-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VvFenFQf8PDAqlUT89wrun1OITwMtWjfEnJWC3LSNOrc4ZyjCUgdAHdXAWZRAgBD gRgoe7G/O8I1BXowkfXR7A== 0001144204-09-038677.txt : 20090724 0001144204-09-038677.hdr.sgml : 20090724 20090724145811 ACCESSION NUMBER: 0001144204-09-038677 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090724 DATE AS OF CHANGE: 20090724 EFFECTIVENESS DATE: 20090724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERALD MUTUAL FUND ADVISERS TRUST CENTRAL INDEX KEY: 0001352895 IRS NUMBER: 202531403 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11623 FILM NUMBER: 09962078 BUSINESS ADDRESS: STREET 1: 1703 OREGON PIKE CITY: LANCASTER STATE: PA ZIP: 17601 BUSINESS PHONE: 717 396 1116 MAIL ADDRESS: STREET 1: 1703 OREGON PIKE CITY: LANCASTER STATE: PA ZIP: 17601 13F-HR 1 v155541_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [_]; Amendment Number: ___ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Emerald Mutual Fund Advisers, Trust Address: 1703 Oregon Pike Suite 101 Lancaster, PA 17601 Form 13F File Number: 028-05618 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth G. Mertz II Title: President Phone: 717-396-1116 Signature, Place, and Date of Signing: /s/ Kenneth G. Mertz II Lancaster, Pennsylvania July 23, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None. Form 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 304 FORM 13F INFORMATION TABLE VALUE TOTAL: $318,596 (thousands) List of other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state NONE and omit the column headings and list entries.] NO. 13F FILE NUMBER NAME 01 028-12088 FORWARD MANAGEMENT, LLC EMERALD MUTUAL FUND ADVISERS TRUST PAGE 1 FORM 13F INFORMATION TABLE AS OF DATE: 06/30/09
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 99 CENTS ONLY STORES COM COM 65440K106 2855 210258 SH SOLE 210258 0 0 99 CENTS ONLY STORES COM COM 65440K106 1590 117059 SH OTHER 01 0 117059 0 ADVENT SOFTWARE INC COM COM 007974108 284 8670 SH OTHER 01 0 8670 0 AEROPOSTALE INC COM 007865108 1661 48480 SH SOLE 48480 0 0 AEROPOSTALE INC COM 007865108 925 26990 SH OTHER 01 0 26990 0 AFFILIATED MANAGERS GROUP INCO COM 008252108 559 9600 SH OTHER 01 0 9600 0 AIRGAS INC COM COM 009363102 1055 26040 SH SOLE 26040 0 0 AIRGAS INC COM COM 009363102 583 14387 SH OTHER 01 0 14387 0 AIRTRAN HLDGS INC COM COM 00949P108 1233 199192 SH SOLE 199192 0 0 AIRTRAN HLDGS INC COM COM 00949P108 682 110163 SH OTHER 01 0 110163 0 ALEXION PHARMACEUTICALS INC CO COM 015351109 1439 34994 SH SOLE 34994 0 0 ALEXION PHARMACEUTICALS INC CO COM 015351109 796 19352 SH OTHER 01 0 19352 0 ALLIED NEVADA GOLD CORP COM COM 019344100 577 71530 SH SOLE 71530 0 0 ALLIED NEVADA GOLD CORP COM COM 019344100 312 38750 SH OTHER 01 0 38750 0 AMERICAN CAMPUS CMNTYS INC COM COM 024835100 530 23900 SH OTHER 01 0 23900 0 AMERICAN ITALIAN PASTA CO CL A COM 027070101 1755 60220 SH SOLE 60220 0 0 AMERICAN ITALIAN PASTA CO CL A COM 027070101 981 33662 SH OTHER 01 0 33662 0 AMERICAN SUPERCONDUCTOR CORPCO COM 030111108 729 27770 SH SOLE 27770 0 0 AMERICAN SUPERCONDUCTOR CORPCO COM 030111108 403 15340 SH OTHER 01 0 15340 0 AMTRUST FINANCIAL SERVICES ICO COM 032359309 575 50400 SH OTHER 01 0 50400 0 ANSYS INC COM COM 03662Q105 3336 107050 SH SOLE 107050 0 0 ANSYS INC COM COM 03662Q105 1998 64120 SH OTHER 01 0 64120 0 ARCH CHEMICALS INC COM COM 03937R102 720 29292 SH SOLE 29292 0 0 ARCH CHEMICALS INC COM COM 03937R102 398 16186 SH OTHER 01 0 16186 0 ARROW FINL CORP COM COM 042744102 829 30720 SH OTHER 01 0 30720 0 ATHENAHEALTH INC COM COM 04685W103 1641 44334 SH SOLE 44334 0 0 ATHENAHEALTH INC COM COM 04685W103 907 24497 SH OTHER 01 0 24497 0 ATHEROS COMMUNICATIONS INC COM COM 04743P108 1364 70884 SH SOLE 70884 0 0 ATHEROS COMMUNICATIONS INC COM COM 04743P108 755 39234 SH OTHER 01 0 39234 0 ATLAS ENERGY RESOURCES LLC COM COM 049303100 923 45166 SH SOLE 45166 0 0 ATLAS ENERGY RESOURCES LLC COM COM 049303100 510 24978 SH OTHER 01 0 24978 0 BANCORPSOUTH INC COM COM 059692103 542 26400 SH OTHER 01 0 26400 0 BANK OF MARIN BANCORP COM COM 063425102 1169 43366 SH OTHER 01 0 43366 0 BANK OF THE OZARKS INC COM COM 063904106 1113 51479 SH OTHER 01 0 51479 0 BE AEROSPACE INC COM COM 073302101 623 43408 SH SOLE 43408 0 0 BE AEROSPACE INC COM COM 073302101 345 24039 SH OTHER 01 0 24039 0 BERKLEY W R CORP COM COM 084423102 401 18700 SH OTHER 01 0 18700 0 BERKSHIRE HILLS BANCORP INC CO COM 084680107 1115 53679 SH OTHER 01 0 53679 0 BIOMIMETIC THERAPEUTICS INC CO COM 09064X101 1540 166646 SH SOLE 166646 0 0 BIOMIMETIC THERAPEUTICS INC CO COM 09064X101 924 99968 SH OTHER 01 0 99968 0 BIO-REFERENCE LABS INC COM PAR COM 09057G602 2871 90820 SH SOLE 90820 0 0 BIO-REFERENCE LABS INC COM PAR COM 09057G602 1589 50273 SH OTHER 01 0 50273 0 BJ'S RESTAURANT INC COM 09180C106 1377 81652 SH SOLE 81652 0 0 BJ'S RESTAURANT INC COM 09180C106 761 45139 SH OTHER 01 0 45139 0 BLACKBOARD INC COM COM 091935502 2259 78287 SH SOLE 78287 0 0 BLACKBOARD INC COM COM 091935502 1257 43572 SH OTHER 01 0 43572 0 BOSTON PRIVATE FINL HLDGS INCO COM 101119105 419 93600 SH OTHER 01 0 93600 0 BROCADE COMMUNICATIONS SYS ICO COM 111621306 2288 291820 SH SOLE 291820 0 0 BROCADE COMMUNICATIONS SYS ICO COM 111621306 1280 163237 SH OTHER 01 0 163237 0 CALGON CARBON CORP COM COM 129603106 2209 159028 SH SOLE 159028 0 0 CALGON CARBON CORP COM COM 129603106 1287 92644 SH OTHER 01 0 92644 0
EMERALD MUTUAL FUND ADVISERS TRUST PAGE 2 FORM 13F INFORMATION TABLE AS OF DATE: 06/30/09
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- CALIFORNIA PIZZA KITCHEN INCCO COM 13054D109 576 43365 SH SOLE 43365 0 0 CALIFORNIA PIZZA KITCHEN INCCO COM 13054D109 336 25265 SH OTHER 01 0 25265 0 CAMDEN NATL CORP COM COM 133034108 390 11457 SH OTHER 01 0 11457 0 CAPELLA EDUCATION CO COM 139594105 1215 20260 SH SOLE 20260 0 0 CAPELLA EDUCATION CO COM 139594105 672 11210 SH OTHER 01 0 11210 0 CARDINAL FINL CORP COM COM 14149F109 358 45700 SH OTHER 01 0 45700 0 CASS INFORMATION SYS INC COM COM 14808P109 1236 37743 SH OTHER 01 0 37743 0 CATALYST HEALTH SOLUTIONS INC COM 14888B103 2527 101322 SH SOLE 101322 0 0 CATALYST HEALTH SOLUTIONS INC COM 14888B103 1396 55981 SH OTHER 01 0 55981 0 CAVIUM NETWORKS INC COM COM 14965A101 1723 102516 SH SOLE 102516 0 0 CAVIUM NETWORKS INC COM COM 14965A101 963 57293 SH OTHER 01 0 57293 0 CEPHEID COM COM 15670R107 419 44494 SH SOLE 44494 0 0 CEPHEID COM COM 15670R107 251 26667 SH OTHER 01 0 26667 0 CHARMING SHOPPES INC COM COM 161133103 948 254908 SH SOLE 254908 0 0 CHARMING SHOPPES INC COM COM 161133103 528 141884 SH OTHER 01 0 141884 0 CHICOS FAS INC COM COM 168615102 982 100972 SH SOLE 100972 0 0 CHICOS FAS INC COM COM 168615102 543 55796 SH OTHER 01 0 55796 0 CHIPOTLE MEXICAN GRILL-CL A COM 169656105 843 10532 SH SOLE 10532 0 0 CHIPOTLE MEXICAN GRILL-CL A COM 169656105 471 5890 SH OTHER 01 0 5890 0 CHIQUITA BRANDS INTL INC COM COM 170032809 2505 244152 SH SOLE 244152 0 0 CHIQUITA BRANDS INTL INC COM COM 170032809 1355 132106 SH OTHER 01 0 132106 0 CODORUS VALLEY BANCORP COM COM 192025104 266 42267 SH OTHER 01 0 42267 0 COLDWATER CREEK INC COM COM 193068103 394 64584 SH SOLE 64584 0 0 COLDWATER CREEK INC COM COM 193068103 218 35682 SH OTHER 01 0 35682 0 COMMSCOPE INC COM COM 203372107 1413 53810 SH SOLE 53810 0 0 COMMSCOPE INC COM COM 203372107 786 29940 SH OTHER 01 0 29940 0 COMMUNITY BANKERS TR CORP COM COM 203612106 365 98529 SH OTHER 01 0 98529 0 COMMUNITY BK SYS INC COM COM 203607106 750 51500 SH OTHER 01 0 51500 0 CULLEN FROST BANKERS INC COM COM 229899109 987 21400 SH OTHER 01 0 21400 0 DANVERS BANCORP INC COM COM 236442109 755 56100 SH OTHER 01 0 56100 0 DIAMOND FOODS INC COM 252603105 1097 39310 SH SOLE 39310 0 0 DIAMOND FOODS INC COM 252603105 606 21735 SH OTHER 01 0 21735 0 DIGITALGLOBE INC COM 25389M877 387 20156 SH SOLE 20156 0 0 DIGITALGLOBE INC COM 25389M877 214 11143 SH OTHER 01 0 11143 0 DIME CMNTY BANCORP INC COM COM 253922108 420 46100 SH OTHER 01 0 46100 0 DRIL-QUIP INC COM COM 262037104 638 16740 SH SOLE 16740 0 0 DRIL-QUIP INC COM COM 262037104 352 9250 SH OTHER 01 0 9250 0 DYNAMIC MATLS CORP COM COM 267888105 784 40680 SH SOLE 40680 0 0 DYNAMIC MATLS CORP COM COM 267888105 434 22490 SH OTHER 01 0 22490 0 EBIX INC COM NEW COM 278715206 2452 78304 SH SOLE 78304 0 0 EBIX INC COM NEW COM 278715206 1429 45638 SH OTHER 01 0 45638 0 EMERGENT BIOSOLUTIONS INC COM COM 29089Q105 1059 73888 SH SOLE 73888 0 0 EMERGENT BIOSOLUTIONS INC COM COM 29089Q105 585 40829 SH OTHER 01 0 40829 0 ENTERPRISE FINL SVCS CORP COM COM 293712105 559 61446 SH OTHER 01 0 61446 0 F N B CORP PA COM COM 302520101 145 23500 SH OTHER 01 0 23500 0 FEI CO COM COM 30241L109 1937 84580 SH SOLE 84580 0 0 FEI CO COM COM 30241L109 1071 46764 SH OTHER 01 0 46764 0 FIRST FINL BANCORP COM COM 320209109 199 26366 SH OTHER 01 0 26366 0 FIRST FINL BANCSHARES INC COM COM 32020R109 982 19500 SH OTHER 01 0 19500 0 FIRST HORIZON NATL CORP COM COM 320517105 134 11174 SH OTHER 01 0 11174 0 FIRST LONG IS CORP COM COM 320734106 488 21100 SH OTHER 01 0 21100 0
EMERALD MUTUAL FUND ADVISERS TRUST PAGE 3 FORM 13F INFORMATION TABLE AS OF DATE: 06/30/09
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- FIRST NIAGARA FINL GP INC COM COM 33582V108 204 17866 SH OTHER 01 0 17866 0 FIRSTMERIT CORP COM COM 337915102 286 16823 SH OTHER 01 0 16823 0 GLACIER BANCORP INC NEW COM COM 37637Q105 674 45600 SH OTHER 01 0 45600 0 GREIF BROS CORP COM 397624107 1096 24794 SH SOLE 24794 0 0 GREIF BROS CORP COM 397624107 610 13802 SH OTHER 01 0 13802 0 GSI COMM INC COM COM 36238G102 2977 208892 SH SOLE 208892 0 0 GSI COMM INC COM COM 36238G102 1651 115842 SH OTHER 01 0 115842 0 GUARANTY BANCORP DEL COM COM 40075T102 48 25000 SH OTHER 01 0 25000 0 HAEMONETICS CORP COM COM 405024100 1786 31330 SH SOLE 31330 0 0 HAEMONETICS CORP COM COM 405024100 987 17310 SH OTHER 01 0 17310 0 HANCOCK HLDG CO COM COM 410120109 435 13400 SH OTHER 01 0 13400 0 HANOVER INS GROUP INC COM COM 410867105 1178 30900 SH OTHER 01 0 30900 0 HARLEYSVILLE GROUP INC COM COM 412824104 717 25400 SH OTHER 01 0 25400 0 HARMONIC INC COM COM 413160102 1071 181802 SH SOLE 181802 0 0 HARMONIC INC COM COM 413160102 592 100551 SH OTHER 01 0 100551 0 HCC INS HLDGS INC COM COM 404132102 1545 64366 SH SOLE 64366 0 0 HCC INS HLDGS INC COM COM 404132102 2300 95777 SH OTHER 01 0 95777 0 HF FINL CORP COM COM 404172108 807 68305 SH OTHER 01 0 68305 0 HITTITE MICROWAVE CORP COM 43365Y104 1212 34870 SH SOLE 34870 0 0 HITTITE MICROWAVE CORP COM 43365Y104 670 19290 SH OTHER 01 0 19290 0 HMS HLDGS CORP COM COM 40425J101 979 24050 SH SOLE 24050 0 0 HMS HLDGS CORP COM COM 40425J101 541 13290 SH OTHER 01 0 13290 0 HORSEHEAD HOLDING CORP COM 440694305 970 130154 SH SOLE 130154 0 0 HORSEHEAD HOLDING CORP COM 440694305 536 71907 SH OTHER 01 0 71907 0 HUB GROUP INC CL A COM 443320106 1529 74072 SH SOLE 74072 0 0 HUB GROUP INC CL A COM 443320106 845 40924 SH OTHER 01 0 40924 0 IBERIABANK CORP COM COM 450828108 520 13186 SH SOLE 13186 0 0 IBERIABANK CORP COM COM 450828108 1483 37626 SH OTHER 01 0 37626 0 ICONIX BRAND GROUP INC COM COM 451055107 2976 193516 SH SOLE 193516 0 0 ICONIX BRAND GROUP INC COM COM 451055107 1598 103897 SH OTHER 01 0 103897 0 II-VI INC COM COM 902104108 1701 76511 SH SOLE 76511 0 0 II-VI INC COM COM 902104108 966 43447 SH OTHER 01 0 43447 0 ILLUMINA INC COM COM 452327109 1433 36802 SH SOLE 36802 0 0 ILLUMINA INC COM COM 452327109 798 20490 SH OTHER 01 0 20490 0 IMAX CORP COM COM 45245E109 608 74888 SH SOLE 74888 0 0 IMAX CORP COM COM 45245E109 336 41349 SH OTHER 01 0 41349 0 IMMUNOGEN INC COM COM 45253H101 369 42860 SH SOLE 42860 0 0 IMMUNOGEN INC COM COM 45253H101 205 23725 SH OTHER 01 0 23725 0 INDEPENDENT BK CORP MASS COM COM 453836108 865 43900 SH OTHER 01 0 43900 0 INTERDIGITAL INC PA COM 45867G101 712 29114 SH SOLE 29114 0 0 INTERDIGITAL INC PA COM 45867G101 397 16242 SH OTHER 01 0 16242 0 INTERNATIONAL BANCSHARES CORCO COM 459044103 204 19800 SH OTHER 01 0 19800 0 INTERNET CAPITAL GROUP INC (NE COM 46059C205 842 125067 SH SOLE 125067 0 0 INTERNET CAPITAL GROUP INC (NE COM 46059C205 482 71601 SH OTHER 01 0 71601 0 ITC HLDGS CORP COM COM 465685105 817 18010 SH SOLE 18010 0 0 ITC HLDGS CORP COM COM 465685105 452 9960 SH OTHER 01 0 9960 0 IXIA COM COM 45071R109 846 125485 SH SOLE 125485 0 0 IXIA COM COM 45071R109 210 31200 SH OTHER 01 0 31200 0 J CREW GROUP INC COM COM 46612H402 428 15846 SH SOLE 15846 0 0 J CREW GROUP INC COM COM 46612H402 237 8758 SH OTHER 01 0 8758 0 J2 GLOBAL COMMUNICATONS INC CO COM 46626E205 937 41526 SH SOLE 41526 0 0
EMERALD MUTUAL FUND ADVISERS TRUST PAGE 4 FORM 13F INFORMATION TABLE AS OF DATE: 06/30/09
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- J2 GLOBAL COMMUNICATONS INC CO COM 46626E205 544 24130 SH OTHER 01 0 24130 0 JACK IN THE BOX INC COM COM 466367109 1067 47536 SH SOLE 47536 0 0 JACK IN THE BOX INC COM COM 466367109 597 26603 SH OTHER 01 0 26603 0 JARDEN CORP COM COM 471109108 1434 76502 SH SOLE 76502 0 0 JARDEN CORP COM COM 471109108 792 42266 SH OTHER 01 0 42266 0 KBW INC COM 482423100 1014 35264 SH SOLE 35264 0 0 KBW INC COM 482423100 2321 80697 SH OTHER 01 0 80697 0 KOPPERS HOLDINGS INC COM 50060P106 603 22880 SH SOLE 22880 0 0 KOPPERS HOLDINGS INC COM 50060P106 334 12655 SH OTHER 01 0 12655 0 LAKELAND FINL CORP COM COM 511656100 476 25030 SH OTHER 01 0 25030 0 MACROVISION SOLUTIONS CORPORAT COM 55611C108 1784 81816 SH SOLE 81816 0 0 MACROVISION SOLUTIONS CORPORAT COM 55611C108 993 45543 SH OTHER 01 0 45543 0 MARINER ENERGY INC COM COM 56845T305 2711 230759 SH SOLE 230759 0 0 MARINER ENERGY INC COM COM 56845T305 1516 129023 SH OTHER 01 0 129023 0 MARTEK BIOSCIENCES CORP COM COM 572901106 759 35900 SH SOLE 35900 0 0 MARTEK BIOSCIENCES CORP COM COM 572901106 423 19980 SH OTHER 01 0 19980 0 MARVEL ENTERTAINMENT INC COM 57383T103 3470 97506 SH SOLE 97506 0 0 MARVEL ENTERTAINMENT INC COM 57383T103 1918 53887 SH OTHER 01 0 53887 0 MEADOWBROOK INS GROUP INC COM COM 58319P108 1316 201552 SH OTHER 01 0 201552 0 MEDAREX INC COM COM 583916101 223 26652 SH SOLE 26652 0 0 MEDAREX INC COM COM 583916101 122 14666 SH OTHER 01 0 14666 0 MEDASSETS INC COM COM 584045108 1128 57972 SH SOLE 57972 0 0 MEDASSETS INC COM COM 584045108 622 31961 SH OTHER 01 0 31961 0 MERCER INS GROUP INC COM COM 587902107 1180 74230 SH OTHER 01 0 74230 0 METALICO INC COM COM 591176102 247 52996 SH SOLE 52996 0 0 METALICO INC COM COM 591176102 137 29308 SH OTHER 01 0 29308 0 MF GLOBAL LTD SHS COM G60642108 271 45700 SH OTHER 01 0 45700 0 MICROS SYS INC COM COM 594901100 2241 88492 SH SOLE 88492 0 0 MICROS SYS INC COM COM 594901100 1240 48990 SH OTHER 01 0 48990 0 MICROSEMI CORP COM COM 595137100 2499 181061 SH SOLE 181061 0 0 MICROSEMI CORP COM COM 595137100 1382 100175 SH OTHER 01 0 100175 0 MICROSTRATEGY INC NEW CL A COM 594972408 643 12800 SH SOLE 12800 0 0 MICROSTRATEGY INC NEW CL A COM 594972408 358 7130 SH OTHER 01 0 7130 0 MIDWESTONE FINANCIAL GROUP INC COM 598511103 209 26800 SH OTHER 01 0 26800 0 MONOLITHIC PWR SYS INC COM COM 609839105 1289 57507 SH SOLE 57507 0 0 MONOLITHIC PWR SYS INC COM COM 609839105 720 32117 SH OTHER 01 0 32117 0 MWI VETERINARY SUPPLY INC COM COM 55402X105 822 23580 SH SOLE 23580 0 0 MWI VETERINARY SUPPLY INC COM COM 55402X105 456 13095 SH OTHER 01 0 13095 0 MYR GROUP INC DEL COM COM 55405W104 789 39018 SH SOLE 39018 0 0 MYR GROUP INC DEL COM COM 55405W104 433 21399 SH OTHER 01 0 21399 0 MYRIAD GENETICS INC COM COM 62855J104 1437 40312 SH SOLE 40312 0 0 MYRIAD GENETICS INC COM COM 62855J104 793 22255 SH OTHER 01 0 22255 0 MYRIAD PHARMACEUTICALS INC COM COM 62856H107 59 12758 SH SOLE 12758 0 0 MYRIAD PHARMACEUTICALS INC COM COM 62856H107 32 6951 SH OTHER 01 0 6951 0 N B T BANCORP INC COM COM 628778102 269 12400 SH OTHER 01 0 12400 0 NAVIGATORS GROUP INC COM COM 638904102 1514 34069 SH SOLE 34069 0 0 NAVIGATORS GROUP INC COM COM 638904102 2060 46368 SH OTHER 01 0 46368 0 NCI INC CL A COM 62886K104 1331 43741 SH SOLE 43741 0 0 NCI INC CL A COM 62886K104 735 24170 SH OTHER 01 0 24170 0 NETLOGIC MICROSYSTEMS INC COM COM 64118B100 1698 46568 SH SOLE 46568 0 0 NETLOGIC MICROSYSTEMS INC COM COM 64118B100 928 25453 SH OTHER 01 0 25453 0
EMERALD MUTUAL FUND ADVISERS TRUST PAGE 5 FORM 13F INFORMATION TABLE AS OF DATE: 06/30/09
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- NEUTRAL TANDEM, INC COM 64128B108 4119 139521 SH SOLE 139521 0 0 NEUTRAL TANDEM, INC COM 64128B108 2273 77003 SH OTHER 01 0 77003 0 NEWALLIANCE BANCSHARES INC COM COM 650203102 481 41800 SH OTHER 01 0 41800 0 NORDSON CORP COM COM 655663102 1069 27550 SH SOLE 27550 0 0 NORDSON CORP COM COM 655663102 591 15220 SH OTHER 01 0 15220 0 NUANCE COMMUNICATIONS INC COM 67020Y100 795 65680 SH SOLE 65680 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 444 36720 SH OTHER 01 0 36720 0 NUVASIVE INC COM COM 670704105 1186 26582 SH SOLE 26582 0 0 NUVASIVE INC COM COM 670704105 660 14792 SH OTHER 01 0 14792 0 OLD DOMINION FGHT LINES INC CO COM 679580100 698 20793 SH SOLE 20793 0 0 OLD DOMINION FGHT LINES INC CO COM 679580100 386 11513 SH OTHER 01 0 11513 0 OWENS & MINOR INC NEW COM COM 690732102 1285 29322 SH SOLE 29322 0 0 OWENS & MINOR INC NEW COM COM 690732102 710 16211 SH OTHER 01 0 16211 0 PHASE FORWARD INC COM COM 71721R406 467 30912 SH SOLE 30912 0 0 PHASE FORWARD INC COM COM 71721R406 259 17134 SH OTHER 01 0 17134 0 PINNACLE FINL PARTNERS INC COM COM 72346Q104 886 66500 SH OTHER 01 0 66500 0 PRINCETON NATL BANCORP INC COM COM 742282106 461 31586 SH OTHER 01 0 31586 0 PRIVATEBANCORP INC COM COM 742962103 2465 110828 SH SOLE 110828 0 0 PRIVATEBANCORP INC COM COM 742962103 2697 121270 SH OTHER 01 0 121270 0 PROSPERITY BANCSHARES INC COM COM 743606105 1788 59950 SH SOLE 59950 0 0 PROSPERITY BANCSHARES INC COM COM 743606105 2364 79262 SH OTHER 01 0 79262 0 QUIDEL CORP COM COM 74838J101 801 55010 SH SOLE 55010 0 0 QUIDEL CORP COM COM 74838J101 443 30395 SH OTHER 01 0 30395 0 RAYMOND JAMES FINL INC COM COM 754730109 1021 59300 SH OTHER 01 0 59300 0 REGAL BELOIT CORP COM COM 758750103 1115 28074 SH SOLE 28074 0 0 REGAL BELOIT CORP COM COM 758750103 616 15518 SH OTHER 01 0 15518 0 REGENERON PHARMACEUTICALS COM COM 75886F107 1706 95224 SH SOLE 95224 0 0 REGENERON PHARMACEUTICALS COM COM 75886F107 943 52618 SH OTHER 01 0 52618 0 RENAISSANCERE HOLDINGS LTD COM COM G7496G103 414 8900 SH OTHER 01 0 8900 0 RESMED INC COM COM 761152107 2230 54740 SH SOLE 54740 0 0 RESMED INC COM COM 761152107 1313 32234 SH OTHER 01 0 32234 0 RF MICRO DEVICES INC COM COM 749941100 1507 400770 SH SOLE 400770 0 0 RF MICRO DEVICES INC COM COM 749941100 835 222080 SH OTHER 01 0 222080 0 RIVERBED TECHNOLOGY INC COM COM 768573107 1785 76952 SH SOLE 76952 0 0 RIVERBED TECHNOLOGY INC COM COM 768573107 997 43011 SH OTHER 01 0 43011 0 ROCK-TENN CO CL A COM 772739207 1335 34990 SH SOLE 34990 0 0 ROCK-TENN CO CL A COM 772739207 738 19340 SH OTHER 01 0 19340 0 SBA COMMUNICATIONS CORP CL A COM 78388J106 3492 142300 SH SOLE 142300 0 0 SBA COMMUNICATIONS CORP CL A COM 78388J106 1932 78715 SH OTHER 01 0 78715 0 SEATTLE GENETICS INC COM COM 812578102 816 83994 SH SOLE 83994 0 0 SEATTLE GENETICS INC COM COM 812578102 475 48892 SH OTHER 01 0 48892 0 SIGNATURE BK NEW YORK N Y COM COM 82669G104 736 26980 SH SOLE 26980 0 0 SIGNATURE BK NEW YORK N Y COM COM 82669G104 1726 63299 SH OTHER 01 0 63299 0 SMITHTOWN BANCORP INC COM COM 832449102 1302 101768 SH OTHER 01 0 101768 0 SOUTHSIDE BANCSHARES INC COM COM 84470P109 225 9820 SH OTHER 01 0 9820 0 STIFEL FINL CORP COM COM 860630102 1685 35034 SH OTHER 01 0 35034 0 SUCCESSFACTORS INC COM 864596101 1976 215228 SH SOLE 215228 0 0 SUCCESSFACTORS INC COM 864596101 1093 119061 SH OTHER 01 0 119061 0 SYBASE INC COM COM 871130100 1333 42544 SH SOLE 42544 0 0 SYBASE INC COM COM 871130100 745 23782 SH OTHER 01 0 23782 0 TALEO CORP COM 87424N104 1404 76866 SH SOLE 76866 0 0
EMERALD MUTUAL FUND ADVISERS TRUST PAGE 6 FORM 13F INFORMATION TABLE AS OF DATE: 06/30/09
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- TALEO CORP COM 87424N104 776 42473 SH OTHER 01 0 42473 0 TAMALPAIS BANCORP COM 87485H103 637 120954 SH OTHER 01 0 120954 0 TCF FINL CORP COM COM 872275102 189 14100 SH OTHER 01 0 14100 0 TECHE HLDG CO COM COM 878330109 784 23700 SH OTHER 01 0 23700 0 TETRA TECH INC NEW COM COM 88162G103 2014 70298 SH SOLE 70298 0 0 TETRA TECH INC NEW COM COM 88162G103 1113 38864 SH OTHER 01 0 38864 0 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 1425 92093 SH SOLE 92093 0 0 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 2639 170589 SH OTHER 01 0 170589 0 THOMAS WEISEL PARTNERS GROUP COM 884481102 115 19100 SH OTHER 01 0 19100 0 THORATEC LABS CORP COM NEW COM 885175307 2605 97279 SH SOLE 97279 0 0 THORATEC LABS CORP COM NEW COM 885175307 1450 54144 SH OTHER 01 0 54144 0 ULTA SALON COSMETICS & FRAGR COM 90384S303 1395 125490 SH SOLE 125490 0 0 ULTA SALON COSMETICS & FRAGR COM 90384S303 808 72670 SH OTHER 01 0 72670 0 ULTIMATE SOFTWARE GROUP INC CO COM 90385D107 2006 82755 SH SOLE 82755 0 0 ULTIMATE SOFTWARE GROUP INC CO COM 90385D107 1121 46249 SH OTHER 01 0 46249 0 UNDER ARMOUR INC CL A COM 904311107 924 41284 SH SOLE 41284 0 0 UNDER ARMOUR INC CL A COM 904311107 517 23112 SH OTHER 01 0 23112 0 UNITED AMERICA INDEMNITY LTD C COM 90933T109 123 25762 SH OTHER 01 0 25762 0 UNITED THERAPEUTICS CORP DELCO COM 91307C102 1900 22804 SH SOLE 22804 0 0 UNITED THERAPEUTICS CORP DELCO COM 91307C102 980 11760 SH OTHER 01 0 11760 0 UNIVERSAL DISPLAY CORP COM COM 91347P105 1464 149654 SH SOLE 149654 0 0 UNIVERSAL DISPLAY CORP COM COM 91347P105 805 82326 SH OTHER 01 0 82326 0 URSTADT BIDDLE PPTYS INC CL A COM 917286205 891 63300 SH OTHER 01 0 63300 0 VARIAN SEMICONDUCTOR EQUIPTMCO COM 922207105 844 35188 SH SOLE 35188 0 0 VARIAN SEMICONDUCTOR EQUIPTMCO COM 922207105 408 17013 SH OTHER 01 0 17013 0 VIASAT INC COM COM 92552V100 3228 125882 SH SOLE 125882 0 0 VIASAT INC COM COM 92552V100 1873 73037 SH OTHER 01 0 73037 0 VISTAPRINT LIMITED SHS COM G93762204 1256 29439 SH SOLE 29439 0 0 VISTAPRINT LIMITED SHS COM G93762204 699 16389 SH OTHER 01 0 16389 0 VOLCANO CORPORATION COM COM 928645100 1578 112848 SH SOLE 112848 0 0 VOLCANO CORPORATION COM COM 928645100 886 63388 SH OTHER 01 0 63388 0 WABTEC CORPORATION COM 929740108 1747 54320 SH SOLE 54320 0 0 WABTEC CORPORATION COM 929740108 966 30015 SH OTHER 01 0 30015 0 WADDELL & REED FINL INC CL A COM 930059100 219 8300 SH OTHER 01 0 8300 0 WARNACO GROUP INC CL A NEW COM 934390402 1865 57548 SH SOLE 57548 0 0 WARNACO GROUP INC CL A NEW COM 934390402 1038 32034 SH OTHER 01 0 32034 0 WASHINGTON TR BANCORP INC COM COM 940610108 471 26400 SH OTHER 01 0 26400 0 WESTERN ALLIANCE BANCORP COM 957638109 1472 215185 SH SOLE 215185 0 0 WESTERN ALLIANCE BANCORP COM 957638109 2248 328699 SH OTHER 01 0 328699 0 WESTFIELD FINL INC COM COM 96008P104 436 48100 SH OTHER 01 0 48100 0 WESTWOOD HLDGS GROUP INC COM COM 961765104 460 10998 SH SOLE 10998 0 0 WESTWOOD HLDGS GROUP INC COM COM 961765104 500 11958 SH OTHER 01 0 11958 0 WET SEAL INC CL A COM 961840105 1876 610933 SH SOLE 610933 0 0 WET SEAL INC CL A COM 961840105 1048 341496 SH OTHER 01 0 341496 0 WHITING PETE CORP NEW COM COM 966387102 1115 31726 SH SOLE 31726 0 0 WHITING PETE CORP NEW COM COM 966387102 616 17530 SH OTHER 01 0 17530 0 WMS INDS INC COM COM 929297109 1793 56910 SH SOLE 56910 0 0 WMS INDS INC COM COM 929297109 991 31450 SH OTHER 01 0 31450 0 YADKIN VALLEY FINANCIAL CORPOR COM 984314104 435 62994 SH OTHER 01 0 62994 0 LINE COUNT: 304
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