-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PAOvn7ZN/tTWZUTPZPaHB03VPq485xv/jrNgTzMCcxAVMLCccMc2zxeMb209FryU NtfH+9HeLPp3mPJF8qoaDw== 0000313028-09-000117.txt : 20090810 0000313028-09-000117.hdr.sgml : 20090810 20090810110453 ACCESSION NUMBER: 0000313028-09-000117 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090810 DATE AS OF CHANGE: 20090810 EFFECTIVENESS DATE: 20090810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARROW HANLEY MEWHINNEY & STRAUSS INC CENTRAL INDEX KEY: 0000313028 IRS NUMBER: 752403190 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01006 FILM NUMBER: 09998190 BUSINESS ADDRESS: STREET 1: 2200 ROSS AVENUE STREET 2: 31ST FLOOR CITY: DALLAS STATE: TX ZIP: 75201-2761 BUSINESS PHONE: 2146651900 MAIL ADDRESS: STREET 1: 2200 ROSS AVENUE STREET 2: 31ST FLOOR CITY: DALLAS STATE: TX ZIP: 75201-2761 13F-HR 1 junhold.txt HOLDINGS FOR PERIOD ENDING JUNE 30, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment[ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Barrow, Hanley, Mewhinney & Strauss, Inc. Address: 2200 Ross Ave, Suite 3100 Dallas, TX 75201 Form 13F File Number: 28-1006 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James P. Barrow Title: President Phone: 214-665-1900 Signature, Place, and Date of Signing: James P. Barrow Dallas, TX 8/10/09 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 213 Form 13F Information Table Value Total: $37,762,898 (thousands) List of Other Included Managers: NO. Form 13F File Number Name 01 028-11931 Old Mutual (US) Holdings Inc. 02 028-11581 Old Mutual Capital, Inc. 03 028-01190 Russell Investment Company FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 77406 1287955 SH Defined 01 910555 377400 ALCOA COM 013817101 48804 4724530 SH Defined 01 3482330 1242200 AXIS Capital Holdings COM G0692U109 67672 2584860 SH Defined 01 636160 1948700 Aaron's Inc. COM 002535201 23578 790690 SH Defined 01 340390 450300 Administaff Inc. COM 007094105 22446 964600 SH Defined 01 422600 542000 Advance Auto Parts COM 00751Y106 74007 1783720 SH Defined 01 428020 1355700 Alliance Data Systems COM 018581108 18657 452940 SH Defined 01 338240 114700 Allstate Corp COM 020002101 140648 5764250 SH Defined 01 4265587 1500963 Altria Group COM 02209S103 415460 25348408 SH Defined 01 7086273 18266925 1648 100532 SH Other 01 02 100532 Amer Tel & Tel COM 00206R102 876190 35273353 SH Defined 01 9927137 25352176 3416 137514 SH Other 01 02 137514 American Axle & Manuf COM 024061103 16283 4733390 SH Defined 01 2080790 2652600 American Express COM 025816109 690306 29703366 SH Defined 01 8244916 21463650 2611 112362 SH Other 01 02 112362 American Int'l Group COM 026874784 4282 3691000 SH Defined 01 684700 3006300 90 77469 SH Other 01 02 77469 Ameristar Casinos COM 03070Q101 41494 2180470 SH Defined 01 944570 1235900 Annaly Capital Mgmt COM 035710409 101026 6672805 SH Defined 01 1448005 5224800 Applied Materials COM 038222105 148429 13481286 SH Defined 01 10131165 3356021 Avery Dennison Corp. COM 053611109 65612 2554975 SH Defined 01 579775 1975200 BP PLC ADR COM 055622104 605426 12697686 SH Defined 01 2109822 10589364 2723 57100 SH Other 01 02 57100 Bank of America COM 060505104 525250 39791640 SH Defined 01 9833121 29964634 2266 171663 SH Other 01 02 171663 Baxter Intl Inc. COM 071813109 351490 6636901 SH Defined 01 2146466 4491635 1216 22958 SH Other 01 02 22958 Bristol-Myers Squibb COM 110122108 1244802 61290128 SH Defined 01 14550138 46748680 3993 196601 SH Other 01 02 196601 Brooks Automation Inc. COM 114340102 24335 5431920 SH Defined 01 2358220 3073700 Brunswick Corp. COM 117043109 9802 2268870 SH Defined 01 984940 1283930 Burlington Northern COM 12189T104 269697 3667352 SH Defined 01 2696532 972420 CBS Corp. New COM 124857202 119258 17233800 SH Defined 01 730600 16503200 469 67800 SH Other 01 02 67800 CIGNA COM 125509109 48684 2020915 SH Defined 01 533115 1487800 CKE Restaurants Inc COM 12561E105 9067 1069200 SH Defined 01 465000 604200 CVS/Caremark Corp COM 126650100 303 9500 SH Defined 01 9500 Cabelas, Inc. COM 126804301 28691 2332580 SH Defined 01 996780 1335800 Capital One Financial COM 14040H105 486427 22231572 SH Defined 01 6637592 15597480 1430 65340 SH Other 01 02 65340 Cardinal Health COM 14149Y108 148194 4850860 SH Defined 01 1932260 2918600 3028 99100 SH Other 01 02 99100 Carnival Corp. COM 143658300 821704 31886071 SH Defined 01 8947561 22944010 3004 116558 SH Other 01 02 116558 CenterPoint Energy COM 15189T107 359955 32486900 SH Defined 01 2733200 29753700 1632 147300 SH Other 01 02 147300 Chesapeake Energy COM 165167107 112883 5692530 SH Defined 01 4227820 1467110 Chevron Corporation COM 166764100 47642 719117 SH Defined 01 590877 128240 Citigroup Inc. COM 172967101 98893 33297417 SH Defined 01 3870434 29426983 337 113409 SH Other 01 02 113409 Cognex Corp COM 192422103 7229 511600 SH Defined 01 288500 223100 Comfort Sys COM 199908104 21367 2084600 SH Defined 01 899983 1184617 Computer Sciences Corp. COM 205363104 88262 1992360 SH Defined 01 483860 1508500 ConAgra Foods Inc. COM 205887102 2489 130570 SH Defined 01 103070 27500 ConocoPhillips COM 20825C104 871346 20716739 SH Defined 01 5317336 15402603 2868 68195 SH Other 01 02 68195 Consolidated Edison COM 209115104 782 20900 SH Defined 01 20900 Constellation Energy COM 210371100 348416 13108200 SH Defined 01 635700 12472500 1730 65100 SH Other 01 02 65100 Cooper Industries, Ltd. COM G24182100 534759 17222500 SH Defined 01 132600 17089900 3415 110000 SH Other 01 02 110000 Coventry Health Care COM 222862104 52982 2831755 SH Defined 01 759855 2071900 Diageo PLC ADR COM 25243Q205 724270 12651010 SH Defined 01 2036510 10615800 3668 64072 SH Other 01 02 64072 Diebold Incorporated COM 253651103 28309 1073920 SH Defined 01 464320 609600 Dominion Resources COM 25746U109 696254 20833444 SH Defined 01 4917814 15918530 2310 69124 SH Other 01 02 69124 Donnelley & Sons COM 257867101 411 35400 SH Defined 01 35400 Du Pont COM 263534109 518631 20243207 SH Defined 01 6515937 13730770 2075 81000 SH Other 01 02 81000 Duke Energy Corp. COM 26441C105 518209 35518122 SH Defined 01 6289169 29233853 2996 205320 SH Other 01 02 205320 Eastman Chemical COM 277432100 1539 40600 SH Defined 01 40600 Eaton Corp. COM 278058102 69071 1548320 SH Defined 01 371120 1177200 El Paso Corporation COM 28336L109 57586 6239005 SH Defined 01 1689105 4549900 1320 142994 SH Other 01 02 142994 Emerson Electric COM 291011104 231193 7135599 SH Defined 01 5254639 1884060 EnCana Corp. COM 292505104 28747 581100 SH Defined 01 433000 148100 Encore Acquisition Co. COM 29255W100 14618 473835 SH Defined 01 204160 269675 Entergy Corp. COM 29364G103 463817 5983191 SH Defined 01 2604646 3379945 1256 16200 SH Other 01 02 16200 Exco Resources COM 269279402 30660 2373100 SH Defined 01 1035000 1338100 ExxonMobil COM 30231G102 13249 189510 SH Defined 01 175000 14510 Fairpoint Communications COM 305560104 336 560535 SH Defined 01 26615 533920 2 2787 SH Other 01 02 2787 Family Dollar Stores COM 307000109 56700 2003520 SH Defined 01 493520 1510000 Flowserve Corp. COM 34354P105 25012 358290 SH Defined 01 156080 202210 Fortune Brands COM 349631101 455 13100 SH Defined 01 13100 Gamestop Corp. COM 36467W109 66828 3036270 SH Defined 01 766170 2270100 Gannett Inc. COM 364730101 6024 1687330 SH Defined 01 1203830 483500 General Electric COM 369604103 579415 49438100 SH Defined 01 8397180 41045920 2786 237730 SH Other 01 02 237730 Gentex Corp. COM 371901109 38205 3293510 SH Defined 01 1407210 1886300 Genuine Parts Co. COM 372460105 3604 107400 SH Defined 01 86100 21300 Goodrich Corp. COM 382388106 79220 1585345 SH Defined 01 381845 1203500 Hanesbrands Inc. COM 410345102 59618 3971915 SH Defined 01 983115 2988800 Harsco Corp. COM 415864107 24793 876095 SH Defined 01 380495 495600 Hewlett Packard Co. COM 428236103 933252 24146238 SH Defined 01 5400898 18748640 4093 105903 SH Other 01 02 105903 Home Depot, Inc. COM 437076102 184289 7798939 SH Defined 01 5728769 2073470 Honeywell International COM 438516106 821627 26166458 SH Defined 01 7310588 18860170 3455 110038 SH Other 01 02 110038 IBM COM 459200101 1132323 10843929 SH Defined 01 2238559 8606750 4036 38650 SH Other 01 02 38650 ITT Corporation COM 450911102 611978 13752305 SH Defined 01 1003205 12749100 3337 75000 SH Other 01 02 75000 Illinois Tool Works COM 452308109 1085958 29082963 SH Defined 01 7954273 21133590 3781 101255 SH Other 01 02 101255 Imperial Tobacco ADR COM 453142101 1148258 22092683 SH Defined 01 5048463 17047720 3989 76747 SH Other 01 02 76747 Insituform Technologies COM 457667103 32284 1902440 SH Defined 01 846540 1055900 Intel Corp. COM 458140100 846493 51147640 SH Defined 01 12149810 39005030 3305 199700 SH Other 01 02 199700 Intl Game Tech. COM 459902102 103763 6526000 SH Defined 01 1564900 4961100 J.C. Penney Co. COM 708160106 42695 1487100 SH Defined 01 1056300 430800 J.P. Morgan Chase COM 46625H100 940355 27568297 SH Defined 01 6121407 21450690 3573 104757 SH Other 01 02 104757 Johnson & Johnson COM 478160104 170325 2998684 SH Defined 01 2267274 732610 Kaydon Corp. COM 486587108 12448 382297 SH Defined 01 168170 214127 Korn/Ferry Int'l COM 500643200 27735 2606670 SH Defined 01 1153610 1453060 Kraft Foods Inc. COM 50075N104 62279 2457733 SH Defined 01 1563190 894543 L-3 Communications COM 502424104 218535 3149825 SH Defined 01 1944615 1206210 Legg Mason, Inc COM 524901105 31687 1299700 SH Defined 01 562500 737200 Littelfuse Inc. COM 537008104 34922 1749585 SH Defined 01 749685 999900 Loews Corp COM 540424108 644 23500 SH Defined 01 23500 Lorillard Inc. COM 544147101 48528 716075 SH Defined 01 171675 544400 MDU Resources Group COM 552690109 72350 3813941 SH Defined 01 754841 3059100 Marathon Oil Corp. COM 565849106 228707 7590690 SH Defined 01 5576280 2017510 Marinemax Inc. COM 567908108 3013 875810 SH Defined 01 397110 478700 Maximus Inc. COM 577933104 33869 821055 SH Defined 01 348655 472400 McDonald's Corp. COM 580135101 26601 462700 SH Defined 01 270400 192300 Mead Johnson Nutrition COM 582839106 32657 1027920 SH Defined 01 251120 776800 Medtronic, Inc. COM 585055106 98874 2833865 SH Defined 01 2157765 677400 Mens Wearhouse Inc. COM 587118100 55055 2870425 SH Defined 01 1240010 1630415 Mentor Graphics Corp. COM 587200106 24933 4558135 SH Defined 01 2069095 2489040 Merck & Co. COM 589331107 509 18200 SH Defined 01 18200 Mercury Computer Systems COM 589378108 16169 1748053 SH Defined 01 790420 957633 Methode Electronics COM 591520200 5358 763200 SH Defined 01 763200 Microchip Technology COM 595017104 18834 835190 SH Defined 01 621090 214100 Microsoft Corp COM 594918104 986339 41495130 SH Defined 01 9410060 32090670 4184 176000 SH Other 01 02 176000 Murphy Oil Corp. COM 626717102 97990 1803942 SH Defined 01 759542 1044400 NY Community Bancorp COM 649445103 35282 3300485 SH Defined 01 829885 2470600 Newell Rubbermaid Inc. COM 651229106 52050 5000000 SH Defined 01 5000000 Nokia Corp. ADR COM 654902204 534751 36676998 SH Defined 01 9039668 27642730 2154 147724 SH Other 01 02 147724 Occidental Petroleum COM 674599105 1236083 18782604 SH Defined 01 5937396 12848708 4332 65822 SH Other 01 02 65822 Omnicare Inc. COM 681904108 89458 3472730 SH Defined 01 824830 2647900 Oshkosh Corp COM 688239201 51624 3550455 SH Defined 01 1565955 1984500 PNC Financial Services COM 693475105 429464 11065808 SH Defined 01 1201649 9864159 2051 52836 SH Other 01 02 52836 Paychex Inc Com COM 704326107 18852 748100 SH Defined 01 514800 233300 People's United Financial COM 712704105 61012 4048566 SH Defined 01 984328 3064238 Pfizer Inc. COM 717081103 779441 51962748 SH Defined 01 15872351 36099617 2758 183883 SH Other 01 02 183883 Philip Morris Int'l COM 718172109 1119712 25669689 SH Defined 01 5833404 19840075 4776 109500 SH Other 01 02 109500 9108 208800 SH Other 01 03 208800 Pinnacle West Capital COM 723484101 53773 1783500 SH Defined 01 440400 1343100 Pitney Bowes Inc. COM 724479100 60343 2751630 SH Defined 01 1428730 1322900 Plexus Corp. COM 729132100 39074 1909760 SH Defined 01 824860 1084900 PolyOne Corp. COM 73179P106 19017 7017410 SH Defined 01 3047690 3969720 Quest Diagnostics COM 74834L100 612040 10846000 SH Defined 01 310300 10535700 4122 73044 SH Other 01 02 73044 Raytheon Co. COM 755111507 637497 14348350 SH Defined 01 2368450 11981300 3857 86800 SH Other 01 02 86800 Regal Beloit Corp. COM 758750103 32934 829150 SH Defined 01 359550 469600 Reynolds American COM 761713106 45000 1165190 SH Defined 01 280890 884300 Royal Caribbean Cruises COM V7780T103 35239 2602610 SH Defined 01 648010 1954600 Ryder Systems Inc. COM 783549108 43322 1551655 SH Defined 01 384255 1167400 SLM Corporation COM 78442P106 531658 51768108 SH Defined 01 17618443 34159865 1585 154288 SH Other 01 02 154288 Sempra Energy COM 816851109 29515 594700 SH Defined 01 429400 165300 Service Corp. COM 817565104 162024 29566435 SH Defined 01 974135 28592300 1091 199100 SH Other 01 02 199100 Sherwin Williams COM 824348106 7461 138810 SH Defined 01 100910 37900 Simpson Manufacturing COM 829073105 25962 1200825 SH Defined 01 528400 672425 Spectra Energy COM 847560109 854131 50480563 SH Defined 01 9447253 41038410 3597 212572 SH Other 01 02 212572 Stanley Works COM 854616109 340010 10047575 SH Defined 01 6339535 3711240 2812 83111 SH Other 01 02 83111 Stewart Information Svcs COM 860372101 17045 1196170 SH Defined 01 516770 679400 Suntrust Bks Inc COM 867914103 103415 6286625 SH Defined 01 4735525 1553600 Sysco Corp. COM 871829107 22948 1020800 SH Defined 01 744700 276100 Terex Corp. COM 880779103 22961 1902300 SH Defined 01 835840 1066460 Texas Instrs Inc COM 882508104 12827 602200 SH Defined 01 516700 85500 Time Warner COM 887317303 18353 728600 SH Defined 01 566500 162100 Torchmark Corp. COM 891027104 30577 825500 SH Defined 01 359600 465900 Travelers COM 89417E109 79001 1924987 SH Defined 01 1501646 423341 U.S. Bancorp COM 902973304 2354 131347 SH Defined 01 131347 UnitedHealth Group COM 91324P102 239542 9589363 SH Defined 01 7176683 2416580 Valassis Communications COM 918866104 26338 4310704 SH Defined 01 1911204 2399500 Valero Energy Corp. COM 91913Y100 23131 1369510 SH Defined 01 959310 410200 Verizon COM 92343V104 923441 30050152 SH Defined 01 8771209 21283843 3496 113758 SH Other 01 02 113758 Vishay Intertechnology COM 928298108 58146 8563470 SH Defined 01 3753190 4810280 Wal Mart Stores Inc. COM 931142103 52790 1089800 SH Defined 01 803500 286300 Walgreen Company COM 931422109 363 12336 SH Defined 01 12336 WellPoint, Inc. COM 94973V107 676797 13299213 SH Defined 01 5649125 7653488 2291 45012 SH Other 01 02 45012 Wells Fargo & Co. COM 949746101 869144 35826197 SH Defined 01 8096901 27733896 4001 164915 SH Other 01 02 164915 Whirlpool Corp. COM 963320106 31856 748500 SH Defined 01 325100 423400 Willis Group Holdings Ltd. COM G96655108 78912 3066915 SH Defined 01 751515 2315400 Wyeth COM 983024100 1214090 26747968 SH Defined 01 6527806 20224312 4712 103817 SH Other 01 02 103817 Wyndham Worldwide COM 98310W108 251818 20777060 SH Defined 01 1452140 19324920 1760 145187 SH Other 01 02 145187 XL Capital COM G98255105 202037 17629770 SH Defined 01 1622170 16007600 1005 87661 SH Other 01 02 87661 Xcel Energy Inc. COM 98389B100 79205 4302295 SH Defined 01 1097195 3205100 Venture Production COM GB0031423 37468 2801900 SH Defined 01 2801900
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