-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MxRv6Se/ga5aGjuy6Ojn/SUvSZeaCvOi/t3M7IbR5i3M9QGCxYV9rwvGx+vfIH/p pQ9/KMwH/FEKuzZHGyOfQA== 0001006364-09-000002.txt : 20090507 0001006364-09-000002.hdr.sgml : 20090507 20090507101625 ACCESSION NUMBER: 0001006364-09-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090507 DATE AS OF CHANGE: 20090507 EFFECTIVENESS DATE: 20090507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 09803901 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR 1 sec13f1q09.txt FORM 13F COVER PAGE Report for the quarter ended: March 31, 2009 Name: Johnston Asset Management Corp. Address: 300 Atlantic Street Stamford, CT 06901 13F File Number: 28-5210 The institutional investment manager filing this report and the person by whom It is signed hereby Represent that the person signing the report is authorized to submit it, that All information contained herein Is true, correct and complete, and that it is understood that all required Items, statements, schedules, lists, And tables, are considered integral parts of this form. Person signing this report on behalf of reporting Manager: Name: Julie OConnor Phone: 203-324-4722 Signature, place, and date of signing Report type: { } 13F Holdings Report { } 13F Notice { x} 13F Combination Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 2 FORM 13F INFORMATION TABLE ENTRY TOTAL: FORM 13F INFORMATION TABLE VALUE TOTAL: List of other included managers: Cassandra Hardman 2 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Citigroup Inc 8.125% Ser. AA ps 172967572 379 24790 SH SOLE 24790 ExSAR Corp ps 210 420000 SH SOLE 420000 ExSar Corp Ser D Pfd ps 75 150000 SH SOLE 150000 PharmaStem Therapeutics, Inc P ps 53 53000 SH SOLE 53000 Pharmastem Corp Ser B Conv Pfd ps 0 141188 SH SOLE 141188 Pharmastem Corp Ser C Conv Pfd ps 0 98458 SH SOLE 98458 Pharmastem Corp Ser D Conv Pfd ps 0 261503 SH SOLE 261503 Pharmastem Corp Series A Conv ps 0 1639391 SH SOLE 1639391 Targent, Inc. Series C Pfd. ps 26 32845 SH SOLE 32845 Vela Pharmaceuticals Series C ps 107 71356 SH SOLE 71356 Vela Pharmaceuticals, Inc.SerA ps 325 650000 SH SOLE 650000 Vela Pharmaceuticals, Inc.SerB ps 50 100000 SH SOLE 100000 ARM Holdings Ordinary Shares cs 0059585 2972 2021556 SH SOLE 2021556 AT&T Corp New cs 00206r102 6421 254806 SH SOLE 252223 2583 Abbott Labs cs 002824100 9787 205169 SH SOLE 205169 Amgen Inc cs 031162100 11101 224170 SH SOLE 223370 880 Automatic Data Proc cs 053015103 11173 317785 SH SOLE 315785 2200 BHP Billiton PLC Ord Shares cs 0056650 5554 279800 SH SOLE 279800 Bank Of New York cs 064058100 209 7404 SH SOLE 7404 Becton Dickinson cs 075887109 8096 120411 SH SOLE 118920 1491 Biosphere Medical Inc cs 09066v103 80 40000 SH SOLE 40000 Boston Scientific cs 101137107 7031 884462 SH SOLE 882962 1500 Cerner Corp. cs 156782104 7970 181250 SH SOLE 180450 860 Chevron Texaco cs 166764100 239 3556 SH SOLE 3556 China Life Ordinary Shares cs 6718976 5248 1580700 SH SOLE 1580700 Cisco Systems Inc cs 17275R102 12740 759680 SH SOLE 758680 1160 Coca Cola Company cs 191216100 281 6400 SH SOLE 6400 Cognizant Tech Solutions - Cla cs 192446102 7719 371290 SH SOLE 371290 Comcast Corp New Cl A cs 20030N101 9501 696542 SH SOLE 695042 1740 Credit Suisse Group Ordinary S cs 7171589 5558 182360 SH SOLE 182360 DOV Pharmaceutical, Inc. cs 259858108 0 20000 SH SOLE 20000 EMC Corp cs 268648102 11229 984985 SH SOLE 982485 3000 Edwards Lifesciences Corp. cs 28176E108 17952 296095 SH SOLE 294235 1970 Enterprise Prods Partners LP cs 293792107 2058 92502 SH SOLE 88882 3620 Exact Sciences Corp cs 30063P105 30 24243 SH SOLE 24243 Exsar Corp cs 80 531000 SH SOLE 531000 Exxon Mobil cs 30231g102 2304 33835 SH SOLE 33835 Fresenius Medical Care AG Ordi cs 5129074 2895 74590 SH SOLE 74590 Fulton Financial Comp cs 360271100 193 29154 SH SOLE 29154 General Electric cs 369604103 5524 546374 SH SOLE 543674 2810 HRPT Properties Trust cs 40426w101 2102 658780 SH SOLE 652780 6000 Highwood Properties Inc cs 431284108 203 9500 SH SOLE 9500 Hyflux Ltd. Ordinary Shares cs 6320058 2176 1996424 SH SOLE 1996424 IMS Health Inc cs 449934108 8106 650070 SH SOLE 648070 2400 Intel Corporation cs 458140100 12299 818270 SH SOLE 815470 2920 Isis Pharmaceutical cs 464330109 11765 783806 SH SOLE 777806 6280 Johnson & Johnson cs 478160104 11976 227680 SH SOLE 226480 1360 KLA-Tencor Corp cs 482480100 4657 232865 SH SOLE 230510 2465 Kurita Water Industries Ordina cs 6497963 3718 193965 SH SOLE 193965 Liberty Property Tr cs 531172104 1218 64313 SH SOLE 62313 2000 M&T Bank cs 55261F104 403 8905 SH SOLE 8905 Marsh & McLennan cs 571748102 9309 459705 SH SOLE 459705 Maxim Integrated Pdts cs 57772k101 9060 685850 SH SOLE 684270 1730 Medtronic Inc cs 585055106 9005 305552 SH SOLE 305552 100 Microsoft Corp cs 594918104 10082 548810 SH SOLE 546810 2150 Millipore Corp cs 601073109 12288 214048 SH SOLE 214048 40 NetApp, Inc. cs 64110D104 7209 485810 SH SOLE 484010 1890 Neurobiological Technologies cs 64124w304 22 33000 SH SOLE 33000 Nobel Biocare Holding AG Ord cs 7385722 1730 101285 SH SOLE 101285 Pall Corporation cs 696429307 6894 337452 SH SOLE 335452 2140 Pharmastem (formely Biocyte) cs 0 60000 SH SOLE 60000 Pharmos Corp cs 717139307 4 61938 SH SOLE 61938 Plantronics Inc. cs 727493108 5773 478330 SH SOLE 478330 100 Procter & Gamble cs 742718109 1036 22000 SH SOLE 22000 100 Qualcomm Inc cs 747525103 11461 294550 SH SOLE 294550 50 Quest Diagnostics Inc cs 74834L100 8698 183190 SH SOLE 183190 80 Reckitt Benckiser Ordinary Sha cs B24CGK7 3886 103520 SH SOLE 103520 Renewable Energy Corp. AS Ordi cs B01vhw2 464 53740 SH SOLE 53740 Roche Holding Ordinary Shares cs 7110388 4754 34610 SH SOLE 34610 SABMiller Ord Shs cs 0483548 4549 306151 SH SOLE 306151 SGS SA Ordinary Shares cs 4824778 6334 6027 SH SOLE 6027 Schlumberger Ltd cs 806857108 9290 228706 SH SOLE 228106 630 Sepracor Inc cs 817315104 4187 285595 SH SOLE 285395 200 Societe Generale Ordinary Shs cs 5966516 2145 54773 SH SOLE 54773 Solon SE Ordinary Shares cs 7450738 290 21990 SH SOLE 21990 Spectrum Pharmaceuticals Inc cs 84763A108 59 33456 SH SOLE 33456 Spectrum Pharmaceuticals Inc U cs 146 83347 SH SOLE 83347 Standard Chartered Plc Ordinar cs 0408284 972 78260 SH SOLE 78260 TEPPCO Prt LP Intl cs 872384102 1230 54320 SH SOLE 49320 5000 Targent Inc cs 100 400000 SH SOLE 400000 Varian Medical Systems cs 92220p105 9961 327230 SH SOLE 325070 2260 Vela Pharmaceuticals Inc cs 20 202500 SH SOLE 202500 Veolia Environnement Ordinary cs 4031879 2314 110865 SH SOLE 110865 Vestas Wind Systems A/S Ordina cs 5964651 1402 31970 SH SOLE 31970 ABB Ltd. Sponsored ADR 000375204 16375 1174682 SH SOLE 1174682 ARM Holdings ADR 042068106 10316 2333991 SH SOLE 2333991 ASML Holding NV NY Reg ADR N07059186 28704 1639290 SH SOLE 1639290 Alcon Inc ADR H01301102 19793 217720 SH SOLE 217720 BHP Billiton ADR 05545E209 21879 553197 SH SOLE 553197 BP Plc-Spons ADR 055622104 404 10076 SH SOLE 10076 China Life Insurance Co ADR 16939P106 23072 468557 SH SOLE 468557 50 Credit Suisse Group Spon ADR 225401108 22746 746031 SH SOLE 746031 Diageo PLC Spon ADR 25243Q205 26774 598292 SH SOLE 598292 50 Fresenius Medical Care Ag ADR 358029106 29637 765803 SH SOLE 763803 2050 HSBC Holdings PLC ADR 404280406 12804 453712 SH SOLE 453712 ICICI Bank Ltd. ADR 45104G104 18647 1403100 SH SOLE 1403100 National Australia Bank Spon A 632525408 164 11775 SH SOLE 8505 3270 Orthofix Intl ADR N6748L102 2255 121780 SH SOLE 120180 1600 Qiagen NV ADR N72482107 31818 1993632 SH SOLE 1990632 3100 Reckitt Benckiser ADR 756255105 18519 2452850 SH SOLE 2452850 Roche Hldg ADR 771195104 20347 592450 SH SOLE 592450 SABMiller Sp ADR 78572m105 23842 1604043 SH SOLE 1597664 6379 SGS SocGen Surveillance ADR 818800104 22837 2172955 SH SOLE 2172955 SK Telecom Co Ltd ADR 78440p108 1136 73500 SH SOLE 70500 3000 Societe Generale ADR 83364L109 14212 1814248 SH SOLE 1814248 Telefonica Spon ADR 879382208 25470 427199 SH SOLE 427199 Teva Pharmaceutical - ADR 881624209 29805 661595 SH SOLE 661595 Veolia Environnement ADR 92334N103 10613 507808 SH SOLE 507808 40 Vestas Wind Systems ADR 925458101 489 33490 SH SOLE 33490 Vodafone Group ADR 92857W209 28218 1619887 SH SOLE 1617700 2187 Westpac Banking ADS 961214301 317 4746 SH SOLE 4746 Credit Suisse Group Ordinary S cs 7171589 2773 90980 SH SOLE 90980 Nobel Biocare Holding AG (chf) cs 7385722 2024 118530 SH SOLE 118530 Roche Holding Ordinary Shares cs 7110388 2535 18455 SH SOLE 18455 SGS SA Ordinary Shares (chf) cs 4824778 3945 3754 SH SOLE 3754 ASML Holding NV (eur) cs 5949368 2262 127626 SH SOLE 127626 Fresenius Medical Care (eur) cs 5129074 1211 31210 SH SOLE 31210 Qiagen N.V. (eur) cs 5732825 834 51178 SH SOLE 51178 Societe Generale (eur) cs 5966516 1676 42780 SH SOLE 42780 Solon SE Ord. Share(eur) cs 7450738 171 12990 SH SOLE 12990 Veolia Environnement (eur) cs 4031879 1617 77460 SH SOLE 77460 Vestas Wind Systems A/S (dkk) cs 5964651 1365 31130 SH SOLE 31130 ARM Holdings Ordinary Shares ( cs 0059585 1769 1204400 SH SOLE 1204400 BHP Billiton PLC Ordinary Shar cs 0056650 3774 190100 SH SOLE 190100 Diageo Ordinary Shares (gbp) cs 0237400 822 72890 SH SOLE 72890 Reckitt Benckiser Ordinary Sha cs B24CGK7 1215 32360 SH SOLE 32360 SABMiller PLC (gbp) cs 0483548 3680 247594 SH SOLE 247594 Standard Chartered Plc Ord Sha cs 0408284 494 39800 SH SOLE 39800 Vodafone Group PLC (gbp) cs B16GWD5 794 451172 SH SOLE 451172 China Life (hkd) cs 6718976 5474 1650870 SH SOLE 1650870 Kurita Water Industries (jpy) cs 6497963 4564 238150 SH SOLE 238150 Renewable Energy Corp. AS (nok cs B01VHW2 817 94610 SH SOLE 94610 Hyflux Ltd. Ordinary Shares (s cs 6320058 731 673773 SH SOLE 673773 Johnston Capital Partners Fund jamlp 734 733996.134SH SOLE 733996.134 Centocor Partners III 0 50000 SH SOLE 50000 M&T Bank 55261F104 483 10679 SH SOLE 10679 Dov Pharmaceutical Warrants wt 0 22000 SH SOLE 22000
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