien M. O'Brien Title: Chairman & CEO Phone: 312-565-1414 Signature, Place and Date of Signing: /s/ Brien M. O'Brien, Chairman & CEO August 14, 2009 - ------------------------------- ----------------------- Signature / Title Date Report Type: [X] 13F HOLDINGS REPORT. Securities with an aggregate market value of $200,000 and above are reported in this report. [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE ADVISORY RESEARCH INC. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 261 Form 13F Information Table Total Value ('000): 3739824 List of Other Managers: NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F HOLDINGS REPORT Report for the Quarter Ended: June 30, 2009 ADVISORY RESEARCH, INC. FORM 13F INFOMRATION TABLE NAME OF ISSUER TITLECUSIP VALUE SH/P PUT/ INV OTRVOT AUTH OF CL AMT ('000) CALL DSC MGR SOLE SHARED NONE 3M COMPANY COM 88579Y101 223 3705 SOLE 3705 A D C TELECOM COM 000886309 96026 12063559 SOLE 12063559 A D C TELECOM COM 000886309 270 33930 OTHER 33930 A T & T INC COM 00206R102 12438 500740 SOLE 500740 ALBANY MOLECULAR COM 012423109 29694 3539163 SOLE 3539163 ALCOA INC COM 013817101 10333 1000266 SOLE 1000266 ALLEGHENY TECHNOL COM 01741R102 35583 1018696 SOLE 1018696 ALLEGHENY TECHNOL COM 01741R102 197 5645 OTHER 5645 AMERCO INC COM 023586100 16503 444213 SOLE 444213 AMERCO INC COM 023586100 86 2315 OTHER 2315 AMERICAN INTL GRP COM 026874107 28 24002 SOLE 24002 AMERICAN PHYSICIA COM 028882108 3738 164757 SOLE 164757 AMERICAN RAILCAR COM 02916P103 25378 3072345 SOLE 3072345 AMERICREDIT CORP COM 03060R101 63853 4712405 SOLE 4712405 AMERICREDIT CORP COM 03060R101 195 14365 OTHER 14365 AMERIGAS PARTNERS UNIT 030975106 600 17800 SOLE 17800 AMERON INC COM 030710107 36859 549812 SOLE 549812 AMERON INC COM 030710107 214 3185 OTHER 3185 ANALOGIC CORP COM 032657207 35388 957721 SOLE 957721 ANDERSONS INC COM 034164103 72776 2430732 SOLE 2430732 ANDERSONS INC COM 034164103 5 160 OTHER 160 APACHE CORP COM 037411105 10360 143596 SOLE 143596 APARTMENT INVT CL A 03748R101 342 38588 SOLE 38588 APPLE INC COM 037833100 363 2546 SOLE 2546 ASSISTED LIVING CL A 04544X300 28231 1940244 SOLE 1940244 ASSISTED LIVING CL A 04544X300 184 12634 OTHER 12634 ATLANTIC AMERN CO COM 048209100 164 221396 SOLE 221396 ATLAS AMER INC COM 049167109 967 54100 SOLE 54100 ATLAS ENERGY RES COM 049303100 7849 384200 SOLE 384200 AVALON HLDGS CORP CL A 05343P109 988 375703 SOLE 375703 AVNET INC COM 053807103 98231 4670996 SOLE 4670996 AVNET INC COM 053807103 275 13090 OTHER 13090 BANK AMER CORP COM 060505104 1051 79640 SOLE 79640 BARNWELL INDS INC COM 068221100 324 82149 SOLE 82149 BENEFICIAL MUTUAL COM 08173R104 12496 1301716 SOLE 1301716 BERKLEY W R CORP COM 084423102 12245 570315 SOLE 570315 BERKLEY W R CORP COM 084423102 81 3770 OTHER 3770 BERKSHIRE HATHAWA CL A 084670108 450 5 SOLE 5 BERKSHIRE HATHAWA CL B 084670207 11985 4139 SOLE 4139 BEXIL CORP COM 088577101 2161 88200 SOLE 88200 BOB EVANS FARMS COM 096761101 35912 1249545 SOLE 1249545 BOSS HLDGS INC COM 10011B101 774 138150 SOLE 138150 BOSWELL J G CO COM 101205102 953 1781 SOLE 1781 BRINKS HOME SEC COM 109699108 57293 2023775 SOLE 2023775 BRINKS HOME SEC COM 109699108 182 6425 OTHER 6425 BURLINGTON NORTHN COM 12189T104 11259 153096 SOLE 153096 CABOT OIL & GAS COM 127097103 30085 981896 SOLE 981896 CABOT OIL & GAS COM 127097103 97 3150 OTHER 3150 CAGLES INC CL A CL A 127703106 1425 316649 SOLE 316649 CAPITOL FEDERAL COM 14057C106 102924 2685195 SOLE 2685195 CAPITOL FEDERAL COM 14057C106 442 11540 OTHER 11540 CARRIZO OIL&GAS COM 144577103 15654 912769 SOLE 912769 CARRIZO OIL&GAS NOTE 144577AA1 6828 9385000 SOLE 9385000 CASEYS GEN STORES COM 147528103 58110 2261960 SOLE 2261960 CASEYS GEN STORES COM 147528103 165 6435 OTHER 6435 CATERPILLAR INC COM 149123101 8013 242532 SOLE 242532 CENTER FINL CORP COM 15146E102 706 280311 SOLE 280311 CENTERPOINT ENERG COM 15189T107 114064 10294599 SOLE 10294599 CENTERPOINT ENERG COM 15189T107 359 32410 OTHER 32410 CERADYNE INC COM 156710105 11775 666765 SOLE 666765 CHESAPEAKE ENERGY COM 165167107 1106 55782 SOLE 55782 CHESAPEAKE ENRGY NOTE 165167BW6 3465 4000000 SOLE 4000000 CHEVIOT FINL CORP COM 166774109 1816 227005 SOLE 227005 CHEVRON CORP COM 166764100 16506 249149 SOLE 249149 CHICAGO RIVET COM 168088102 763 65700 SOLE 65700 CHICOS FAS INC COM 168615102 14062 1445225 SOLE 1445225 CIT GROUP INC COM 125581108 23 10653 SOLE 10653 CITIGROUP INC COM 172967101 33 11043 SOLE 11043 CNX GAS CORP COM 12618H309 90380 3440419 SOLE 3440419 CNX GAS CORP COM 12618H309 178 6765 OTHER 6765 COAST DISTRIBUTIO COM 190345108 149 64956 SOLE 64956 COMCAST CORP CL A CL A 20030N101 11590 801521 SOLE 801521 COMMERCIAL METALS COM 201723103 62672 3909676 SOLE 3909676 COMMERCIAL METALS COM 201723103 195 12155 OTHER 12155 COMMUNICATIONS SYS COM 203900105 2736 279222 SOLE 279222 COMSTOCK RESOURCE COM 205768203 13583 410993 SOLE 410993 COMSTOCK RESOURCE COM 205768203 3 80 OTHER 80 CONSOLIDATED COM COM 209034107 778 66400 SOLE 66400 CONSTELLATION ENER COM 21038E101 248 103000 SOLE 103000 CONTANGO OIL & GAS COM 21075N204 1734 40812 SOLE 40812 CONTINENTAL RES COM 212015101 6938 250000 SOLE 250000 DELTIC TIMBER COM 247850100 47060 1326767 SOLE 1326767 DENBURY RESOURCES COM 247916208 75459 5122787 SOLE 5122787 DENBURY RESOURCES COM 247916208 174 11835 OTHER 11835 DOUBLE EAGLE PETE COM 258570209 203 40725 SOLE 40725 DYNEGY INC CL A CL A 26817G102 42 18705 SOLE 18705 E TRADE FINANCIAL COM 269246104 37 28459 SOLE 28459 EASTERN INS HLDGS COM 276534104 3798 403617 SOLE 403617 EASTMAN KODAK COM 277461109 44 14757 SOLE 14757 EATON CORP COM 278058102 11914 267060 SOLE 267060 EDISON INTL COM 281020107 1320 41967 SOLE 41967 EL PASO ELEC CO COM 283677854 30534 2187238 SOLE 2187238 ELBIT MEDICAL ORDS M37605108 1399 71589 SOLE 71589 EMBARQ CORP COM 29078E105 71635 1703174 SOLE 1703174 EMBARQ CORP COM 29078E105 471 11200 OTHER 11200 ENCORE ACQUISITION COM 29255W100 38465 1246825 SOLE 1246825 ENCORE ACQUISITION COM 29255W100 109 3520 OTHER 3520 ENCORE WIRE CORP COM 292562105 88682 4153720 SOLE 4153720 ENCORE WIRE CORP COM 292562105 362 16955 OTHER 16955 EQUITY RESIDENTIAL COM 29476L107 294 13230 SOLE 13230 ESPEY MFG & ELECTR COM 296650104 3417 222627 SOLE 222627 EVOLUTION PETROL COM 30049A107 2361 907994 SOLE 907994 EXELON CORP COM 30161N101 13255 258837 SOLE 258837 EXXON MOBIL CORP COM 30231G102 295 4218 SOLE 4218 FAIRPOINT COMMUN COM 305560104 27 44910 SOLE 44910 FIRST MERCHANTS COM 320817109 360 44793 SOLE 44793 FIRSTCITY FINL COM 33761X107 529 119997 SOLE 119997 FOOT LOCKER INC COM 344849104 24295 2320395 SOLE 2320395 FOOT LOCKER INC COM 344849104 95 9075 OTHER 9075 FOSTER L B CO COM 350060109 17483 581399 SOLE 581399 FRONTIER COMMUN COM 35906A108 841 117726 SOLE 117726 FROZEN FOOD EXPRES COM 359360104 248 77833 SOLE 77833 GATX CORP COM 361448103 15467 601370 SOLE 601370 GENERAL MLS INC COM 370334104 240 4280 SOLE 4280 GENERAL MTRS CORP COM 370442105 57 51980 SOLE 51980 GOODRICH PETE NOTE 382410AB4 1663 2000000 SOLE 2000000 GOVERNMENT PPTYS COM 38376A103 1191 58000 SOLE 58000 GRANITE CONSTR COM 387328107 89935 2702370 SOLE 2702370 GRANITE CONSTR COM 387328107 278 8355 OTHER 8355 GREAT PLAINS ENER COM 391164100 508 32685 SOLE 32685 GREENE CNTY BANC COM 394357107 691 47626 SOLE 47626 HALLWOOD GROUP COM 406364406 3032 217974 SOLE 217974 HARDINGE BROS INC COM 412324303 432 101535 SOLE 101535 HASBRO INC COM 418056107 1432 59058 SOLE 59058 HEALTHCARE SERVIC COM 421906108 42403 2371554 SOLE 2371554 HEWLETT PACKARD COM 428236103 12411 321125 SOLE 321125 HF FINL CORP COM 404172108 1130 95608 SOLE 95608 HOME FEDERAL BANC COM 43710G105 5706 559980 SOLE 559980 HUDSON CITY BANC COM 443683107 59623 4486329 SOLE 4486329 HUDSON CITY BANC COM 443683107 313 23525 OTHER 23525 HUNTINGTON BANC COM 446150104 42 10011 SOLE 10011 I B M COM 459200101 300 2877 SOLE 2877 ILLINOIS TOOL WRKS COM 452308109 14089 377309 SOLE 377309 INVESTORS BANCORP COM 46146P102 88787 9650813 SOLE 9650813 INVESTORS BANCORP COM 46146P102 321 34845 OTHER 34845 IOWA TELECOMM COM 462594201 847 67700 SOLE 67700 ISHARES TR RUSSL 2 RUSL 464287630 444 9539 SOLE 9539 ISHARES TR RUSSL 2 RUSL 464287630 133 2852 OTHER 2852 J ALEXANDER CORP COM 466096104 2248 532815 SOLE 532815 J.P. MORGAN CHASE COM 46625H100 20287 594743 SOLE 594743 JEFFERIES GROUP COM 472319102 128645 6031165 SOLE 6031165 JEFFERIES GROUP COM 472319102 464 21745 OTHER 21745 JOHNSON & JOHNSON COM 478160104 16777 295365 SOLE 295365 KAISER ALUMINUM COM 483007704 40491 1127562 SOLE 1127562 KAISER ALUMINUM COM 483007704 159 4440 OTHER 4440 KEARNY FINL CORP COM 487169104 2345 205026 SOLE 205026 KINDER MORGAN EGY COM 494550106 2454 48000 SOLE 48000 KROGER CO COM 501044101 7251 328859 SOLE 328859 LEUCADIA NATIONAL COM 527288104 111412 5282697 SOLE 5282697 LEUCADIA NATIONAL COM 527288104 357 16930 OTHER 16930 LIBERTY MEDIA SERA 53071M500 15226 570278 SOLE 570278 LIMONEIRA CO COM 532746104 1471 10505 SOLE 10505 LOWES COMPANIES COM 548661107 6574 338672 SOLE 338672 LSB CORP COM 50215P100 499 49000 SOLE 49000 MARCUS CORP COM 566330106 22439 2132944 SOLE 2132944 MARQUETTE NATL COM 571599109 263 500 SOLE 500 MAUI LD & PINEAPP COM 577345101 262 33965 SOLE 33965 MCRAE INDS CL A COM 582757209 1562 130161 SOLE 130161 MEDTRONIC INC COM 585055106 11121 318751 SOLE 318751 MENS WEARHOUSE COM 587118100 62201 3243010 SOLE 3243010 MENS WEARHOUSE COM 587118100 220 11460 OTHER 11460 MERCK & CO INC COM 589331107 15813 565575 SOLE 565575 MICROSOFT CORP COM 594918104 13527 569065 SOLE 569065 MOLEX INC CL A CL A 608554200 27936 1942723 SOLE 1942723 MOLEX INC CL A CL A 608554200 107 7430 OTHER 7430 MOTORCAR PTS & AC COM 620071100 1805 462698 SOLE 462698 NEW ULM TELECOM COM 649060100 934 143640 SOLE 143640 NORFOLK SOUTHN COM 655844108 1117 29642 SOLE 29642 NORTHERN TR CORP COM 665859104 643 11978 SOLE 11978 NORTHROP GRUMMAN COM 666807102 8061 176474 SOLE 176474 ONEBEACON INSURAN CL A G67742109 44781 3830731 SOLE 3830731 ONEOK INC COM 682680103 51732 1754228 SOLE 1754228 ONEOK INC COM 682680103 308 10445 OTHER 10445 ORAMED PHARM INC COM 68403P104 5 10000 SOLE 10000 OVERSEAS SHIPHOLD COM 690368105 79023 2321476 SOLE 2321476 OVERSEAS SHIPHOLD COM 690368105 198 5815 OTHER 5815 PACIFIC PREMIER COM 69478X105 301 62778 SOLE 62778 PANHANDLE OIL CL A 698477106 2490 126832 SOLE 126832 PENN VIRGINIA 4.5% NOTE 707882AA4 3280 4000000 SOLE 4000000 PIONEER NATURAL NOTE 723787AH0 3921 4500000 SOLE 4500000 PIONEER NATURAL COM 723787107 21279 834484 SOLE 834484 PLAINS ALL AMERN UNIT 726503105 55681 1308599 SOLE 1308599 PLUM CREEK TIMBER COM 729251108 64656 2171113 SOLE 2171113 PLUM CREEK TIMBER COM 729251108 347 11660 OTHER 11660 POTASH CORP SASK COM 73755L107 9517 102283 SOLE 102283 PRICESMART INC COM 741511109 10329 616638 SOLE 616638 PRIVATEBANCORP COM 742962103 16757 753480 SOLE 753480 PROLOGIS 1.875% NOTE 743410AR3 1112 1500000 SOLE 1500000 PROLOGIS PT NOTE 743410AQ5 1920 2400000 SOLE 2400000 PROLOGIS SH BEN COM 743410102 200 24818 SOLE 24818 QUEST ENERGY PART COM 74836B209 616 410774 SOLE 410774 QUEST RESOURCE COM 748349305 771 2337295 SOLE 2337295 QUICKSILVER 1.875% DBCV 74837RAB0 7746 8500000 SOLE 8500000 QUICKSILVER RES COM 74837R104 3753 404013 SOLE 404013 QUICKSILVER RES COM 74837R104 3 280 OTHER 280 RANGE RES CORP COM 75281A109 5635 136080 SOLE 136080 RECKSON SLG PT DEB 75621LAJ3 1913 2000000 SOLE 2000000 REGENCY AFFILIATE COM 758847305 457 114215 SOLE 114215 ROCK OF AGES CORP CL A 772632105 453 226354 SOLE 226354 ROME BANCORP INC COM 77587P103 1183 140870 SOLE 140870 SCHEID VINEYARDS COM 806403200 664 33210 SOLE 33210 SCHERING PLOUGH COM 806605101 2316 92186 SOLE 92186 SCHNITZER STL IND CL A 806882106 93057 1760436 SOLE 1760436 SCHNITZER STL IND CL A 806882106 250 4735 OTHER 4735 SHENANDOAH TELECO COM 82312B106 3661 180415 SOLE 180415 SHOE CARNIVAL INC COM 824889109 3632 304438 SOLE 304438 SL GREEN RLTY COM 78440X101 44413 1936050 SOLE 1936050 SL GREEN RLTY COM 78440X101 147 6394 OTHER 6394 SLM CORPORATION COM 78442P106 10541 1026382 SOLE 1026382 SMUCKER J M CO COM 832696405 1959 40266 SOLE 40266 SOTHEBYS COM 835898107 45330 3212605 SOLE 3212605 SOTHEBYS COM 835898107 156 11085 OTHER 11085 SPECTRA ENERGY COM 847560109 7009 414238 SOLE 414238 STIFEL FINANCIAL COM 860630102 581 12090 SOLE 12090 STRATEGIC HOTELS COM 86272T106 111 100000 SOLE 100000 SUPERIOR UNIFORM COM 868358102 2470 340749 SOLE 340749 SUPREME INDS INC CL A 868607102 151 93631 SOLE 93631 TANDY BRANDS ACCE COM 875378101 1619 703998 SOLE 703998 TENET HEALTHCARE COM 88033G100 32 11255 SOLE 11255 TESSCO TECHNOLOG COM 872386107 2922 270557 SOLE 270557 TEXAS INDS INC COM 882491103 3340 106500 SOLE 106500 TFS FINANCIAL COM 87240R107 25372 2389073 SOLE 2389073 TFS FINANCIAL COM 87240R107 137 12905 OTHER 12905 THIRD CENTY BANC COM 884120106 429 95297 SOLE 95297 TRINITY INDS INC COM 896522109 34898 2562280 SOLE 2562280 TRINITY INDS INC COM 896522109 215 15765 OTHER 15765 TUESDAY MORNING COM 899035505 1104 327552 SOLE 327552 UCBH HOLDINGS INC COM 90262T308 60 47800 SOLE 47800 ULTRA PETE CORP COM 903914109 2295 58855 SOLE 58855 UMB FINANCIAL COM 902788108 112846 2968841 SOLE 2968841 UMB FINANCIAL COM 902788108 417 10975 OTHER 10975 UNITED FINANCIAL COM 91030T109 3763 272277 SOLE 272277 UNITED FIRE & CAS COM 910331107 30332 1768647 SOLE 1768647 UNITED TECHNOLOG COM 913017109 12115 233164 SOLE 233164 UNITEDHEALTH GRP COM 91324P102 8683 347604 SOLE 347604 UNIVERSAL SEC INS COM 913821302 141 27351 SOLE 27351 USEC INC 3.000% NOTE 90333EAC2 1290 2000000 SOLE 2000000 VAIL RESORTS INC COM 91879Q109 80753 3010922 SOLE 3010922 VAIL RESORTS INC COM 91879Q109 204 7605 OTHER 7605 VALERO ENERGY COM 91913Y100 11747 695474 SOLE 695474 VULCAN INTL CORP COM 929136109 1776 50738 SOLE 50738 WALGREEN CO COM 931422109 12522 425924 SOLE 425924 WARWICK VALLEY COM 936750108 2884 250758 SOLE 250758 WENDYS/ARBYS GRP COM 950587105 625 156199 SOLE 156199 WENDYS/ARBYS GRP COM 950587105 2 452 OTHER 452 WESTFIELD FINL COM 96008P104 4879 538480 SOLE 538480 WEYERHAEUSER COM 962166104 9490 311866 SOLE 311866 WHITE MOUNTAINS COM G9618E107 56594 247234 SOLE 247234 WHITE MOUNTAINS COM G9618E107 242 1059 OTHER 1059 WHITING PETE CORP COM 966387102 3692 105000 SOLE 105000 WINDSTREAM CORP COM 97381W104 639 76389 SOLE 76389 WINN DIXIE STORES COM 974280307 82503 6579205 SOLE 6579205 WINN DIXIE STORES COM 974280307 244 19490 OTHER 19490 ZIMMER HLDGS INC COM 98956P102 1024 24044 SOLE 24044 HARVEST ENERGY TR UNIT 41752X101 162 25530 SOLE 25530 PENGROWTH ENERGY UNIT 706902509 281 30600 SOLE 30600 PENN WEST ENERGY UNIT 707885109 464 31300 SOLE 31300 MFS INTERMARKET SHBE 59318R103 220 29986 SOLE 29986 EQUITY RESIDENTIAL PFD 29476L883 216 8725 SOLE 8725 LEGG MASON INC 7.0 UNIT 524901303 3352 133000 SOLE 133000 ROBERTS REALTY COM 769900101 28 34534 SOLE 34534 3739824 261 -----END PRIVACY-ENHANCED MESSAGE-----