-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J45IXC8qHC56u9wFGJ14iIVwqkR1GPw+D1wlIN2ohC46c8/9jayslqklBZZWfyRW MlnuGAWm4lJBLmq3OL33JA== 0001399490-09-000035.txt : 20090812 0001399490-09-000035.hdr.sgml : 20090812 20090812114342 ACCESSION NUMBER: 0001399490-09-000035 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090812 DATE AS OF CHANGE: 20090812 EFFECTIVENESS DATE: 20090812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Whale Rock Capital Management LLC CENTRAL INDEX KEY: 0001387322 IRS NUMBER: 562567478 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12235 FILM NUMBER: 091005768 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE, 41ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-502-9901 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE, 41ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 wrocq209.txt WHALE ROCK CAPITAL MANAGEMENT, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Whale Rock Capital Management LLC Address: One Post Office Square, 41st Floor Boston, MA 02109 13F File Number: 28-12235 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alex Sacerdote Title: Authorized Person Phone: 617-502-9904 Signature, Place, and Date of Signing: Alex Sacerdote Boston, MA August 12, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 50 Form13F Information Table Value Total: $274,276 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMAZON COM INC COM 023135106 14012 167489 SH SOLE 167489 APPLE INC COM 037833100 17154 120441 SH SOLE 120441 ARCSIGHT INC COM 039666102 4674 263046 SH SOLE 263046 ARRIS GROUP INC COM 04269Q100 4595 377542 SH SOLE 377542 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 2005 255694 SH SOLE 255694 CADENCE DESIGN SYSTEM INC NOTE 1.375%12/1 127387AD0 4483 5459000 SH SOLE 5459000 CHARLOTTE RUSSE HLDG INC COM 161048103 8679 679122 SH SOLE 679122 CHECK POINT SOFTWARE TECH LT ORD M22465104 21693 924299 SH SOLE 924299 CIENA CORP NOTE 0.250% 5/0 171779AB7 729 1000000 SH SOLE 1000000 COACH INC COM 189754104 4703 174977 SH SOLE 174977 CROCS INC COM 227046109 943 277300 SH SOLE 277300 CYMER INC COM 232572107 3654 122894 SH SOLE 122894 DICE HLDGS INC COM 253017107 287 61785 SH SOLE 61785 ELECTRONICS FOR IMAGING INC COM 286082102 3695 346655 SH SOLE 346655 ETHAN ALLEN INTERIORS INC COM 297602104 1135 109533 SH SOLE 109533 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 5170 315700 SH SOLE 315700 FURNITURE BRANDS INTL INC COM 360921100 510 168432 SH SOLE 168432 GAYLORD ENTMT CO NEW COM 367905106 2986 234964 SH SOLE 234964 GOOGLE INC CL A 38259P508 14503 34400 SH SOLE 34400 HOST HOTELS & RESORTS INC COM 44107P104 4407 525316 SH SOLE 525316 INFOSPACE INC COM PAR $.0001 45678T300 663 100000 SH SOLE 100000 IXIA COM 45071R109 117 17400 SH SOLE 17400 KONGZHONG CORP SPONSORED ADR 50047P104 958 89223 SH SOLE 89223 LIN TV CORP CL A 532774106 34 20000 SH SOLE 20000 LORAL SPACE & COMMUNICATNS I COM 543881106 3793 147300 SH SOLE 147300 MATTEL INC COM 577081102 8385 522403 SH SOLE 522403 MELLANOX TECHNOLOGIES LTD SHS M51363113 12779 1062276 SH SOLE 1062276 MICROSOFT CORP COM 594918104 5344 224829 SH SOLE 224829 MICROSTRATEGY INC CL A NEW 594972408 16790 334328 SH SOLE 334328 MIPS TECHNOLOGIES INC COM 604567107 1141 380271 SH SOLE 380271 MOTOROLA INC COM 620076109 7523 1134729 SH SOLE 1134729 MYR GROUP INC DEL COM 55405W104 9798 484546 SH SOLE 484546 NETEZZA CORP COM 64111N101 407 48942 SH SOLE 48942 OCH ZIFF CAP MGMT GROUP CL A 67551U105 2935 329457 SH SOLE 329457 OFFICEMAX INC DEL COM 67622P101 8362 1331538 SH SOLE 1331538 ORACLE CORP COM 68389X105 12557 586234 SH SOLE 586234 PALM INC NEW COM 696643105 3117 187978 SH SOLE 187978 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 2758 235889 SH SOLE 235889 RADIOSHACK CORP COM 750438103 17169 1229892 SH SOLE 1229892 RUBY TUESDAY INC COM 781182100 333 50000 SH SOLE 50000 SHUTTERFLY INC COM 82568P304 3972 284765 SH SOLE 284765 SILICON GRAPHICS INTL CORP COM 82706L108 3270 720315 SH SOLE 720315 SINA CORP ORD g81477104 10652 361313 SH SOLE 361313 SONICWALL INC COM 835470105 4438 809800 SH SOLE 809800 SOURCEFIRE INC COM 83616T108 1385 111807 SH SOLE 111807 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 9098 960666 SH SOLE 960666 TECHTARGET INC COM 87874R100 280 70000 SH SOLE 70000 TRIDENT MICROSYSTEMS INC COM 895919108 250 143650 SH SOLE 143650 VERIFONE HLDGS INC NOTE 1.375% 6/1 92342YAB5 3682 5600000 SH SOLE 5600000 VIASAT INC COM 92552V100 2269 88500 SH SOLE 88500
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