-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FEKtSPYj/9192M3TGRmygIxoY47zHmiSR6tVKECPRMyV9LrloRS3cP8akU1HYCeP f1cuVZ6NnndxNgG3J8wzxg== 0000884314-09-000015.txt : 20090813 0000884314-09-000015.hdr.sgml : 20090813 20090813115443 ACCESSION NUMBER: 0000884314-09-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090813 DATE AS OF CHANGE: 20090813 EFFECTIVENESS DATE: 20090813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BLUESTEIN R H & CO CENTRAL INDEX KEY: 0000884314 IRS NUMBER: 382953545 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03073 FILM NUMBER: 091009121 BUSINESS ADDRESS: STREET 1: 260 EAST BROWN STREET SUITE 100 CITY: BIRMINGHAM STATE: MI ZIP: 48009 BUSINESS PHONE: 2486464000 MAIL ADDRESS: STREET 1: 260 EAST BROWN STREET SUITE 100 CITY: BIRMINGHAM STATE: MI ZIP: 48009 13F-HR 1 filing063009.txt 13F-HR FILING FOR JUNE 30, 2009 Main Page (1) TYPE 13F-HR PERIOD 06/30/09 FILER CIK 0000884314 CCC oswv@o8w SUBMISSION-CONTACT NAME Michele Payment PHONE 248-646-4000 The text of the document to be attached on the Documents Page includes the following information in an ASCII text file: UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: R.H. Bluestein & Company Address: 260 East Brown Street, Suite 100 Birmingham, MI 48009 13-F File Number: 28-3073 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michele M. Payment Title: Vice President & Controller Phone: 248-646-4000 Signature, Place, and Date of Signing: Robert H. Bluestein Birmingham, Michigan August 12, 2009 Report Type (Check only one.): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 171 Form 13F Information Table Value Total: $876,637 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABB Ltd ADR COM 000375204 747 47325 SH SOLE 47325 Agrium Inc COM 008916108 219 5500 SH SOLE 5500 Air Products & Chem COM 009158106 5060 78344 SH SOLE 77564 780 Alcoa Inc COM 013817101 12964 1254945 SH SOLE 1247070 7875 Allscripts Healthcare Solution COM 01988p108 238 15000 SH SOLE 15000 Alumina Ltd ADR COM 022205108 184 40000 SH SOLE 40000 Amazon.com Inc COM 023135106 18394 219861 SH SOLE 219301 560 Anadarko Petroleum COM 032511107 12173 268190 SH SOLE 266290 1900 Anglo American PLC Unsp ADR COM 03485p201 388 26549 SH SOLE 26549 Apple Inc COM 037833100 24047 168836 SH SOLE 167911 925 Applied Materials Inc COM 038222105 10626 965130 SH SOLE 961630 3500 ArcelorMittal NY Reg COM 03938L104 860 26000 SH SOLE 26000 Archer Daniels Mid COM 039483102 12999 485580 SH SOLE 483605 1975 AstraZeneca PLC ADR COM 046353108 883 20000 SH SOLE 20000 BHP Billiton Ltd ADR COM 088606108 8334 152280 SH SOLE 151930 350 BP PLC ADR COM 055622104 494 10365 SH SOLE 10265 100 BT Group PLC ADR COM 05577e101 168 10000 SH SOLE 10000 Baidu Inc ADR COM 056752108 602 2000 SH SOLE 2000 Ballard Power Systems COM 058586108 54 30000 SH SOLE 30000 Banco Santander SA ADR COM 05964h105 490 40500 SH SOLE 40500 Barclays PLC ADR COM 06738e204 738 40000 SH SOLE 40000 Barrick Gold Corp COM 067901108 873 26025 SH SOLE 26025 Becton Dickinson COM 075887109 12334 172960 SH SOLE 172150 810 Berkshire Hath Cl A COM 084670108 1530 17 SH SOLE 17 Boeing Co COM 097023105 13784 324335 SH SOLE 322635 1700 Boston Scientific Corp COM 101137107 2678 264100 SH SOLE 264100 Bristol-Myers Squibb COM 110122108 7001 344730 SH SOLE 343565 1165 Burlington No Santa Fe COM 12189t104 20213 274864 SH SOLE 273204 1660 CBL Assoc Ppty REIT COM 124830100 3514 651982 SH SOLE 647982 4000 CNH Global NV COM N20935206 562 40000 SH SOLE 40000 Cadbury PLC COM 12721e102 516 15000 SH SOLE 15000 Cameco Corp COM 13321L108 870 34000 SH SOLE 34000 Canadian Natl Rwy Co COM 136375102 653 15200 SH SOLE 15200 Canadian Oil Sands Tr COM 13642l951 239 10000 SH SOLE 10000 Canon Inc ADR COM 138006309 498 15300 SH SOLE 15300 Caterpillar Inc COM 149123101 14199 429757 SH SOLE 427732 2025 Celgene Corp COM 151020104 15881 331965 SH SOLE 330700 1265 Cemex SAB de CV ADR COM 151290889 742 79404 SH SOLE 79404 Cerner Corp COM 156782104 1115 17900 SH SOLE 17900 China Life Ins Co ADR COM 16939p106 333 6001 SH SOLE 6001 China Mobile Ltd ADR COM 16941m109 701 14000 SH SOLE 14000 China Petro & Chem Corp ADR COM 16941r108 379 5000 SH SOLE 5000 China Telecom Corp ADR COM 169426103 697 14000 SH SOLE 14000 Cia de Bebidas das Americas AD COM 20441w203 648 10000 SH SOLE 10000 Cisco Systems Inc COM 17275r102 11921 639174 SH SOLE 635549 3625 Citrix Systems Inc COM 177376100 8431 264365 SH SOLE 263725 640 Clorox Co COM 189054109 8990 161030 SH SOLE 160370 660 Cnooc Ltd ADR COM 126132109 615 5000 SH SOLE 5000 Coca Cola Co COM 191216100 9927 206856 SH SOLE 205166 1690 Coca Cola Femsa ADR COM 191241108 401 10000 SH SOLE 10000 Colonial Prop Trust COM 195872106 316 42750 SH SOLE 42750 ConocoPhillips COM 20825c104 269 6388 SH SOLE 6188 200 Corning Inc COM 219350105 14592 908600 SH SOLE 904850 3750 Costco Wholesale COM 22160k105 7809 170586 SH SOLE 169646 940 Cummins Inc COM 231021106 12823 364190 SH SOLE 363015 1175 DIAMONDS Tr Ser I COM 252787106 8496 100350 SH SOLE 100350 Danaher Corp COM 235851102 661 10709 SH SOLE 10709 Deere & Co COM 244199105 17649 441765 SH SOLE 440615 1150 Devon Energy Corp COM 25179m103 20645 378812 SH SOLE 377437 1375 Diageo PLC ADR COM 25243q205 1199 20950 SH SOLE 20950 Diana Shipping Inc COM y2066g104 666 50000 SH SOLE 50000 Doctor Reddy's Lab ADR COM 256135203 254 15000 SH SOLE 15000 DryShips Inc COM Y2109q101 581 100550 SH SOLE 100550 Embraer ADR COM 29081m102 729 44000 SH SOLE 44000 Encana Corp COM 292505104 758 15315 SH SOLE 15315 Eni SPA ADR COM 26874r108 237 5000 SH SOLE 5000 Exxon Mobil Corp COM 30231g102 22102 316149 SH SOLE 315024 1125 FMC Technologies COM 30249u101 9914 263799 SH SOLE 262909 890 FPL Group Inc COM 302571104 276 4850 SH SOLE 4400 450 FedEx Corp COM 31428x106 15019 270022 SH SOLE 268482 1540 Ford 6.5% Pfd Conv COM 345395206 234 10600 SH SOLE 10600 Ford Motor Company COM 345370860 22203 3657771 SH SOLE 3652671 5100 Freeport-McMoRan COM 35671d857 22672 452435 SH SOLE 450580 1855 FuelCell Energy Inc COM 35952h106 63 15000 SH SOLE 15000 General Electric Co COM 369604103 7242 617913 SH SOLE 612663 5250 Gilead Sciences Inc COM 375558103 15646 334023 SH SOLE 332548 1475 GlaxoSmithKline PLC ADR COM 37733w105 707 20000 SH SOLE 20000 Goldman Sachs Group COM 38141g104 384 2604 SH SOLE 2604 Goodyear Tire & Rub COM 382550101 9033 802260 SH SOLE 797910 4350 Google Inc Cl A COM 38259p508 15470 36695 SH SOLE 36513 182 HSBC Hldgs PLC ADR COM 404280406 22914 548565 SH SOLE 545940 2625 Hess Corp COM 42809h107 1647 30648 SH SOLE 30648 Honda Motor Co ADR COM 438128308 356 13000 SH SOLE 13000 Honeywell Intl COM 438516106 2766 88100 SH SOLE 88100 IBM Corp COM 459200101 17514 167731 SH SOLE 166816 915 ICICI Bank Ltd ADR COM 45104g104 605 20500 SH SOLE 20500 ITC Holdings Corp COM 465685105 463 10210 SH SOLE 10210 Illumina Inc COM 452327109 389 10000 SH SOLE 10000 Imperial Oil Ltd COM 453038408 962 25010 SH SOLE 25010 Intel Corp COM 458140100 11222 678038 SH SOLE 674313 3725 Intercontl Hotels Grp ADR COM 45857p301 103 10000 SH SOLE 10000 Ivanhoe Mines Ltd COM 46579n103 683 122000 SH SOLE 122000 JPMorgan Chase COM 46625h100 17072 500493 SH SOLE 497493 3000 Jacobs Engineering COM 469814107 12962 307962 SH SOLE 306687 1275 JetBlue Airways Corp COM 477143101 47 11000 SH SOLE 11000 Johnson & Johnson COM 478160104 11320 199297 SH SOLE 197872 1425 Kimberly Clark COM 494368103 14143 269743 SH SOLE 268878 865 Koninklijke Philips Elec NV COM 500472303 442 24000 SH SOLE 24000 Kyocera Corp ADR COM 501556203 374 5000 SH SOLE 5000 LG Display Co Ltd COM 50186v102 437 35000 SH SOLE 35000 Life Tech Corp COM 53217v109 209 5000 SH SOLE 5000 Martin Marietta Mtls COM 573284106 4883 61910 SH SOLE 61495 415 McDonalds Corp COM 580135101 14773 256959 SH SOLE 255909 1050 Monsanto Co COM 61166w101 16951 228026 SH SOLE 227066 960 Mosaic Co COM 61945a107 514 11610 SH SOLE 11610 Mueller Water Cl A COM 624758108 37 10000 SH SOLE 10000 NTT DoCoMo Inc ADR COM 62942m201 218 15000 SH SOLE 15000 Nalco Holding Co COM 62985q101 1637 97200 SH SOLE 97200 National Oilwell Varco COM 637071101 1494 45751 SH SOLE 45751 Nestle SA ADR COM 641069406 8644 229723 SH SOLE 228773 950 Nissan Motor Co ADR COM 654744408 121 10000 SH SOLE 10000 Noble Corp COM h5833n103 272 9000 SH SOLE 9000 Nokia Corp ADR COM 654902204 583 40000 SH SOLE 40000 Novartis AG ADR COM 66987v109 498 12200 SH SOLE 12000 200 Novo Nordisk A/S ADR COM 670100205 545 10000 SH SOLE 10000 Nucor Corp COM 670346105 18272 411245 SH SOLE 409870 1375 Occidental Petroleum COM 674599105 1516 23030 SH SOLE 22930 100 Paccar Inc COM 693718108 237 7300 SH SOLE 7300 Palm Inc COM 696643105 1028 62000 SH SOLE 62000 Panasonic Corp COM 69832a205 469 35000 SH SOLE 35000 Peabody Energy Corp COM 704549104 5550 184012 SH SOLE 182477 1535 PetSmart Inc COM 716768106 300 14000 SH SOLE 14000 Petro-Canada COM 71644e102 3651 95025 SH SOLE 95025 PetroChina Co Ltd ADR COM 71646e100 1105 10000 SH SOLE 10000 Petroleo Brasileiro ADR COM 71654v408 12530 305750 SH SOLE 305750 Pfizer Inc COM 717081103 329 21925 SH SOLE 21725 200 Polypore Intl Inc COM 73179v103 111 10000 SH SOLE 10000 Posco ADR COM 693483109 828 10015 SH SOLE 10015 Potash Corp COM 73755L107 709 7620 SH SOLE 7620 Praxair Inc COM 74005p104 3939 55425 SH SOLE 55425 Procter & Gamble Co COM 742718109 12122 237220 SH SOLE 235470 1750 RC2 Corp COM 749388104 132 10000 SH SOLE 10000 Research In Motion COM 760975102 15428 217024 SH SOLE 216299 725 Rio Tinto PLC ADR COM 767204100 1304 7955 SH SOLE 7955 Rockwood Holdings Inc COM 774415103 146 10000 SH SOLE 10000 Royal Bank of Canada COM 780087102 891 21810 SH SOLE 21810 Ryl Dutch Shell ADR A COM 780259206 812 16184 SH SOLE 16184 S&P 500 Dep Receipt COM 78462f103 32491 353355 SH SOLE 353355 SPDR Gold Trust COM 78463v107 8446 92635 SH SOLE 92135 500 Saks Inc COM 79377w108 952 214954 SH SOLE 214954 Sanofi-Aventis ADR COM 80105n105 296 10025 SH SOLE 10025 Sasol Ltd ADR COM 803866300 418 12000 SH SOLE 12000 Schlumberger Ltd COM 806857108 21191 391625 SH SOLE 391265 360 Siemens AG ADR COM 826197501 1142 16500 SH SOLE 16500 Sinopec Shanghai Petrochem ADR COM 82935m109 276 8000 SH SOLE 8000 Smith & Nephew PLC ADR COM 83175m205 298 8000 SH SOLE 8000 Sociedad Quimica y Minera de C COM 833635105 724 20000 SH SOLE 20000 Sony Corp ADR COM 835699307 649 25100 SH SOLE 25100 Sothebys Hldgs Cl A COM 835898107 141 10000 SH SOLE 10000 Southwest Airlines COM 844741108 67 10000 SH SOLE 10000 St Mary Land & Expl COM 792228108 730 35000 SH SOLE 35000 Steel Dynamics Inc COM 858119100 1036 70000 SH SOLE 70000 Suncor Energy Inc COM 867224107 850 28025 SH SOLE 28025 Syngenta AG ADR COM 87160a100 465 10000 SH SOLE 10000 Taiwan Semicon Mfg Co ADR COM 874039100 328 34879 SH SOLE 34879 Tata Motors Ltd ADR COM 876568502 852 100000 SH SOLE 100000 Taubman Centers Inc COM 876664103 2595 96600 SH SOLE 96600 Telecom Corp of NZ Ltd ADR COM 879278208 109 12555 SH SOLE 12555 Teva Pharm Ind ADR COM 881624209 16610 336650 SH SOLE 334985 1665 Toyota Motor ADR COM 892331307 1114 14750 SH SOLE 14750 Unilever NV (NY Shs) COM 904784709 532 22000 SH SOLE 22000 United Technologies COM 913017109 7028 135250 SH SOLE 134750 500 Vale SA ADR COM 91912e105 7555 428550 SH SOLE 427300 1250 Valero Energy Corp COM 91913y100 6231 368945 SH SOLE 366820 2125 Valmont Industries COM 920253101 288 4000 SH SOLE 4000 Veolia Envrnmt ADR COM 92334n103 886 30000 SH SOLE 30000 Vimpel Comm ADR COM 68370r109 118 10000 SH SOLE 10000 Visa Inc COM 92826c839 19819 318330 SH SOLE 317005 1325 Vodafone Grp ADR COM 92857w209 780 40000 SH SOLE 40000 Weyerhaeuser Co COM 962166104 12354 405965 SH SOLE 403840 2125 Whole Foods Mkt Inc COM 966837106 501 26405 SH SOLE 26405
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