-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ju66ajZsnMADK1Ss/klKms4kG05b/Fxc7UyF/sB+pryElpRDbQ+12s2ib953jtJF vAYWpY6vizW7ktIfOa6MvQ== 0000769317-09-000027.txt : 20090727 0000769317-09-000027.hdr.sgml : 20090727 20090727111153 ACCESSION NUMBER: 0000769317-09-000027 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090727 DATE AS OF CHANGE: 20090727 EFFECTIVENESS DATE: 20090727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 09963779 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 siaholdings63009.txt
NAME OF ISSUER CLASS CUSIP VALUE SHS/P S/P P/C INV DSC MGRS SOLE SHARED NONE ABB LTD - ADR DEP REC 000375204 15587 987800 SH SOLE 1 987800 0 0 AFLAC INC COMMON 001055102 9966 320560 SH SOLE 1 320560 0 0 AGCO CORP COMMON 001084102 1791 61600 SH SOLE 1 61600 0 0 ABBOTT LABORATORIES COMMON 002824100 17146 364508 SH SOLE 1 364508 0 0 AFFILIATED MANAGERS GRP COMMON 008252108 6223 106950 SH SOLE 1 106950 0 0 AIR PRODUCTS & CHEMICAL COMMON 009158106 12269 189950 SH SOLE 1 189950 0 0 AIRGAS INC COMMON 009363102 2383 58800 SH SOLE 1 58800 0 0 ALBEMARLE CORP COMMON 012653101 1649 64500 SH SOLE 1 64500 0 0 ALEXION PHARMACEUTICALS COMMON 015351109 4378 106505 SH SOLE 1 106505 0 0 ALLERGAN INC COMMON 018490102 7170 150700 SH SOLE 1 150700 0 0 AMAZON COM INC COMMON 023135106 75 900 SH SOLE 1 900 0 0 AMEDISYS INC COMMON 023436108 2007 60775 SH SOLE 1 60775 0 0 AMERICAN TOWER CORP CL A 029912201 3141 99620 SH SOLE 1 99620 0 0 AMETEK INC COMMON 031100100 4092 118325 SH SOLE 1 118325 0 0 AMGEN INC COMMON 031162100 1583 29900 SH SOLE 1 29900 0 0 AMYLIN PHARMACEUTICALS COMMON 032346108 2600 192608 SH SOLE 1 192608 0 0 ANALOG DEVICES COMMON 032654105 8379 338120 SH SOLE 1 338120 0 0 ANIXTER INTL INC COMMON 035290105 2309 61425 SH SOLE 1 61425 0 0 AON CORP COMMON 037389103 773 20400 SH SOLE 1 20400 0 0 APACHE CORP COMMON 037411105 3443 47716 SH SOLE 1 47716 0 0 APPLE COMPUTER INC COMMON 037833100 12667 88935 SH SOLE 1 88935 0 0 APPLIED MATLS INC COMMON 038222105 13327 1210480 SH SOLE 1 1210480 0 0 ARENA RESOURCES INC COMMON 040049108 6793 213275 SH SOLE 1 213275 0 0 ATLAS AMER INC COMMON 049167109 1885 105500 SH SOLE 1 105500 0 0 ATLAS ENERGY RESOURCES COMMON 049303100 752 36800 SH SOLE 1 36800 0 0 ATWOOD OCEANICS INC COMMON 050095108 2002 80350 SH SOLE 1 80350 0 0 AUTODESK INC COMMON 052769106 1381 72750 SH SOLE 1 72750 0 0 AUTOMATIC DATA PROCESSI COMMON 053015103 1239 34950 SH SOLE 1 34950 0 0 AUTOZONE INC COMMON 053332102 77 509 SH SOLE 1 509 0 0 AXA ADR DEP REC 054536107 262 13800 SH SOLE 1 13800 0 0 BP PLC ADR DEP REC 055622104 1190 24950 SH SOLE 1 24950 0 0 BMC SOFTWARE INC COMMON 055921100 649 19200 SH SOLE 1 19200 0 0 BANK OF NEW YORK MELLON COMMON 064058100 11970 408386 SH SOLE 1 408386 0 0 BARD C R INC COMMON 067383109 6620 88923 SH SOLE 1 88923 0 0 BAXTER INTL INC COMMON 071813109 14276 269555 SH SOLE 1 269555 0 0 BECTON DICKINSON & CO COMMON 075887109 3170 44450 SH SOLE 1 44450 0 0 BEST BUY CO INC COMMON 086516101 6692 199821 SH SOLE 1 199821 0 0 BHP BILLITON ADR DEP REC 088606108 6020 110000 SH SOLE 1 110000 0 0 BOSTON PRIVATE FINL HLD COMMON 101119105 568 126800 SH SOLE 1 126800 0 0 BROADCOM CORP CL A 111320107 15365 619815 SH SOLE 1 619815 0 0 CF INDS HLDGS INC COMMON 125269100 10937 147515 SH SOLE 1 147515 0 0 CNOOC LTD ADR DEP REC 126132109 209 1700 SH SOLE 1 1700 0 0 CVS/CAREMARK CORPORATIO COMMON 126650100 23303 731200 SH SOLE 1 731200 0 0 CANADIAN NATL RY CO COMMON 136375102 336 7825 SH SOLE 1 7825 0 0 CANON INC ADR DEP REC 138006309 483 14850 SH SOLE 1 14850 0 0 CAPELLA EDUCATION COMPA COMMON 139594105 2546 42461 SH SOLE 1 42461 0 0 CARBO CERAMICS INC COMMON 140781105 210 6150 SH SOLE 1 6150 0 0 CARRIZO OIL & CO INC COMMON 144577103 254 14800 SH SOLE 1 14800 0 0 CATERPILLAR INC COMMON 149123101 246 7450 SH SOLE 1 7450 0 0 CATO CORP COMMON 149205106 1757 100725 SH SOLE 1 100725 0 0 CELGENE CORP COMMON 151020104 35457 741161 SH SOLE 1 741161 0 0 CENTRAL EUROPEAN DIST C COMMON 153435102 4732 178100 SH SOLE 1 178100 0 0 CHEVRON CORP COMMON 166764100 4091 61750 SH SOLE 1 61750 0 0 CIENA CORP COMMON 171779309 5104 493175 SH SOLE 1 493175 0 0 CITIGROUP INC COMMON 172967101 1221 410982 SH SOLE 1 410982 0 0 CITRIX SYSTEMS INC COMMON 177376100 6935 217475 SH SOLE 1 217475 0 0 COACH INC COMMON 189754104 1091 40600 SH SOLE 1 40600 0 0 COCA COLA CO COMMON 191216100 26291 547840 SH SOLE 1 547840 0 0 COGNIZANT TECH SOLUTION CL A 192446102 5102 191100 SH SOLE 1 191100 0 0 COLGATE-PALMOLIVE CO COMMON 194162103 21303 301145 SH SOLE 1 301145 0 0 COMMSCOPE INC COMMON 203372107 2919 111175 SH SOLE 1 111175 0 0 COMMVAULT SYSTEMS INC COMMON 204166102 23 1400 SH SOLE 1 1400 0 0 CONCUR TECHNOLOGIES INC COMMON 206708109 4847 155950 SH SOLE 1 155950 0 0 CORNING INC COMMON 219350105 9841 612795 SH SOLE 1 612795 0 0 COVANCE INC COMMON 222816100 3085 62700 SH SOLE 1 62700 0 0 CREDIT SUISSE GROUP ADR DEP REC 225401108 508 11100 SH SOLE 1 11100 0 0 CUMMINS INC COMMON 231021106 2412 68500 SH SOLE 1 68500 0 0 DEERE & CO COMMON 244199105 13194 330256 SH SOLE 1 330256 0 0 DEVRY INC COMMON 251893103 5008 100075 SH SOLE 1 100075 0 0 DICKS SPORTING GOODS IN COMMON 253393102 3139 182500 SH SOLE 1 182500 0 0 DIONEX CORP COMMON 254546104 1440 23600 SH SOLE 1 23600 0 0 E M C CORP MASS COMMON 268648102 8221 627550 SH SOLE 1 627550 0 0 ECOLAB INC COMMON 278865100 13658 350290 SH SOLE 1 350290 0 0 ELECTRONIC ARTS INC COMMON 285512109 819 37700 SH SOLE 1 37700 0 0 EMERSON ELECTRIC CO COMMON 291011104 8162 251920 SH SOLE 1 251920 0 0 ERICSSON L M TEL CO ADR DEP REC 294821608 1099 112400 SH SOLE 1 112400 0 0 EXPEDITORS INTL WASH IN COMMON 302130109 11586 347500 SH SOLE 1 347500 0 0 EXPRESS SCRIPTS INC COMMON 302182100 1774 25800 SH SOLE 1 25800 0 0 FPL GROUP INC COMMON 302571104 1905 33500 SH SOLE 1 33500 0 0 FACTSET RESEARCH SYSTEM COMMON 303075105 3244 65050 SH SOLE 1 65050 0 0 FAMILY DLR STORES INC COMMON 307000109 71 2523 SH SOLE 1 2523 0 0 F5 NETWORKS INC COMMON 315616102 3268 94425 SH SOLE 1 94425 0 0 FLUOR CORP NEW COMMON 343412102 40 781 SH SOLE 1 781 0 0 FORRESTER RESH INC COMMON 346563109 2 100 SH SOLE 1 100 0 0 FRANKLIN RESOURCES INC COMMON 354613101 14731 204565 SH SOLE 1 204565 0 0 GENERAL ELECTRIC CO COMMON 369604103 9154 781090 SH SOLE 1 781090 0 0 GENERAL MILLS INC COMMON 370334104 2948 52621 SH SOLE 1 52621 0 0 GENZYME CORP COMMON 372917104 15934 286216 SH SOLE 1 286216 0 0 GILEAD SCIENCES INC COMMON 375558103 26892 574125 SH SOLE 1 574125 0 0 GOODRICH CORP COMMON 382388106 1044 20900 SH SOLE 1 20900 0 0 HSBC HLDGS ADR DEP REC 404280406 717 17154 SH SOLE 1 17154 0 0 HAEMONETICS CORP COMMON 405024100 2898 50850 SH SOLE 1 50850 0 0 HALLIBURTON CO COMMON 406216101 1029 49700 SH SOLE 1 49700 0 0 HANMI FINL CORP COMMON 410495105 5 2900 SH SOLE 1 2900 0 0 HANOVER INS GROUP INC COMMON 410867105 4689 123050 SH SOLE 1 123050 0 0 HANSEN MEDICAL INC COMMON 411307101 595 120425 SH SOLE 1 120425 0 0 HANSEN NATURAL CORP COMMON 411310105 4864 157620 SH SOLE 1 157620 0 0 HAYNES INTERNATIONAL IN COMMON 420877201 1600 67516 SH SOLE 1 67516 0 0 HENRY JACK & ASSOC INC COMMON 426281101 20 950 SH SOLE 1 950 0 0 HOLLY ENERGY PARTNERS L COMMON 435763107 675 21271 SH SOLE 1 21271 0 0 HOME DEPOT INC COMMON 437076102 1275 53950 SH SOLE 1 53950 0 0 HUB GROUP INC COMMON 443320106 1701 82400 SH SOLE 1 82400 0 0 HUTCHISON WHAMPOA LTD A DEP REC 448415208 536 16500 SH SOLE 1 16500 0 0 ITT CORPORATION COMMON 450911102 6659 149650 SH SOLE 1 149650 0 0 ICONIX BRAND GROUP INC COMMON 451055107 678 44100 SH SOLE 1 44100 0 0 ILLINOIS TOOL WORKS INC COMMON 452308109 40 1060 SH SOLE 1 1060 0 0 ILLUMINA INC COMMON 452327109 73 1884 SH SOLE 1 1884 0 0 INDIA FUND INC COMMON 454089103 341 10966 SH SOLE 1 10966 0 0 INDUSTRIAL BK KOREA GDR DEP REC 456036102 116 13494 SH SOLE 1 13494 0 0 INFOSYS TECHNOLOGIES LT DEP REC 456788108 92 2500 SH SOLE 1 2500 0 0 ING GROEP N V ADR DEP REC 456837103 406 40000 SH SOLE 1 40000 0 0 INTEL CORP COMMON 458140100 30862 1864775 SH SOLE 1 1864775 0 0 INTL BUSINESS MACHINES COMMON 459200101 42312 405205 SH SOLE 1 405205 0 0 INTL GAME TECHNOLOGY COMMON 459902102 1086 68300 SH SOLE 1 68300 0 0 ISHARES INC MSCI JAPAN COMMON 464286848 652 69100 SH SOLE 1 69100 0 0 ITC HLDGS CORP COMMON 465685105 1746 38485 SH SOLE 1 38485 0 0 ITRON INC COMMON 465741106 3944 71615 SH SOLE 1 71615 0 0 JACOBS ENGINEERING GROU COMMON 469814107 1827 43400 SH SOLE 1 43400 0 0 JOHNSON & JOHNSON COMMON 478160104 12090 212850 SH SOLE 1 212850 0 0 KLA-TENCOR CORP COMMON 482480100 934 37000 SH SOLE 1 37000 0 0 KAYDON CORP COMMON 486587108 2051 62980 SH SOLE 1 62980 0 0 KAYNE ANDERSON MLP INVS COMMON 486606106 1377 62742 SH SOLE 1 62742 0 0 KIMBERLY CLARK CORP COMMON 494368103 26 500 SH SOLE 1 500 0 0 KONINKLIJKE PHILIPS ELE DEP REC 500472303 179 9700 SH SOLE 1 9700 0 0 KOREA ELECTRIC PWR ADR DEP REC 500631106 83 7200 SH SOLE 1 7200 0 0 KUBOTA CORP COMMON 501173207 37 900 SH SOLE 1 900 0 0 LSB INDS INC COMMON 502160104 817 50510 SH SOLE 1 50510 0 0 LANDEC CORP COMMON 514766104 1755 258482 SH SOLE 1 258482 0 0 LANDSTAR SYS INC COMMON 515098101 32 900 SH SOLE 1 900 0 0 LILLY ELI & CO COMMON 532457108 1019 29425 SH SOLE 1 29425 0 0 LOCKHEED MARTIN CORP COMMON 539830109 13218 163895 SH SOLE 1 163895 0 0 LUFKIN INDUSTRIES INC COMMON 549764108 4192 99697 SH SOLE 1 99697 0 0 MTS SYS CORP COMMON 553777103 520 25200 SH SOLE 1 25200 0 0 MARATHON OIL CORP COMMON 565849106 2914 96700 SH SOLE 1 96700 0 0 MARRIOTT INTL INC CL A 571903202 944 42758 SH SOLE 1 42758 0 0 MAXIMUS INC COMMON 577933104 17 400 SH SOLE 1 400 0 0 MCAFEE INC COMMON 579064106 51 1220 SH SOLE 1 1220 0 0 MCDERMOTT INTL INC COMMON 580037109 8568 421850 SH SOLE 1 421850 0 0 MCDONALDS CORP COMMON 580135101 27693 481703 SH SOLE 1 481703 0 0 MEDASSETS INC COMMON 584045108 500 25715 SH SOLE 1 25715 0 0 MEDTRONIC INC COMMON 585055106 9151 262285 SH SOLE 1 262285 0 0 MERCK & CO INC COMMON 589331107 42 1500 SH SOLE 1 1500 0 0 MICROS SYSTEMS INC COMMON 594901100 4162 164375 SH SOLE 1 164375 0 0 MICROSOFT CORP COMMON 594918104 19289 811470 SH SOLE 1 811470 0 0 MICROSEMI CORP COMMON 595137100 3720 269600 SH SOLE 1 269600 0 0 MILLIPORE CORP COMMON 601073109 1404 20000 SH SOLE 1 20000 0 0 MITSUBISHI UFJ FINL GRO DEP REC 606822104 266 43400 SH SOLE 1 43400 0 0 MOBILE TELESYSTEMS SP DEP REC 607409109 159 4300 SH SOLE 1 4300 0 0 MONRO MUFFLER BRAKE INC COMMON 610236101 28 1100 SH SOLE 1 1100 0 0 MURPHY OIL CORP COMMON 626717102 9215 169635 SH SOLE 1 169635 0 0 MYLAN INC COMMON 628530107 72 5513 SH SOLE 1 5513 0 0 NATIONAL OILWELL VARCO COMMON 637071101 5315 162730 SH SOLE 1 162730 0 0 NEW ORIENTAL ED & TECH DEP REC 647581107 734 10900 SH SOLE 1 10900 0 0 NICE SYS LTD ADR DEP REC 653656108 164 7100 SH SOLE 1 7100 0 0 NIKE INC CL B 654106103 1056 20400 SH SOLE 1 20400 0 0 NORDSTROM INC COMMON 655664100 865 43500 SH SOLE 1 43500 0 0 NORTHERN TRUST CORP COMMON 665859104 7378 137451 SH SOLE 1 137451 0 0 NUCOR CORP COMMON 670346105 751 16900 SH SOLE 1 16900 0 0 NUVASIVE INC COMMON 670704105 11716 262689 SH SOLE 1 262689 0 0 OCCIDENTAL PETROLEUM CO COMMON 674599105 23508 357215 SH SOLE 1 357215 0 0 OCEANEERING INTL INC COMMON 675232102 258 5700 SH SOLE 1 5700 0 0 OIL CO LUKOIL ADR DEP REC 677862104 120 2700 SH SOLE 1 2700 0 0 OWENS & MINOR INC COMMON 690732102 833 19000 SH SOLE 1 19000 0 0 POSCO ADR DEP REC 693483109 265 3200 SH SOLE 1 3200 0 0 PARKER HANNIFIN CORP COMMON 701094104 3136 73000 SH SOLE 1 73000 0 0 PEARSON PLC ADR DEP REC 705015105 2174 215050 SH SOLE 1 215050 0 0 PENNANTPARK INVT CORP COMMON 708062104 405 57100 SH SOLE 1 57100 0 0 PENNEY J C INC COMMON 708160106 2964 103240 SH SOLE 1 103240 0 0 PEPSICO INC COMMON 713448108 30467 554345 SH SOLE 1 554345 0 0 PERKINELMER INC COMMON 714046109 1768 101625 SH SOLE 1 101625 0 0 P T TELEKOMUNIKASI INDO DEP REC 715684106 138 4600 SH SOLE 1 4600 0 0 PETROQUEST ENERGY INC COMMON 716748108 79 21500 SH SOLE 1 21500 0 0 PFIZER INC COMMON 717081103 270 18000 SH SOLE 1 18000 0 0 PHARMACEUTICAL PROD DEV COMMON 717124101 1533 66000 SH SOLE 1 66000 0 0 PHILIP MORRIS INTL INC COMMON 718172109 21446 491650 SH SOLE 1 491650 0 0 POLARIS INDS INC COMMON 731068102 2488 77475 SH SOLE 1 77475 0 0 PRECISION CASTPARTS COR COMMON 740189105 7930 108585 SH SOLE 1 108585 0 0 PRICELINE COM INC COMMON 741503403 94 840 SH SOLE 1 840 0 0 PROCTER & GAMBLE CO COMMON 742718109 21224 415335 SH SOLE 1 415335 0 0 PRUDENTIAL FINANCIAL IN COMMON 744320102 48 1300 SH SOLE 1 1300 0 0 QUALCOMM INC COMMON 747525103 35487 785100 SH SOLE 1 785100 0 0 QUALITY SYS INC COMMON 747582104 441 7750 SH SOLE 1 7750 0 0 RESEARCH IN MOTION LTD COMMON 760975102 11916 167620 SH SOLE 1 167620 0 0 RIO TINTO PLC ADR DEP REC 767204100 1726 10530 SH SOLE 1 10530 0 0 ROCKWELL COLLINS INC COMMON 774341101 1152 27600 SH SOLE 1 27600 0 0 ROFIN SINAR TECHNOLOGIE COMMON 775043102 2443 122111 SH SOLE 1 122111 0 0 ROGERS COMMUNICATIONS I COMMON 775109200 12239 475290 SH SOLE 1 475290 0 0 ROPER INDS INC COMMON 776696106 2213 48835 SH SOLE 1 48835 0 0 ROYAL BANK OF CANADA COMMON 780087102 1553 38025 SH SOLE 1 38025 0 0 ROYAL DUTCH SHELL PLC A DEP REC 780259107 1195 23500 SH SOLE 1 23500 0 0 SPX CORP COMMON 784635104 2368 48350 SH SOLE 1 48350 0 0 ST JUDE MEDICAL INC COMMON 790849103 5532 134595 SH SOLE 1 134595 0 0 SASOL LTD - ADR DEP REC 803866300 1052 30200 SH SOLE 1 30200 0 0 SCHLUMBERGER LTD COMMON 806857108 24727 456980 SH SOLE 1 456980 0 0 SCOTTS MIRACLE GRO CO COMMON 810186106 3246 92615 SH SOLE 1 92615 0 0 SIEMENS A G - ADR DEP REC 826197501 190 2750 SH SOLE 1 2750 0 0 SILICON LABORATORIES IN COMMON 826919102 3699 97398 SH SOLE 1 97398 0 0 SMITH INTERNATIONAL INC COMMON 832110100 4836 187800 SH SOLE 1 187800 0 0 SNAP ON INC COMMON 833034101 3144 109400 SH SOLE 1 109400 0 0 SONY CORP ADR DEP REC 835699307 331 12800 SH SOLE 1 12800 0 0 SOUTHERN CO COMMON 842587107 5886 188905 SH SOLE 1 188905 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 35091 903244 SH SOLE 1 903244 0 0 STERICYCLE INC COMMON 858912108 8853 171800 SH SOLE 1 171800 0 0 STRAYER ED INC COMMON 863236105 742 3400 SH SOLE 1 3400 0 0 SUNCOR ENERGY INC COMMON 867229106 4173 137535 SH SOLE 1 137535 0 0 SURMODICS INC COMMON 868873100 2867 126707 SH SOLE 1 126707 0 0 SYBASE INC COMMON 871130100 2796 89225 SH SOLE 1 89225 0 0 SYMANTEC CORP COMMON 871503108 4946 317450 SH SOLE 1 317450 0 0 TCF FINANCIAL CORP COMMON 872275102 11510 860900 SH SOLE 1 860900 0 0 TJX COS INC COMMON 872540109 2336 74250 SH SOLE 1 74250 0 0 TAIWAN SEMICONDUCTOR AD DEP REC 874039100 218 23206 SH SOLE 1 23206 0 0 TECHNE CORP COMMON 878377100 5355 83920 SH SOLE 1 83920 0 0 TELEDYNE TECHNOLOGIES I COMMON 879360105 1065 32525 SH SOLE 1 32525 0 0 TELEFLEX INC COMMON 879369106 4039 90095 SH SOLE 1 90095 0 0 TELEFONICA SA ADR DEP REC 879382208 4420 65100 SH SOLE 1 65100 0 0 TELEFONOS DE MEXICO S DEP REC 879403780 45 2800 SH SOLE 1 2800 0 0 TERRA INDS INC COMMON 880915103 1590 65665 SH SOLE 1 65665 0 0 TEVA PHARMACEUTICAL IND DEP REC 881624209 2527 51225 SH SOLE 1 51225 0 0 THERMO FISHER SCIENTIFI COMMON 883556102 11294 277020 SH SOLE 1 277020 0 0 THORATEC CORP COMMON 885175307 4208 157125 SH SOLE 1 157125 0 0 TOYOTA MOTOR CORP ADR DEP REC 892331307 100 1325 SH SOLE 1 1325 0 0 TRIMBLE NAVIGATION LTD COMMON 896239100 4438 226066 SH SOLE 1 226066 0 0 TUPPERWARE BRANDS CORP COMMON 899896104 4560 175265 SH SOLE 1 175265 0 0 U S BANCORP COM NEW 902973304 5942 331600 SH SOLE 1 331600 0 0 URS CORP COMMON 903236107 6596 133200 SH SOLE 1 133200 0 0 ULTRA PETROLEUM CORP COMMON 903914109 19990 512575 SH SOLE 1 512575 0 0 UNION PAC CORP COMMON 907818108 12005 230600 SH SOLE 1 230600 0 0 UNITED PARCEL SERVICE I CL B 911312106 6531 130650 SH SOLE 1 130650 0 0 UNITED TECHNOLOGIES COR COMMON 913017109 13307 256100 SH SOLE 1 256100 0 0 VARIAN SEMICONDUCTOR EQ COMMON 922207105 2654 110642 SH SOLE 1 110642 0 0 WABTEC CORP COMMON 929740108 1522 47300 SH SOLE 1 47300 0 0 WAL MART STORES INC COMMON 931142103 17162 354300 SH SOLE 1 354300 0 0 WEBSENSE INC COMMON 947684106 29 1600 SH SOLE 1 1600 0 0 WELLS FARGO & CO COMMON 949746101 14508 598025 SH SOLE 1 598025 0 0 WESTPAC BKG CORP-ADR COMMON 961214301 540 6700 SH SOLE 1 6700 0 0 WISCONSIN ENERGY CORP COMMON 976657106 8528 209470 SH SOLE 1 209470 0 0 XILINX INC COMMON 983919101 2343 114500 SH SOLE 1 114500 0 0 PETROCHINA CO LTD ADR DEP REC 71646E100 55 500 SH SOLE 1 500 0 0 TALISMAN ENERGY INC COMMON 87425E103 103 7200 SH SOLE 1 7200 0 0 NEWS CORP LTD CL A CL A 65248E104 3859 423620 SH SOLE 1 423620 0 0 COMPANHIA VALE DO RIO D DEP REC 91912E105 393 22300 SH SOLE 1 22300 0 0 TARGET CORP COMMON 87612E106 31169 789679 SH SOLE 1 789679 0 0 TOTAL S A ADR DEP REC 89151E109 3495 64450 SH SOLE 1 64450 0 0 THE TRAVELERS COMPANIES COMMON 89417E109 10039 244610 SH SOLE 1 244610 0 0 J2 GLOBAL COMMUNICATION COM NEW 46626E205 54 2400 SH SOLE 1 2400 0 0 AT&T INC COMMON 00206R102 2074 83505 SH SOLE 1 83505 0 0 ACTIVISION BLIZZARD INC COMMON 00507V109 15628 1237400 SH SOLE 1 1237400 0 0 ADOBE SYSTEMS INC COMMON 00724F101 14641 517362 SH SOLE 1 517362 0 0 AECOM TECHNOLOGY CORP COMMON 00766T100 1523 47600 SH SOLE 1 47600 0 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 751 39150 SH SOLE 1 39150 0 0 ALLEGHENY TECHNOLOGIES COMMON 01741R102 5003 143230 SH SOLE 1 143230 0 0 ALLIANCEBERNSTEIN HOLDI COMMON 01881G106 141 7000 SH SOLE 1 7000 0 0 ALLSCRIPTS HEALTHCARE S COMMON 01988P108 1970 124200 SH SOLE 1 124200 0 0 AMERICA MOVIL ADR DEP REC 02364W105 318 8200 SH SOLE 1 8200 0 0 ANSYS INC COMMON 03662Q105 8576 275225 SH SOLE 1 275225 0 0 APOLLO INVT CORP COMMON 03761U106 661 110400 SH SOLE 1 110400 0 0 ARRIS GROUP INC COMMON 04269Q100 1069 87875 SH SOLE 1 87875 0 0 ASIAINFO HLDGS INC COMMON 04518A104 415 24100 SH SOLE 1 24100 0 0 BANCO BILBAO VIZCAYA AR DEP REC 05946K101 621 49459 SH SOLE 1 49459 0 0 BANCO SANTANDER CENT HI COMMON 05964H105 166 13700 SH SOLE 1 13700 0 0 BANCO SANTANDER CHILE A COMMON 05965X109 378 8100 SH SOLE 1 8100 0 0 BIOMARIN PHARMACEUTICAL COMMON 09061G101 972 62250 SH SOLE 1 62250 0 0 C H ROBINSON WORLDWIDE COMMON 12541W209 3620 69419 SH SOLE 1 69419 0 0 CME GROUP INC COMMON 12572Q105 8106 26055 SH SOLE 1 26055 0 0 CNX GAS CORP COMMON 12618H309 176 6700 SH SOLE 1 6700 0 0 CHINA LIFE INS CO LTD DEP REC 16939P106 399 7199 SH SOLE 1 7199 0 0 CHINA MOBILE LIMITED DEP REC 16941M109 130 2600 SH SOLE 1 2600 0 0 CHINAEDU CORP-ADR DEP REC 16945L107 192 25700 SH SOLE 1 25700 0 0 CHINA UNICOM (HK) - ADR COMMON 16945R104 984 73800 SH SOLE 1 73800 0 0 CHUNGHWA TELECOM CO LTD DEP REC 17133Q403 86 4343 SH SOLE 1 4343 0 0 CISCO SYSTEMS INC COMMON 17275R102 26741 1433849 SH SOLE 1 1433849 0 0 COMCAST CORP CL A 20030N101 8476 586165 SH SOLE 1 586165 0 0 COMP BRASIL-PAO DE ACUC DEP REC 20440T201 81 2100 SH SOLE 1 2100 0 0 COMPANHIA DE BEBIDAS DA DEP REC 20441W203 233 3600 SH SOLE 1 3600 0 0 CONOCOPHILLIPS COMMON 20825C104 339 8062 SH SOLE 1 8062 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 5035 109981 SH SOLE 1 109981 0 0 HOMEX ADR DEP REC 25030W100 117 4200 SH SOLE 1 4200 0 0 DEVON ENERGY CORP COMMON 25179M103 366 6720 SH SOLE 1 6720 0 0 DIAGEO PLC ADR DEP REC 25243Q205 3561 62200 SH SOLE 1 62200 0 0 DIAMOND OFFSHORE DRILLI COMMON 25271C102 1651 19875 SH SOLE 1 19875 0 0 EQT CORPORATION COMMON 26884L109 18158 520125 SH SOLE 1 520125 0 0 EV3 INC COMMON 26928A200 1720 160000 SH SOLE 1 160000 0 0 EMBRAER-EMPRESA BRASILE DEP REC 29081M102 64 3883 SH SOLE 1 3883 0 0 ENERGY TRANSFER EQUITY COMMON 29273V100 764 30100 SH SOLE 1 30100 0 0 EXELON CORP COMMON 30161N101 2271 44350 SH SOLE 1 44350 0 0 EXXON MOBIL CORP COMMON 30231G102 15022 214880 SH SOLE 1 214880 0 0 FIDELITY NATL FINL INC COMMON 31620R105 23 1672 SH SOLE 1 1672 0 0 FLOTEK INDS CONV BD CONV BD 343389AA0 674 1690000 PRN SOLE 1 1690000 0 0 FREEPORT-MCMORAN COPPER CL B 35671D857 72 1431 SH SOLE 1 1431 0 0 FRONTIER OIL CORP COMMON 35914P105 2441 186200 SH SOLE 1 186200 0 0 GAMESTOP CORP COMMON 36467W109 6078 276162 SH SOLE 1 276162 0 0 GASCO INC CNV SR NT 367220AA8 176 300000 PRN SOLE 1 300000 0 0 GEN-PROBE INC COMMON 36866T103 3110 72300 SH SOLE 1 72300 0 0 GLAXOSMITHKLINE ADR DEP REC 37733W105 960 27166 SH SOLE 1 27166 0 0 GLOBAL PAYMENTS INC COMMON 37940X102 24 650 SH SOLE 1 650 0 0 GMX RESOURCES INC COMMON 38011M108 112 10500 SH SOLE 1 10500 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 11348 76970 SH SOLE 1 76970 0 0 GOOGLE INC CL A 38259P508 19914 47235 SH SOLE 1 47235 0 0 GRUPO TELEVISA SA DE CV DEP REC 40049J206 65 3800 SH SOLE 1 3800 0 0 HESS CORP COMMON 42809H107 42 787 SH SOLE 1 787 0 0 HOME INNS & HOTELS MGMT DEP REC 43713W107 24 1500 SH SOLE 1 1500 0 0 ITT EDUCATIONAL SERVICE COMMON 45068B109 1343 13339 SH SOLE 1 13339 0 0 ICON PUB LTD CO ADR DEP REC 45103T107 2825 130900 SH SOLE 1 130900 0 0 ICICI BK LTD ADR DEP REC 45104G104 636 21550 SH SOLE 1 21550 0 0 IDEX CORP COMMON 45167R104 3131 127412 SH SOLE 1 127412 0 0 IDEXX LABS INC COMMON 45168D104 5493 118900 SH SOLE 1 118900 0 0 INFORMATICA CORP COMMON 45666Q102 7451 433450 SH SOLE 1 433450 0 0 INTERCONTINENTALEXCHANG COMMON 45865V100 1954 17100 SH SOLE 1 17100 0 0 INTERSIL CORP CL A 46069S109 3030 241050 SH SOLE 1 241050 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 7754 47376 SH SOLE 1 47376 0 0 IRIS INTL INC COMMON 46270W105 30 2526 SH SOLE 1 2526 0 0 JPMORGAN CHASE & CO COMMON 46625H100 23123 677900 SH SOLE 1 677900 0 0 JUNIPER NETWORKS INC COMMON 48203R104 2067 87600 SH SOLE 1 87600 0 0 "KB FINANCIAL GROUP DEP REC 48241A105 63 1900 SH SOLE 1 1900 0 0 LABORATORY CP OF AMER H COM NEW 50540R409 1918 28300 SH SOLE 1 28300 0 0 MASTERCARD INC COMMON 57636Q104 50 300 SH SOLE 1 300 0 0 MCKESSON CORP COMMON 58155Q103 6083 138260 SH SOLE 1 138260 0 0 MEDCO HEALTH SOLUTIONS COMMON 58405U102 14000 306960 SH SOLE 1 306960 0 0 METLIFE INC COMMON 59156R108 5275 175770 SH SOLE 1 175770 0 0 MONSANTO CO COMMON 61166W101 25208 339085 SH SOLE 1 339085 0 0 MOSAIC CO COMMON 61945A107 729 16462 SH SOLE 1 16462 0 0 MYRIAD GENETICS INC COMMON 62855J104 2714 76137 SH SOLE 1 76137 0 0 MYRIAD PHARMACEUTICALS COMMON 62856H107 89 19034 SH SOLE 1 19034 0 0 NII HOLDINGS INC CL NEW 62913F201 631 33075 SH SOLE 1 33075 0 0 NETAPP INC COMMON 64110D104 2129 107950 SH SOLE 1 107950 0 0 ONLINE RES CORP COMMON 68273G101 33 5350 SH SOLE 1 5350 0 0 ORACLE CORP COMMON 68389X105 30821 1438869 SH SOLE 1 1438869 0 0 PETROLEO BRASILEIRO SA DEP REC 71654V408 287 7000 SH SOLE 1 7000 0 0 POTASH CORP SASK INC COMMON 73755L107 1093 11750 SH SOLE 1 11750 0 0 PRAXAIR INC COMMON 74005P104 72 1016 SH SOLE 1 1016 0 0 PRICE T ROWE GROUP INC COMMON 74144T108 1754 42100 SH SOLE 1 42100 0 0 QUEST SOFTWARE INC COMMON 74834T103 2323 166625 SH SOLE 1 166625 0 0 RTI INTL METALS INC COMMON 74973W107 1509 85400 SH SOLE 1 85400 0 0 RANGE RES CORP COMMON 75281A109 45 1081 SH SOLE 1 1081 0 0 SBA COMMUNICATIONS CORP COMMON 78388J106 4331 176500 SH SOLE 1 176500 0 0 SK TELECOM LTD ADR DEP REC 78440P108 71 4700 SH SOLE 1 4700 0 0 SALESFORCE COM INC COMMON 79466L302 748 19600 SH SOLE 1 19600 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 775 79200 SH SOLE 1 79200 0 0 SOLERA HOLDINGS INC COMMON 83421A104 2089 82250 SH SOLE 1 82250 0 0 SOUTHERN COPPER CORP COMMON 84265V105 233 11400 SH SOLE 1 11400 0 0 SYNAPTICS INC COMMON 87157D109 6578 170190 SH SOLE 1 170190 0 0 SYNTEL INC COMMON 87162H103 3159 100472 SH SOLE 1 100472 0 0 TW TELECOM INC COMMON 87311L104 2809 273250 SH SOLE 1 273250 0 0 TENARIS S A ADR DEP REC 88031M109 1023 37850 SH SOLE 1 37850 0 0 3M CO COMMON 88579Y101 6057 100775 SH SOLE 1 100775 0 0 TORTOISE ENERGY CAP COR COMMON 89147U100 547 30550 SH SOLE 1 30550 0 0 ULTA SALON COSMETCS & F COMMON 90384S303 795 71525 SH SOLE 1 71525 0 0 ULTIMATE SOFTWARE GROUP COMMON 90385D107 3362 138700 SH SOLE 1 138700 0 0 UNITED THERAPEUTICS COR COMMON 91307C102 2479 29750 SH SOLE 1 29750 0 0 VALERO ENERGY CORP COMMON 91913Y100 2170 128480 SH SOLE 1 128480 0 0 VEOLIA ENVIRONNEMENT AD DEP REC 92334N103 823 27875 SH SOLE 1 27875 0 0 VERIFONE HLDGS INC COMMON 92342Y109 481 64000 SH SOLE 1 64000 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 31432 1022830 SH SOLE 1 1022830 0 0 VISA INC COMMON 92826C839 16721 268560 SH SOLE 1 268560 0 0 VIVO PARTICIPACOES ADR COMMON 92855S200 34 1800 SH SOLE 1 1800 0 0 VODAFONE GROUP ADR DEP REC 92857W209 753 38612 SH SOLE 1 38612 0 0 XTO ENERGY INC COMMON 98385X106 19519 511769 SH SOLE 1 511769 0 0 ALLIED WRLD ASSUR COM H COMMON G0219G203 833 20406 SH SOLE 1 20406 0 0 AMDOCS LTD ORD G02602103 826 38500 SH SOLE 1 38500 0 0 ASPEN INSURANCE HOLDING SHS G05384105 5631 252050 SH SOLE 1 252050 0 0 AXIS CAPITAL HOLDINGS COMMON G0692U109 251 9600 SH SOLE 1 9600 0 0 ACCENTURE LTD BERMUDA CL A G1150G111 19754 590385 SH SOLE 1 590385 0 0 CENTRAL EUROPEAN MEDIA CL A G20045202 79 4000 SH SOLE 1 4000 0 0 FGX INTERNATIONAL HLDGS COMMON G3396L102 1352 118800 SH SOLE 1 118800 0 0 INVESCO LTD COMMON G491BT108 1231 69100 SH SOLE 1 69100 0 0 JINPAN INTL LTD COMMON G5138L100 103 3601 SH SOLE 1 3601 0 0 PARTNERRE LTD COMMON G6852T105 12102 186325 SH SOLE 1 186325 0 0 PLATINUM UNDERWRITER HL COMMON G7127P100 46 1600 SH SOLE 1 1600 0 0 UTI WORLDWIDE INC ORD G87210103 2593 227425 SH SOLE 1 227425 0 0 VALIDUS HOLDINGS LTD COMMON G9319H102 2717 123600 SH SOLE 1 123600 0 0 ACE LTD ORD H0023R105 3261 73730 SH SOLE 1 73730 0 0 ALCON INC COM SHS H01301102 3384 29140 SH SOLE 1 29140 0 0 NOBLE CORPORATION SHS H5833N103 7256 239870 SH SOLE 1 239870 0 0 TRANSOCEAN LTD COMMON H8817H100 13689 184260 SH SOLE 1 184260 0 0 ASML HLDG NV DEP REC N07059186 888 41000 SH SOLE 1 41000 0 0 CORE LABORATORIES N V COMMON N22717107 4802 55100 SH SOLE 1 55100 0 0 ACM MANAGED DLR INCOME COMMON 000949107 0 1 SH SOLE 1 0 1 0 ABERDEEN ASIA PAC INC F COMMON 003009107 76 13600 SH SOLE 1 0 13600 0 AMERICAN MUN INCOME POR COMMON 027649102 1898 161700 SH SOLE 1 0 161700 0 AMERICAN SELECT PORT SL COMMON 029570108 38371 3761890 SH SOLE 1 0 3761890 0 AMERICAN STRAT INC 1 AS COMMON 030098107 21161 2141763 SH SOLE 1 0 2141763 0 AMERICAN STRAT INC 2 BS COMMON 030099105 67007 7075758 SH SOLE 1 0 7075758 0 BLACKROCK INCOME OPP BN COMMON 092475102 12815 1457887 SH SOLE 1 0 1457887 0 FIRST TR ABERDEEN GLB F COMMON 337319107 1042 78200 SH SOLE 1 0 78200 0 FLAH & CRUM PFD FFC COMMON 338478100 5762 549300 SH SOLE 1 0 549300 0 FLAH & CRUM TOT RET FLC COMMON 338479108 8354 795600 SH SOLE 1 0 795600 0 FORT DEARBORN INCOME FD COMMON 347200107 1851 132711 SH SOLE 1 0 132711 0 40/86 STRAT INC FD CFD COMMON 349739102 1856 264800 SH SOLE 1 0 264800 0 JN HANCOCK INC TRST JHS COMMON 410123103 14207 1240806 SH SOLE 1 0 1240806 0 JN HANCOCK INV TRUST JH COMMON 410142103 9140 587761 SH SOLE 1 0 587761 0 HARTFORD INCOME SHS FD COMMON 416537108 3069 583550 SH SOLE 1 0 583550 0 INVESTMENT GRD MUN INC COMMON 461368102 2399 193900 SH SOLE 1 0 193900 0 MFS CHARTER INCOME TR M COMMON 552727109 4423 542000 SH SOLE 1 0 542000 0 MFS MULTIMKT INC TR MM COMMON 552737108 12327 2151300 SH SOLE 1 0 2151300 0 MANAGED HIGH YLD PLUS F COMMON 561911108 611 389033 SH SOLE 1 0 389033 0 MINNESOTA MUN INC PT M COMMON 604062109 1549 117900 SH SOLE 1 0 117900 0 MONTGOMERY ST INCOME MT COMMON 614115103 12067 835078 SH SOLE 1 0 835078 0 NEW AMER HIGH INCOME FD COMMON 641876800 860 117040 SH SOLE 1 0 117040 0 NUVEEN FLA INVT QUAL NQ COMMON 670970102 6070 523300 SH SOLE 1 0 523300 0 NUVEEN NJ INVT QUAL MUN COMMON 670971100 438 36500 SH SOLE 1 0 36500 0 NUVEEN PA INV QLTY MUNI COMMON 670972108 1209 103500 SH SOLE 1 0 103500 0 NUVEEN FLA QUALITY NUF COMMON 670978105 3479 288000 SH SOLE 1 0 288000 0 NUVEEN CALIF QUALITY IN COMMON 670985100 33 2800 SH SOLE 1 0 2800 0 NUVEEN PREMIER MUNI INC COMMON 670988104 1256 107000 SH SOLE 1 0 107000 0 PUTNAM PREMIER INC PPT COMMON 746853100 22672 4546129 SH SOLE 1 0 4546129 0 PUTNAM MASTER INT INC T COMMON 746909100 17540 3466323 SH SOLE 1 0 3466323 0 PUTNAM MUN OPP PMO COMMON 746922103 4228 429238 SH SOLE 1 0 429238 0 RIVUS BD FD COM BDF COMMON 769667106 5416 339377 SH SOLE 1 0 339377 0 TRANSAMERICA INC SHR TA COMMON 893506105 9921 551150 SH SOLE 1 0 551150 0 VAN KAMPEN OHIO QLTY MU COMMON 920923109 112 8700 SH SOLE 1 0 8700 0 VAN KAMPEN TR/INS VIM COMMON 920928108 126 11100 SH SOLE 1 0 11100 0 V KMPN TR/INV GR MNI VG COMMON 920929106 4052 347513 SH SOLE 1 0 347513 0 VAN KAMPEN TR INVT VTN COMMON 920931102 2649 221700 SH SOLE 1 0 221700 0 VAN KAMPEN TR INV GR MU COMMON 920933108 325 24200 SH SOLE 1 0 24200 0 VAN KAMPEN BOND FUND VB COMMON 920955101 423 24700 SH SOLE 1 0 24700 0 VAN KAMPEN DYNAMIC CR O COMMON 921166104 506 54534 SH SOLE 1 0 54534 0 WESTERN ASSET PREMIER W COMMON 957664105 7519 656691 SH SOLE 1 0 656691 0 WESTERN ASSET VARIABLE COMMON 957667108 22441 1863874 SH SOLE 1 0 1863874 0 WESTERN ASSET INTM MUNI COMMON 958435109 230 27700 SH SOLE 1 0 27700 0 ALLIANCEBERNSTEIN INC F COMMON 01881E101 19393 2515274 SH SOLE 1 0 2515274 0 BLACKROCK CORE BD TR BH COMMON 09249E101 13463 1226099 SH SOLE 1 0 1226099 0 BLACKROCK MUNIYIELD NY COMMON 09255E102 63 5900 SH SOLE 1 0 5900 0 BLACKROCK MUNYIELD INSD COMMON 09254E103 2270 199800 SH SOLE 1 0 199800 0 FIRST TRUST/FIDAC MTG F COMMON 33734E103 12752 761275 SH SOLE 1 0 761275 0 NUVEEN MASS PREM INC MU COMMON 67061E104 106 8500 SH SOLE 1 0 8500 0 PIMCO NY MUNI INC III P COMMON 72201E105 41 5000 SH SOLE 1 0 5000 0 BLACKROCK HIGH INCOME S COMMON 09250E107 508 340617 SH SOLE 1 0 340617 0 ALLIANCE NATIONAL MUNI COMMON 01864U106 29 2500 SH SOLE 1 0 2500 0 AMERICAN INCOME FUND MR COMMON 02672T109 18974 2831884 SH SOLE 1 0 2831884 0 AMERICAN STRAT INC 3 CS COMMON 03009T101 59697 6730255 SH SOLE 1 0 6730255 0 BLACKROCK INCOME TR BKT COMMON 09247F100 15314 2454242 SH SOLE 1 0 2454242 0 BLACKROCK MUNI BD TR BB COMMON 09249H104 449 35100 SH SOLE 1 0 35100 0 BLACKROCK MUNI INC TR I COMMON 09249N101 509 42200 SH SOLE 1 0 42200 0 BLACKROCK PFD OPPORTUNI COMMON 09249V103 1686 198788 SH SOLE 1 0 198788 0 BLACKROCK LT MUNI ADVNT COMMON 09250B103 6065 685300 SH SOLE 1 0 685300 0 BLACKROCK MUNIHLDGS FD COMMON 09253P109 129 11000 SH SOLE 1 0 11000 0 BLACKROCK MUNIHLDGS INS COMMON 09254C107 1946 177100 SH SOLE 1 0 177100 0 BLACKROCK MUNIYLD QUAL COMMON 09254G108 757 73500 SH SOLE 1 0 73500 0 BLACKROCK MUNI HLD FL M COMMON 09254P108 6409 564200 SH SOLE 1 0 564200 0 BLACKROCK MUNIYLD FL FD COMMON 09254R104 4282 393200 SH SOLE 1 0 393200 0 BLACKROCK MUNIYLD FLA M COMMON 09254T100 729 65038 SH SOLE 1 0 65038 0 BLACKROCK MUNI YIELD MI COMMON 09254V105 3519 307600 SH SOLE 1 0 307600 0 BLACKROCK MUNIYLD MI MY COMMON 09254W103 1782 165800 SH SOLE 1 0 165800 0 BLACKROCK MUNIHLD NY IN COMMON 09255C106 129 11300 SH SOLE 1 0 11300 0 BLACKROCK MUNI N Y INTE COMMON 09255F109 157 14600 SH SOLE 1 0 14600 0 BLACKROCK MUNIYIELD PA COMMON 09255G107 2275 184900 SH SOLE 1 0 184900 0 BLACKROCK PFD INCM STRA COMMON 09255H105 3158 403900 SH SOLE 1 0 403900 0 BLACKROCK PFD & CORP IN COMMON 09255J101 908 128464 SH SOLE 1 0 128464 0 BLACKROCK ENHANCED GOVT COMMON 09255K108 1008 59300 SH SOLE 1 0 59300 0 DWS HIGH INCOME TR KHI COMMON 23337C109 841 238852 SH SOLE 1 0 238852 0 DWS MUN INCOME TR KTF COMMON 23338M106 8942 894156 SH SOLE 1 0 894156 0 DWS STRATEGIC MUN INC T COMMON 23338T101 269 25100 SH SOLE 1 0 25100 0 DELAWARE INV MN MUN INC COMMON 24610V103 132 10900 SH SOLE 1 0 10900 0 DREYFUS HI YLD STRAT D COMMON 26200S101 1873 614200 SH SOLE 1 0 614200 0 DREYFUS MUNICIPAL INCOM COMMON 26201R102 347 45000 SH SOLE 1 0 45000 0 DREYFUS STRATEGIC MUN B COMMON 26202F107 708 105700 SH SOLE 1 0 105700 0 DUFF&PHELPS UTL&CRP DUC COMMON 26432K108 1073 89428 SH SOLE 1 0 89428 0 EATON VANCE MI MUNI INC COMMON 27826D106 80 7600 SH SOLE 1 0 7600 0 EATON VANCE CA MUNI INC COMMON 27826F101 161 15900 SH SOLE 1 0 15900 0 EATON VANCE MUNI INCOME COMMON 27826U108 1353 140896 SH SOLE 1 0 140896 0 EATON VANCE NJ MUNI INC COMMON 27826V106 51 4500 SH SOLE 1 0 4500 0 EATON VANCE INS CA MUN COMMON 27828A100 11 1000 SH SOLE 1 0 1000 0 EATON VANCE LTD DUR INC COMMON 27828H105 5106 398600 SH SOLE 1 0 398600 0 EATON VANCE INS MI MIW COMMON 27828M104 110 9100 SH SOLE 1 0 9100 0 EATON VANCE SH TM DR DI COMMON 27828V104 2615 181700 SH SOLE 1 0 181700 0 EVERGREEN MGD INC FD ER COMMON 30024Y104 16309 1321605 SH SOLE 1 0 1321605 0 FEDERATED PREM MUN INC COMMON 31423P108 321 25100 SH SOLE 1 0 25100 0 FIRST AMERN MN MUN INC COMMON 31849P104 567 44100 SH SOLE 1 0 44100 0 FIRST TR FOUR CRNRS SR COMMON 33733Q107 646 67900 SH SOLE 1 0 67900 0 FRANKLIN TEMPLETON LTD COMMON 35472T101 4942 491696 SH SOLE 1 0 491696 0 HELIOS STRATEGIC MTG HS COMMON 42327M109 8414 1329195 SH SOLE 1 0 1329195 0 HELIOS TOTAL RETURN FD COMMON 42327V109 13489 2816135 SH SOLE 1 0 2816135 0 INSURED MUN INC FD PIF COMMON 45809F104 2916 237100 SH SOLE 1 0 237100 0 MBIA CAP CLAYMORE MGD M COMMON 55266X100 4189 380800 SH SOLE 1 0 380800 0 MFS INTER INC TRUST MIN COMMON 55273C107 3368 510300 SH SOLE 1 0 510300 0 MFS CALIF INSD MUN FD C COMMON 59318C106 108 11300 SH SOLE 1 0 11300 0 MFS HIGH INCOME MUN TR COMMON 59318D104 644 159100 SH SOLE 1 0 159100 0 MFS INTERMEDIATE HIGH I COMMON 59318T109 66 31980 SH SOLE 1 0 31980 0 MORGAN STANLEY HIGH YIE COMMON 61744M104 517 113292 SH SOLE 1 0 113292 0 MORGAN STAN MUNI PREM I COMMON 61745P429 1939 273900 SH SOLE 1 0 273900 0 MORGAN STANLEY MUNI INC COMMON 61745P452 116 20000 SH SOLE 1 0 20000 0 MORGAN STAN QUAL MUN IQ COMMON 61745P668 3181 286800 SH SOLE 1 0 286800 0 MORGAN STANLEY QUAL MUN COMMON 61745P734 2560 237681 SH SOLE 1 0 237681 0 MORGAN STANLEY INC ICB COMMON 61745P874 4253 280707 SH SOLE 1 0 280707 0 NEUBERGER BERMN CA INT COMMON 64123C101 59 4921 SH SOLE 1 0 4921 0 NEUBERGER BERMAN INT N COMMON 64124P101 709 56663 SH SOLE 1 0 56663 0 NUVEEN CA INV QUAL MUNI COMMON 67062A101 145 12900 SH SOLE 1 0 12900 0 NUVEEN MUN ADVANTAGE FD COMMON 67062H106 1077 83900 SH SOLE 1 0 83900 0 NUVEEN CALIF PERF PLUS COMMON 67062Q106 1507 134200 SH SOLE 1 0 134200 0 NUVEEN NY PERF PLUS MUN COMMON 67062R104 89 7000 SH SOLE 1 0 7000 0 NUVEEN CAL MUNI MKT OPP COMMON 67062U107 219 19399 SH SOLE 1 0 19399 0 NUVEEN PREM INCOME MUN COMMON 67063W102 179 14400 SH SOLE 1 0 14400 0 NUVEEN DIVD ADV MUNI FD COMMON 67066V101 790 63700 SH SOLE 1 0 63700 0 NUVEEN ARIZ DIVID ADVAN COMMON 67069L100 24 2200 SH SOLE 1 0 2200 0 NUVEEN CA DVD ADV MUNI COMMON 67069X104 87 7700 SH SOLE 1 0 7700 0 NUVEEN NEW JERSEY DIV A COMMON 67069Y102 122 10300 SH SOLE 1 0 10300 0 NUVEEN INSD PREM INC NP COMMON 6706D8104 485 43000 SH SOLE 1 0 43000 0 NUVEEN DIV ADV MUNI FD COMMON 67070X101 1403 111800 SH SOLE 1 0 111800 0 NUVEEN INSD DIVID ADV N COMMON 67071L106 470 36700 SH SOLE 1 0 36700 0 NUVEEN INSD NY DIV NKO COMMON 67071N102 91 7400 SH SOLE 1 0 7400 0 NUVEEN QUALITY PFD INCO COMMON 67071S101 1637 296600 SH SOLE 1 0 296600 0 NUVEEN PA DVD ADV MUNI COMMON 67071W102 312 26800 SH SOLE 1 0 26800 0 NUVEEN QUALITY PFD II J COMMON 67072C105 806 129200 SH SOLE 1 0 129200 0 NUVEEN QUALITY PFD INC COMMON 67072W101 1668 280416 SH SOLE 1 0 280416 0 NUVEEN MICH PREM INC MU COMMON 67101Q109 1147 102300 SH SOLE 1 0 102300 0 PIMCO CALIFORNIA MUNI I COMMON 72200M108 373 47600 SH SOLE 1 0 47600 0 PIMCO MUN INCOME FD III COMMON 72201A103 157 16200 SH SOLE 1 0 16200 0 VAN KAMPEN MUNI INC VKI COMMON 92112K107 4692 472000 SH SOLE 1 0 472000 0 VAN KMP SEL SEC MUNI VK COMMON 92112M103 1198 125000 SH SOLE 1 0 125000 0 VAN KAMPEN PA VALUE MUN COMMON 92112T108 3677 333700 SH SOLE 1 0 333700 0 WESTERN ASSET GLOBAL HI COMMON 95766B109 7144 785906 SH SOLE 1 0 785906 0 WESTERN ASST MNG MUN FD COMMON 95766M105 244 22000 SH SOLE 1 0 22000 0 WESTERN ASST MUNI PART COMMON 95766P108 1401 116302 SH SOLE 1 0 116302 0 WA/CLAY US TSY INFL WIA COMMON 95766Q106 1238 104894 SH SOLE 1 0 104894 0 WA/CLAY US TREAS INFL W COMMON 95766R104 14049 1214243 SH SOLE 1 0 1214243 0 WESTERN ASSET INFL MGMT COMMON 95766U107 14137 914405 SH SOLE 1 0 914405 0
EX-1 3 sumpg33109.txt FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 518 Form 13F Information Table Value Total: $2,129,202 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all Institutional investment managers with respect to which this report is files, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1. 28-4373 Sit Investment Fixed Income Advisors, Inc. -----END PRIVACY-ENHANCED MESSAGE-----